Table of Contents | Appendix C-36 | Appendix C-38
The Disposition Plan is the most significant deliverable in the disposition of the information system, and the plan will vary according to system and Department requirements. The objectives of the plan are to end the operation or the system in a planned, orderly manner and to ensure that system components and data are properly archived or incorporated into other systems. At the end of this task, the system will no longer exist as an independent entity. The completion of the systems life cycle is carefully planned and documented to avoid disruption of the organizations using the system or the operation of other systems that will use the data and/or software of the present system.
The Disposition Plan needs to be an extension of the Records Management function. Records Management— what is kept, what is a legal "record," retention period, etc.-- is a topic beyond the scope of this SDLC. The software, hardware, and data of the current system are disposed of in accordance with organization needs and pertinent laws and regulations. Software or data of the system may be transferred to other existing systems, migrated to an entirely new system, or archived for future use. Hardware is made available for future use, added to surplus, or discarded.
In conducting the disposition task, the following items should be considered:
• All known users
should be informed of the decision to terminate operation of the system
before the actual termination
date.
• Although the current
system may be terminated, in many cases the data will continue to be
used through other systems.
The specific processing logic used to transfer the data to
another system is developed
as part of the data conversion planning for that system.
• In some instances,
software may be transferred to a replacement system. For example, a
component of the current
system may become a component of the replacement system
without significant rewriting
of programs.
• Effective reactivation
of the system in the future will depend heavily on having complete
documentation. It is generally
advisable to archive all documentation, including the life-
ycle products generated
during the earliest tasks of the life cycle as well as the
documentation for users
and for operation and maintenance personnel.
The Disposition Plan addresses how the various components of the system are handled at the completion of operations, including software, data, hardware, communications, and documentation. The plan also notes any future access to the system. The plan is lead/performed by the Project Manager; supported by the records management staff, the project team, and the functional staff; and reviewed by the QA manager. Other tasks include the following:
• Notify all known
users of the system of the planned date after which the system will no
longer be available. Work
with the FOIA/PA representative process any Federal Register
regarding system of records
notification.
• Copy data to be
archived onto permanent storage media, and store media in a location
designated by the Disposition
Plan. Work with the project management team for other
systems to effect a smooth
transfer of data from the current system to these systems.
• Copy software onto
permanent storage media, and store media in location designated in
Disposition Plan. (Software
to be stored may include communications and systems
software as well as application
software.) Work with the project team for other systems
to ensure effective migration
of the current system software to be used by these systems.
• Store other life-cycle
products, including system documentation, in archive locations
designated by the Disposition
Plan.
• Dispose of equipment
used exclusively by this system in accordance with the Disposition
Plan (refer to excess
procedures).
• Complete and update
the Disposition Plan to reflect actual disposition of data, software,
and hardware.
• Plan for the shutdown
of the project, including the reassignment of project staff, the
storage of project records,
and the release of project facilities
1.0 INTRODUCTION
This section provides a brief description of introductory material.
1.1 Purpose and Scope
This section describes the purpose and scope of the Disposition Plan. Reference the information system name and provide identifying information about the system undergoing disposition.
1.2 Points of Contact
This section identifies the System Proponent. Provide the name of the responsible organization and staff (and alternates, if appropriate) who serve as points of contact for the system disposition. Include telephone numbers of key staff and organizations.
1.3 Project References
This section provides a bibliography of key project references and deliverables that have been produced before this point in the project development. These documents may have been produced in a previous development life cycle that resulted in the initial version of the system now undergoing disposition or may have been produced in subsequent enhancement efforts as appropriate.
1.4 Glossary
This section contains a glossary of all terms and abbreviations used in the plan. If it is several pages in length, it may be placed in an appendix.
2.0 SYSTEM DISPOSITION
2.1 Notifications
This section describes the plan for notifying known users of the system being shut down, and other affected parties, such as those responsible for other, interfacing systems, and operations staff members involved in running the system.
2.2 Data Disposition
This section describes the plan for archiving, deleting, or transferring to other systems the data files and related documentation in the system being shut down.
2.3 Software Disposition
This section describes the plan for archiving, deleting, or transferring to other systems the software library files and related documentation in the system being shut down.
2.4 System Documentation Disposition
This section describes the plan for archiving, deleting, or transferring to other systems the hardcopy and softcopy systems and user documentation for the system being shut down.
2.5 Equipment Disposition
This section describes the plan for archiving, deleting, or transferring to other systems the hardware and other equipment used by the system being shut down.
3.0 PROJECT CLOSEDOWN
3.1 Project Staff
This section describes the plan for notifying project team members of the shutdown of the system, and the transfer of these team members to other projects.
3.2 Project Records
This section describes the plan for archiving, deleting, or transferring to other projects the records of project activity for the project that has been maintaining the system being shut down.
3.3 Facilities
This section describes the plan for transferring or disposing of facilities used by the project staff for the system being shut down.
Disposition Plan Outline
Cover Page
Table of Contents
1.0 Introduction
1.1 Purpose
and Scope
1.2 Points
of Contact
1.3 Project
References
1.4 Glossary
2.0 System Disposition
2.1 Notifications
2.2 Data
Disposition
2.3 Software
Disposition
2.4 System
documentation Disposition
2.5 Equipment
Disposition
3.0 Project Closedown
3.1 Project
Staff
3.2 Project
Records
3.3 Facilities