UNITED STATES DISTRICT COURT
WHEREAS plaintiff, United States of America, having filed its Complaint in this action on February 19, 1998, and plaintiff and defendant Norsk Hydro USA Inc., by their respective attorneys, having consented to the entry of this Final Judgment without trial or adjudication of any issue of fact or law; and without this Final Judgment constituting any evidence against, or any admission by, any party with respect to any such issue of fact or law.
AND WHEREAS defendant Norsk Hydro USA Inc. has agreed to be bound by the provisions of this Final Judgment pending its approval by the Court.
NOW, THEREFORE, before any testimony is taken, and without trial or
IT IS HEREBY ORDERED, ADJUDGED AND DECREED as follows:
This Court has jurisdiction over the subject matter of this action and over each of the parties consenting to this Final Judgment. The
As used in this Final Judgment:
A. "Hydro"means defendant Norsk Hydro USA Inc. and its parents, subsidiaries, successors and assigns, directors, officers, managers, agents, and employees engaged in the ammonia business, and any other person acting for, on behalf of, or under the control of them with respect to the ammonia business.
B. "Ammonia asset" means any asset used principally in the manufacture, processing, production, storage, distribution, or sale of ammonia and whose purchase price exceeds $750,000.
C. "Ammonia business" means the manufacturing, processing, production, storage, distribution, or sale of ammonia.
D. "Jointly determined bid" or "joint bid" means any combining, pooling, or supplementing of resources, money, or property in connection with an actual or proposed offer for property which is to be sold through a bid process.
E. "Person" means any individual, association, cooperative, partnership, corporation, or other business or legal entity.
This Final Judgment shall apply to defendant Hydro, including each of its directors, officers, managers, agents, employees, parents, subsidiaries, and successors and assigns engaged now or in the future in the ammonia business, and to all other persons in active concert or participation with defendant Hydro in the ammonia business who shall have received actual notice of this Final Judgment by personal service or otherwise.
Defendant Hydro is enjoined and restrained from submitting any jointly determined bid for the acquisition of any ammonia asset located in the United States that is being sold by or under the auspices of a court or agency of the United States.
A. Nothing in Section IV shall prohibitdefendantHydro from submitting any jointly determined bid for the acquisition of any ammonia asset located in the United States that is being sold by or under the auspices of a court or agency of the United States so long as, before or at the time of submitting any such jointly determined bid, defendant Hydro:
1. Discloses to the seller of the asset and the person administering the sale of the asset that a jointly determined bid is being submitted and with whom the joint bid is being submitted; and
2. Does not, without disclosing to the seller in advance of the sale, violate any of the terms or conditions for bidding imposed by the seller of the asset or violate any of the terms or conditions for bidding imposed by the person administering the sale of the asset.
B. Section IV shall not apply to any purchases by defendant Hydro, either separately or jointly with its partner in Farmland Hydro L.P., that are for the benefit of, on behalf of, or in the name of, Farmland Hydro L.P. Section IV shall apply to any jointly determined bid submitted by defendant Hydro and any third person or to any jointly determined bid submitted by defendant Hydro that is not made for the benefit of, on behalf of, or in the name of Farmland Hydro L.P.
A. Defendant Hydro is ordered to establish and maintain an antitrust compliance program which shall include designating, within thirty (30) days of entry of this Final Judgment, an Antitrust Compliance Officer with responsibility for accomplishing the antitrust compliance program and with the purpose of achieving compliance with this Final Judgment. The Antitrust Compliance Officer shall, on a continuing basis, supervise the review of the current and proposed activities of defendant Hydro to ensure compliance with this Final Judgment. The Antitrust Compliance Officer shall be responsible for accomplishing the following activities:
1. Distributing, within ninety (90) days of entry of this Final Judgment, a copy of this Final Judgment to all officers and directors, and any person who otherwise manages defendant Hydro with respect to the ammonia business;
2. Distributing in a timely manner a copy of this Final Judgment to any person who succeeds to a position described in Section VI(A)(1);
3. Briefing annually defendant Hydro's officers and directors engaged in the ammonia business on the meaning and requirements of this Final Judgment and the antitrust laws;
4. Obtaining annually from each officer or employee designated in Section VI(A)(1) and (2) a written certification that he or she: (a) has read, understands, and agrees to abide by the terms of this Final Judgment; (b) understands that failure to comply with this Final Judgment may result in conviction for criminal contempt of court; and (c) is not aware of any violation of the Final Judgment that has not been reported to the Antitrust Compliance Officer;
5. Maintaining a record of recipients from whom the certification required by Section VI(A)(4) has been obtained; and
6. Prior to the submission of any jointly determined bid, distributing a copy of this Final Judgment to any person with whom defendant Hydro submits a jointly determined bid for the acquisition of any ammonia asset that is being sold by or under the auspices of a court or agency of the United States.
B. Defendant Hydro is also ordered to file with this Court and serve upon plaintiff, within ninety (90) days after the date of entry of this Final Judgment, affidavits as to the fact and manner of compliance with this Final Judgment.
C. If defendant Hydro's Antitrust Compliance Officer learns of any violations of this Final Judgment, defendant Hydro shall forthwith take appropriate action to terminate or modify the activity so as to assure compliance with this Final Judgment.
A. For the purpose of determining or securing compliance with this Final Judgment, and subject to any legally recognized privilege, duly authorized representatives of the plaintiff shall, upon written request by the Assistant Attorney General in charge of the Antitrust Division, and on reasonable notice to defendant Hydro, be permitted:
1. Access during defendant Hydro's office hours to inspect and copy all records and documents in its possession or control relating to any matters contained in this Final Judgment; and
2. Subject to the reasonable convenience of defendant Hydro and without restraint or interference from defendant Hydro, to interview defendant Hydro's officers, employees, or agents engaged in the ammonia business, who may have counsel present, regarding such matters.
B. Upon written request by the Assistant Attorney General in charge of the Antitrust Division, defendant Hydro shall submit such written reports, under oath if requested, relating to any of the matters contained in this Final Judgment as may be requested, subject to any legally recognized privilege.
C. No information or documents obtained by the means provided in this Section VII shall be divulged by the plaintiff to any person other than a duly authorized representative of the Executive Branch of the United States, except in the course of legal proceedings to which the United States is a party, or for the purpose of securing compliance with this Final Judgment, or as otherwise required by law.
D. If at the time information or documents are furnished by defendant Hydro to plaintiff, defendant Hydro represents and identifies in writing the material in any such information or documents to which a claim of protection may be asserted under Rule 26(c)(7) of the Federal Rules of Civil Procedure, and defendant Hydro marks each pertinent page of such material, "Subject to claim of protection under Rule 26(c)(7) of the Federal Rules of Civil Procedure," then 20 days' notice shall be given by plaintiff to defendant Hydro prior to divulging such material in any legal proceeding (other than a grand jury proceeding) to which that defendant is not a party.
RETENTION OF JURISDICTION
Jurisdiction is retained by this Court for the purpose of enabling any of the parties to this Final Judgment to apply to this Court at any time for such further orders and directions as may be necessary or appropriate to carry out or construe this Final Judgment, to modify or terminate any of its provisions, to enforce compliance herewith, and to punish any violations of its provisions. Nothing in this provision shall give standing to any person not a party to this Final Judgment to seek any relief related to it.
This Final Judgment will expire on the tenth anniversary of its date of entry.
Entry of this Final Judgment is in the public interest.