UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
UNITED STATES OF AMERICA,
Plaintiff,
v.
COMPUTER ASSOCIATES
INTERNATIONAL, INC.,
and LEGENT CORPORATION,
Defendants.
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Civil Action No.
Filed: July 28, 1995
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FINAL JUDGMENT
WHEREAS, Plaintiff, United States of America, having filed its Complaint
herein on July 28, 1995, and Plaintiff and Defendants, by their respective
attorneys, having consented to the entry of this Final Judgment without
trial or adjudication of any issue of fact or law, and without this
Final Judgment constituting any evidence against or an admission by
any party with respect to any issue of fact or law;
AND WHEREAS, Defendants having agreed to be bound by the provisions
of this Final Judgment pending its approval by the Court;
AND WHEREAS, the essence of this Final Judgment being prompt and certain
remedial action to ensure that, after the acquisition referred to herein,
competition is not substantially lessened in certain product markets
for enumerated types of mainframe systems management software;
AND WHEREAS, Defendants having represented to Plaintiff that the licensing
and customer election procedures required below can and will be accomplished
and that Defendants will later raise no claims of hardship or difficulty
as grounds for asking the Court to modify any of the licensing and customer
election provisions contained below; NOW, THEREFORE, before the taking
of any testimony, and without trial or adjudication of any issue of
fact or law herein, and upon consent of the parties hereto, it is hereby
ORDERED, ADJUDGED, AND DECREED as follows:
I. JURISDICTION
This Court has jurisdiction over each of the parties hereto and the
subject matter of this action. Venue is proper in this Court. The Complaint
states a claim upon which relief may be granted against the Defendants
under Section 7 of the Clayton Act, as amended (15 U.S.C. § 18).
II. DEFINITIONS
- "Computer Associates" means Defendant Computer Associates International,
Inc., its successors and assigns, each subsidiary and division thereof,
and each officer, director, employee, agent and other person acting
for or on behalf of any of them.
- "Customer" means a holder of any current license or maintenance
agreement for any subject software product with defendants, regardless
where the customer is located.
- "Customer Information" means all information, files, and records
maintained by Defendants concerning Customers, including (i) all customer
call reports (or portions thereof covering the Subject Software Products);
(ii) all pricing information; (iii) all support and maintenance logs;
and (iv) all other information maintained by defendants about specific
Customers as concerns the Subject Software Products.
- "Defendants" means, collectively or individually as the context
requires, Computer Associates and/or Legent.
- "Effective Date(s)" means the later of (i) the date of entry by
the Court of this Final Judgment; or (ii) the execution of definitive
license agreement(s) as contemplated in Part IV, below.
- "Legent" means Defendant Legent Corporation, its successors and
assigns, each subsidiary and division thereof, and each officer, director,
employee, agent and other person acting for or on behalf of any of
them.
- "PIPES" means the technology developed by Peer Logic, Inc. known
as PIPES, PIPES Platform, PIPES Platform Software Developers Kit,
and derivative works of any of these products, both in object code
and source code forms.
- "Subject Software Product" means each of the following computer
programs presently sold by Legent: (i) EPIC/VSE (VSE tape management
and disk management); (ii) FAQS/PCS (VSE automated job scheduling);
(iii) Alert/VSE and Alert/CICS (VSE security); and (iv) FAQS/ASO for
VSE (VSE automated operations). Each Subject Software Product shall
include:
- all source code and object code for the version or versions
of the Subject Software Product currently being sold or distributed
anywhere in the world, all existing source code and object code
for all prior versions of the Subject Software Product previously
sold or distributed anywhere in the world, and the most current
iterations of source code and object code for all versions of
the Subject Software Product under development or developed but
not yet being sold or distributed, as of the date of the license(s)
entered into pursuant to Part IV, below;
- all optional modules, add-ons, enhancements and software customization
sold or distributed to customers for use with the Subject Software
Product;
- all development tools, development environments, unique programming
languages, software patches and other software or intellectual
property that are or were used to develop, upgrade, and maintain
that Subject Software Product that (i) defendants have the right
to license, sub-license or assign, and (ii) that are not generally
commercially available;
- all existing documentation developed for use with any past,
present or future version of the Subject Software Product, including
all technical or development documentation, all user documentation,
and all support documentation and support records, delivered to
each licensee in an electronic form acceptable to that licensee.
III. APPLICABILITY
- The provisions of this Final Judgment apply to the Defendants,
their successors and assigns, their subsidiaries, affiliates, directors,
officers, managers, agents, employees, attorneys and all other persons
in active concert or participation with any of them who shall have
received actual notice of this Final Judgment by personal service
or otherwise. Defendants and each person bound by this Final Judgment
shall cooperate in ensuring that the provisions of this Final Judgment
are carried out.
- Defendants shall require, as a condition of the licensing required
herein, that the licensee(s) agree to be bound by the provisions of
this Final Judgment that apply to such licensee(s).
IV. LICENSING
- Bidding Procedures
Defendants are hereby ordered and directed to grant a nonexclusive,
worldwide, irrevocable license for each Subject Software Product, on
the terms and in the manner hereinafter stated:
- Defendants shall, within seven (7) days after execution of the
stipulation in this action, retain an independent investment banker
to identify and solicit bidders, and to evaluate bids, for each
Subject Software Product. The identity of and terms of retention
of said investment banker shall be subject to the approval of the
Plaintiff, and said investment banker shall be charged with faithfully
carrying out the terms of this Final Judgment. In the event that
Plaintiff does not approve the investment banker proposed by Defendants,
Defendants shall within three (3) days, submit to Plaintiff six
(6) alternate investment bankers, with the terms of the proposed
retention stated for each. Plaintiff shall have the right to select
from among these six (6) alternatives.
- The investment banker shall serve at the cost and expense of
Defendants, and shall receive compensation based on a fee arrangement
providing an additional incentive based solely on the price and
terms of the license and the speed with which it is accomplished.
- The investment banker shall have discretion to solicit bids for
license of the Subject Software Products and to otherwise make known,
by usual and customary means, the availability for license of the
Subject Software Products. Plaintiff and Defendants may provide
names of prospective licensees to the investment banker for solicitation,
but in no event shall the investment banker be limited to soliciting
bids only from persons identified by Plaintiff or Defendants.
- The investment banker shall provide any person making an inquiry
regarding a possible bid for the Subject Software Products with
a copy of this Final Judgment, and shall coordinate the furnishing
to all bona fide prospective licensees the information and access
specified in sub-section IV.A.5, below. The investment banker shall
have discretion to establish such pre-bidding and bidding procedures,
subject to the approval of Plaintiff, as are reasonably designed
to elicit acceptable bids not later than twenty (20) days after
the investment banker is retained. The investment banker shall file
weekly reports with the parties setting forth the investment banker's
efforts to accomplish licensing of the Subject Software Products
as contemplated under this Final Judgment, including the name, address,
and telephone number of each person who, during the preceding week,
made an offer to acquire, expressed an interest in acquiring, entered
into negotiations to acquire, or was contacted or made an inquiry
about acquiring, any interest in the subject software products,
and shall describe in detail each contact with any such person during
that period.
- Defendants shall promptly furnish to all bona fide prospective
licensees, subject to customary confidentiality assurances, all
information reasonably necessary for pre-bidding due diligence regarding
the subject software products, except such information as may be
subject to the attorney-client privilege or the attorney work product
doctrine. Defendants shall provide such information to the Plaintiff
at the same time that such information is made available to any
other person. Defendants shall permit prospective licensees of each
Subject Software Product to have reasonable access to personnel
and to make such reasonable inspection of any Subject Software Product,
together with such financial, operational, or other documents and
information as may be relevant to the license required by this Final
Judgment.
- Within seven (7) days after the close of bidding, provided for
in sub-section IV.A.3 above, the investment banker shall, in consultation
with the parties, determine the successful bidder or bidders for
each Subject Software Product. No bid may be accepted that contains
any provision requiring or permitting continuing royalty payments
to Defendants or the reporting to defendants of sales units or revenues
of the Subject Software Product by the bidder. Preference may first
be given to bids to license all subject software products, then
to license multiple Subject Software Products, then to license an
individual Subject Software Product.
- Defendants shall make all reasonable efforts to enter into a definitive
agreement for the licensing of each Subject Software Product to
the successful bidder or bidders within fourteen (14) days after
selection by the investment banker of the successful bidder or bidders.
Plaintiff may, in its sole discretion, extend the time period for
completion of a definitive licensing agreement for an additional
period of time not to exceed thirty (30) days.
- Unless Plaintiff otherwise consents, licensing of the Subject
Software Products shall include such assets and be accomplished
in such a way as to satisfy Plaintiff, in its sole discretion, that
each Subject Software Product can and will be used by the licensee(s)
as part of a viable, ongoing business involving the sale or license
of the Subject Software Product to customers, including a demonstration
to Plaintiff's satisfaction that (i) the license is for the purpose
of competing effectively in the selling of the Subject Software
Products to customers; (ii) the licensee has the managerial, operational,
technical and financial capability to compete effectively in the
selling of the Subject Software Products to customers; and (iii)
none of the terms of any agreement between the licensee and Defendants
gives Defendants the ability artificially to raise the licensee's
costs, impairs the licensee's ability to innovate the Subject Software
Products, impairs the licensee's ability to support customers, or
otherwise interferes with the ability of the licensee to compete
effectively. Plaintiff may decline to approve a license of a Subject
Software Product to any person currently selling any product in
the same product market (as alleged in Plaintiff's Complaint).
- Within one (1) business day following execution of a definitive
agreement for the licensing of any or all of the Subject Software
Products, Defendants or the trustee, whichever is then responsible
for effectuating the license, shall notify Plaintiff of the proposed
license. If the trustee is responsible, it shall similarly notify
Defendants. The notice shall set forth the details of the proposed
transaction and list the name, address, and telephone number of
each person not previously identified who offered to, or expressed
an interest in or desire to, acquire any ownership interest in any
Subject Software Product, together with full details of same. Plaintiff
may, at its sole discretion, request additional information concerning
the proposed license and the proposed licensee, which Defendants
and the proposed licensee shall promptly provide. Plaintiff shall
provide prompt written notice to Defendants and the trustee, if
there is one, stating whether or not it objects to the proposed
licensee. Upon written notice that the Plaintiff does not object
to the proposed licensee, a license proposed under this Part IV
may be consummated.
- B. License Rights
Any license for one or more of the Subject Software Products shall,
at minimum, convey the following:
- the Subject Software Product, as defined herein;
- the right of the licensee(s) to obtain comprehensive training
for its developers and support personnel from Defendants, such
that the licensee(s) will be able to maintain, develop and support
the Subject Software Product in substantially the same manner
as Defendants;
- the right of the licensee(s) to assign or sub-license substantially
all of its rights under the license(s) to another person, or to
sub-license for the purpose of creating distributorships or agents
of the licensee, provided however, that the license
may, if Defendants and the licensee(s) so agree, preclude the
sub-license of rights to any Subject Software Product on a non-exclusive
basis for the purpose of creating additional independent, competing
software vendors of a Subject Software Product;
- for a period of 180 days after the Effective Date, the right
of the licensee(s), without interference from Defendants, to solicit,
bid for and hire any of Defendants' employees, agents or contractors
whose job duties as of the date of the filing by the parties of
this Final Judgment relate, in whole or in part, directly to the
development or technical support of the subject software products
(hereinafter, the "Subject Software Product Employees"). To effectuate
this right, Defendants shall provide to the licensee(s): (i) the
name, address, telephone number, job description, and current
compensation of each Subject Software Product Employee; (ii) the
right to contact and recruit any or all such persons regarding
possible employment; (iii) releases by defendants from any non-compete
covenants applicable to any Subject Software Product Employee;
and (iv) releases by Defendants from any right under federal,
state or other applicable law to claim misappropriation of intellectual
property or trade secrets, insofar as such intellectual property
or trade secrets relate to the development or support of the Subject
Software Products;
- the right of the licensee to obtain the employment files and
records of the Subject Software Product Employees, pursuant to
the following procedure: (i) all such employment files and records
(or copies thereof), as well as the names, addresses, and telephone
numbers of such persons, shall be provided by the Defendants to
the investment banker, within five (5) days after the retention
of the investment banker; (ii) the investment banker shall contact
each Subject Software Product Employee and notify such person,
in a form approved in advance by Plaintiff (a) of that person's
right to authorize the investment banker or trustee to release
that person's employment file or record to any licensee; (b) of
the manner in which that person shall provide notice to the investment
banker or trustee of its authorization (such as a telephone number
that Employee should call); (c) that Defendants will not learn
from the investment banker or trustee of the person's authorization
to release his or her employment file or record to the licensee;
and (d) of the time period in which the person must communicate
his or her authorization to the investment banker or trustee;
(iii) if a person chooses to authorize the release of his or her
employment file or record, the investment banker or trustee shall
promptly provide to the licensee(s) that person's employment file
or record; and (iv) the investment banker or trustee shall not
disclose to Defendants the identity of any person that has chosen
to authorize the release of his or her employment file to a licensee(s).
- for all Customers who elect to transfer their customer relationship
for any Subject Software Product to the licensee pursuant to section
V, below: (a) full and complete assignment of all licenses and
maintenance contracts for the Subject Software Products so transferred,
and (b) full and complete transfer of all Customer Information
covering the Subject Software Products so transferred, provided
however that Defendants may retain Customer Information,
but no Customer Information retained by Defendants shall be used
for purposes of selling or marketing any Subject Software Product
to any Customer who elects, pursuant to Part V herein, to transfer
its business relationship to the licensee(s) for any Subject Software
Product.
- for a period of not less than one year after the Effective
Date, full and prompt disclosure of all technical updates and
problem resolution protocols for the Subject Software Products;
- for a period of not less than one year after the Effective
Date, reasonable (post-license) access during normal business
hours to senior members of Defendants' development and support
teams for the Subject Software Products to answer questions and
provide problem resolution and advice relating to customer support;
- for a period of not less than one year after the Effective Date,
the right of the licensee to refer to the trademarks or trade
names of the Subject Software Product for the purpose of representing
to Customers and prospective customers that the Subject Software
Product was developed by and licensed from Defendants. This subparagraph,
however, shall not be construed to grant the licensee any right
to market the Subject Software Product under the Defendants' trademarks
or trade names.
- Appointment of Trustee
- If Defendants have not executed a definitive license or licenses
to transfer all Subject Software Products as required by section
IV.A, above, within the time specified therein (including any
extension granted by Plaintiff pursuant to sub-section IV.A.7,
above), Defendants shall immediately notify Plaintiff of that
fact in writing. Within five (5) calendar days of that date, Plaintiff
shall provide Defendants with written notice of the names and
qualifications of not more than two (2) nominees for the position
of trustee for the required licensing. Defendants shall notify
Plaintiff within five (5) calendar days thereafter whether either
or both of such nominees are acceptable. If either or both of
such nominees are acceptable to Defendants, Plaintiff shall notify
the Court of the person upon whom the parties have agreed and
the Court shall appoint that person as the trustee. If neither
nominee is acceptable to Defendants, they shall furnish to Plaintiff,
at the time of Defendant's notification to Plaintiff, written
notice of the names and qualifications of not more than two (2)
nominees for the position of trustee for the required license.
If either or both of such nominees are acceptable to Plaintiff,
Plaintiff shall notify the Court of the person upon whom the parties
have agreed and the Court shall appoint that person as the trustee.
If neither nominee is acceptable to Plaintiff, Plaintiff shall
furnish the Court the names and qualifications of its and Defendants'
proposed nominees. The Court may hear the parties as to the nominees'
qualifications and shall appoint one of the nominees as the trustee.
- After the trustee's appointment has become effective, only
the trustee shall have the right to license the Subject Software
Products. The purpose of the trust shall be to create a viable,
ongoing business which can compete effectively in the selling
of the Subject Software Products. The trustee shall have the power
and authority to execute a license or licenses to a person(s)
acceptable to Plaintiff at such price and on such terms as are
then obtainable upon the best reasonable effort by the trustee,
subject to the provisions of sections IV.A and IV.B of this Final
Judgment, and shall have such other powers as this Court shall
deem appropriate to perform those functions. Defendants shall
not object to the licensing of the Subject Software Products by
the trustee on any grounds other than the trustee's malfeasance.
Any such objection by Defendants must be conveyed in writing to
Plaintiff and the trustee within five (5) calendar days after
the trustee has notified Defendants of the proposed licensing.
- The trustee shall serve at the cost and expense of Defendants,
shall receive compensation based on a fee arrangement providing
an incentive based on the price and terms of the license(s) and
the speed with which it is accomplished, and shall serve on such
other terms and conditions as the Court may prescribe; provided
however, that the trustee shall receive no compensation, nor incur
any costs or expenses, prior to the effective date of its appointment.
The trustee shall account for all monies derived. After approval
by the Court of the trustee's accounting, including fees for its
services, all remaining monies shall be paid to Defendants and
the trust shall then be terminated.
- Defendants shall take no action to interfere with or impede
the trustee's accomplishment of the licensing of the Subject Software
Products and shall use their best efforts to assist the trustee
in accomplishing the required license(s). The trustee shall have
such full and complete access to the personnel, books, records,
and facilities of Defendants' overall businesses as is reasonably
necessary to carry out its responsibilities, and Defendants shall
develop such financial or other information the trustee deems
reasonably necessary to the licensing of the Subject Software
Products. The trustee shall have full and complete access to the
books and records of the investment banker retained pursuant to
Section IV.A, above, relating to the investment banker's (i) attempts
to obtain licensing of the Subject Software Products; and (ii)
collection of employee files and records and authorizations to
release such files and records to licensee(s).
- After its appointment becomes effective, the trustee shall file
weekly reports with the parties and the Court setting forth the
trustee's efforts to accomplish licensing of the Subject Software
Products as contemplated under this Final Judgment; provided
however, that to the extent such reports contain information
that the trustee deems confidential, such reports shall not be
filed in the public docket of the Court. Such reports shall include
the name, address, and telephone number of each person who, during
the preceding week, made an offer to acquire, expressed an interest
in acquiring, entered into negotiations to acquire, or was contacted
or made an inquiry about acquiring, any interest in the Subject
Software Products, and shall describe in detail each contact with
any such person during that period. The trustee shall maintain
full records of all efforts made to license the Subject Software
Products.
- Within ninety (90) days after its appointment has become effective,
if the trustee has not accomplished the license(s) required to
effectuate this Final Judgment, the trustee shall promptly file
with the parties and the Court a report setting forth (i) the
trustee's efforts to accomplish the required licensing, (ii) the
reasons, in the trustee's judgment, why the required license(s)
have not been accomplished, and (iii) the trustee's recommendations;
provided however, that to the extent such reports
contain information that the trustee deems confidential, such
reports shall not be filed in the public docket of the Court.
The parties shall each have the right to be heard and to make
additional recommendations consistent with the purpose of the
trust. The Court shall thereafter enter such orders as it shall
deem appropriate in order to carry out the purpose of the trust,
which shall, if necessary, include disposing of any or all assets
of the Subject Software Product businesses, including Customer
contracts and/or software assets, to such buyers as the Court
deems appropriate, or extending the trust and the term of the
trustee's appointment.
V. CUSTOMER ELECTION
Defendants are hereby ordered and directed to take all measures necessary
to effectuate the orderly and fair election and, where applicable, orderly
transfer of all customer relationships concerning each Subject Software
Product to the licensee of such Subject Software Product in the manner
hereinafter stated.
- Immediately upon execution of a definitive agreement to license
any Subject Software Product, all provisions of any customer license
or maintenance contract concerning such Subject Software Product that
directly or indirectly restrict the Customer's ability to transfer
its license or maintenance agreements of any Subject Software Product
to the licensee of such Subject Software Product shall be suspended
until the completion of the election and transfer process.
- Within one (1) business day after execution of a definitive agreement
or agreements to license the Subject Software Product, Defendants
shall provide the investment banker or, if applicable, the trustee,
with a complete list of the names, addresses, telephone numbers, and
primary contact person of each Customer of each Subject Software Product,
together with all licenses or other contracts relating to the Subject
Software Products.
- Within five (5) calendar days after execution of a definitive agreement
to license each Subject Software Product, the investment banker or,
if applicable, the trustee, shall at Defendants' expense provide all
customers with a notification of the right to elect whether to transfer
their software license and maintenance contracts for the Subject Software
Product to the licensee(s) of the Subject Software Product, such notification
to be in a form approved by Plaintiff. Such notification shall include
a copy of this Final Judgment, specify the identity of the licensee(s)
of the Subject Software Products, specify the procedures to be followed
in electing to transfer software licenses and maintenance contracts,
and state an address of Plaintiff at which to direct questions or
complaints about possible violations of the terms of this Final Judgment.
Defendants and the licensee of the Subject Software Product shall
have an equal right to enclose marketing or promotional materials
with such notification, subject to Plaintiff's advance approval of
such materials.
- Except for the marketing or promotional materials included in the
notification pursuant to the preceding sub-section, Defendants and
the licensee of the Subject Software Product shall not otherwise contact
or communicate with any customer so notified regarding the Subject
Software Products or the customer's election until after the conclusion
of the election period and transfer of all customer relationships
to the licensee of each Subject Software Product, except (i) insofar
as the customer initiates such contacts; and (ii) as may be necessary
for routine technical support. In the event a customer's license or
maintenance agreement covering any Subject Software Product shall
expire or otherwise be renewable during the election period, the terms
of the previous license or contract shall be extended until the conclusion
of the election period and transfer of the customer relationship,
unless the customer affirmatively terminates the license or contract.
Defendants shall not solicit or induce customers to terminate licenses
or contracts for the purpose of negotiating successor contracts during
the election period.
- Each Customer shall be permitted thirty (30) days after notification
in which to notify the investment banker, or, if applicable, the trustee,
of its election as to whether Defendants or the licensee shall have
the rights to their software licenses and maintenance contracts for
the Subject Software Products. Each Customer shall be given instructions
how to notify the investment banker or trustee of its election. At
the close of the thirty (30) day period, each Customer that has not
communicated its election to the investment banker or, if applicable,
the trustee shall be notified by the investment banker or trustee
that it has fifteen (15) additional days in which to make an election
and that failure to elect within that period shall result in such
Customer being allocated either to the Defendants or to the licensee(s).
Customers failing to elect by the end of the fifteen (15) day period
shall be randomly assigned to defendants or the licensee(s) of the
Subject Software Products on a pro rata percentage equal to that of
Customers who timely elected.
- Promptly upon the close of the notification period or the Effective
Date, whichever is later, the investment banker or trustee shall notify
the parties and the licensee of the Subject Software Product of the
election of each Customer, whether the Customer affirmatively made
an election or was assigned at random, and provide the licensee with
the information specified in subsection V.B, above, relating to each
Customer that elected or was assigned to the licensee.
- Within five (5) business days after receiving notification from
the investment banker or trustee identified in the previous Section,
Defendants shall transfer to the licensee of the subject software
product all Customer Information for each Customer that (i) elected
to transfer its license or maintenance agreement; or (ii) was allocated
to the licensee(s) pursuant to Section V.E, above.
- For each Customer that elects to transfer its license or maintenance
agreement, or that is allocated to licensee(s) pursuant to Section
V.E, above, Defendants shall pay to licensee a pro rata amount of
all maintenance fees already paid by such Customer to Defendants to
the extent such fees relate to service periods after the date of such
assignment. If the maintenance fees were negotiated or calculated
as part of a multi-product bundle or package, the payment to licensee(s)
shall be calculated by apportioning the maintenance fees among the
products subject to the bundle or package in a ratio derived from
the prices of each product as stated in Defendants' standard price
list or schedule as of the date upon which the maintenance agreement
became effective.
- Upon transfer of all Customer Information, the licensee of the
Subject Software Product, or Defendants, as the case may be, shall
be deemed to be in full privity of contract with the Customer, and
any provisions of the license or maintenance agreements that were
suspended pursuant to section V.A, above shall be reinstated for the
full remaining term of the contract.
- Defendants shall not solicit any Customer electing to transfer its
customer relationship for any Subject Software Product to the licensee,
or that is allocated to the licensee pursuant to section V.E, above,
to breach, repudiate, or abrogate the transferred maintenance agreement
during the full remaining term of such agreement.
- In any case where a Customer elects to transfer its customer relationship
to the licensee, or is allocated to the licensee pursuant to section
V.E, above, for a Subject Software Product covered by a license or
maintenance agreement that also covers other products, such election
shall apply only in respect of the Subject Software Product, and the
license or maintenance agreement shall otherwise remain fully in effect;
provided however that any continuing license or maintenance
obligation shall be reduced by an amount calculated by apportioning
the licensing or maintenance fees in a ratio derived from the prices
of each product as stated in Defendants' standard price list or schedule
as of the date upon which the license or maintenance agreement became
effective.
VI. PRESERVATION OF ASSETS
Until the transfer of the Subject Software Products and customer relationships
required by the Final Judgment have been accomplished, Defendants shall
take all steps necessary to comply with this Final Judgment and with
the Stipulation previously executed by Defendants. Defendants shall
take no action that would jeopardize the licensing of any Subject Software
Product, shall continue to commit resources, development and support
to each Subject Software Product at a level not materially less than
that committed prior to the announcement of the subject acquisition,
and shall not otherwise jeopardize the commercial viability of any Subject
Software Product insofar as rights thereto may be transferable to a
licensee of the Subject Software Product.
VII. CROSS-PLATFORM TECHNOLOGY
For five years following the entry by the Court of this Final Judgment,
Defendants shall take no action, nor assert any right, to restrict Peer
Logic, Inc. or any successor or assign of Peer Logic, Inc. from licensing
PIPES to any other person, notwithstanding any provisions of any agreement
between such defendant and Peer Logic, Inc. to the contrary.
VIII. COMPLIANCE INSPECTION
For the purposes of determining or securing compliance with the Final
Judgment and subject to any legally recognized privilege or doctrine,
from time to time:
- Duly authorized representatives of the Department of Justice, upon
written request of the Attorney General or of the Assistant Attorney
General in charge of the Antitrust Division, and on reasonable notice
to Defendants made to its principal office, shall be permitted:
- Access during office hours of Defendants to inspect and
copy all books, ledgers, accounts, correspondence, memoranda,
and other records and documents in the possession or under the
control of Defendants, who may have counsel present, relating
to any matters contained in this Final Judgment; and
- Subject to the reasonable convenience of Defendants and
without restraint or interference from them, to interview or depose
officers, employees, and agents of Defendants, who may have counsel
present, regarding any such matters.
- Upon the written request of the Attorney General or of the Assistant
Attorney General in charge of the Antitrust Division made to Defendants'
principal office, Defendants shall submit such written reports, under
oath if requested, with respect to the matters contained in this Final
Judgment as may be requested.
- No information or documents obtained by the means provided in
this Section shall be divulged by a representative of the Department
of Justice to any person other than a duly authorized representative
of the Executive Branch of the United States, except in the course
of legal proceedings to which the United States is a party (including
grand jury proceedings), or for the purpose of securing compliance
with this Final Judgment, or as otherwise required by law.
- If at the time information or documents are furnished by Defendants
to Plaintiff, Defendants represent and identify in writing the material
in any such information or documents to which a claim of protection
may be asserted under Rule 26(c)(7) of the Federal Rules of Civil
Procedure, and Defendants mark each pertinent page of such material,
"Subject to claim of protection under Rule 26(c)(7) of the Federal
Rules of Civil Procedure," then ten (10) calendar days notice shall
be given by Plaintiff to Defendants prior to divulging such material
in any legal proceeding (other than a grand jury proceeding) to which
a defendant is not a party.
IX. RETENTION OF JURISDICTION
Jurisdiction is retained by this Court for the purpose of enabling
any of the parties to this Final Judgment to apply to this Court at
any time for such further orders and directions as may be necessary
or appropriate for the construction or carrying out of this Final Judgment,
for the modification of any of the provisions hereof, for the enforcement
of compliance herewith, and for the punishment of any violations hereof.
X. TERMINATION
This Final Judgment will expire on the tenth anniversary of the date
of its entry.
XI. PUBLIC INTEREST
Entry of this Final Judgment is in the public interest.
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_______________________________
UNITED STATES DISTRICT JUDGE
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Dated: __________________________
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