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Case

U.S. v. Steinhardt Management Co., Inc. and Caxton Corp.

Final Judgment (May 5, 1995)

Competitive Impact Statement (December 16, 1994)

[Proposed] Final Judgment (December 16, 1994)

Complaint (December 16, 1994)

Settlement Agreement (December 16, 1994)


Case Open Date
Case Name
United States v. Steinhardt Management Co., Inc. and Caxton Corp.
Case Type
Civil Non Merger
Case Violation(s)
  • Asset Forfeiture
  • Price Fixing - Horizontal
Industry Code(s)
  • Investment Banking and Securities Dealing
  • Security Brokers and Dealers
Updated August 4, 2015