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APPENDIX B

HEARINGS SUBMISSIONS

Competition and Intellectual Property Law and Policy in the Knowledge-Based Economy
February 6 - November 6, 2002

Primary source: http://www.ftc.gov/opp/intellect/index.htm

Panelist

Title Hearing Date
Aharonian, Greg Statistics on Prior Art Citations for U.S. Computing Patents 2/27/02
Allen, Gwillym Canadian Intellectual Property Enforcement Guidelines 5/22/02
Anderman, Steve Microsoft in Europe 5/22/02
Arora, Ashish Patents, R&D and Market for Technology

Refusal to License: A Transaction Approach

Refusal to License: A Transaction Based Perspective

2/25/02

5/1/02

5/1/02

Arrow, Kenneth J. Untitled 2/25/02
Baker, Charles P. Statement 7/11/02
Barr, Robert Untitled 2/28/02
Barton, John H. Patents and Antitrust Emerging Paradigms 2/26/02
Beeney, Garrard R. Pro-Competitive Aspects of Intellectual Property Pools: A Proposal for Safe Harbor Provisions 4/17/02
Beier, David Testimony of the Biotechnology Industry Organization 2/26/02
Besen, Stanley M. Standard Setting and Intellectual Property: An Outline of the Issues 4/18/02
Bhaskar, R. Antitrust Law in the Federal Circuit: Conflict in the Public Purpose 7/11/02
Black, Edward J. Testimony 3/20/02
Brodley, Joseph F. Joseph F. Brodley & Maureen, O'Rourke, Patent Settlement Agreements: Preliminary Thoughts

Questions for FTC/DOJ IP and Antitrust Patent Settlement Hearing

5/2/02



5/2/02

Brunt, George B. Alcatel Company Presentation 3/20/02
Burk, Dan L. Dan L. Burk & Mark Lemley, Is Patent Law Technology Specific?

Patent Disclosure Doctrines

3/20/02


7/10/02

Busey, Roxane C. Section of Antitrust Law, American Bar Association, Report on the United States Court of Appeals for the Federal Circuit (2002).

Untitled

7/11/02

7/11/02

Cargill, Carl Intellectual Property Rights and Standards Setting Organizations: An Overview of Failed Evolution 4/18/02
Carlin, Fiona The EU Committee, American Chamber of Commerce in Belgium, Position Paper on the Commission's Review of the Technology Transfer Block Exemption, Regulation 240/96

Review of the Block Exemption on Technology Transfer

5/22/02



5/22/02

Cary, George S. Antitrust Implications of Patent Settlements 5/2/02
Caulfield, Barbara A. Business Perspectives on Patents: Biotech and Pharmaceuticals 3/19/02
Chambers, Scott A. M. Patenting Procedures 2/8/02
Chin, Yee Wah ABA Comments on EC Evaluation Report on TTBE

Yee Wah Chin & Thomas G. Krattenmaker, Antitrust Update, Mergers & Acquisitions, December 2001, at 30.

Commission of the European Communities, Commission Evaluation Report on the Transfer Of Technology Block Exemption Regulation No. 240/96: Technology Transfer Agreements Under Article 81

Section of Antitrust Law, Section of International Law and Practice, Section of Intellectual Property Law, American Bar Association, Joint Comments on the Commission Evaluation Report on the Transfer of Technology Block Exemption Regulation No. 240/96 Technology Transfer Agreements Under Article 81

Unilateral Technology Suppression: Appropriate Antitrust and Patent Law Remedies, 66 Antitrust L.J. 441 (1998).

5/22/02



5/22/02



5/22/02





5/22/02







5/22/02

Cohen, Wesley M. Patents: Their Effectiveness and Role 2/20/02
Cook, Robert N. A Competition View of Patent Settlements: Settling Patent Disputes by Merger: Some Antitrust Considerations 5/2/02
Detkin, Peter N. A Semiconductor Patent Survey 2/28/02
Deutsch, Donald Statement on Intellectual Property Strategy in Standards Activity 4/18/02
Dick, Rebecca Extending the Useful Life of Intellectual Property: Antitrust Risks and Safety Zones 5/14/02
Dolmans, Maurits EU Standardization: IPR Policies and RAND Licensing

Standards for Standards

5/22/02

5/22/02

Duffy, John F. Nonobviousness: The Economics and Legal Process of the Doctrine 7/10/02
Ergas, Henry Intellectual Property Rights & Competition Law

Treatment of Unilateral Refusals to License and Compulsory Licensing in Australia

5/22/02

5/22/02

Evenson, Robert E. IPRs and Innovation 2/20/02
Farrell, Joseph Competition and IP

Incentives to Challenge IP

IP Bundling and Antitrust

2/28/02

5/14/02

5/14/02

Feinstein, Richard A. Per Se Antitrust Risks in Hatch-Waxman Agreements 5/2/02
Forrester, Ian S. Compulsory Licensing in Europe: A Rare Cure to Aberrant National Intellectual Property Rights? 5/22/02
Fox, Stephen P. Opening Statement 2/28/02
Fromm, Jeffery Patent Pools and Cross-Licensing 4/17/02
Futa, Baryn S. Statement 4/17/02
Gellhorn, Ernest Standard-Setting 4/18/02
Gifford, Daniel J. Standards and Intellectual Property: Licensing Terms: Some Comments 4/18/02
Gilbert, Richard The Evolution of Guidelines

Should Innovation Have a Role in Merger Policy?

2/6/02

2/25/02

Gleklen, Jonathan Antitrust Liability for Unilateral Refusals to License Intellectual Property: Xerox and Its Critics

Unilateral Refusals to License IP

5/1/02

5/1/02

Glover, Gregory J. PhRMA Statement: Competition in the Pharmaceutical Marketplace 5/19/02
Gordon, George G. The Implications of Federal Circuit Jurisdiction for the Development of Antitrust Law 7/11/02
Greenstein, Shane Market Structure and Innovation: A Brief Synopsis 2/20/02
Grindley, Peter IP, Cross-Licensing and Patent Pools: Similarities and Contrasts 4/17/02
Guerin-Calvert, Margaret E. Competition and Innovation in the Context of Network Economics 2/20/02
Hall, Bronwyn H. Patents and Innovation

Testimony

2/26/02

2/26/02

Harris, H. Stephen, Jr. Competition Law and Intellectual Property Protection in Japan: A Half-Century of Progress, a New Millennium of Challenges

IP and Competition Law Developments in Japan

5/23/02

5/23/02

Hoerner, Robert J. The Decline (and Fall?) of the Patent Misuse Doctrine in the Federal Circuit, 69 Antitrust L.J. 669 (2001).

Is Activity Within the Subsections of 35 U.S.C. 271(d) Protected from a Finding of Antitrust Violation?, 74 J. Patent & Trademark Office Society 283 (1992).

Patent Misuse

Patent Misuse: Portents for the 1990s, 59 Antitrust L.J. 687 (1991).

7/11/02

7/11/02

7/11/02

7/11/02

Holleman, Richard J. A Response: Government Guidelines Should Not Be Issued in Connection with Standards Setting

Comments on Standards Setting and Intellectual Property

4/18/02

4/18/02

Hull, David W. The IMS Case: A Comparative Perspective

David W. Hull, James R. Atwood & James B. Perrine, Intellectual Property: Compulsory Licensing, European Antitrust Rev. (2002).

5/22/02

5/22/02

Jacobson, Jonathan M. Counseling in Uncertainty: The Law of Tying & Intellectual Property

Did the Per Se Rule on Tying Survive 'Microsoft'?, previously published as: Jonathan M. Jacobson & Abid Qureshi, Did the Per Se Rule on Tying Survive 'Microsoft'? , 226 N.Y.L.J. 1 (2001).

5/14/02


5/14/02

James, Charles Opening Day Comments 2/6/02
Japan Fair Trade Commission 2002 Study Group on "Patents in New Areas and Competition Policy" Untitled 5/23/02
Kahin, Brian Presentation

What are Business Methods?

3/19/02

4/11/02

Katsh, Salem M. Presentation

Presentation

4/10/02

5/14/02

Kattan, Joseph Evaluating Patent Infringement and Validity in Antitrust Analysis 5/14/02
Kelly, Christopher J. Patent Pools and Antitrust Enforcement ­ 1997-2001 4/17/02
Kesan, Jay P. Toward a Better Informed Patent System 4/10/02
Kim, Byungbae Korean Competition Policy with Regard to Intellectual Property Rights 5/23/02
Kirsch, Paul F. Refusals to License IP ­ The Perspective of the Private Plaintiff 5/1/02
Klein, Benjamin Antitrust and IP: What the Feds Should Do About Refusals to Deal 5/1/02
Kovacic, William E. Antitrust Law for Intellectual Property Attorneys 2/8/02
Koyanagi, Masayuki Japanese Perspective on Relationship Between IP and Antitrust 5/23/02
Kulbaski, James J. Comments on Patent Pools and Standards for Federal Trade Commission Hearings Regarding Competition & Intellectual Property 4/17/02
Kushan, Jeff Examination Reforms as a Means of Improving Patent Quality 4/11/02
Lang, John Temple Compulsory Licensing of Intellectual Property in European Community Antitrust Law 5/22/02
Langenfeld, James Innovation, Competition, and Intellectual Property: Providing an Economic Framework 2/20/02
Leavy, James

LESI European Committee, Comments on the Commission Document: "Evaluation Report on the Transfer of Technology Block Exemption Regulation No. 240/96"

The Technology Transfer Block Exemption

5/22/02




5/22/02

Lemley, Mark A. Intellectual Property Rights and Standard Setting Organizations 4/18/02
Lerner, Josh Into the Patent Thicket

Patent Pools: Some Policy Considerations

2/20/02

4/17/02

Liebowitz, Stan Untitled 2/20/02
Lipsky, Abbott B., Jr. "Amateurs in Black" 5/14/02
Liu, Len-yu The CD Product Patent Licensing Practices in Taiwan Were in Violation of the Fair Trade Law 5/23/02
Lo, Allen M. A Need For Intervention: Keeping Competition Alive in the Networking Industry in the Face of Increasing Patent Assertions Against Standards 4/18/02
Love, James Perspectives on Competition and Intellectual Property Law and Policy in the Knowledge-Based Economy 3/19/02
Love, John J. Steps Taken to Improve Patent Quality 2/27/02
Lunney, Glynn S., Jr. Patents, the Federal Circuit, and the Simply Property Perspective 7/10/02
MacKie-Mason, Jeffrey K. What to Do About Refusals to License?

What to Do About Unilateral Refusals to License?

5/1/02

5/1/02

Maebius, Stephen Opening Remarks 4/11/02
Marasco, Amy A. Standards-Setting Practices: Competition, Innovation and Consumer Welfare 4/18/02
McGowan, David Enforcement Issues Regarding Pooling and Cross-Licensing

Enforcement Issues Regarding Pooling and Cross-Licensing (slides)

4/17/02


4/17/02

Mehta, Kirtikumar Licensing of Intellectual Property Under EU Competition Rules: The Review of the Technology Transfer Block Exemption Regulation 5/22/02
Melamed, A. Doulgas A. Douglas Melamed & Ali M. Stoeppelwerth, The CSU Case: Facts, Formalism and the Intersection of Antitrust and Intellectual Property Law (April 11, 2002), subsequently published as: A. Douglas Melamed & Ali M. Stoppelworth, The CSU Case: Facts, Formalism and the Intersection of Antitrust and Intellectual Property Law, 10 George Mason L. Rev. 407 (2002). 5/1/02
Merges, Robert P. Second Order Patent Scope

Patent Standards and Procedures: Literature Summary and Discussion of Prospects

2/26/02

2/28/02

Miller, Joseph Scott This Bitter Has Some Sweet: Antitrust Enforcement Benefits from Patent Law's Procedural Rules 5/14/02
Morse, M. Howard Cross-Licensing and Patent Pools 4/17/02
Mossinghoff, Gerald J. Statement [http://www.ftc.gov/os/comments/intelpropertycomments/mossinghoffgeraldj.pdf] 2/6/02
Musacchia, Mary U. Prepared Remarks [http://www.ftc.gov/os/comments/intelpropertycomments/musacchiamaryu.pdf] 4/9/02
Myrick, Ronald Testimony 3/19/02
Nelson, Philip Relationships Between Market Structure and Innovation 2/20/02
Newberg, Joshua A. Antitrust, Patent Pools, and the Management of Uncertainty, 3 Atlantic L.J. 1 (2000). 4/17/02
Nydegger, Rick D. Comments

Comments

2/27/02

4/11/02

Ordover, Janusz A. Antitrust for the New Economy or New Economics for Antitrust 2/20/02
Patterson, Mark R. Inventions, Industry Standards, and Intellectual Property 4/18/02
Peterson, Scott K. Patents and Standard-Setting Processes

Consideration of Patents During the Setting of Standards

4/18/02

11/6/02

Putnam, Jonathan D. The Regulation of Patent Pools 4/17/02
Quillen, Cecil D., Jr. Statement

Testimony Notes

3/19/02

7/11/02

Rapp, Richard T. Richard T. Rapp & Lauren J. Stiroh, Standard Setting and Market Power 4/18/02
Rey, Patrick Economics of Compulsory Licensing

Patrick Rey & Jean Tirole, A Primer on Foreclosure (February 21, 1997).

5/22/02

5/22/02

Rogan, James E. Prepared Remarks 2/6/02
Sander, Scott Prepared Remarks 3/20/02
Scotchmer, Suzanne Competition Policy and Innovation: The Context of Cumulative Innovation

Cumulative Innovation: Breadth and Standards for Protection

2/26/02

4/10/02

Shapiro, Carl Competition Policy and Innovation (Organisation for Econ. Co-operationand Development, STI Working PaperNo. 2002/11, 2002).

Antitrust Limits to Patent Settlements

5/1/02



5/2/02
Sibley, David S. Long Term Contracts as Barriers to Entry 5/14/02
Snyder, Edward A. Untitled 3/19/02
Sprigman, Christopher J. Unilateral Refusals to License IP: Xerox and the Right to Exclude 5/1/02
Stack, Stephen A., Jr. Abbott Laboratories and Geneva Pharmaceuticals, Inc., File No. 981-0395: Comment on Proposed Consent Order

Patent Settlements

5/2/02



5/2/02

Stiroh, Lauren J. Richard T. Rapp & Lauren J. Stiroh, Standard Setting and Market Power 4/18/02
Stoner, Robert Intellectual Property and Innovation 2/26/02
Sung, Lawrence M. Scope and Enforcement of Patent Rights

Greater Predictability May Result in Patent Pools

Patent Pools and Cross Licensing

Jeanne Clark, Joe Piccolo, Brian Stanton & Karin Tyson, U.S. Patent & Trademark Office, Patent Pools: A Solution to the Problem of Access in Biotechnology Patents? (2000).

2/08/02

4/17/02

4/17/02

4/17/02

Swanson, Daniel G. Evaluating Market Power in Technology Markets when Standards Are Selected in Which Private Parties Own Intellectual Property Rights 4/18/02
Taylor, Robert P. Presentation

Statement

2/27/02

7/11/02

Teece, David J. Intellectual Property, Valuation, and Licensing

IP, Competition Policy, and Enforcement Issues

2/26/02

2/27/02

Telecky, Frederick J., Jr. Statement 2/28/02
Thomas, John R. Patent Law and Policy: An Introduction

Intellectual Property Rights in Computer Software and Business Methods: A Skeptical View

2/8/02

4/11/02

Thompson, Mozelle W. Economic Perspectives on Intellectual Property, Competition, and Innovation 2/25/02
Thurston, Richard L.

Business and Other Perspectives on Real-World Experience with Patents

Competition and Intellectual Property Law and Policy as It Relates to the Semiconductor Foundry Industry

3/20/02


3/20/02

Tom, Willard K. Antitrust Law for IP Lawyers: Agreements Under 1 of the Sherman Act

Antitrust for IP Lawyers: Mergers

2/8/02

2/8/02

Udell, Lawrence J. Untitled 2/28/02
Updegrove, Andrew Is There a Need for Government Regulation of the Standard Setting Process?: An Analysis of Underlying Realities

Observations on the Current Dynamics of Consortium Standard Setting

Standard Setting and Consortium Structures

4/18/02



4/18/02


4/18/02

Varian, Hal R. Intellectual Property, Competition and Innovation: Some Partially-Baked Ideas 2/25/02
Venit, James S. Intellectual Property and EC Antitrust: Unilateral Refusals to License 5/22/02
Vistnes, Gregory Bundling and Tying: Antitrust Analysis in Markets with Intellectual Property

Practical Issues in Intellectual Property Investigations: Balancing Rules Versus Discretion

5/14/02


5/14/02

Webbink, Mark Mark Webbink, Colin Crossman, Thomas Griffin & David Silverstein, Red Hat's Comments to the Joint FTC/DOJ Hearing on Competition and Intellectual Property Law 3/20/02
Weil, Matthew F. Statement 7/11/02
Weinstein, Les J. Current Issues Involving the U.S. Patent System and Competition: Room for Improvement

Room for Improvement in the Patent System: Enhancing Both Innovation and Competition

2/27/02

2/27/02

Weitzner, Daniel J. Testimony 4/18/02
White, Lawrence J. Network Industries and Innovation 2/20/02
Whitener, Mark D. Statement 5/1/02
Wiley, John Shepard, Jr. Antitrust and IP: What the Feds Should Do About Refusals to Deal 5/1/02
Wolin, Harry Standard Setting in the Semiconductor Industry: Trends, Benefits and Anti-competitive Concerns 3/20/02
Yao, Dennis A. Standard Setting Practices: Competition, Innovation, and Consumer Welfare 4/18/02
Zeidonis, Rosemarie The Role of Patents in Semiconductors: Insights from Two Recent Studies 3/20/02