|
En Español
|
IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF CONNECTICUT
CONNECTICUT ASSOCIATION OF THE DEAF,et al., Plaintiffs, and
THE UNITED STATES OF AMERICA, Plaintiff-Intervenor
v.
MIDDLESEX MEMORIAL HOSPITAL, et al.,Defendants.
No. 395-CV-02408 (AHN)
CONSENT DECREE
REGARDING HEALTH CARE
SERVICES TO PEOPLE WHO ARE DEAF OR HARD OF HEARING
WHEREAS, the Connecticut Association of the Deaf (ACAD@) is a nonprofit
association with more than 200 members organized to serve the needs of people who are
deaf or hard of hearing;
WHEREAS, Karen Avena, Linda Basehore, June Freeman, Janice M. Stiffler, Jane
Does I-VI, Michael E. Fiorino and Doris Simons as executrix of the estate of Joseph Simons
are persons who are deaf or hard of hearing and thus are individuals with disabilities within
the meaning of the Americans with Disabilities Act (AADA@), 42 U.S.C. '' 12101 et seq.,
and the implementing regulations at 28 C.F.R. pts. 35 and 36, Section 504 of the
Rehabilitation Act of 1973, as amended, 29 U.S.C. § 794 (the "Rehabilitation Act") and the
implementing regulation at 45 C.F.R. pt. 84, and Conn. Gen. Stat. '' 46a-64 et seq., and
Allen Freeman is an individual associated with a person who is deaf or hard of hearing
within the meaning of the ADA and the implementing regulations (together, the "Named
Plaintiffs");
WHEREAS, Middlesex Hospital, Day Kimball Hospital, The Waterbury Hospital,
Yale-New Haven Hospital, The William W. Backus Hospital, Hartford Hospital,
Connecticut Children's Medical Center, Norwalk Hospital, Saint Francis Hospital and
Medical Center and John Dempsey Hospital (the "Defendant Hospitals") are acute care
hospitals in Connecticut and are subject to the ADA and the Rehabilitation Act;
WHEREAS, individually with respect to damages and, with respect to prospective
injunctive relief on behalf of themselves and a class of similarly situated people who are deaf
or hard of hearing, CAD and the Named Plaintiffs filed an action (the "CAD Complaint")
alleging that the Defendant Hospitals violated the ADA, the Rehabilitation Act, and Conn.
Gen. Stat. '' 46a-64 et seq., by failing to provide auxiliary aids and services as necessary for
effective communication with persons who are deaf or hard of hearing;
WHEREAS, to address the interests of the public and of certain individual
complainants (the "United States Complainants"), the United States, acting through the
Attorney General, who has statutory authority to enforce titles II and III of the ADA, 42
U.S.C. '' 12101 et seq., filed a Complaint in Intervention against the Defendant Hospitals
alleging that they discriminated against persons who are deaf or hard of hearing as well as
others associated with them by failing to provide them with the full and equal enjoyment of
the Hospitals' goods, services, programs, and activities, and by failing to provide appropriate
auxiliary aids and services when necessary for effective communication;
WHEREAS, the United States, acting through the Department of Justice ("DOJ" or
the "United States"), investigated additional allegations of discrimination against Lawrence
& Memorial Hospital, St. Mary's Hospital, New Britain General Hospital, and Bridgeport
Hospital (the "Investigated Hospitals");
WHEREAS, the Investigated Hospitals, in lieu of being sued by the United States,
agreed to file and have filed Rule 24(b) Motions to Intervene as Defendants under the
Federal Rules of Civil Procedure;
WHEREAS, in lieu of submitting to compliance reviews by the United States and in
the absence of any allegations of discrimination, certain hospitals (1) have voluntarily agreed to
become Parties to this Consent Decree by filing Rule 24(b) Motions to Intervene as
defendants (the "Voluntarily Participating Hospitals") (the Defendant Hospitals, the
Investigated Hospitals and the Voluntarily Participating Hospitals being referred to together
as the "Hospitals" and individually as a "Hospital");
WHEREAS, one or more Plaintiffs alleged that he or she was subject to retaliation by
one or more Defendant Hospitals in violation of the ADA;
WHEREAS, the Defendant Hospitals deny the material allegations in the complaints;
WHEREAS, the Parties stipulate that a class be certified;
WHEREAS, the Parties stipulate that the settlement class shall be defined as all
persons in the following groups ("Class Members"): (2)
(A) persons who are deaf or hard of hearing and are (i) patients of a Hospital
("Patients") or (ii) persons who will be consulted or would otherwise
reasonably be expected to communicate with Hospital Personnel regarding
health care issues of Patients ("Companions"), and
(B) persons who are not deaf or hard of hearing and are (i) Patients with
Companions who are deaf or hard of hearing, (ii) Companions of Patients
who are deaf or hard of hearing, or (iii) associated with Companions who are
deaf or hard of hearing.
WHEREAS, the class is so numerous that joinder of all Class Members is
impracticable;
WHEREAS, the claims of the Named Plaintiffs and the United States Complainants
are typical of those of the class;
WHEREAS, there are questions of law and fact common to the class;
WHEREAS, the Hospitals have acted or refused to act on grounds generally
applicable to the claims of the class, thereby making appropriate final injunctive relief with
respect to the class as a whole;
WHEREAS, the Parties have engaged in arm's-length negotiations regarding the
settlement of this matter;
WHEREAS, without conceding the allegations of CAD, the Named Plaintiffs, the
United States Complainants or the United States (together with the Class Members, the
"Plaintiffs"), or the defenses of the Defendant Hospitals, all Parties agreed that it is in their
best interests and that of the class to resolve this matter promptly and without protracted
litigation; and
WHEREAS IT WAS AGREED by and among the Parties hereto, acting through their
undersigned counsel, that, subject to the approval of the Court, this Action shall be resolved
on the terms and conditions set forth below,
THEREFORE, THE FOLLOWING IS HEREBY AGREED AND ORDERED:
JURISDICTION AND VENUE
This Court has jurisdiction over this action pursuant to 42 U.S.C. '' 12132 and
12188(b)(1)(B), and 28 U.S.C. '' 1331 and 1345. Venue is proper in the District of
Connecticut pursuant to 28 U.S.C. ' 1391 in that all claims alleged herein arose within this
District. The Court has authority to grant declaratory relief pursuant to 28 U.S.C. '' 2201
and 2202.
CERTAIN DEFINITIONS
- The term "appropriate auxiliary aids and services" shall mean: qualified sign
language or oral interpreters, notetakers, computer-assisted real time transcription
services, written materials, telephone handset amplifiers, assistive listening devices,
assistive listening systems, telephones compatible with hearing aids, closed caption
decoders, open and closed captioning, and TTY's. 28 C.F.R. § 35.104; 28 C.F.R.
§36.303. (3)
- The term "Hospital Personnel" shall mean: all employees and independent
contractors with contracts to work on a substantially full-time basis for a Hospital (or
on a part-time basis exclusively for a Hospital), including, without limitation, nurses,
physicians, social workers, technicians, admitting personnel, security staff and
therapists, and all volunteers, who have or are likely to have direct contact with
Patients or Companions.
- The term "Parties" shall mean: the Named Plaintiffs, CAD, the Connecticut Office
of Protection and Advocacy for Persons with Disabilities ("P&A"), the United States
Complainants, the United States, acting by and through the Department of Justice,
the Class Members, and the Hospitals.
- The term "qualified sign language interpreter," "oral interpreter," or "interpreter"
shall mean: an interpreter who is able to interpret competently, accurately, and
impartially, both receptively and expressively, using any specialized terminology
necessary for effective communication in a Hospital setting to a Patient or a
Companion who is deaf or hard of hearing. Someone who has only a rudimentary
familiarity with sign language or finger spelling is not a "qualified sign language
interpreter" under this Decree. Likewise, someone who is fluent in sign language but
who does not possess the ability to process spoken communication into the proper
signs or to observe someone else signing and change their signed or fingerspelled
communication into spoken words is not a qualified sign language interpreter. 28
C.F.R. § 35.104, 28 C.F.R. § 36.104.
- The term "Standards" shall mean: the ADA Standards for Accessible Design, as set
forth at 28 C.F.R. pt. 36, App. A.
- The term "TTY's" or "TDD's" shall mean: devices that are used with a telephone to
communicate with persons who are deaf or hard of hearing by typing and reading
communications.
- The term "undue burden" shall mean: significant difficulty or expense. In
determining whether an action would result in an undue burden, factors to be
considered include:
- The nature and cost of the action needed;
- The overall financial resources of the site or sites involved in the
action; the number of persons employed at the site; the effect on
expenses and resources; legitimate safety requirements that are
necessary for safe operation, including crime prevention measures; or
the impact otherwise of the action upon the operation of the site;
- The geographic separateness, and the administrative or fiscal
relationship of the site or sites in question to any parent corporation or
entity;
- If applicable, the overall financial resources of any parent corporation
or entity; the overall size of the parent corporation or entity with
respect to the number of its employees; the number, type, and location
of its facilities; and
- If applicable, the type of operation or operations of any parent
corporation or entity, including the composition, structure, and
functions of the workforce of the parent corporation or entity. 28
C.F.R. § 36.104; 28 C.F.R. § 35.164.
EFFECTIVE COMMUNICATION
I. GENERAL OBLIGATIONS
A. Establishment of Program to Provide Appropriate Auxiliary Aids and Services.
As soon as practicable after the entry of this Decree, each Hospital will design and
institute a program (the "Program") that will effectively implement the provisions of
this Decree, including without limitation:
- developing, coordinating, and overseeing the development of specific
procedures to implement fully this Decree;
- scheduling, announcing, and promoting all training required by this
Decree;
- coordinating the community outreach required by this Decree; and
- drafting, maintaining, and providing all reports required by this Decree.
The Program shall include, among other things:
- The designation of an individual or office at the Hospital that will maintain full
information about access to and the operation of the Program (the "Information
Office"). The Information Office shall maintain a combination voice/TTY telephone
line or a dedicated TTY telephone line, shall publicize its purpose and telephone
number broadly within the Hospital and to the public, shall respond to telephone
inquiries during normal business hours, and shall maintain a recording system for
inquiries received after normal business hours. The Information Office shall be
established within sixty (60) days after the entry of this Decree.
- The designation of one or more individuals ("Program Administrators"), within sixty
(60) days after the entry of this Decree, who shall be available twenty-four (24) hours
a day, seven (7) days a week, to answer questions and provide appropriate assistance
regarding immediate access to and proper use of the appropriate auxiliary aids and
services available under the Program (as described below). Such Program
Administrators shall know where the appropriate auxiliary aids are stored and how to
operate them, and will be responsible for their maintenance, repair, replacement, and
distribution. Each Hospital will circulate broadly within the Hospital the names,
telephone numbers, functions, and office locations of such Program Administrators,
including a TTY telephone number that may be called by deaf or hard of hearing
Patients and Companions in order to obtain the assistance of such Program
Administrators.
B. Provision of Appropriate Auxiliary Aids and Services Under the Program.
- Immediate Aids and Services. Within sixty (60) days after the entry of this Decree,
each Hospital shall provide, to Patients and Companions who are deaf or hard of
hearing, any of the following appropriate auxiliary aids and services that may be
necessary for effective communication, as soon as practicable after making such
determination: written materials, note takers, assistive listening devices, assistive
listening systems, and computer-assisted real time transcription services.
- Pictographs. After the entry of this Decree, DOJ will develop or obtain, with the
assistance of the Hospitals, pictograph forms and flash cards to assist in providing
effective communication. The Hospitals shall utilize such pictograph forms and flash
cards within sixty (60) days after receipt in full from DOJ. The Hospitals shall have
the right to modify said pictograph forms and flash cards from time to time when
deemed necessary for effective communication with Patients and Companions.
- Additional Appropriate Aids and Services. Each Hospital shall provide the sign
language and oral interpreters and the technology when and as specified in Sections
II and III below.
- Assessment. The determination of which appropriate auxiliary aids and services are
necessary, and the timing, duration and frequency with which they will be provided,
shall be made by the Hospital Personnel who are otherwise primarily responsible for
coordinating and/or providing patient care services, in consultation with the person
with a disability where possible. (4) The assessment will take into account all relevant
facts and circumstances, including without limitation the nature, length, and
importance of the communication at issue, as well as the individual's communication
skills, knowledge, the Patient's health status or changes thereto, the reasonably
foreseeable health care activities of the Patient (e.g., group therapy sessions, medical
tests or procedures, rehabilitation services, meetings with health care professionals or
social workers, or discussions concerning billing, insurance, self-care, prognoses,
diagnoses, history and discharge), and the availability at the required times, day or
night, of appropriate auxiliary aids and services.
- Initial assessment. The initial assessment will be made at the time an
appointment is scheduled or on the arrival of the Patient or
Companion at the Hospital, whichever is earlier. Hospital Personnel
will perform and document a communication assessment as part of
each initial inpatient assessment which is required by the Joint
Commission On Accreditation of Healthcare Organizations
("JCAHO"). Completion of communication assessments will be
documented in the Patient's record.
- Ongoing assessments. If a Patient or a Companion who is deaf or
hard of hearing has an ongoing relationship with the Hospital, the
provision of appropriate auxiliary aids or services will be reconsidered
as part of each routine assessment of an inpatient, or on a regular basis
with respect to other Patients and Companions. Hospital Personnel
shall keep appropriate records that reflect the ongoing assessments,
such as notations in Patients' records.
- Medical Concerns. Nothing in this Decree shall require that an electronic device or
equipment constituting an appropriate auxiliary aid be used when or where its use
may interfere with medical or monitoring equipment or may otherwise constitute a
threat to a Patient's medical condition.
C. Complaint Resolution. Each Hospital will maintain an effective complaint
resolution mechanism regarding use of the Program by Patients and Companions and
will maintain records of all complaints filed and actions taken with respect thereto.
D. Prohibition of Surcharges. All appropriate auxiliary aids and services required by
this Decree will be provided free of charge to the Patient or Companion who is deaf
or hard of hearing.
E. Individual Notice In Absence of Request. If a Patient or a Companion who is deaf
or hard of hearing does not request appropriate auxiliary aids or services but Hospital
Personnel have reason to believe that such person would benefit from appropriate
auxiliary aids or services for effective communication, the Hospital will specifically
inform the person that appropriate auxiliary aids and services are available free of
charge.
F. Communication with Inpatients and Companions. Each Hospital will take
appropriate steps to ensure that all Hospital Personnel having contact with an
inpatient or Companion who is deaf or hard of hearing are made aware of such
person's disability so that effective communication with such person will be
achieved.
II. SIGN LANGUAGE AND ORAL INTERPRETERS
A. Circumstances Under Which Interpreters Will Be Provided. Each Hospital shall
provide qualified sign language interpreters to Patients and Companions who are deaf
or hard of hearing and whose primary means of communication is sign language, and
qualified oral interpreters to such Patients and Companions who rely primarily on lip
reading, as necessary for effective communication. The determination of when such
interpreters shall be provided to Patients or Companions shall be made as set forth in
Section I.B.4. (Assessment) above. The following are examples of circumstances
when it may be necessary to provide interpreters:
B. Chosen Method for Obtaining Interpreters. Each Hospital has authorized The
Connecticut Hospital Association ("CHA"), immediately upon entry of this Decree,
to enter into a contract with Family Services Woodfield ("FSW") (6) to establish and
operate a program (the "FSW Program") to provide qualified sign language and oral
interpreters at the request of the Hospital. The contract will be substantially in the
form of Exhibit II.B., attached hereto (the "FSW Contract").
C. Provision of FSW Interpreters in a Timely Manner. Each Hospital shall require
FSW to maintain the following response times in at least eighty (80) percent of non-scheduled incidents within any six (6) month period (excluding any incident when
the assessment calls for an interpreter to be provided at a later time), measured from
the time beginning fifteen (15) minutes after it is determined that an interpreter is
necessary for effective communication with a Patient or Companion who is deaf or
hard of hearing (or, if earlier, when the request for an interpreter is communicated to
FSW):
- Hospitals located in the counties of Fairfield, Middlesex, Hartford,
and New Haven, one (1) hour.
- All other Hospitals, one hour, with a fifteen (15) minute grace period
when needed.
In 100% of non-scheduled incidents, FSW's response time shall be two (2) hours or
less.
The foregoing response times shall be subject to "force majeure" events, i.e.,
any response time that is delayed because of a force majeure event shall be excluded
from the determination whether the prescribed response criteria have been met.
Force majeure events shall be events outside the reasonable control of the Hospital,
FSW or the interpreter called to respond, such as weather problems and other Acts of
God, unanticipated illness or injury of the interpreter, and unanticipated
transportation problems (including without limitation mechanical failure of the
interpreter's automobile, automobile accidents, and roadway obstructions).
Furthermore, the foregoing response times have been formulated based on
FSW's predictions of the availability of qualified interpreters statewide. During the
first six (6) months after the FSW Program begins in each of New London, Tolland,
Windham, and Litchfield Counties, FSW shall exert its best efforts to comply with
the standard set forth in clause 2 above containing a fifteen (15) minute grace period,
but shall not be deemed in breach thereof if it fails to meet such standard provided
that it would have met such standard if it included a thirty (30) minute grace period.
At the end of said six (6) month period, the Hospitals, CAD (through its attorneys,
P&A), and DOJ shall negotiate reasonably and in good faith, based on the facts then
known, whether the grace period provided in said clause 2 above should be
eliminated, shortened or extended, and this Decree shall be amended accordingly. In
the event thereafter that the response time performance standards set forth in clause 1
or clause 2 above cannot be maintained despite the Hospitals' good faith efforts, the
Hospitals shall be entitled to request the consent of DOJ and P&A to such
modifications of such performance standards as may be reasonable under the
circumstances. DOJ and P&A shall consider any such request reasonably and in
good faith, and any such modification that is agreed to shall be presented to the Court
for approval and deemed an amendment to this Decree, notice of which shall be
given by the Hospitals to all Parties hereto.
D. Phase-In of FSW Program. The FSW Program is to be phased in throughout
Connecticut according to the following schedule:
|
Service |
Implementation Period
(Months After Entry of Decree) |
| 1. |
Organization, start-up, and initial training |
0-3 |
| 2. |
Hospitals in Hartford, Fairfield, and New Haven
Counties |
3-6 |
| 3. |
Hospitals in New London and Middlesex
Counties |
6-9 |
| 4. |
Hospitals in Tolland and Windham Counties |
9-11 |
| 5. |
Hospitals in Litchfield County |
11-13 |
E. Notice to Patients and Companions Who Are Deaf or Hard of Hearing. As soon
as Hospital Personnel have determined that an interpreter is necessary for effective
communication with a Patient or a Companion who is deaf or hard of hearing, and
one hour later, the Hospital will inform such person (or a family member or friend, if
such person is not available) of the current status of efforts being taken to secure a
qualified interpreter on his or her behalf. Additional updates shall be provided
thereafter as necessary until an interpreter is secured.
F. Other Means of Communication. Each Hospital agrees that between the time an
interpreter is requested and when an interpreter arrives, Hospital Personnel will
continue to try to communicate with the Patient or Companion who is deaf or hard of
hearing for such purposes and to the same extent as they would have communicated
with the person but for the hearing impairment, using all available methods of
communication. This provision in no way lessens the Hospitals' obligation to
provide qualified interpreters in a timely manner as required by this Decree.
G. Restricted Use of Certain Persons to Facilitate Communication. Due to
confidentiality, potential emotional involvement, and other factors that may
adversely affect the ability to facilitate communication, Hospitals shall never require
or coerce a family member, companion, case manager, advocate, or friend of a
Patient or Companion who is deaf or hard of hearing to interpret or facilitate
communications between Hospital Personnel and such Patient or Companion. In any
case, such person shall be used to interpret or facilitate communication only if the
Patient or Companion who is deaf or hard of hearing does not object, if such person
wishes to provide such assistance, and if such use is necessary or appropriate under
the circumstances, giving appropriate consideration to any privacy issues that may
arise.
H. Interim and Alternate Procedures.
- Initial Period (first 60 days)
Beginning on the date of entry of this Decree and for sixty (60) days thereafter, each
Hospital shall take the following steps, in order, when it receives notice that a Patient
or Companion requires sign language or oral interpreters for effective
communication, until an interpreter is secured or the steps have been exhausted:
- request an interpreter from FSW; (7)
- request an interpreter from CDHI (Connecticut Commission for the Deaf and
Hearing Impaired);
- exert reasonable efforts (which shall be deemed to require no fewer than five
(5) telephone inquiries) to contact any free-lance interpreters or interpreting
agencies already known to the Hospital and request their services; and
- inform the Patient or Companion who is deaf or hard of hearing (or, if
unavailable, the person's companions) of the efforts taken to secure an
interpreter and that the efforts have failed, and follow up on reasonable
suggestions for alternate sources of interpreters, such as contacting an
interpreter known to that person.
- Interim Period (Day 61 to onset of FSW Program)
Beginning sixty-one (61) days from the entry of this Decree, and until such time as
the FSW Program is available at a Hospital according to the table in Section II.D.1.
("Interim Period"), such Hospital shall develop and maintain, through regular
consultation with CAD and RID (Registry of Interpreters for the Deaf), a list of a
reasonable number of qualified interpreters residing within 75 miles of the Hospital
("Interpreter List"). This list will include the names of all interpreters and
interpreting agencies already known to and deemed satisfactory by the Hospital.
During the Interim Period, each Hospital shall take the following steps, in
order, when it receives notice that a Patient or Companion requires sign language or
oral interpreters for effective communication, until an interpreter is secured or the
steps have been exhausted:
- request an interpreter from FSW;
- request an interpreter from CDHI;
- exert reasonable efforts (which shall be deemed to require no fewer than five
(5) telephone inquiries) to obtain an interpreter from the Interpreter List; and
- inform the Patient or Companion who is deaf or hard of hearing (or, if
unavailable, the person's companions), of the efforts taken to secure an
interpreter and that those efforts have failed, and follow up on reasonable
suggestions for alternate sources of interpreters, such as contacting an
interpreter known to that person.
- Back-Up Procedures (during use of FSW Program)
During a Hospital's participation in the FSW Program, as soon as it is notified that no
qualified interpreter will be available on a timely basis through the FSW Program,
whether for reasons set forth in Section II.C. or otherwise, the Hospital shall take the
following steps until an interpreter is secured or the steps have been exhausted:
- request an interpreter from CDHI;
- exert reasonable efforts (which shall be deemed to require no fewer than five
(5) telephone inquiries) to obtain an interpreter from the Interpreter List; and
- inform the Patient or Companion who is deaf or hard of hearing (or, if
unavailable, the person's companions) of the steps taken to secure an
interpreter and that those steps have failed, and follow up on all reasonable
suggestions for alternate sources of interpreters, such as contacting an
interpreter known to that person.
- Alternate Procedures (if FSW Program ends)
In the event for any reason that FSW terminates its performance of services to one or
more Hospitals, CHA terminates the FSW Contract or FSW materially breaches its
obligations under the FSW Contract with respect to one or more Hospitals to such a
degree as to raise a substantial question regarding its ability thereafter to perform
such obligations consistently and competently with respect to such Hospital(s), the
Hospital(s) shall promptly notify the United States and P&A of their intent to replace
or supplement the FSW Program with another program designed to achieve the same
objectives (the "New Program"). The Hospital(s) shall within ninety (90) days
thereafter provide the United States and P&A with a written plan regarding the New
Program and shall, as soon as practicable but no later than eight (8) months after the
date of notification, fully implement the New Program. Until the New Program is in
effect, the obligations of the Hospital(s) will be those described above as "Back-Up
Procedures." Upon full implementation of the New Program, the obligations of the
Hospital(s) shall be to provide coverage and response times equal to those set forth
in Sections II.C. and II.E. through II.H. of this Decree.
- Staff Interpreters. A Hospital may, but shall have no obligation to, satisfy its
obligations under this Decree (including without limitation regarding the Initial and
Interim Periods and the Backup and Alternate Procedures) by hiring or otherwise
contracting with qualified staff interpreters. Staff interpreters must meet the
definition of "qualified interpreters." Patients and Companions who are provided
with staff interpreters must have the same level of coverage (for both duration and
frequency) as the Hospital is otherwise obligated to provide under this Decree.
Hospitals may assign other duties to staff interpreters. To the extent that a Hospital
does not have staff interpreters or a staff interpreter is not available when needed, the
Hospital will follow the Interim or Back-Up Procedures described above in Section
II.H.2. or II.H.3., as the case may be.
I. Quality Control. Each Hospital shall cause FSW to design and implement, as part
of the FSW Program, a system for querying a reasonable and representative sampling
of Patients and Companions to whom the Hospital has provided sign language
interpreters (using whatever means) regarding whether the interpreters were actually
able to effectuate effective communication, given the context of the communications
at issue and the communication skills, knowledge, and history of the persons who are
deaf or hard of hearing. The Hospital shall cause FSW to maintain appropriate
records and take appropriate action with respect to any interpreter who does not
provide effective communication. In the event that FSW fails to perform the duties
set forth in this Section I, the Hospital shall perform, or shall cause a third party to
perform, such duties.
III. TECHNOLOGY
A. Telephones and Related Equipment.
- Public Telephones. As soon as practicable but no later than ninety (90) days after the
entry of this Decree, each Hospital will provide the following:
- TTY's in public areas. Each Hospital will make a TTY device available
wherever a telephone is made available to the public. There will be at least
one TTY available for each bank of four public telephones, but never less
than one. To satisfy this provision, a Hospital can permanently install the
required TTY's or make available a sufficient number of portable TTY's.
Standards §§ 4.1, 4.31.9. Each such TTY, whether permanently installed or
portable, shall comply with the Standards set forth in Schedule III.A.1. hereto.
- TTY's required in specific locations. Each Hospital will provide a TTY at
each public telephone location in or adjacent to an emergency department,
recovery room, or waiting room. Standards §§ 4.1, 4.31.9. To satisfy this
provision, a Hospital can permanently install the required TTY's or make
available a sufficient number of portable TTY's. Each such TTY, whether
permanently installed or portable, shall comply with the Standards set forth in
Schedule III.A.1. hereto.
- Shelves and outlets. Wherever portable TTY's are made available as an
alternative to installed TTY's (at emergency departments, recovery rooms,
and waiting rooms, and where there are banks of four or more public
telephones), and wherever there is a bank of three or more public telephones,
each Hospital will provide shelves and electrical outlets that comply with the
Standards set forth in Schedule III.A.1. hereto.
- Signs indicating the location of TTY's.
- Wherever public telephones are available but TTY's are not
permanently installed, each Hospital will post signs complying with
the Standards set forth in Schedule III.A.1. hereto. Such signs will
indicate the location of the nearest portable or permanently installed
TTY's; and
- Wherever TTY's are permanently installed, each Hospital will post
signs complying with the Standards set forth in Schedule III.A.1.
hereto to indicate their location.
- Volume control telephones. Each Hospital will ensure that no less than
twenty-five (25) percent of all of its public telephones are equipped with
volume control mechanisms, plus at least one public telephone at each of the
following locations: in or adjacent to emergency departments, recovery
rooms, or waiting rooms. Each volume control telephone shall comply with
the Standards set forth in Schedule III.A.1. hereto. Each Hospital will ensure
that volume control phones are dispersed among all public telephones
throughout the Hospital. Each Hospital will ensure that signs complying with
the Standards set forth in Schedule III.A.1. hereto are displayed at each
volume control telephone.
- Hearing aid compatible telephones. Each Hospital will ensure that no less
than twenty-five (25) percent of all of its public telephones are hearing aid
compatible, plus at least one public telephone at each of the following
locations: in or adjacent to emergency departments, recovery rooms, or
waiting rooms. Each Hospital will ensure that hearing aid compatible
telephones are dispersed among all public telephones throughout the Hospital.
Standards § 4.1, 4.31.5.
- Storage and availability of equipment. Portable equipment for use in public
areas shall be stored in places that are readily accessible to all Hospital
Personnel who have client contact at all times of the day and night. All
Hospital Personnel will be notified of the storage location that is closest to
their work area(s). The equipment is to be stored at the appropriate
supervised location (e.g., nurses' station, admission desk, etc.) closest to the
public phone for which the equipment is to be made available. Such
equipment shall be made available to Patients or Companions who are deaf or
hard of hearing as soon as practicable but no more than ten (10) minutes from
the time of the person's request.
- Telephones in Patient Rooms. Within ninety (90) days of the entry of this Decree:
- Portable access technology - defined. Each Hospital will make available
portable access technology. Such technology, as referred to in this section,
shall include TTY's with printout capability, visual notification devices for
incoming telephone calls, volume control telephones, and telephones that are
hearing aid compatible. Each Hospital shall ensure that each volume control
telephone and each visual notification device for incoming telephone calls
complies with the Standards set forth in Schedule III.A.1. hereto.
- Portable access technology - general obligation. Each Hospital will make
portable access technology available to Patients and Companions who are
deaf or hard of hearing and who are admitted to (or are accompanying
Patients who are admitted to) rooms equipped with a telephone. In units of a
Hospital where patients normally do not have telephones in their rooms, if
hearing patients are given access to common area telephones other than the
public phones identified in this Decree, such Hospital will maintain in each
such unit appropriate portable access technology that can be used by Patients
and Companions who are deaf or hard of hearing so that such persons have
equal access to make outgoing calls and receive incoming calls as do hearing
persons.
- Electrical outlets. Each Patient room with a telephone shall have an electrical
outlet within four feet of the telephone connection to facilitate the use of a
TTY device, or the Hospital will provide when needed a heavy-duty
extension cord for patient rooms that are not so equipped.
- Timeliness. Within ninety (90) days of the entry of this Decree, each Hospital
will make the equipment required by this section available within thirty (30)
minutes of a Patient's arrival in a patient room, regardless of the hour of the
day or night. Each Hospital will notify all relevant Hospital Personnel of the
availability and location of this equipment.
B. Visual Alarms.
- Areas of Common Use. Within ninety (90) days of the entry of this Decree, each
Hospital that has audible alarms in public areas will add visual alarms complying
with the Standards set forth in Schedule III.B.1. hereto. Public areas include
restrooms and any other general usage areas (e.g., meeting rooms, teaching
amphitheaters, hallways, lobbies, cafeterias, and any other area for common use).
- Exception. To the extent that the present capabilities of an existing
audible alarm system are not sufficient to handle an electrical load that
would allow a retrofit to include visual alarms without extensive re-wiring, such visual alarms will be added within two (2) years of the
entry of this Decree.
- This exception does not apply to any Hospital or area of a Hospital
that is subject to the new construction or alterations provisions of the
ADA (for John Dempsey, which is subject to title II of the ADA: 42
U.S.C. §§ 12146, 47; 28 C.F.R. § 35.151) (for Hospitals which are
subject to title III of the ADA: 42 U.S.C. § 12183(a)(1), (2); 28 C.F.R.
§§ 36.401 (new construction), 36.402 (alterations)). Such Hospitals or
areas of Hospitals that should already comply with such Standards and
which presently do not comply with such Standards (or, to the extent
that John Dempsey has chosen the Uniform Federal Accessibility
Standards, or "UFAS," as its governing design standards, UFAS
§ 4.28.3), will be retrofitted within one hundred eighty (180) days of
the entry of this Decree, without regard to the expense or difficulty of
such retrofit.
- Patient Rooms. Within ninety (90) days of the entry of this Decree, each Hospital
will make portable visual alarms available for patient rooms when a Patient or
Companion who is deaf or hard of hearing is residing in or is anticipated to spend
significant periods of time in such a room. This requirement only applies to those
patient rooms in which hearing Patients are reasonably able to hear an audible alarm,
whether the audible alarm speaker is located in the room itself, in the hallway, or in
another relatively close location. Each Hospital shall ensure that each patient room
into which a visual alarm is to be placed complies with the Standards set forth in
Schedule III.B.1. hereto.
- Exceptions.
- Standard health care alarm design practices. Placement of visual alarms may
be modified to suit any standard health care alarm design practices employed
by the Hospital. Hospitals shall not be required to provide visual alarms in
areas where Patients would not normally be expected to evacuate themselves
in the event of an emergency, such as a neo-natal intensive care unit.
- Health considerations. Hospitals shall not be required to provide portable
visual alarms in a patient room if a person who may suffer from seizures that
may be triggered by a visual alarm is reasonably expected to spend significant
amounts of time in the room.
C. Captioning and Decoders.
- Televisions and Caption Decoders. Within ninety (90) days of the entry of this
Decree, each Hospital will make closed captioning decoders available to Patients or
Companions who are deaf or hard of hearing as part of available television services at
no additional cost, except for televisions that have the built-in capability to display
captions. 28 C.F.R. § 36.303(e).
- Clearly stated directions for use of the closed caption capability shall be in the
Patient Handbook (or equivalent publication) or otherwise available in each
patient room or public area containing a television with captioning capability.
The directions for operating the closed caption function shall also accompany
all closed caption decoders for standard television sets.
- Duty to Provide Programs in a Manner That is Accessible to Persons With Hearing
Impairments.
- It is expressly agreed that no Hospital has an obligation to provide captions
on any program broadcast over the public airways or commercial cable
television services, where such captions are not already integrated into the
program.
- Beginning no later than ninety (90) days from the entry of this Decree, each
Hospital that solicits a third party, parent company, or affiliated health care
provider to produce or provide video programs that may be broadcast within
the Hospital to Patients or Companions who are deaf or hard of hearing will
ensure that the program is captioned, unless, under the circumstances, doing
so would impose an undue burden. 28 C.F.R. § 35.164, 28 C.F.R. § 36.303.
Commercial videos available to the general public shall not be subject to this
requirement.
- Beginning no later that ninety (90) days from the entry of this Decree, each
Hospital that produces internally a pre-recorded program for broadcast within
the Hospital will ensure that the program is made accessible to Patients and
Companions who are deaf or hard of hearing, whether by captioning such
program or by providing a transcript or sign language interpreter whenever it
is viewed by a Patient or Companion who is deaf or hard of hearing. If the
program is not captioned, the method of access delivery must be tailored to
the needs of the Patient or Companion who is deaf or hard of hearing. For
instance, if the person does not know sign language, the Hospital may provide
effective communication through a transcript. In most circumstances,
captioning will be regarded as providing effective communication with all
persons who are deaf or hard of hearing, regardless of the communication
skills and history of such persons (though repeated screenings may be necessary, if the person who is deaf or hard of hearing cannot read English at
the rate required to keep pace with the audible portion of the program). If,
however, the contents of a program are sufficiently important to require
precise communication of its contents, the Hospital will take additional
measures to ensure effective communication.
- Beginning no later than ninety (90) days from the entry of this Decree, each
Hospital that produces its own live broadcasts will make most such programs
as accessible to Patients and Companions who are deaf or hard of hearing as
they are to others. Captioning is one way, but not the only way, to make such
programs accessible to Patients and Companions who are deaf or hard of
hearing. Hospitals can also choose to provide sign language interpreters (if
the person who is deaf or hard of hearing uses sign language) or written
scripts prepared in advance of the live broadcast. In order to determine which
programs should be captioned, a Hospital may prioritize and consider such
factors as the importance and length of the program, as well as any significant
difficulty or expense in captioning the program or displaying the captions,
given the location of its filming or viewing.
D. Client Education. Each Hospital shall ensure that each Patient and Companion who
is deaf or hard of hearing who is provided with portable access technology is
appropriately directed as to the proper use of such equipment.
E. Acquisition of Additional Equipment. In addition to the equipment required
above, each Hospital shall purchase and/or rent such additional equipment as is
reasonably needed to replace defective units. Each Hospital shall also monitor
developments in technology and shall upgrade such equipment when and if it deems
it reasonable and appropriate to do so.
IV. NOTICE TO COMMUNITY
A. Policy Statement. Within ninety (90) days of the entry of this Decree, each Hospital
shall post and maintain signs of conspicuous size and print at all Hospital admitting
stations, the emergency department, and wherever a Patient's Bill of Rights is
required by law to be posted. Such signs shall be to the following effect:
Sign language and oral interpreters, TTY's, and other auxiliary aids and
services are available free of charge to people who are deaf or hard of hearing. For assistance, please contact any Hospital personnel or the
Information Office at ____________ (voice/TTY), room ____________.
These signs will include the international symbols for "interpreters" and "TTY's."
An example is attached hereto as Exhibit IV A.
B. Advertisements. Within ninety (90) days of the entry of this Decree, each Hospital
will take appropriate steps to publicize in the community the Hospital's commitment
to provide all of its services to Patients and Companions who are deaf or hard of
hearing. Such publicity shall be deemed satisfied by the purchase of reasonable
advertising space at least twice in newspapers of general circulation serving the same
community as is served by the Hospital, which advertisements include a statement
that all appropriate auxiliary aids and services, including qualified sign language
interpreters and TTY's, will be provided free of charge upon request, and include
appropriate instructions regarding access to the Information Office at each Hospital.
Annually thereafter, the Hospitals shall take reasonable steps to publicize the
existence of the Program to the deaf and hard of hearing community. Hospitals are
specifically permitted to share resources to satisfy the provisions of this Section,
including the publication of advertisements in newspapers of statewide circulation.
C. Patient Handbook. Each Hospital will include in all future printings of its Patient
Handbook (or equivalent) and all similar publications a statement to the following
effect:
"To ensure effective communication with Patients and their companions who
are deaf or hard of hearing, we provide appropriate auxiliary aids and services
free of charge, such as: sign language and oral interpreters, TTY's,
notetakers, computer-assisted real time transcription services, written
materials, telephone handset amplifiers, assistive listening devices and
systems, telephones compatible with hearing aids, closed caption decoders,
and open and closed captioning of most Hospital programs.
Please ask your nurse or other Hospital personnel for assistance, or contact
the Information Office at _________________ (voice or TTY), room
___________________."
V. NOTICE TO HOSPITAL PERSONNEL AND PHYSICIANS
Each Hospital shall publish, in an appropriate form, a written policy statement
regarding the Hospital's policy for effective communication with persons who are
deaf or hard of hearing. The policy statement shall include, but is not limited to,
language to the following effect:
"If you recognize or have any reason to believe that a patient, relative, or a
close friend or companion of a patient is deaf or hard of hearing, you must
advise the person that appropriate auxiliary aids and services will be provided
free of charge. If you are the responsible health care provider, you must
ensure that such aids and services are provided when appropriate. All other
personnel should direct that person to the appropriate Program Administrator.
This offer and advice must likewise be made in response to any overt request
for appropriate auxiliary aids or services."
Each Hospital will distribute this document within sixty (60) days of the entry of this
Decree to all Hospital Personnel and affiliated physicians (physicians with practicing
or admitting privileges), and to all new Hospital Personnel and newly affiliated
physicians upon their affiliation or employment with the Hospital.
VI. TRAINING OF HOSPITAL PERSONNEL
A. Comprehensive Training. Pursuant to the FSW Contract, each Hospital will require
FSW to provide one or more one-day training sessions for the Hospital (which can be
held at CHA headquarters or the Hospital, and which can also service other
Hospitals) prior to the date on which the Hospital is scheduled to join the FSW
Program and annually thereafter. If FSW fails to provide the training as required
under its contract with CHA, the Hospitals will substitute substantially similar
training provided by another entity as soon as practicable, but within four (4) months.
- Content. Such training shall be sufficient in duration and content to train a
reasonable number of Hospital Personnel in access to the Program, use of the
Program, and sensitivity to the needs of the deaf community. Such training shall
include topics relevant to the health care needs of the deaf and hard of hearing, such
as the various degrees of hearing impairment, language and cultural diversity in the
deaf community, dispelling myths and misconceptions about persons who are deaf,
identification of communication needs of persons who are deaf, the unique needs and
problems encountered by late-deafened individuals, psychological implications of
deafness and its relationship to interaction with hearing health care professionals,
recommended and required charting procedures, types of auxiliary aids and services
as required under this Decree, (8) the proper use and role of qualified sign language
interpreters, procedures and methods for accessing the FSW Program for providing
sign language interpreters, as well as use of CDHI and free-lance interpreters, the
existence in each Hospital of an Information Office and Program Administrators,
making and receiving calls through TTY's and the Connecticut Relay or other relay
service providers, third party resources which can provide additional information
about people who are deaf or hard of hearing, the existence of the Hospital's
complaint resolution process, and any other requirements of this Decree applicable to
such Hospital Personnel.
- Mandatory Nature of Training for Certain Personnel. Each Hospital will make this
training mandatory for the following categories of Hospital Personnel:
- All personnel who work or volunteer in the Information Office;
- All Program Administrators; and
- All persons who will be responsible for training other Hospital Personnel
concerning the Program.
- Training Sources Other than FSW. Each Hospital may choose an entity other than
FSW to provide the required initial training, so long as the entity is approved by the
United States or P&A to provide this training (which approval will not be
unreasonably withheld). A Hospital may choose to discharge its training obligation
by requiring appropriate personnel to view a videotape that covers the training topics
required by this Decree for that audience.
B. Emergency Department Personnel. In addition to the subjects specified in Section
A above, each Hospital will provide special mandatory in-service (9) training to
Hospital Personnel with patient responsibility who work or volunteer in the
Emergency Department that addresses the special needs of deaf and hard of hearing
Patients and Companions utilizing that department. This training will include the
following objectives: to promptly identify communication needs and preferences of
persons who are deaf or hard of hearing; to secure qualified interpreter services as
quickly as possible when necessary; and to use, when appropriate, flash cards and
pictographs (in conjunction with any other available means of communication that
will augment the effectiveness of the communication). Such training shall be
provided prior to the date on which the Hospital is scheduled to join the FSW
Program and annually thereafter.
C. Psychiatric Personnel and Social Workers. In addition to the subjects specified in
Section A above, each Hospital will provide specialized mandatory in-service
training to Hospital Personnel with patient responsibility who work in the
Department of Psychiatry (or its equivalent, if any) or are members of the Social
Work Department (or its equivalent). This training will include the following
objectives: to promptly identify communication needs and preferences of Patients
and Companions who are deaf or hard of hearing; to secure qualified interpreter
services as quickly as possible when necessary; and to facilitate appropriate
interaction between Patients who are deaf or hard of hearing and other Patients, when
appropriate (e.g., group therapy sessions and other times when interaction with
persons other than Hospital Personnel is encouraged). Such training shall be provided
prior to the date on which the Hospital is scheduled to join the FSW Program and
annually thereafter.
D. Other Key Personnel. Special training will be given to the following Hospital
Personnel not otherwise trained as provided above: all clinical directors and nursing
supervisors; personnel who staff the Admission desk (or its equivalent for in-patient
registration), the Central Registry desk (or its equivalent for out-patient registration),
and the General Information desk; all triage nurses and other triage professionals; and
all heads of each department in which communication with Patients occurs. Such
training will cover all of the subject matters listed above in Section A. Such training
shall be provided prior to the date on which the Hospital is scheduled to join the FSW
Program and annually thereafter.
E. Operators. All Hospital Personnel who receive incoming telephone calls from the
public will receive special instructions on using TTY's and the Connecticut Relay or
similar services to make and receive telephone calls.
F. Affiliated Physicians.
- Training Sessions. Each Hospital will annually conduct one or more training
sessions on the communication and psychological needs of persons who are deaf or
hard of hearing, and will invite all physicians who are affiliated in any way with the
Hospital (admitting or surgical privileges, etc.) to attend. Training videotapes that
contain substantially similar information shall also be provided to any affiliated
physician upon request.
- Written materials. Within ninety (90) days of the entry of this Decree, each Hospital
will distribute a set of materials to all affiliated physicians. These materials will
contain at least the following: the Hospital's policy statement and any relevant forms;
a description of the Program; and a request that physicians' staff members notify the
Hospital of those Patients and Companions who are deaf or hard of hearing as soon
as they schedule admissions, tests, surgeries, or other health care services at the
Hospital.
G. Others. Each Hospital will develop and implement an internal program that will
provide appropriate training to all Hospital Personnel not trained under the preceding
sections. This training will take place at such times as may be necessary to permit
the Hospital to meet all of its obligations under this Decree.
H. General Provisions. Each Hospital will provide the training specified above to new
Hospital Personnel (including without limitation Emergency Department, Psychiatric
and Social Work personnel) within a reasonable time after the commencement of
their services for the Hospital. Such training shall be comparable to training
provided to specific departments as necessary. A screening of a video of the original
training will suffice to meet this obligation.
VII. REPORTING, MONITORING AND VIOLATIONS
- FSW Reports.
Each Hospital will require FSW, under the FSW Contract, to keep
appropriate records to document response times for each request for interpreters, and
to provide such documentation to the Hospital upon request. Each Hospital shall
provide such documentation to DOJ and P&A upon reasonable written notice. In the
event FSW is unable to meet its obligations under this Section, the Hospitals shall
without delay comply with the remaining terms of this Section.
- Hospital Compliance Reports.
Three (3), nine (9), fifteen (15) and twenty-one (21)
months following the entry of this Decree, and annually thereafter, each Hospital
shall provide a written report (a "Report") to DOJ and P&A regarding its efforts to
comply with this Decree. Each Report shall take the form of, or provide similar
information to, the sample report attached hereto as Exhibit VII. B. Each Hospital
shall make the most recent three Reports available for public inspection in the
Information Office. Each Hospital shall maintain appropriate records to document
the information contained in the Report.
- Right of Compliance Review.
During the term of this Decree, the United States
may, upon reasonable advance notice to a Hospital's Information Office from time to
time, inspect the Hospital premises and review the Hospital's compliance with this
Decree. As a part of such review, the United States may, with reasonable notice and
in a reasonable manner that protects patient confidentiality rights and avoids
interfering with patient care and other hospital services, require the Hospital to permit
the United States to interview Hospital Personnel, Class Members, and other persons
with knowledge relating to implementation of this Decree, to the extent reasonably
necessary to determine whether the Hospital is complying with the provisions of this
Decree. Each Hospital will retain (or cause FSW to retain) during the life of this
Decree all records required to be maintained by this Decree. Each Hospital will
produce such records for the purpose of photocopying if and when requested by the
United States, unless doing so would unduly burden or disrupt the Hospital's normal
business operations, in which case the Hospital will identify the burdens or
disruptions and make a good faith effort to cooperate with the United States to
ameliorate those disruptions or burdens while allowing the United States appropriate
access to the records. No such records shall be produced in violation of applicable
law or without any legally required consents, and any records containing confidential
information that are produced shall be kept confidential by the United States.
Anything to the contrary in this Section VII.C. notwithstanding, nothing herein is
intended to, nor shall, limit, extend or expand the investigatory or compliance review
powers of the United States otherwise provided by law.
- Violation of Decree.
- If any Hospital violates this Decree or any subpart of this Decree, the Parties
shall have such remedies as are allowed by law, provided that the first such
violation by a Hospital shall be deemed a first violation of the ADA for the
purpose of calculating civil penalties, if any.
- Notwithstanding the provisions of Section 1 above, in the event that any Party
believes that a Hospital has violated any provision of this Decree, such Party
shall give notice (including reasonable particulars) of such violation to such
Hospital's chief executive officer, and such Hospital shall then respond to
such notice and/or cure such non-compliance as soon as practicable but no
later than 30 days thereafter. Any event of non-compliance that prevents or
restricts a Patient from receiving urgent health care services shall be cured
without delay. The Parties shall negotiate in good faith in an attempt to
resolve any dispute relating thereto before seeking relief under Section 1
above.
VIII. COMPENSATORY AND INJUNCTIVE RELIEF FOR NAMED
PLAINTIFFS AND UNITED STATES COMPLAINANTS
The Hospitals will jointly deliver a check in the amount of $136,000 payable to the
Office of Protection and Advocacy, Trustee.
Within ten (10) days of the entry of this Decree, the Hospitals will send by certified
mail, return receipt requested, checks totalling $217,000 to the individuals and in the
amounts shown on Exhibit VIII-1 hereto (to be filed under seal). These checks are
compensation for alleged discrimination against United States Complainants who are
deaf or hard of hearing or non-disabled persons associated with persons who are deaf
or hard of hearing, and for one person on the basis of retaliation. Simultaneous with
the mailing of the checks, the Hospitals will provide to the Department of Justice
copies of the checks for its records.
Within thirty (30) days of the entry of this Decree, New Britain General Hospital and
Bridgeport Hospital shall provide certain United States Complainants and Named
Plaintiffs with the information set forth in Exhibit VIII-2 hereto.
IX. RELEASES
- Within five (5) days of the entry of this Decree, the Attorney General will deliver a
release, substantially in the form of Exhibit IX.A. hereto, releasing the claims against
each of the Hospitals as more fully set forth therein.
- Within five (5) days of the entry of this Decree, the United States will deliver
appropriate releases to counsel for each of the Hospitals on behalf of its complainants
or, in the case of minors, by their parents or guardians. The releases will be
substantially in the form of Exhibit IX.B. hereto.
- Within five (5) days of the entry of this Decree, CAD and the Named Plaintiffs will
each execute and deliver appropriate releases to counsel for each of the Hospitals.
The releases will be substantially in the form of Exhibit IX.C. hereto.
- DOJ, P&A, and CAD each warrants that: (1) as of the date on which it signed this
Consent Decree, it is not aware of any Class Member who may have a basis for a
claim against any Hospital subject to this Decree based on an alleged failure to
provide effective communication to a Patient or Companion, except for those
identified in Exhibits VIII-1 and IX.D.; and (2) it will not seek additional damages on
behalf of any Class Member who has, or who may have, the basis for a claim against
any Hospital subject to this Decree, which is based on an alleged failure to provide
effective communication to a Patient or Companion, if the discrimination is alleged
to have taken place prior to the date of entry of this Consent Decree, or thereafter
with respect to acts or omissions of a Hospital that conform to its obligations
hereunder. Except as otherwise provided in this Decree, these warranties do not
extend to future acts of discrimination or retaliation, or subjects not covered by this
Decree.
- Any and all claims, proceedings, and causes of action for damages, penalties,
attorneys fees, interest, costs, declaratory, injunctive or other relief arising out of the
transaction or series of transactions that gave rise to this action and not expressly
provided for by this Decree, except for those expressly reserved in the releases to be
executed under Sections A, B and C above, are dismissed with prejudice.
X. MISCELLANEOUS
- Disclaimer of Liability
. Nothing in this Decree shall be construed as an admission
by the Hospitals of any liability or fault, that they engaged in any wrongful or illegal
activity, that any of the facts and allegations contained in the CAD Complaint or the
United States' Complaint in Intervention are true, or that any person suffered any
injury as a result of the events described in Plaintiffs' allegations. This Decree shall
not be offered or received in evidence in any action or proceeding in any court or
other tribunal as an admission or concession of liability or wrongdoing of any nature
on the part of the Hospitals, except in an action challenging a Hospital's compliance
with this Decree.
- Term of the Decree
. The United States District Court for the District of Connecticut
shall retain jurisdiction over this action for the purpose of ensuring compliance and
enforcing the provisions of this Decree for five (5) years from the date hereof, after
which time its provisions shall be terminated unless the Court determines, based on
findings of non-compliance of any or all of the Hospitals, that it is necessary to
extend any of its requirements, in which case those requirements, after hearing, may
be extended subject to the requirements of equity.
- Execution of Decree.
The undersigned counsel represent that they have been fully
authorized by their clients to enter into and execute this Consent Decree, under the
terms and conditions contained herein.
- Public Agreement
. This Consent Decree, along with its exhibits (except those filed
under seal), constitutes a public agreement and a copy of the Consent Decree, or any
information concerning its contents (except where sealed), may be made available to
any person.
- Changing Circumstances.
During the five (5) years in which this Decree will be in
effect, there may be a change in circumstances such as, for example and without
limitation, an increased or decreased availability of qualified sign language or oral
interpreters or developments in technology to assist or improve communications with
persons who are deaf or hard of hearing. If a Hospital determines that such changes
create opportunities for communicating with Patients and Companions who are deaf
or hard of hearing more efficiently or effectively than is required under this Decree,
or create difficulties not presently contemplated in the provision of appropriate
auxiliary aids and services, it may propose changes to this Decree by presenting
written notice to DOJ and P&A. Such changes will then only be presented to the
Court for incorporation in this Decree if DOJ and P&A, upon review, grant their
approval, which approval will not be unreasonably withheld. All Parties shall
negotiate in good faith prior to proposing any changes to the Court.
- Binding.
This Decree is final and binding on the Parties, including all principals,
agents, executors, administrators, representatives, successors in interest,
beneficiaries, assigns, heirs and legal representatives thereof. Each Party has a duty
to so inform any such successor in interest.
- Non-Waiver.
Failure by any Party to seek enforcement of this Decree pursuant to its
terms with respect to any instance or provision shall not be construed as a waiver to
such enforcement with regard to other instances or provisions.
- Counterparts.
This Consent Decree may be executed in one or more counterparts,
each of which shall be deemed to be an original but all of which together shall
constitute one and the same instrument.
- Compliance.
A Hospital that performs its obligations under this Decree shall be
deemed by all Parties to have fulfilled its obligations under the ADA, the
Rehabilitation Act, and Connecticut General Statutes §§ 46a-64 et seq. regarding
communication with Patients and Companions who are deaf or hard of hearing, for
purposes of any remedy that may be available to the Parties for any alleged violation
of such obligations by such Hospital.
- Discrimination by Association.
No Hospital will deny equal services,
accommodations, or other opportunities to any individual because of the known
relationship of the person with someone who is deaf or hard of hearing.
- Retaliation and Coercion.
Each Hospital agrees not to retaliate against or coerce in
any way any person who is trying to exercise his or her rights under this Decree or
the ADA.
- Non-Discrimination.
No Hospital shall deny its goods or services to any
prospective or actual Class Member based on the fact that the person is deaf or hard
of hearing or is associated with someone known to be deaf or hard of hearing.
- Severability.
In the event that the Court shall determine that any provision of this
Decree is unenforceable, such provision shall be severed from this Decree and all
other provisions shall remain valid and enforceable, provided, however, that if the
severance of any such provision shall materially alter the rights or obligations of the
Parties hereunder, they shall, through reasonable, good faith negotiations, agree upon
such other amendments hereto as may be necessary to restore the Parties as closely as
possible to the relative rights and obligations initially intended by them hereunder.
IN WITNESS WHEREOF, the undersigned counsel of record, AGREE and
CONSENT to the form, content, and entry of this Consent Decree on this ______ day of _____________, 1998:
PLAINTIFFS
CONNECTICUT ASSOCIATION OF THE DEAF,
KAREN AVENA, LINDA BASEHORE, JANE DOES
I-VI INCLUSIVE, MICHAEL E. FIORINO, JUNE
FREEMAN, JANICE M. STIFFLER, DORIS
SIMONS AS EXECUTRIX OF THE ESTATE OF
JOSEPH SIMONS
By: ______________________________________
Aileen M. Bell, Esq.
Catherine E. Cushman, Esq.
Elam Lantz, Esq.
Gwendolyn K. McDonald, Esq.
Office of Protection and Advocacy for
Persons with Disabilities
60B Weston Street
Hartford, CT 06120-1551
(860) 297-4330
PLAINTIFF - INTERVENOR
By: ______________________
Stephen C. Robinson,
U.S. Attorney
John B. Hughes
Assistant U.S. Attorney
Chief, Civil Division
Lauren M. Nash
Assistant U.S. Attorney
Connecticut Financial Center
157 Church Street
New Haven, CT 06510
THE UNITED STATES OF AMERICA
By: ______________________________________
Bill Lann Lee, Acting Assistant Attorney General
John L. Wodatch, Section Chief
Renee M. Wohlenhaus, Acting Deputy Chief
Mary Lou Mobley, Trial Attorney
Robert J. Mather, Trial Attorney
Bruce Friedman, Trial Attorney
Katherine Nicholson, Trial Attorney
Robin C. Deykes, Investigator
United States Department of Justice
Civil Rights Division
Disability Rights Section
P.O. Box 66738
Washington, DC 20035-6738
(202) 307-0663
DEFENDANTS
MIDDLESEX HOSPITAL
By: ________________________________
Name: Gregory B. Nokes, Esq.
Name of Firm: Cummings & Lockwood
DAY KIMBALL HOSPITAL
By: ______________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
JOHN DEMPSEY HOSPITAL
By: ______________________________
Name: William N. Kleinman, Esq.
Name of Firm: Assistant Attorney General
University of Connecticut
Health Center
THE WATERBURY HOSPITAL
By: ________________________________
Name: Paul S. Tagatac, Esq.
Name of Firm: Carmody & Torrance
YALE-NEW HAVEN HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
< Name of Firm: Wiggin & Dana
THE WILLIAM W. BACKUS HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
HARTFORD HOSPITAL
By: ________________________________
Name: Robert L. Wyld, Esq.
Name of Firm: Shipman & Goodwin
CONNECTICUT CHILDREN'S
MEDICAL CENTER
By: ________________________________
Name: Theodore J. Tucci, Esq.
Name of Firm: Robinson & Cole
NORWALK HOSPITAL
By: ________________________________
Name: Frank W. Murphy, Esq.
Name of Firm: Tierney, Zullo, et al.
SAINT FRANCIS HOSPITAL
AND MEDICAL CENTER
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
BRIDGEPORT HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
LAWRENCE & MEMORIAL HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
NEW BRITAIN GENERAL HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
ST. MARY'S HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
BRADLEY MEMORIAL HOSPITAL & HEALTH CENTER
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
BRISTOL HOSPITAL, INC.
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
THE DANBURY HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
GREENWICH HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
GRIFFIN HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
THE CHARLOTTE HUNGERFORD HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
JOHNSON MEMORIAL HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
MANCHESTER MEMORIAL HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
MILFORD HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
NEW MILFORD HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
ROCKVILLE GENERAL HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
ST. JOSEPH MEDICAL CENTER
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
THE HOSPITAL OF SAINT RAPHAEL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
ST. VINCENT'S MEDICAL CENTER
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
SHARON HOSPITAL, INC.
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
THE STAMFORD HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
VETERANS MEMORIAL MEDICAL CENTER
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
WINDHAM HOSPITAL
By: ________________________________
Name: Penny Q. Seaman, Esq.
Name of Firm: Wiggin & Dana
Having read and considered the foregoing, and good cause appearing, IT IS
ORDERED that this Motion be GRANTED and the Consent Decree ADOPTED and
ENTERED by this Court as final disposition of this case.
So ordered,
____________________________ ____________
The Honorable Thomas Smith, Date
United States Magistrate Judge
for the District of Connecticut
____________________________ ____________
The Honorable Allan H. Nevas Date
United States District Judge
for the District of Connecticut
INDEX OF SCHEDULES and EXHIBITS
Schedules
III.A.1. Certain TTY and Telephone Standards
III.B.1. Certain Visual Alarm Standards
Exhibits
II.B. FSW Contract
IV.A. Example of Sign
VII.B. Hospital Compliance Report
VIII-1 Certain Information
VIII-2 Certain Information
IX.A. United States Release
IX.B. United States Complainants Release
IX.C. CAD and Named Plaintiffs Release
IX.D. Certain Known Class Members
SCHEDULE III.A.1
I. TTY's in Public Areas and Specific Locations
- If an acoustic coupler is used for a permanently affixed TTY, the
telephone cord shall be sufficiently long to allow connection of the
TTY and the telephone receiver.
- & If an acoustic coupler is used for a portable TTY, the telephone
handset cord shall be sufficiently long so as to allow connection of the TTY and the telephone receiver.
II. Shelves and Outlets
- Telephones designed to accommodate a portable TTY shall be
equipped with a shelf and an electrical outlet within or adjacent to the
telephone enclosure. The telephone handset shall be capable of
being placed flush on the surface of the shelf. The shelf shall be capable of
accommodating a TTY and shall have 6 in (152 mm) minimum vertical clearance
in the area where the TTY is to be placed.
III. Signs Indicating Location of TTY's
- TTYs shall be identified by the international TTY/TDD symbol:
|
(Symbols not Available on Computer version of purposed Consent |
- At all public telephone locations, signs posted to indicate the availability of
permanently affixed TTYs and signs which provide direction to or information
about the location of TTYs shall satisfy the following requirements:
- Character Proportion. Letters and numbers on signs shall have a
width-to-height ratio between 3:5 and 1:1 and a stroke-width-to-height ratio
between 1:5 and 1:10.
- Character Height. Characters and numbers on signs shall be sized
according to the viewing distance from which they are to be read.If a sign is
to be suspended overhead, the minimum height shall be 3 inches (or 75 mm), as
measured using an upper case X. Lower case characters are permitted.
- Raised and Brailled Characters and Pictorial Symbol Signs
(Pictograms). Letters and numerals shall be raised 1/32 in., uppercase,
sans serif or simple serif type and shall be accompanied withGrade 2 Braille.
Raised characters shall be at least 5/8 in (16 mm)high, but no higher than 2 in
(50 mm). Pictograms shall be accompanied by the equivalent verbal description placed below
the pictogram. The border dimension of the pictogram shall be 6 in (152 mm) minimum in height.
- Finish and Contrast. The characters and background of signs shall
be eggshell, matte, or other non-glare finish. Characters and symbols shall contrast
with their background - either light characters on a dark background or dark characters on a light
background.
- Mounting Height and Location. Mounting height shall be 60 in (1525 mm) above the finish floor to the centerline of the sign.
Mounting location for such signage shall be so that a person may approach within 3
in (76 mm) of signage without encountering protruding objects or standing within the swing of a door.
IV. Volume Control
- Telephones required to have a volume control shall be identified by a
sign containing a depiction of a telephone handset with radiating sound waves. These
signs shall comply with the requirements set forth in Section III.B. above.
- Public area and patient room telephones required to have a volume
control shall be capable of a minimum of 12 dbA and a maximum of 18 dbA above normal volume. If an automatic reset is provided then 18 dbA.
may be exceeded.
SCHEDULE III.B.1
I. Visual Alarms
- Emergency warning systems in medical facilities may be modified to
suit standard health care alarm design practice.
- Visual alarm signal appliances shall be integrated into the building or facility
alarm system. If single station audible alarms are provided then single
station visual alarm signals shall be provided. Visual alarm signals shall
have the following minimum photometric and location features:
- The lamp shall be a xenon strobe type or equivalent.
- The color shall be clear or nominal white (i.e., unfiltered or clear filtered
white light).
- The maximum pulse duration shall be two-tenths of one second (0.2 sec)
with a maximum duty cycle of 40 percent. The pulse duration is defined
as the time interval between initial and final points of 10 percent of
maximum signal.
- The intensity shall be a minimum of 75 candela.
- The flash rate shall be a minimum of 1 Hz and a maximum of 3 Hz.
- The appliance shall be placed 80 in (2030 mm) above the highest floor
level within the space or 6 in (152 mm) below the ceiling, whichever is
lower.
- In general, no place in any room or space required to have a visual signal
appliance shall be more than 50 ft (15 m) from the signal (in the
horizontal plane). In large rooms and spaces exceeding 100 ft (30m)
across, without obstructions 6 ft (2m) above the finish floor, such as
auditoriums, devices may be placed around the perimeter, spaced a
maximum 100 ft (30 m) apart, in lieu of suspending appliances from the
ceiling
- No place in common corridors or hallways in which visual alarm
signaling appliances are required shall be more than 50 ft (15 m) from the
signal.
- Patient rooms into which portable visual alarms are to be placed shall
have a standard 110-volt electrical receptacle into which such alarm
can be connected and a means by which a signal from the building
emergency alarm system can trigger such a portable alarm. When visual alarms are in place the signal shall be visible in all areas of the
unit or room. Instructions for use of the auxiliary alarm or receptacle shall be provided.
- Visual notification devices for incoming telephone calls shall not be
connected to auxiliary visual alarm signal appliances.
EXHIBIT II.B.
AGREEMENT
This Agreement (the "Agreement") is made as of May 26, 1998 (the "Effective
Date") by and among The Connecticut Hospital Association, Incorporated, a Connecticut
non-stock corporation with its principal place of business at 110 Barnes Road, Wallingford,
Connecticut 06492-0090 ("CHA"), and Family Services Woodfield, a Connecticut non-stock corporation with its principal place of business at 475 Clinton Avenue, Bridgeport,
Connecticut 06605 ("FSW").
RECITALS:
- CHA is a non-profit membership organization whose members include acute-care
hospitals ("Hospitals") and other institutional health care providers (together with
Hospitals, "Members") located throughout the State of Connecticut.
- FSW is a non-profit family services agency accredited by the National Council on
Accreditation of Services for Families and Children, Inc., providing, among other
services, communication services for deaf and hearing-impaired persons ("Interpreter
Services").
- CHA is desirous of making Interpreter Services available for patients and other
persons being served by its Hospitals and other Members, and FSW is willing to
provide such services on the terms and conditions set forth in this Agreement.
- Therefore, in consideration of the foregoing and of the mutual covenants contained
in this Agreement, CHA and FSW hereby agree as follows:
- Program Design.
1.1 FSW shall design a program (the "Program") for the provision of Interpreter
Services to deaf patients and other persons in need of such services at each Member's
location in Connecticut. The Hospitals and other Members who elect to participate in the
Program, as provided in Section 1.3 below, are referred to herein as "Participants." Upon
final approval of CHA of the Program design, FSW shall commence the provision of
services on a phased basis as set forth below:
|
Service |
Implementation Period
(Months After Effective Date) |
| a. |
Organization, start-up, and initial training |
0-3 |
| b. |
Hartford, fairfield and New Haven Counties |
3-6 |
| c. |
New London and Middlesex Counties |
6-9 |
| d. |
Tolland and Windham Counties |
9-11 |
| e. |
Litchfield County |
11-13 |
(Each of the foregoing counties or group of counties is referred to herein as a "Region.")
1.2 The basic elements of the Program shall be the following:
- FSW shall employ or contract with a sufficient number of interpreters,
available throughout the State of Connecticut, to satisfactorily perform its obligations
hereunder. Each interpreter engaged by FSW to provide services for the Program shall have
an Associates Degree in interpreting for the deaf or equivalent training and/or experience,
and shall be (i) certified by the Registry of Interpreters for the Deaf ("RID") or the National
Association for the Deaf ("NAD"), (ii) in the process of certification by such organization as
an interpreter for the deaf, or (iii) have equivalent training and/or experience. Each
interpreter shall also hold such licenses or certifications as may be required from time to
time by any governmental body of competent jurisdiction. FSW shall ensure that each
interpreter is at all times fully qualified to interpret effectively, accurately and impartially
both receptively and expressively, using any necessary specialized vocabulary, including
without limitation in a medical setting. FSW shall provide each interpreter with any
additional training, specific to interpreting in a medical setting, that may be necessary or
appropriate. At FSW's request, CHA shall provide reasonable assistance with such training.
Interpreters shall specifically be qualified in American Sign Language, and shall also be
skilled in signed English and visual, gestural, and tactile communication.
- FSW shall make Interpreter Services available to Participants 24 hours
a day, 365 days a year, for such purposes and periods as the Participants may request.
Interpreter Services shall be provided on both emergency and non-emergency bases.
"Emergency Services" shall be defined as Interpreter Services needed (i) during weekends or
state or federal holidays, or during the hours of 11:00 p.m. to 7:00 a.m. daily, or (ii) at any
time on advance notice of less than 24 hours or one business day. "Routine Services" shall
be defined as all Interpreter Services that are not Emergency Services. Except for Interpreter
Services needed on an urgent basis (i.e., the interpreter is requested to arrive as soon as
possible for a nonscheduled incident), FSW shall provide interpreters (whether for
Emergency Services or Routine Services) at the times requested by Participants. Participants
shall provide as much advance notice to FSW as feasible, i.e., promptly upon learning of the
need for such services.
FSW agrees to maintain the following response times in at least eighty (80) percent of
urgent incidents within any six (6) month period, measured from the time FSW is notified
that an interpreter is needed:
3. Hospitals located in the counties of Fairfield, Middlesex, Hartford and
New Haven, one (1) hour.
4. All other Hospitals, one hour, with a fifteen (15) minute grace period when needed.
In no event shall the response time exceed two (2) hours.
The foregoing response times shall be subject to "force majeure" events, i.e., any
response time that is delayed because of a force majeure event shall be excluded from the
determination whether the prescribed response criteria have been met. Force majeure events
shall be events outside the reasonable control of the Hospital, FSW or the interpreter called
to respond, such as weather problems and other Acts of God, unanticipated illness or injury
of the interpreter, and unanticipated transportation problems (including without limitation
mechanical failure of the interpreter's automobile, automobile accidents, and roadway
obstructions).
Furthermore, the foregoing response times have been formulated based on FSW's
predictions of the availability of qualified interpreters statewide. During the first six (6)
months after the entry of this Decree, FSW shall exert its best efforts to comply with the
standard set forth in clause 2 above containing a fifteen (15) minute grace period, but shall
not be deemed in breach thereof if it fails to meet such standard provided that it would have
met such standard if it included a thirty (30) minute grace period. At the end of said six (6)
month period, FSW and CHA shall negotiate reasonably and in good faith, based on the facts
then known, whether the grace period provided in said clause 2 above should be eliminated,
shortened or extended, and this Agreement shall be amended accordingly, provided that such
amendment is permissible under a certain consent decree entered in the United States
District Court for the District of Connecticut, case No. 395-CV-02408(AHN) (the "Consent
Decree"). In the event thereafter that the response time performance standards set forth in
clause 1 or clause 2 above cannot be maintained despite FSW's good faith efforts, FSW shall
be entitled to request the consent of CHA to such modifications of such performance
standards as may be reasonable under the circumstances. CHA shall consider any such
request reasonably and in good faith, and any such modification that is agreed to by CHA
and is permissible under the Consent Decree shall be deemed an amendment to this
Agreement.
- Interpreters engaged by FSW are subject to RID Standards which, to
the extent applicable, will be communicated by FSW to the Participants. For example, such
standards may require that two interpreters be present for an overlapping time period,
resulting in a charge for both interpreters during such period.
- Requests for Interpreter Services shall be made on a state-wide 800 or
888 telephone line maintained by FSW at its sole expense, appropriately staffed on a 24-hour
basis, with all dispatching being done by FSW.
- FSW will consult by telephone with each Participant, upon request, to
assess the needs of patients and other consumers for Routine Services (and will exert its best
efforts to provide such consultation, if and when feasible, regarding Emergency Services), in
order to determine the nature and schedule of such services that will most effectively and
efficiently satisfy those needs.
- FSW shall maintain accurate data, as mutually agreed with CHA from
time to time, regarding the Program (including without limitation utilization by each
Participant, overall Program revenues and expenses, adverse incidents, and complaints by
Participants or consumers regarding the Program or the interpreters) and regarding usage of
Program interpreters by Nonparticipants (as defined below). Such data shall be reported to
CHA (and to other Participants) in such form and at such intervals (no less often than semi-annually) as CHA and FSW shall mutually agree.
1.3 CHA shall establish the criteria for participation in the Program by its
Members from time to time and shall notify FSW of the names and addresses of the
Participants, as well as the dates when such participation begins and terminates. CHA shall
cause the Participants to execute documentation satisfactory to CHA evidencing their
agreement to participate in the Program and to assume the obligations of Participants
hereunder. FSW shall provide to each new Participant all of the rights and benefits of the
Program after the Participant's personnel have completed the initial training program
described below.
- Training Services.
2.1 FSW shall provide training to CHA and the Participants as follows:
- During the first year of the term of this Agreement, FSW shall
provide, in conjunction with CHA, at least four (4) basic one-day training sessions at CHA's
facilities for personnel of Participants designed to enable the Participants to effectively
utilize the Program. Such training sessions shall be sufficient in duration and content
(including at least the topics listed in Section VI.A.1. of the Consent Decree) to train a
reasonable number of personnel from each Participant in access to the Program, use of the
Program at the Participant, and sensitivity to the needs of the deaf community.
- In each of the subsequent years of the term of this Agreement FSW
shall provide, at CHA's facilities and with its cooperation and assistance, one (1) or more
basic training sessions (as needed for new Participants or for new personnel of existing
Participants) and at least two (2) follow-up and advanced training sessions for personnel who
previously attended a basic training session. Such advanced sessions may address, among
other things, problems encountered in the Program, updates in technology, and other services
for the deaf available in the community. Participants shall also be entitled, during the first
year of their participation in the Program, to one (1) on-site training session for personnel
who have already received basic training and one (1) follow-up visit.
- FSW shall offer training sessions at its standard rates to address
special needs of particular Participants.
2.2 CHA shall provide suitable space for FSW to provide interpreter training
either at CHA's facility or at Participants reasonably convenient to the trainees, at no cost to
FSW.
2.3 FSW shall provide, with the cooperation and assistance of CHA and the
Participants, consumer training as follows:
- During the first year of the term hereof, at least two (2) sessions in
each Region.
- In each subsequent year, at least one (1) session in each Region.
Upon reasonable advance from FSW, CHA shall provide suitable facilities either at CHA or
at a Participant within the affected Region for consumer training. CHA and FSW shall
cooperatively promote such consumer training sessions in each Region to solicit maximum
participation therein.
2.4 FSW will consult with CHA in the development and review of materials to be
used within the Participants with regard to the Program.
- Term. The term of this Agreement shall be ten (10) years commencing on the
date hereof (unless earlier terminated pursuant to Section 14.13) and shall continue
indefinitely thereafter unless and until either FSW or CHA terminates this Agreement upon
advance notice of at least one (1) year to the other.
- Compensation.
4.1 CHA shall compensate FSW for establishing the Program and for all services
provided under this Agreement (unless expressly indicated to the contrary), other than
Interpreter Services, as follows:
- Upon execution of this Agreement, the sum of Three Hundred
Seventy-five Thousand ($375,000.00) Dollars, less any amounts advanced prior to the date
of execution and set forth on Schedule 4.1 hereto.
- Upon substantial completion of the rollout of services in all five
Regions as described in Section 1.1 above, the sum of Three Hundred Seventy-Five
Thousand ($375,000.00) Dollars.
- In the event that the number of Participants at any time exceeds thirty-two (32), then FSW shall be entitled to charge CHA, at its standard rates, for training
services provided to the thirty-third and each additional Participant under Section 2.1(a) or
(b), to the extent such training requires training sessions that would not otherwise be
provided.
4.2 FSW shall be compensated for Interpreter Services directly by the
Participants requesting such services, at the rates set forth on Schedule 4.2 hereto, and CHA
shall have no obligation with respect thereto. After the first three (3) years of the term of
this Agreement, at the request of either CHA or FSW from time to time, the rates set forth on
Schedule 4.2 shall be subject to good faith renegotiation based on all the facts and
circumstances in effect at such time, provided that any increase in such rates shall be
justified only to the extent necessary to cover FSW's reasonable expenses (direct and
indirect) in operating the Program, plus a reasonable profit, and provided further that such
rates shall not be subject to readjustment within one year after new rates have become
effective.
- Participant Responsibilities. CHA, in consultation with FSW, shall establish
the responsibilities of each Participant (the "Participant Responsibilities"), including the
following basic elements:
- Each Participant will be responsible for sending the appropriate
personnel for training prior to implementation of the Program at such Participant and from
time to time thereafter as may be determined by the Participant or by CHA.
- Each Participant shall appoint a principal contact person with
responsibility under the Program, and at least one alternate.
- Each Participant at all times shall assign such number of qualified
personnel, and shall provide equipment and facilities of such nature and quantity, as may be
necessary for FSW to properly perform its duties hereunder. Each Participant shall also
maintain the insurance coverage required by Sections 11.3 and 11.4.
- Each Participant shall pay when due all accurate invoices from FSW
for Interpreter Services.
- Each Participant shall at all times be a member in good standing of
CHA.
- Each Participant shall give CHA at least thirty (30) days' prior notice of
the termination of its participation in the Program.
- Quality Assurance. FSW and CHA will form a committee made up of
consumers and representatives of FSW, CHA and Participants for the purpose of developing
a quality assurance plan and thereafter monitoring the quality of services provided by FSW
hereunder.
- Grievance Procedure. Consumers shall have the right to pursue any
complaints under FSW's standard grievance procedure, a copy of which is attached hereto as
Exhibit 7.
- Out of Program Services. Nothing in this Agreement shall prevent FSW from
providing Interpreter Services to other organizations (whether or not Members of CHA) that
are not Participants ("Nonparticipants"), subject to the following:
- No comparable on call Interpreter Services shall be provided at rates
more favorable than those charged to Participants. In the event that FSW wishes to charge
lower rates to Nonparticipants, it shall so notify CHA and Schedule 4.2 shall be amended
accordingly to reflect such lower rates.
- FSW will not agree to provide Interpreter Services to health care
provider Nonparticipants at response times shorter than those provided to Participants under
Section 1.2(b).
- In the event that a Participant's request for Interpreter Services
conflicts (in terms of interpreter availability) with a request by a Nonparticipant, with the
result that both requests cannot be filled when desired, the Participant's request shall be
given priority unless the Nonparticipant's request involves an emergency situation and the
Participant's request does not.
- Training and consulting services (such as those provided under
Section 2) shall not be provided to Nonparticipants without charge but shall be rendered only
at FSW's standard hourly rates, which currently are $250.00 per hour, per trainer (minimum
two hours), plus travel and related expenses.
- Representations, Warranties and Covenants of FSW. FSW hereby represents,
warrants and covenants to CHA that, at all times during the term of this Agreement:
9.1 FSW shall be a nonstock corporation (or other form of legal entity) duly
organized and legally existing under the laws of the State of Connecticut with full power and
authority to perform its obligations under this Agreement, and the execution, delivery and
performance of this Agreement by FSW shall have been duly authorized by all necessary
corporate action.
9.2 FSW and the interpreters: (i) shall comply with all applicable laws,
ordinances, orders, rules, regulations and requirements of all federal, state and municipal
governments, departments, commissions, boards and officers, and with all applicable rules,
regulations, policies and procedures of the Participants, relating to the Interpreter Services,
including without limitation those applicable to patient confidentiality; and (ii) shall hold
any necessary licenses or authorizations from governmental or accrediting bodies having
jurisdiction over the Interpreter Services.
9.3 FSW shall take reasonable measures on an ongoing basis to monitor the
performance of its interpreters, and shall promptly take appropriate disciplinary action, up to
and including exclusion from the Program, regarding any interpreter whose performance is
unsatisfactory, giving due consideration to the opinions of the Participants and CHA.
9.4 The performance of this Agreement by FSW will not (i) violate or contravene
any federal or Connecticut law or regulation applicable to FSW, (ii) result in a breach of, or
cause a default under, the terms or conditions of any note, contract, agreement, lease,
indenture or other instrument to which FSW is a party, or (iii) violate any order, writ,
judgment, injunction or decree by which FSW is bound or to which it is subject.
- Representations, Warranties and Covenants of CHA. CHA hereby represents,
warrants and covenants to FSW that, at all times during the term of this Agreement:
10.1 CHA shall be a nonstock corporation (or other form of legal entity) duly
organized and legally existing under the laws of the State of Connecticut with full power and
authority to perform its obligations under this Agreement, and the execution, delivery and
performance of this Agreement by CHA shall have been duly authorized by all necessary
corporate action.
10.2 CHA shall comply with all applicable laws, ordinances, orders, rules,
regulations and requirements of all federal, state and municipal governments, departments,
commissions, boards and officers, relating to its obligations hereunder, including without
limitation those applicable to patient confidentiality.
10.3 The performance of this Agreement by CHA will not (i) violate or contravene
any federal or Connecticut law or regulation applicable to CHA, (ii) result in a breach of, or
cause a default under, the terms or conditions of any note, contract, agreement, lease,
indenture or other instrument to which CHA is a party, or (iii) violate any order, writ,
judgment, injunction or decree by which CHA is bound or to which it is subject.
- Insurance.
11.1 During the term of this Agreement, FSW shall obtain and maintain general
liability and professional liability (malpractice) or errors and omissions insurance coverage
that shall insure FSW and shall name CHA and the Participants as additional insureds
against liability for personal injury and damage arising out of or related to the provision of
Interpreter Services hereunder. Such insurance coverage shall be in such amounts and with
such companies as FSW and CHA may reasonably agree from time to time.
11.2 At all times during the term of this Agreement, FSW shall require its
insurance carrier(s) to provide CHA with a current certificate of insurance evidencing the
coverage required by Section 11.1 and to provide CHA with at least fifteen (15) days prior
written notice of any cancellation, termination, modification or amendment to such insurance
coverage. The obligations of FSW to be insured for acts and occurrences during the term of
this Agreement shall survive the termination or expiration of this Agreement. In the event
any such insurance is written on a "claims-made" rather than an "occurrence" basis, any
necessary reporting endorsements ("tail insurance") shall be procured by FSW.
11.3 During the term of this Agreement, CHA and each Participant shall obtain
and maintain general liability and professional liability (malpractice) or errors and omissions
insurance coverage that shall insure it against liability for personal injury and damage arising
out of or related to the performance of its obligations hereunder. Such insurance coverage
shall be in such amounts and with such companies (or pursuant to such programs of self-insurance)
as CHA may reasonably approve from time to time, subject to FSW's right to
object for good cause thereto.
11.4 At all times during the term of this Agreement, at the request of FSW, CHA
shall require its insurance carrier(s) to provide FSW with a current certificate of insurance
evidencing the coverage required to be carried by it under Section 11.3 and to provide FSW
with at least fifteen (15) days prior written notice of any cancellation, termination,
modification or amendment to such insurance coverage. The obligations of CHA to be
insured for acts and occurrences during the term of this Agreement shall survive the
termination or expiration of this Agreement. In the event any such insurance is written on a
"claims-made" rather than an "occurrence" basis, any necessary reporting endorsements
("tail insurance") shall be procured by CHA.
- Termination
12.1 CHA or FSW may terminate this Agreement immediately upon the
occurrence of any of the following events with regard to the other party: (i) the making of a
general assignment for the benefit of creditors; (ii) the filing of a voluntary petition or the
commencement of any proceeding by such party for relief under any bankruptcy or
insolvency laws, or any laws relating to the relief of debtors, readjustment of indebtedness,
reorganization, composition or extension; (iii) the filing of any involuntary petition or the
commencement of any proceeding by or against such party for relief under any bankruptcy
or insolvency laws, or any laws relating to the relief of debtors, readjustment of
indebtedness, reorganization, composition or extension, which petition or proceeding is not
dismissed within ninety (90) days of the date on which it is filed or commenced; or (iv)
suspension of the transaction of the usual business of such party for a period in excess of
thirty (30) days. In addition, CHA may terminate this Agreement in the event that FSW is
excluded or suspended from the Medicare or Medicaid program for a period of more than
sixty (60) days, provided that such exclusion or suspension could have a material adverse
effect on the ability of FSW, CHA or any Participant to participate in the Program.
12.2 CHA or FSW may terminate this Agreement upon sixty (60) days prior
written notice to the other party in the event of a material breach by such other party of any
material term or condition of this Agreement, which breach is not cured to the reasonable
satisfaction of the terminating party within such sixty (60) day period.
12.3 In the event that CHA terminates this Agreement under Section 12.2 within
the first three and one-half years of the term, and in recognition of the fact that the damages
thereby suffered by CHA and the Participants will be difficult or impossible to quantify,
CHA shall be entitled to recover from FSW the amount then paid by CHA to FSW under
Section 4.1. FSW and CHA agree that such amount represents a reasonable approximation
of the actual damages that would be suffered by CHA and the Participants in the event of a
termination of this Agreement, and that such amount constitutes negotiated liquidated
damages and not a penalty.
12.4 CHA may (and shall if reasonably requested by FSW) terminate the
participation of any Participant in the Program upon sixty (60) days prior written notice to
the Participant in the event of a material failure by the Participant to fulfill any of its
Participant Responsibilities (including without limitation the payment when due of all sums
owed to FSW or CHA), which failure is not cured to the reasonable satisfaction of CHA
within such sixty (60) day period. CHA shall take appropriate action with respect to any
Participant whose material failure to fulfill its Participant Responsibilities has been reported
to CHA by FSW.
12.5 In the event that FSW intends to terminate the Program for any reason,
whether voluntarily or involuntarily, provided that it does not then have the right to
terminate this Agreement under Section 12.2, it shall so notify CHA as soon as reasonable
under the circumstances and shall offer to (i) sell to CHA all of its rights and assets with
respect to the Program, including without limitation its contracts with Program interpreters
and all know-how, policies, procedures and documentation related to the Program (the
"Program Assets"), and (ii) assist and cooperate with CHA, in all reasonable ways but at
CHA's expense, in CHA's assumption or continuation of the Program (or services similar
thereto). Notwithstanding the foregoing, except to the extent FSW may otherwise agree at
the time, the Program Assets shall not include any rights or assets that have continuing
utility to FSW. The purchase price for the Program Assets shall be FSW's book value
therefor, if any. CHA shall have sixty (60) days after receipt of the offer to sell to accept
such offer and, if it does so accept, sixty (60) days thereafter to close the acquisition. This
Section 12.5 (and CHA's actions hereunder) shall have no effect on any rights or remedies
CHA or the Participants may have against FSW if such termination constitutes a breach of
this Agreement, except to the extent that, if CHA exercises its right to purchase the Program
Assets, the damages suffered by the Participants and CHA as the result of such breach are
diminished.
- Dispute Resolution.
13.1 Any controversy, claim, dispute or deadlocked decision arising out of or
relating to this Agreement or the breach thereof (a "Dispute") may be submitted at any time
by FSW or CHA to their chief executive officers for resolution. Such officers shall then
exert their best efforts to resolve such dispute in a manner reasonably satisfactory to both
parties within sixty (60) days after both have received notice of the request for resolution (or
such longer time period as both such officers may agree). If and only if the Dispute is not
resolved within such time period, then (A) if the Dispute consists of an inability to agree on
a price renegotiation under Section 4.2 or a contract amendment under Section 14.1 (an
"Arbitrable Dispute"), it shall be submitted to binding arbitration pursuant to Section 13.2,
or (B) if the Dispute is not an Arbitrable Dispute, it shall be subject to any and all remedies
that may then be available to the parties, at law or in equity.
13.2 Any Arbitrable Dispute shall be settled by binding arbitration in accordance
with the Commercial Arbitration Rules of the American Arbitration Association. Arbitration
under this Section 13.2 shall be held before one (1) arbitrator, appointed as set forth below,
at a hearing in New Haven, Connecticut, and the decision of said arbitrator shall be final,
binding, and enforceable in any court of competent jurisdiction. The arbitrator shall be a
certified public accountant or an attorney licensed to practice in the State of Connecticut and
mutually satisfactory to FSW and CHA. In the event they cannot agree within sixty (60)
days after the matter has been submitted to arbitration, the arbitrator shall be selected by
counsel for FSW and CHA from Boston or Connecticut Regional Panels of Distinguished
Neutrals provided by the CPR Institute for Dispute Resolution, or from such other panel of
arbitrators as such counsel may agree. The costs of the arbitration shall be borne equitably
by the parties as the arbitrator may determine.
- General Provisions
14.1 Subject to/Change in Law. The parties recognize that this Agreement is at all
times to be subject to applicable local, state and federal statutory and common law,
regulations of state and federal agencies, and state and federal judicial and administrative
decisions, including without limitation, the Americans with Disabilities Act, the
Rehabilitation Act, the Social Security Act and Rules and Regulations of the Department of
Health and Human Services, all Public Health and Safety provisions of the Connecticut
General Statutes and the Regulations of the Commissioners of Health Services, Children and
Families, Social Services and Consumer Protection. The parties further recognize that this
Agreement shall be subject to changes and amendments in these laws and regulations and to
the provisions of any new legislation, regulations and case law affecting this Agreement.
Any provisions of law or judicial or administrative decisions that invalidate, or are otherwise
inconsistent with, the terms of this Agreement, or which would cause one of the parties to be
in violation of law, shall automatically supersede the terms of this Agreement; provided,
however, the parties shall exercise their best efforts to negotiate an appropriate modification
to the terms and conditions of this Agreement to accommodate such provisions of law or
judicial or administrative decisions and to effectuate the existing terms and intent of this
Agreement to the greatest possible extent consistent with the requirements of such law or
decision, including without limitation the fees to be charged by FSW to the Participants for
Interpreter Services hereunder.
14.2 Independent Contractors. The relationship among FSW, CHA and the
Participants is that of independent contractors, and none of the provisions of this Agreement
is intended to create, nor shall be construed to create, an agency, partnership, joint venture or
employment relationship among the parties. No party, nor any of its respective officers,
members, employees or independent contractors, shall, except as otherwise expressly
permitted in this Agreement, be deemed to be the agent, employee or representative of any
party by virtue of this Agreement.
14.3 Notices. Any and all notices, designations, consents, offers, acceptances, or
other communications required to be provided hereunder shall be in writing and delivered,
either personally or by courier, or sent by certified mail, to CHA or FSW at the addresses
first set forth above, Attention: Chief Executive Officer, or to such other address as either
party may request by notice hereafter, and shall be deemed given upon such delivery. All
communications by FSW to the Participants will be deemed duly given if so delivered to
CHA.
14.4 Entire Agreement. This Agreement, together with the schedules attached
hereto and hereby incorporated into this Agreement by reference, supersedes any and all
other agreements, representations and understandings, either oral or in writing, between the
parties with respect to the subject matter of this Agreement. This Agreement may not be
changed orally, and may only be amended by an agreement in writing signed by FSW and
CHA.
14.5 Rights in Third Parties. FSW and CHA acknowledge and agree that the
Participants shall be third party beneficiaries of this Agreement and shall have standing to
enforce their rights hereunder. In addition, CHA shall require that the Participants
acknowledge and agree to fulfill the Participant Responsibilities applicable to them in this
Agreement. This Agreement is not intended to, nor shall it be construed to, create any rights
whatsoever in any other third parties, including without limitation in any consumer.
14.6 Governing Law. This Agreement shall be governed by, and construed and
enforced in accordance with, the laws of the State of Connecticut.
14.7 Severability. If any provision of this Agreement shall be held by a court of
competent jurisdiction to be contrary to law, that provision shall be enforced to the
maximum extent permissible, and the remaining provisions of this Agreement shall remain
in full force and effect, except as otherwise provided in this Agreement.
14.8 Waiver. The failure of a party to insist upon strict adherence to any term of
this Agreement on any occasion shall not be considered a waiver of, or deprive that party of
the right thereafter to enforce, that term or any other term of this Agreement.
14.9 Rights Unaffected. No amendment, supplement or termination of this
Agreement shall affect or impair any rights or obligations that shall have theretofore matured
hereunder.
14.10 Assignment. Neither CHA nor FSW may assign this Agreement or any of its
rights or obligations hereunder without the prior written consent of the other party, which
consent may be withheld in such party's sole and absolute discretion. Any sale, merger,
assignment or transfer of FSW or substantially all of its assets to or with any person shall be
deemed an assignment of this Agreement in material breach of this Section 14.10.
Notwithstanding the foregoing, FSW may assign this Agreement (and be relieved of its
obligations arising thereafter hereunder) with the prior written consent of CHA, which
consent shall not unreasonably be withheld, to an entity affiliated with FSW, provided that
such entity clearly possesses the financial capacity and expertise to perform FSW's
obligations hereunder, and provided further that FSW's management personnel continue to
oversee the performance of such obligations.
14.11 Successors. Subject to Section 14.10, this Agreement shall be binding upon,
and shall inure to the benefit of, the parties and their respective successors and assigns.
14.12 Further Actions. Each of the parties agrees to execute and deliver such further
instruments, and do such further acts and things, as may be reasonably required or useful to
carry out the intent and purpose of this Agreement and as are not inconsistent with the terms
hereof. In addition, the parties agree to cooperate with one another in the fulfillment of their
respective obligations under this Agreement.
14.13 Early Termination. The parties acknowledge that FSW's ability to operate the
Program profitably may depend on future events which FSW cannot now predict nor later
control, including without limitation the level of Program utilization by the Participants, the
level of utilization of the interpreters by Nonparticipants, and technological developments
that may alter or eliminate the need for Interpreter Services. Accordingly, in the event that,
after the third anniversary hereof, FSW reasonably determines that it cannot operate the
Program effectively and profitably, notwithstanding any renegotiation of rates agreed to by
CHA under Section 4.2 or any ongoing subsidization of the Program that CHA is willing to
provide, it shall be entitled to terminate the Program on notice of at least one (1) year to
CHA.
14.14 Captions. The captions at the beginning of the several articles and sections of
this Agreement are not part of the terms and conditions of this Agreement but are only
guides or labels to assist in locating and reading such articles and sections. They shall be
given no effect in construing this Agreement.
IN WITNESS WHEREOF, the parties have executed this Agreement as of the date
first written above.
THE CONNECTICUT HOSPITAL
ASSOCIATION
By:___________________________
Jennifer D. Jackson
Its Vice President and General
Counsel
FAMILY SERVICES WOODFIELD
By:___________________________
Brian J. Langdon
Its President
Schedule 4.2
Set forth below are the rates chargeable by FSW for the work time of one interpreter
at a Participant's site, including required breaks, meals, etc. These rates are subject to a two-hour minimum per interpreter, but to no additional charges for travel or expenses.
- Routine Services: $31.50 per hour ($35 per hour, normal rate less
a discount of 10%).
- Emergency Services: $55 per hour.
EXHIBIT 7
FAMILY SERVICES WOODFIELD
CLIENT GRIEVANCE POLICY
INTRODUCTION
As an Agency providing community services, Family Services Woodfield recognizes that client
feedback is very important and therefore makes every effort to encourage clients to express any
dissatisfaction or grievance through appropriate channels. The Agency has established a
grievance procedure to insure that prompt and careful attention and corrective action, when
indicated, will be taken.
Any applicant or a recipient of services from Family Services Woodfield may lodge a grievance
under the circumstances and according to the procedures described below. Agency staff is
charged with the responsibility of providing assistance and services within the full intent of
Agency policies and of making efforts to resolve conflicts which result in grievances in relation
to the Agency's programs.
POLICY
- Circumstances under which the grievance procedure is applicable.
- Denial of the right to apply for services.
- Reduction or termination of services.
- Failure to act upon a request for services within the specified time allowed by
Agency policy. If there is no specified time, then reasonable promptness shall
apply.
- Policies or regulations considered unfair or unreasonable.
- Discriminatory treatment or practices on the basis of race, gender, color,
handicap, age, sexual preference, or national origin.
- Persons who may lodge a grievance:
An applicant or recipient of services may complain to the Agency regarding services for
which he has applied, is receiving, or which have been terminated. If a client is
considered by reason of age, illness, or handicap, to be unable to make his/her own
complaint, one may be registered in his/her behalf by an interested individual. Such
complaint will be handled in the same manner as when complaints are made by the
client himself, insofar as possible within the limits of confidentiality.
- All materials discussed throughout this procedure will be held in confidence by all those
involved.
FAMILY SERVICES WOODFIELD
CLIENT GRIEVANCE POLICY
(Page 2)
PROCEDURES:
- When a client or representative makes a complaint, the Agency representative records
the conversation on the Complaint Form.
- As promptly as possible, the worker responsible for the action talks with the aggrieved
person and/or his/her representative about the complaint and makes any adjustment that
may be indicated, or else explains the reason for the action and why it cannot be
changed. This conversation should provide:
- An opportunity to review with the client and/or his/her representative the facts at
hand.
- Opportunity for the client to present new information regarding his/her
circumstances or changes since the action.
- A review of the policies in question and the correctness of their application to the
client's situation.
- Consideration of any relevant changes in Agency policy or procedure that may
have become effective since the date of the contested action.
- This conversation is documented on the Complaint Form.
Complaint Resolved:
- If the complaint is resolved at this level, the worker documents the resolution on the
Complaint Form. One copy is kept in the client record, the other copy is given to the
Executive Vice President.
Complaint Inappropriate:
- If a complaint about service provided by another agency through contact with this
Agency is made, the client will be referred to the appropriate agency to appeal through
its grievance procedures.
FAMILY SERVICES WOODFIELD
CLIENT GRIEVANCE POLICY
(Page 3)
Complaint Unresolved:
- If the worker is unable to resolve the complaint, the complainant is given a copy of the
Grievance Policy and Procedures.
- The complainant is then given an opportunity to present his/her case fully to the
appropriate supervisor.
Complaint Resolved at Supervisory Level:
- If the complaint is resolved at this level, the supervisor documents the resolution on the
Complaint Form. One copy is kept in the client record, the other copy is given to the
Executive Vice President.
Complaint Unresolved at Supervisory Level:
- If the grievance is not satisfactorily resolved at the supervisory level, the client may
appeal in writing directly to the president within 15 working days. The President, prior
to meeting with the client, will discuss the situation with staff personnel involved. The
President will then confirm in writing an appointment to see the client within 15
working days following receipt of the client's request to be seen, and will render a
decision in writing no later than 5 working days following the meeting with the client.
Resolved by the President:
- If the grievance is resolved after conferring with the President, a copy of the written
decision will be placed in the client file and a copy will given to the Executive Vice
President.
Unresolved by President:
- After conferring with the President if the client is still in disagreement, he/she may than
request in writing a meeting with Executive Committee of the Board of Directors. A
copy of the request is given to the President. It should contain a statement of the
original complaint and reasons for disagreement with the decision rendered by the
President. It should also name any person who may accompany the client to the meeting
to help present his/her point of view. The request should be mailed to the Executive
Committee of the Board of Directors at the Agency address: Family Services
Woodfield, 475 Clinton Avenue, Bridgeport, Connecticut 06605.
FAMILY SERVICES WOODFIELD
CLIENT GRIEVANCE POLICY
(Page 4)
Unresolved by the President (Continued):
- The request will be accepted by the Executive Committee of the Board of Directors only
if it is received within 30 days after the action taken by the President. The Executive
Committee will acknowledge in writing the request for a meeting which will be
scheduled within 15 working days of the request.
- 13. At the grievance meeting, the client and staff members involved, including the President,
shall have equal opportunity to:
- Present and establish relevant facts;
- Discuss, question, or refute materials;
- Examine relevant records available.
- The Executive Committee of the Board of Directors, after hearing all sides of the
complaint, shall render a written decision within 15 working days of the grievance
meeting. Copies of the decision shall be given to client, the staff member, the Executive
Vice President, and the President, and shall be kept on file by the Executive Vice
President and with minutes of the Executive Committee.
- A Summary Report shall be made by the Executive Committee of the Board of Directors
at its next meeting. The decision of the Executive Committee of the Board of Directors
will constitute the final step in the Family Services Woodfield grievance procedure.
EXHIBIT IV.A.
|
Sign lanuage and oral
interpreters TTY's, and other
auxiliary aids and services are
available free of charge
to people who are deaf or
hard of hearing |
|
For Assistance, Please contact any
Hospital Personnel or the Information office
at 555-0000 (voice TTY), room 0000 |
EXHIBIT VII.B.
[NAME OF HOSPITAL]'S
COMPLIANCE REPORT
Date ______________
The following information is submitted pursuant to Section VII-B of the Consent
Decree entered on _______________ in United States District Court for the District of
Connecticut, Case No. 395-CV-02408 (AHN). Defined terms herein have the meanings
given in the Consent Decree. Section references below correspond to the Sections of the
Consent Decree.
I. GENERAL OBLIGATIONS
A. Establishment of Program to Provide
Appropriate Auxiliary Aids and Services
| Action |
Status
(Include identifying information and telephone
numbers where appropriate)
|
| Designate an Information Office |
|
| Publicize telephone number |
|
| Respond to telephone inquiries during business
hours |
|
| Designate Program Administrator(s) to answer
inquiries and provide technical assistance |
|
B. Provision of Auxiliary Aids and Services
1. Immediate Aids and Services
Status:
2. Pictographs
Status:
C. Complaint Resolution Mechanism
Status:
II. PROVISION OF INTERPRETING SERVICES
C. The chart shows total number of requests for interpreting services, percentages of
requests for interpreting services that have been satisfied, and actual response times
for all requests that exceeded such criteria during the period (for reasons other than
force majeure events).
| Period of
Reports |
Total # of
Requests
Made |
# of Untimely Responses (Hours to Respond) |
% of Untimely
Responses |
| |
|
2-3 |3-4 |4-5 |5+ |
|
| |
|
|
|
| |
|
|
|
Number and description of force majeure events causing untimely responses:
D. Phase-in of FSW Program
Status: [Date of implementation]
H.   Interim and Alternate Procedures
| Action |
Status |
| 1. Initial Period (first 60 days) |
|
| 2. Interim Period (day 61 to onset of FSW
program) |
|
| 3. Back-up Procedures |
|
| 4. Alternate Procedures |
|
| 5. Staff interpreters |
|
I. Quality Control
Status:
III. TECHNOLOGY
A. Telephones and Related Equipment
|
Number of Items
Required |
Number of Items
Installed or Purchased |
Date for Remaining
Items |
| 1.a. TTY's in public areas |
|
|
|
| 1.b. TTY's required in
specific locations |
|
|
|
| 1.c. Shelves and outlets |
|
|
|
| 1.d. Signs indicating
location of TTY's |
|
|
|
| 1.e. Volume control
telephones |
|
|
|
| 1.f. Hearing aid compatible
telephones |
|
|
|
| 1.g. Storage and
availability of
equipment |
Status: |
| 2. Telephones in patient
rooms, outlets, and
timeliness |
Status: |
B. Visual Alarms
| Action |
Number of
Items
Required |
Number of Items
Installed or Purchased |
Date for Remaining
Items |
| 1. Areas of common use |
|
|
|
| 2. Patient rooms |
|
|
|
C.   Captioning and Decoders
| Action |
Status |
| 1. Televisions & caption decoders |
|
| 2.b. Captioned video programs |
|
| 2.c. Prerecorded programs |
|
| 2.d. Live programs |
|
IV. NOTICE TO COMMUNITY
| Action |
Status |
| A. Posting of policy signs |
|
| B. Advertisements |
|
| C. Patient handbook |
|
V. NOTICE TO HOSPITAL PERSONNEL AND PHYSICIANS
Status:
VI. TRAINING OF HOSPITAL PERSONNEL
| Action |
Status |
Date for training remaining
personnel (if incomplete) |
| A. Comprehensive training |
|
|
| B. Emergency department personnel |
|
|
| C. Psychiatric personnel & social
workers |
|
|
| D. Other key personnel |
|
|
| E. Operators |
|
|
| F. Affiliated physicians |
|
|
EXHIBIT VIII-1
[United States Complainants: Names and Payments;
Filed Under Seal.]
EXHIBIT VIII-2
Within thirty (30) days of the entry of this Decree, New Britain General Hospital will
provide June Freeman with a reasonable opportunity for full communication, in person or in
writing (as the Hospital may determine), regarding the treatment of her father on the night of
his death, provided that she provides the Hospital with an appropriate authorization for the
release of medical information.
Within thirty (30) days of the entry of this Decree, Bridgeport Hospital will provide
Emori Tompkins with a reasonable opportunity for full communication, in person or in
writing (as the Hospital may determine), regarding the treatment of her daughter at the
Hospital's Emergency Department on June 5, 1996.
EXHIBIT IX.A.
RELEASE
For and in consideration of the mutual promises and covenants set forth in the Consent
Decree entered in the case styled as Connecticut Association of the Deaf v. Middlesex Memorial
Hospital, No. 395-CV-02408 (AHN) (the "Consent Decree"), the Attorney General hereby releases
and forever discharges all actions, causes of action, suits, agreements, claims, and disputes which
were or could have been raised by the United States relating to or arising out of the allegation that
Middlesex Hospital, Day Kimball Hospital, John Dempsey Hospital, The Waterbury Hospital, Yale-New Haven Hospital, The William W. Backus Hospital, Hartford Hospital, Connecticut Children's
Medical Center, Norwalk Hospital, Saint Francis Hospital and Medical Center, Lawrence &
Memorial Hospital, New Britain General Hospital, Bridgeport Hospital, St. Mary's Hospital, Bradley
Memorial Hospital & Health Center, Bristol Hospital, Inc., The Danbury Hospital, Greenwich
Hospital, Griffin Hospital, The Charlotte Hungerford Hospital, Johnson Memorial Hospital,
Manchester Memorial Hospital, Milford Hospital, New Milford Hospital, Rockville General
Hospital, St. Joseph Medical Center, The Hospital of Saint Raphael, St. Vincent's Medical Center,
Sharon Hospital, Inc., The Stamford Hospital, Veterans Memorial Medical Center, and/or Windham
Hospital (the "Hospitals") (a) failed to provide effective communication to Class Members (as that
terms is defined in the Consent Decree) who are deaf or hard of hearing, or (b) discriminated against
Class Members based upon their associations with persons who are deaf or hard of hearing, or (c)
retaliated against Class Members, if such acts occurred on or before the date of entry of the Consent
Decree.
The Attorney General hereby agrees not to initiate an investigation or otherwise pursue
claims on behalf of the United States, the United States Department of Health and Human Services,
or any other party, including, but not limited to, filing suit in federal district court against any
Hospital or Hospitals for (a) any failure to provide effective communication to Class Members who
are deaf or hard of hearing, (b) any discriminatory acts against Class Members based upon their
association with persons who are deaf or hard of hearing, or (c) retaliation against Class Members, if
such acts occurred on or before the date of entry of the Consent Decree.
The signer of this Release has read this document and understands the contents thereof
and is authorized to execute this Release on behalf of the United States pursuant to authority
delegated by the Attorney General.
Signed this ___________ day of _____________, 1998
____________________________________
John L. Wodatch, Chief
Renee M. Wohlenhaus, Acting Deputy Chief
Mary Lou Mobley, Attorney
Disability Rights Section
Civil Rights Division
U.S. Department of Justice
P.O. Box 66738
Washington, DC 20035-6738
1p8l03!.DOC\5662\6031\79365.03
EXHIBIT IX. B.
[UNITED STATES' COMPLAINANTS RELEASE]
RELEASE
TO ALL WHOM THESE PRESENTS MAY COME OR MAY CONCERN, KNOW THAT I,
_________________________ ("Releasor"), for and in consideration of the sum of
________________________ ($__________________), lawful money of the United States of
America to me in hand paid, and other good and valuable consideration, the receipt whereof is
hereby acknowledged, have remised, released and forever discharged, and by these presents do for
myself, my successors and assigns, hereby remise, release and forever discharge, MIDDLESEX
HOSPITAL, DAY KIMBALL HOSPITAL, JOHN DEMPSEY HOSPITAL, THE
WATERBURY HOSPITAL, YALE-NEW HAVEN HOSPITAL, THE WILLIAM W.
BACKUS HOSPITAL, HARTFORD HOSPITAL, CONNECTICUT CHILDREN'S
MEDICAL CENTER, NORWALK HOSPITAL, AND SAINT FRANCIS HOSPITAL &
MEDICAL CENTER, and each of their agents, officers, employees, and medical and professional
staff, and the heirs, executors, administrators, successors and assigns, of and from all actions, causes
of action, suits, debts, dues, accounts, covenants, agreements, claims and demands whatsoever,
which I ever had, now have, or hereafter may have, including, without limiting the generality of the
foregoing, derivative claims that my family might have arising out of my treatment at a hospital ,
and further, the release and discharge of any and all claims made by me in a civil action pending in
the United States District Court, District of Connecticut and bearing Docket No. 395CV02408
(AHN), excepting only timely claims of medical negligence or malpractice.
IN WITNESS WHEREOF, I have hereunto set my hand and seal this ___ day of ________ 1998.
Signed, sealed and delivered
in the presence of:
____________________________(L.S.) _________________________________
STATE OF CONNECTICUT )
COUNTY OF NEW HAVEN ): SS_________ ___ , 1998
Personally appeared _______________________________, signer and sealer of the foregoing
instrument, and acknowledged the same to be her free act and deed, before me.
______________________________________ Notary Public/Commissioner of Superior Court
My Commission Expires:
EXHIBIT IX. C.
[CAD AND NAMED PLAINTIFFS' RELEASE]
RELEASE
TO ALL WHOM THESE PRESENTS MAY COME OR MAY CONCERN, KNOW THAT
I, _________________________ [Executor of the Estate of ___________] (Releasor), for
and in consideration of the sum of ________________________ ($__________________),
lawful money of the United States of America to me in hand paid, and other good and valuable
consideration, the receipt whereof is hereby acknowledged, have remised, released and forever
discharged, and by these presents do for myself, my successors and assigns, hereby remise,
release and forever discharge, MIDDLESEX HOSPITAL, DAY KIMBALL HOSPITAL,
JOHN DEMPSEY HOSPITAL, THE WATERBURY HOSPITAL, YALE-NEW HAVEN
HOSPITAL, THE WILLIAM W. BACKUS HOSPITAL, HARTFORD HOSPITAL,
CONNECTICUT CHILDREN'S MEDICAL CENTER, NORWALK HOSPITAL, AND
SAINT FRANCIS HOSPITAL & MEDICAL CENTER, and each of their agents, officers,
employees, and medical and professional staff, and the heirs, executors, administrators,
successors and assigns, of and from all actions, causes of action, suits, debts, dues, accounts,
covenants, agreements, claims and demands whatsoever, which [said Estate or] I ever had, now
have, or hereafter may have, including, without limiting the generality of the foregoing,
derivative claims that my [the] family [of _______] might have arising out of my
[____________] treatment at a hospital , and further, the release and discharge of any and all
claims made by [said Estate or] me in a civil action pending in the United States District Court,
District of Connecticut and bearing Docket No. 395CV02408 (AHN), excepting only timely
claims of medical negligence or malpractice.
IN WITNESS WHEREOF, I have hereunto set my hand and seal this ___ day of ______
1998.
Signed, sealed and delivered
in the presence of:
____________________________(L.S.) _________________________________
STATE OF CONNECTICUT )
COUNTY OF NEW HAVEN ): ss ________ ___ 1998
Personally appeared _______________________________, signer and sealer of the
foregoing instrument, and acknowledged the same to be his/her free act and deed, before me.
____________________________
Notary Public/Commissioner of Superior Court
My Commission Expires:
EXHIBIT IX.D.
Additional Known Class Members Who May
Have Basis for Claims
Lawrence Saunders
[Additional Names]
1 Bradley Memorial Hospital & Health Center, Bristol Hospital, Inc., The Danbury Hospital, Greenwich
Hospital, Griffin Hospital, The Charlotte Hungerford Hospital, Johnson Memorial Hospital, Manchester
Memorial Hospital, Milford Hospital, New Milford Hospital, Rockville General Hospital, St. Joseph Medical
Center, The Hospital of Saint Raphael, St. Vincent's Medical Center, Sharon Hospital, Inc., The Stamford
Hospital, Veterans Memorial Medical Center and Windham Hospital.
2 Although the scope of this Decree is explicitly limited to the Hospital services that are provided to Patients
and Companions who are deaf or hard of hearing, this limitation in no way exempts the Hospitals from their
legal obligations to other persons who are deaf or hard of hearing.
3 Citations to statutes and regulations for certain provisions of this Decree are given to indicate the legal source
of such provisions. They are not intended to, and shall not, be used to limit, expand, modify or interpret such
provisions.
4 As a public entity subject to Title II of the ADA, John Dempsey Hospital shall defer to the expressed choice
of a Patient or Companion who is deaf or hard of hearing regarding a particular auxiliary aid or service, unless
the Hospital can demonstrate that equally effective communication can be achieved with a different aid or
service. 28 C.F.R. § 35.160(b)(2).
5 The Parties agree that if, due to the particular sensitivities of one or more psychiatric patients participating in
group therapy, the participation of an outside third party (such as an interpreter) in such group therapy would
fundamentally alter the functioning of the group, then the Hospital will take such steps as it deems to be in the
best interests of all Patients under the circumstances, such as to provide the deaf or hard of hearing Patient with
alternative means of effective communication, or to provide the Patient(s) with sensitivities or the deaf or hard
of hearing Patient with alternative group therapy or other suitable substitute therapy. The Parties anticipate
that, because of the special nature of group therapy, suitable substitute therapy will rarely be provided in lieu of
group therapy.
6 FSW is a non-profit family services agency accredited by the National Council on Accreditation of Services
for Families and Children, Inc.
7 Prior to the implementation of the FSW Program at a particular Hospital, FSW may have little or no ability to
provide interpreters to that Hospital.
8 Such training shall include instruction regarding how to communicate in writing with persons who are deaf or
hard of hearing. For example, depending on the written communication skills of the person, it may be
necessary to write in complete sentences, use legible handwriting, use special efforts to make the
communication as thorough, precise, and dignified as oral communication with others would be, or refrain
from using abbreviations or medical symbols (e.g., arrows instead of "increase" or "decrease" or mathematical
symbols for "less than" or "greater than"). Each Hospital agrees to provide writing utensils and paper for
inpatients who are deaf or hard of hearing, to facilitate communication with Hospital Personnel.
9 "In-service" for purposes of this Decree shall include, without limitation, such means of training or familiar-ization of Hospital Personnel as are customarily utilized by the Hospital including, without limitation, written
policies and procedures, videotapes, training materials, training sessions, seminars, conferences and the like.
Updated July 25, 2008
|