<> <>  33 ecuritles CAP Link SUMMARY STATEMENT 11/01/2001 thru 11/~30/2001 H~O1 W2 R P o 013286 03 5DG 113/646 ****~~ SNGLP Financial Advisor, ROCKY EMERY Office Phone: 713-853-2401 or 866-753-9556 Total Linked Account Value as of 11/30/2001 $3,061,983.51 Message from First Union Securities: First Union Securities, Inc., Is pleased to provide you with our CAP Link summary statement which provides a comprehensive view of your household's accounts. This service allows multiple statements within your household to come in one envelope with a cover page summary. To make the most of this service, you may wish to transfer accounts from other financial institutions to First Union Securities. Please contact your Financial Advisor for more information. GJ 00181 Confidential Treatment Requested by K & L CAP Ia a rsgiatared e.r~Ice mark ol Ftrat Union Corporation CYPRESS ASSET MANAGEMENT, INC. 2929 ALLEN PARKWAY SUITE 2200 HOUSTON TX 77019 CAP Link - Summary of Accounts Office Address: EMERY FINANCIAL GROUP OF FIRST UNION SECURITIES, INC 909 FANNIN STE 2100 HOUSTON, TX 77010 Total Linked Statement information Summary of Accounts Total Value Gains and Losses Account Number Account Neme Account Type Pre~4ous Market Value Market Value I 1t30 ~ KENNETH L. LAY& INVESTMFNT 2867.06214 106198151 $ 2.867.052.14 $ 3.081.983.51 $ 92.581.98- 302.83904 t ~flO RIO fl& page 1 of 2  <> <>  33' ADDITIONAL INFORMATION GENERAL Customer free credit balanc.s may be used in our business subject to the ilmitatlons of tha $.curltl.s Exchange Act of 1934. You hays the right to racily. from us In fir. couris clOUt normal business operation, upon demand, the delivery of: a) any fis. credit balance to which you are entitled; b) any fully-peid ascuritlee to which you at. entitled; c) any encurltle~ purchased ott margin upon payment In lull of any ind.btedr,asstc us. We an, required to report certeln Information annuelly to the Internal Revenue Service. Plea,, retain title etalarnenl and sub.equ.nt statements for income lax purpoua. This account atatsm.flt includes all tradsa mad, on or befors hits closing dais of this statement and serves as confirmatIon of any purchases that result from automatic reinvestment transactions during the statement period. Ass clisnt of FUS1. you will scaly. s consolidated statement of fincncial condition In your monthly statement twin, a year. The most recent statement Is avaiisbl. separately upon raquest. First Union Securitl.a and FCC Is authorized to ehere such customer eccourr Information, which they may lawfully shtrs with their affiliated •ntltlas. Including any FIrst Union bank which the customer maintaIns any deposit or ether account relationship, Icr euch purpoeaa as they In their sole discretion, may deem necessary or appropriate. Covsrlge for cash and securities In protected client accounts is provided from two sources. The 9.curitles inv.stor Protection Corporation (BIPC) protects up to $500,000, of which $100,000 may be cash. First Union has obtained additional protection, at no coal to you, for the remaining net equity batenc., If any, of each and securities in your •ccountts. This coverage does not protect against loaa.s arising from any changes In marlret values of invsstrnents. Eflective September 30, 2001 long-term certIficate, of deposit will be priced using a market value pricing model. The price ahown may b. ~iflerent than the price rec.ived if the CDI. acid prior to maturity. This statement will be dηemed correct ~nd conclusive if not obpectedto In writing within ten (10) calendar days. in the event there are any material changes In your elated obiectives or In your personal finances, you should notify us Immediately. MARGIN CUSTOMERS Interest charged on debit balances In your margin account .ppeers on this atst.mant. lit, rate of interest and period covsr.d are Inidiostad. The rat. may change from tIme to time due to fluctuations In the PRIME rate or for other r.eaona. Interest is cornputsd as deacribed In the material previously furnieh.d to you. This Is a combined etatemant of your margin account and of a special memorandum account maintained for you under Regulation T Issued by the Board of Governor. of the Federal Reeerve System. The permanent record of the separate account as required by flegul.tlon I Is syallabis for your Inspection upon r.qu.st. M~A~~U~N The Investment edvluer. to the Evergreen Family of Mutual Fund. are direct or Indirect subsidiaries oi First Union Corporation. The Evergreen Funds are distributed by Evergreen DistrIbutor, Inc. which Is Independent of First Union. 1. Record In your account register cii tents which may appear on this st.tsmenl that have not prsvloualy been entered In your account rsalstar, such as ATM/Cheokoard traneactiene, automatic transfers, prsauthorlzsd drafts, Interest earned, service charge., proceeds from aaias, security purchases, etc. 2. in your account register, check off the additions and aubtractlone a. shown in the Account Activity SectIon. 3. In the OutstandIng Additions section at the i.ft (Section A), list any outatanding additions that hays been made .ince the date of this statement. 4. In the OutstandIng Subtraction. section at th. left (Section 0), list any check, that have not yet been paid and any outstanding subtractions that have been mcdl since the data of this statement. 5. WrIt. In the Closing Balance shown under CAP Account Activity Summary on page four of this statement 6, WrIte in Intel amount of Outstanding Additions (Section A) + 7. Total the amount. In lines 5. Wilts In the total amouni of OutstandIng Subtractions (Section B).. - •01t1013286000' ~BM~W2PO ~ ~ ~ ~ page 2 of 2 A. Outstanding Additions (Depoelt., dividends end interest, proceeds from UI.., etc., which hays been med. .me. th. date of this statament) Date Amount TOTAL AMOUNT Dividends on shares held In a mutual fund isa teauit ol ovemight sweep iny.stmsnts by FCC maintaining the CAP Account will not be psyabis In cash but will bs reInvested each month, net of an edmirnIatrstion fee of up to 60 bsaia points (.5%I chargsd by FCC against such dividends, in additIonal shares to be held in such mutual fund. as applicable, at Iheir than-current net asset velue. GAIN I LOSS INFORMATION B. Outstanding Subtractions (Checks not paid, ATMtCheclccard transactions and any margIn interest, servios fees end purchases, etc., that hive been made ames the dat. of this st.ternenl) Number Amount Realized Gain/Loss Gains and lease. are Itemized for closing transection. during the currant year, subject to the availability of cost deta and acquisition dates. Short and long term gains and tosses will bs calculated for the statement period arid y.er4o-dete in the Realized Capital Gain/Loss Section. Ths computatIons shown on your statement a,. not an official accounting of gaIns and ioss.s and First Union Securities does not report gains and losses to the IRS. TOTAL AMOUNT 9. Subtract the amount in line 9 from tln. amount in lIne 7. This layout Adjusted Statement Balance = GJ 00182 Confidential Treatment Requested by K & L  <> <>  ecu,itIsa Investment Account STATEMENT 11/01/2001 thru 11/30/2001 HOO1 I W2 R P0 013286 03 5DG 113/646 ****~~ SNGLP CYPRESS ASSET MANAGEMENT, INC. 2929 ALLEN PARKWAY SUITE 2200 HOUSTON TX 77019 Financial Advisor, ROCKY EMERY Office Phone: 713-853-2401 or 866-753-9556 Office Address: EMERY FINANCIAL GROUP OF FIRST UNION SECURITIES, INC 9O9FANNIN STE2100 HOUSTON, TX 77010 Account Summary investment Account number: Previous Market Value ~ Al'~ '~A_ Percent of assets Total Account Value as of 1 1/30/2001 $3,061,983.51 First Union Securities Inc. Is a non-bank subsIdiary of First UnIon Corporation. Inveslments obtained through FUSI are not FDIC Insured, unless otherwIse stated, are not deposits or other obligations of FUSI or any bank, and are subject to Investment risk, IncludIng the possible loss of the principal amount Invested. GJ 00183 Confidential Treatment Requested by K & L Market Assets Value 11/30 News From First Union Securities: Cash and Money Market Funds ,,~-, 20,314.87- PLANNING TO SEND A CHILD OR GRANDCHILD TO COLLEGE? Stocks and Options 2,857,787.65 3,058,352.20 100.0% TAX—DEFFERED 529 COLLEGE SAVINGS PLANS OFFER SUBSTANTIAL NEW Bonds BENEFITS FOR INVESTORS~ INCLUDING MARKET-BASED RETURNS AND Mubiai Funds COMPLETE CONTROL OVER ASSETS AND WITHDRAWALS. CONTACT YOUR Unit Investment Trusts FINANCIAL ADVISOR TODAY. Other Investments Total Account Assets 2,832,354.31 3,038,037.33 100.0% MargIn Balance 34,707.83 23,946.18 Total Account Value $2,867,062.14 $3,061,983.51 page 1 of 19  <> <>  .ourl ties Investment Account STATEMENT 11/01/2001 thru 11/30/2001 MCDI 2 W2 R P Ir~vestmerit Account number: ~~1 Question.? Write to: First Union Securities Client Services 10750 Wheat First Drive Glen Ailen, VA 23060 Earnings Summary This section should be used for inform ational purposes only. Do not use it for tax purposes. if required, Porrns 1099 or 1042-S that we wilt send you during the tax season will provide tax reporting information. Taxable Earnings Dividends and Short Term DistributIons 2,605.38 6,05 1.13 interest 0.00 0.00 Partnership DIstributions 0.00 0.00 Total Taxable Earnings $ 2,605.38 $ 6,051.13 Federally Tax-Exempt Earninas Dividends o.oo 0.00 Interest 0.00 0.00 Total F.d.rally Tax-Exempt Earnings $ 0.00 $ 0.00 Money Market Earnings Money Market Dividends 7.56 46.87 Total Money Market Earning. $ 7.56 $ 45.87 lhls irrxme can either be taxable or tax-exempt Total Asset Earnings $ 2,612.94 $ 8,098.00 '021 t01~O8~' ARM~W2PQ Broksrig. accojn~ ar. c~rrlid by FIrit ~ CCIpOrItIOn, rn.mb.r M'~SE .nd SIPC. page 2 of 19 GJ 00184 Confidential Treatment Requested by K & L Gain/Loss Summary * Month to Date Year to Date Please refer to appropriate section. Realized Gain/Loss - YTD $92,881.98— Unrealized Gairi/Loss - Currant ' $302,839.04  <> <>  33~ ecuritlea Investment Account STATEMENT 11/01/2001 thru 11/30/2001 HcOI S W2 R Investment Account number: Activity Summary Opening Margin Balance $ 34,707.83 Opening Cash and Money Market Funds $ 25,41 3.34 Adjusted Opening Balance 9,294.49 Month to Date Year to Date Additions to Cash Deposits 0.00 15,791.13 Income and Short Term Distributions 2,612.94 6,098.00 Proceeds from Securities Sold and Redeemed 82,784.20 240,935.91 Other Additions 0.00 39.05 Total Additions to Cash $ 85,397.14 $262,864.09 Subtractions from Cash ATM and Cheelceard Withdrawals 0.00 0.00 Checks and Other WIthdrawals 5250.00 5.300.00 Securities Purchased 85,810.32 253932.78 Other Subtractions 0.00 0,00 Total Subtractions from Cash $ 91060.32 $259,232.78 Adjusted Closing Balance Closing Cash and Money Market Funds Closing Margin Balance 3,631.31 $ 20,3 14.87 $ 23,946.18 Brokarag. acooun~s si. csrrl.d by First cI.srlng Corporation, rn.mb.r NYSE and SIPC. GJ 00185 Confjdent~a, Treatment Reques~~~ by K & L p page 3 of 19  <> <>  336 ourf ties Investment Account STATEMENT 11101/2001 thru 11/30/2001 HcOl 4 W2 R p Investment Account number: Portfolio HoIdln~s Acquisition Unit Acquisition Market Symbol Description Date Cost Cost Qusntkv Price Unrealized Oajn,'Loss Cash 23,946. 18 Cash Money Market Mutual Funds EVERGREEN MONEY MKT FD CLA Total - Money Market Mutual Funds 3,631.31 S 3.631.31 56.28 / 1.55% ~ .'trwk~ nnd Onilons Common Stock ABT ABBOTT LABORATORIES Subtotal 5/24/1999 46.6.400 2129/2000 33.0525 4,664.00 9,943.25 14.607. 25 100.00000 300.00000 A,V' ~Pt 55.0000 AOL AOL TIME WARNER INC 1/13/1999 39.4400 17,749.00 450.00000 34.9000 15,705.00 2,044.00 5/07/1999 48.0533 7,208.00 150.00000 5,235.00 1,973.00— 5/24/1999 46.1933 13.85800 300.00000 10,470.00 3,388.00 6/02/1999 44.9666 6,754.00 150.00000 5,235.00 1,519.00— 6/11/1999 42.4666 6,370.00 150.00000 5,235.00 1,135.00 6/16/1999 46.5933 6,989.00 150.00000 5,235,00 1,754.00— 5,500.00 16,500.00 22,000.00 836.00 6,556.75 7.39275 PorTia/ic Holdings continued on next page '031 I01~6OOO' RBMRW2PQ 336.00 / 1.52% 336.00 / 1.52% Rro~ra9e sccount* irs earrlsd bY First during Corporitlon, mumber NYSE irid SIPC. GJ 00186 Confidential Treatment Requested by K & L page 4o119  <> <>  Investment Account 11/01/2001 thru 11/3012001 ucoi R UN~urnies STATEMENT Investment Account number: Portfolio Holdings condnued Acx~uisition Unit Acquisition Market Market Unrealized Estimated Annuai Symbol Description Date Cost Cost Quantity Price value 11/30 Oain4.oss income / YIe!d% 8/27/1999 41.3000 6,195.00 150.00000 5,235.00 960.00— 10/21/1999 40.1250 24,099.50 600.00000 20,940.00 3,159.50— Subtotal 89,222.50 2,100.00000 73,290.00 15,932.50— Not available AXP AMERICAN EXPRESS COMPANY 11/13/1998 31.6100 14,224.50 450.00000 32.9100 14,809.50 585.00 240.00 / 0.97% 12/01/1998 33.0366 9,911.00 300.00000 9,873.00 38.00- Subtotal 24,135.50 750.00000 24,682.50 547.00 240.00 / 0.97% AHP AMER HOME PRODUCTS CORP 5/12/2000 55.5000 22,216.00 400.00000 60.1000 24,040.00 1,824.00 1,150.00 / 1.53% 5/17/2000 56.4375 8,471.63 150.00000 9,015.00 543.37 5/23/2000 57.3750 8,793.56 150.00000 9,015.00 221.44 9/19/2000 54.8750 16,462.50 300.00000 18,030.00 1,567.50 2126/2001 60.6400 6,064.00 100.00000 6,010.00 54.00— 8/17/2001 55.9500 8,392.50 150.00000 9,015.00 822.50 Subtotal 70,400.19 1,250.00000 75,125.00 4,724.81 1,150.00 / 1.53% AIG AMERICAN INTL GROUP INC 11/13/1998 44.4533 21,338.00 480.00000 82.4000 39,552.00 18,214.00 347.42 I 0.20% 11/17/1998 48.7933 5,615.20 120.00000 9,888.00 4,272.80 2/04/1999 58.2297 3,371.50 57.90000 4,770.96 1,399.46 2/04/1999 58.1893 8,738.00 115.80000 9,541.92 2,805.92 2/08/1999 53.5695 10,018.00 187.00000 15408.80 5,390.80 8/02/1999 81.1333 9,170.00 150.00000 12,380.00 3,190.00 9/08/1999 64.5066 7,225.00 112.00000 9,228.80 2,003.80 10/21/1999 56.7880 9,599.50 151.00000 12,442.40 3,842.90 2/09/2000 50.1402 17,443,25 347.40000 28,625.76 11,182.51 2/29/2000 44.0415 10,224.50 231.80000 19,083.84 8,859.34 2/20/2001 66.3731 7,686.00 115.30000 9,500.72 1,814.72 Subtotal 107,426.95 2,068.00000 170,403.20 62,976.25 347.42 / 0.20% APC ANADARKO PETROLEUM CORP 3/27/2001 63.5000 31,750.00 500.00000 51.9000 25,950.00 5,800.00- 270.00 / 0.57% 4/09/2001 63.4200 12,684.00 200.00000 10,380.00 2,304.00- 5/03/2001 60.1800 60.18 200.00000 10,380.00 10,319.82 Subtotal 44,494.18 900.00000 46,710.00 2,215.82 270.00 / 0.57% AD~ ANALOG DEVICES INC 2/05/1 999 15.0750 6,030.00 400.00000 42.5000 17,000.00 10,970.00 Portfolio Holdings continued on next page GJ 00187 Confidential Treatment Requested by K & L erok.rag. accoun~ ar. carrl.d by Firat CI..rlrt; Corporation, member NYSE and SIPC. page 5 of 19  <> <>  eourf ties Investment Account STATEMENT 11/0112001 thru 11/30/2001 HCOI ~ W2 R P Investment Account number: Portfolio I1oldj~qs con~nued Symbol Des~lpdon Aa~uisition Date 6/02/1999 10/21/1999 Unit Cost 19.3000 24.5625 Subtotal AMAT APPLIED MATERIALS INC 4/10/2000 103.4375 5/12/2000 87.3125 8/03/2000 66.1875 Subtotal BK BANK OF NEW YORK INC 39.7400 1/13/1999 1/27/1 999 2/02/1999 2/04/1999 9/13/2000 9/19/2000 10/12/2000 10/29/2001 Quanbly 400.00000 600.00000 1 .400. 00000 300.00000 250.00000 150.00000 700.00000 500.00000 200.00000 300.00000 200.00000 200.00000 100.00000 500.00000 200.00000 .,4~ tW%fl(t 35.1900 33.9600 34.0400 33.9600 52.5625 51.8750 48.8750 34.9400 Not available Subtotal BRKIB BERKSHIRE HATHAWAY INC 11/13/1998 2,185.4100 CLASS B 2/04/1 999 2,450.0000 6/11/1999 2,324.6700 10/21/1999 1,835.0000 10/03/2001 2,454.0000 11/23/2001 2,261 .0000 Acxuisition Cost 7,720.00 14,762.00 28,512.00 31,043.24 21,838.13 9,982.62 62,863.99 17,595.00 6,793.00 10,212.00 6,793.00 10,566.99 5,187.50 24,437.50 6,988.00 88,572.99 30,598.00 7,350.00 6,974.01 7,364.50 4,908.00 2,261.00 59,453.51 33,540.00 18,936.00 3,299.00 12,976.00 8,762.50 9,176.00 53,149.50 _______________ Subtotal BMY BRISTOL MYERS SQUIBB CO BR BURLINGTON RESOURCES INC 2,333.0000 Market Market Unrealized Estimated Annual Price value I I,~30 Gain/Loss Income / ~e1d% 17,000.00 9,280.00 25,500.00 10,738.00 59,500.00 30,988.00 11,922.00 19,121.24— 9,935.00 11,903.13— 5,961.00 4,021.62— 27,818.00 ~~Q~.99— Not available 39.2400 19,820.Q0 2,025.00 1,584.00 / 1.83% 7,848.00 1,055.00 11772.00 1,560.00 7,848.00 1,055.00 7,848.00 2,718.99— 3,924,00 1,263.50— 19,820.00 4,8 17.50— 7,848.00 860.00 86,328.00 2,244.99— 32,662.00 2,066.00 6,999.00 351.00— 6,999.00 24.99 9,332.00 1,967.50 4,666.00 242.00— 2,333.00 72.00 62,991.00 3,537.49 Not available 53.7600 32,256.00 1,284.00— 660.00 / 2.04% 35.1400 21084.00 2,148.00 770.00 / 1.56% 3,514.00 215.00 10,542,00 2,434.00- 7,028.00 1,734.50— 7,028.00 2,148.00— 49,196.00 3,953.50— 9/07/2001 1/27/1999 2/23/1 999 5/24/1999 12/06/2000 2/26/2001 1,584.00 / 1.83% 55.9000 31.5600 32.9900 43.2500 43.8 125 45.8800 14.00000 3.00000 3.00000 4. 00000 2.00000 1.00000 27.00000 600.00000 600.00000 100.00000 300,00000 200 .00000 200.00000 1 ,400. 00000 Subtotal Portfolio Holdings continued on next page '041 I0~328B~O' RBMRW2PQ ~ ~ 770.00 / 1.59% erok.r59. accoun~ Sr. ~ by First Cl.ar1ri~ Corpor.~Ion, member NYSE aid SIPC, GJ 00188 Confidential Treatment Requested by K & L page 6 of 19  <> <>  .curit!e,s Investment Account STATEMENT 11/01/2001 thru 11/30/2001 NcOl 7 W2 A P Investment Account number: PortfoUo Holdinas continued -s Acxuisition Date Unit Acn~uisition Cost Cost Estimated Annual /nc~,me / ~'7eh~% Portfolio Holdings continued on next page Brok.rsgs account. sri druid by First Cl.arln~ Corporation, rrumb.r NYSE artd SIPC. GJ 00189 ConfideflUal Treatment Requested by K & I Symbol Descriotion Market Market Unrealized Quantity P,ioe value I 1/30 QaiM~oss CVX CHEVRONTEXACO CORP 1/27/1 999 60,3636 13,944.00 231.00000 85.0100 19,637.31 5,693.31 2/23/1999 64.2338 9,893.00 154.00000 13,091.54 3,198.54 5/24/1999 83.2987 6,414.00 7700000 6,545.77 131.77 9/13/2000 69.0747 5,373.24 77.00000 8,645.77 1,172.53 9/19/2000 69.9675 8,081.25 115.50000 9,818.66 1,737.41 2113/2001 82.4675 6,350.00 77.00000 6,545.77 195.77 2120/2001 84.0649 3,236.50 38.50000 3,272.88 36.38 2/26/2001 82.2338 6,332.00 77.00000 6,645.77 213.77 11/23/2001 86.4400 4,581.32 53,90000 4,505.53 75.79— 64.20531 900.00000 76.50900 12,303.69 2,520.00 / 3.29% Subtotal 2,520.00 / 3.29% CSCO CISCO SYSTEMS INC 11/13/1998 16.4800 9,899.00 800.00000 20.4400 12,284.00 2,385.00 1/13/1999 24.4450 4,889.00 200.00000 4,088.00 801.00— 2/09/1999 24.7750 4,955.00 200.00000 4,088.00 867.00— 6/25/1999 27.5200 11,283.20 410.00000 8,380.40 2,902.80— 2/05/2001 33.6250 9,751.25 290.00000 5,927.60 3,823.65- 2/13/2001 30.3750 24,300.00 800.00000 16,352.00 7,948,00- 5/10/2001 18.8100 9,405.00 500.00000 10,220.00 815.00 Subtotal 74,482.45 3,000.00000 61,320.00 13,162.45— Not available C CITIGROUP INC 11/13/1998 23,5314 19,437 00 826.00000 47.9000 39,665.40 20,128.40 1,792.00 I 1.33% 11/17/1998 24.7260 4,674.00 189.00000 9,053.10 4,379.10 11/25/1998 27.2418 7,764.00 285.00000 13,651.50 5,887 50 12/04/1998 25.3721 7,231.06 285.00000 13,651.50 6,420.44 6/02/1999 22.2479 9,189.00 413.00000 19,782.70 10,593.70 10/22/1999 36.5204 9,812.00 268.00000 12,837.20 3,025.20 ~ 10/03/2001 42.9400 10,047.96 234.00000 11,208.60 1,160.64 10/29/2001 46.5800 9,316.00 200.00000 9,580.00 264.00 1 1/23/2001 49.6900 4,969.00 100.00000 4,790.00 179.00— Subtotal 62.44002 2.60000000 134,120.00 51,679.98 1,792.00 / 1.33% COST COSTOO WHSL CORP NEW 11/13/1998 29.2300 11,693.00 400.00000 40.8800 16,352.00 4,659.00 COM 11/25/1998 31.0900 6,218.00 200.00000 8,176.00 1,958.00 12/01/1998 31.1500 6,230.00 200.00000 8,176.00 1,946.00 6111/1999 36.4450 7,289.00 200.00000 8,176.00 887.00 page 7 of 19  <> <>  3. ecuritlu Investment Account STATEMENT 11/01/2001 thru 11/30/2001 ucoi e W2 R P Investment Account number: Portfolio Holdlfl~iS continued Market Market Quantity Price value I 1/30 1.000.00000 40880.00 Unrealized Qain/Loss 9,450.00 Estimated Annual Income / 'rleld% Not available GJ 00190 Confidential Treatment Requested by K & L Symbol Dasa'iption Subtotal KO COCA-COLA COMPANY A~uisition Date Unit Aczuisition Cost Cost 3143000 11/13/1998 11/25/1998 12/01/1998 12/02/1998 1/13/1999 1/27/1999 10/08/1999 69.9 100 733000 69.4500 68.8900 647000 62.5100 52.8750 46.9600 20,974.00 7,330.00 10,418.00 10,333.50 9,705.00 9,377.00 10,599.50 78.73700 300.00000 100.00000 150.00000 150.00000 150.00000 150.00000 200.00000 1.200.00000 14,088.00 4,696.00 7,044.00 7,044.00 7,044.00 7,044.00 9,392.00 5~,352,00 864.00 / 1.53% Subtotal DELL DELL COMPUTER CORP 4/25/2001 26.1100 18,277.00 700.00000 27.9300 19,551.00 1,274.00 5/10/2001 24.4500 7,335.00 300.00000 8,37900 1,044.00 5/30/2001 24.2500 4,850.00 200.00000 5,586.00 736.00 8/17/2001 23.4100 11,705,00 500.00000 13,965.00 2,260.00 Subtotal 42,167.00 1,700.00000 47,481.00 5,314.00 Not available 6,886.00— 2,634.00— 3,374.00— 3,289.50— 2,661.00— 2,333.00— 1.207.50— 22,385.00 864.00 I 1.53% DIS DISNEY WALT COMPANY 11/1311998 28.8100 14,405.00 500.00000 20.4700 10,235.00 4,170.00— 420.00 / 1.02% 12/02/1998 31.3400 6,268.00 200.00000 4,094.00 2,174.00— 1/11/1999 33.9100 10,174.00 300.00000 6,141.00 4,033.00— 1/13/1999 37.3000 3,730.00 100.00000 2,047.00 1,683.00— 1/27/1999 33.9000 6,780.00 200.00000 4,094.00 2,686.00- 2/02/1999 33.4100 10,024.00 300.00000 6,141.00 3,883.00— 2/09/1999 34.5500 3,455.00 100.00000 2,047.00 1,408.00— 6/02/1999 29.0700 8,721.00 300.00000 6,141.00 2,580.00— Subtotal 63.55700 2.000.00000 40,940.00 22,617.00' 420.00 / 1.02% GX GLO8AL CROSSING LTD Subtotal Porifollo Holdings continued on next page FNM FANNIE MAE 12/15/1 998 67.9800 20,394.00 300.00000 78.6000 23,580.00 3,186.00 600.00 / 1.52% ASSN 5/24/1 999 66.2300 13,246.00 200.00000 15,720.00 2,474.00 Subtotal 33,640,00 500.00000 . - 39,300.00 5,680.00 600.00 I 1.52% 10/08/1999 34.0000 23,832.50 700.00000 10/21/1999 33.5625 10,093.25 300.00000 33,925.75 1,000.00000 Broksrags sccOun~ irs e.r,I.d by First Ci.sj1n~ Corporstion, n,.mbor NYSE and SIPC. 1.2700 889.00 22,94~.50— 381.00 9,712.25— 1,270.00 32,655.75— Not available page 8 of 19  <> <>