============= Page 1 of 2 ============= Puollc reporting burden for this collection of Information Is estimated to average 1.86 minutes (0.031 hours) per O.M.B. No. 7100-0115 'esponse, including the time for reviewing Instructions, searching existing data sources, gathering and maintaining Approval expires June 30. 199A a data needed, and completing and reviewing tr 111ection of information. Send comments regarding' ')urden timate, Including suggestions for reducing IN. .den. to Secretary, Board of Governors of the Fads, .eserve ratem, 20th and C Streets. N.W., Washington. D.C. 20551; and to the Office of Management and Budget, Paperwork - Fieduction Project (7100-0115). Washington, D.C. 20503. BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Statement of Purpose for an Extension of Credit Secured by Margin Stock NationsBank of Texas, N.A. Name of Bank (Federal Reserve Form U-1) This form Is required by law (15 U.S.C. §§7Bg and 78w: 12 CFR 221). INSTRUCTIONS 1. This form must be completed when a bank extends credit In ex- cess of $100,000 secured directly or Indirectly, in whole or in part, by any margin stock. 2- The term "margin stock" Is defined In Regulation U (12 CFR 221) and includes, principally; (1) stocks that are registered on a na- tional securities exchange or that are on the Federal Reserve Board's Ust of Marglnable OTC Stocks; (2) debt securities (bonds) that are convertible Into margin stocks; (3) any over-the-counter security designated as qualified for trading in the National Mar- ket System under a designation plan approved by the Securities and Exchange Commissioq(NMS security); and (4) shares of mutu- al funds, unless 95 per cent of the assets of the fund are continu- ously invested In U.S. government, agency, state, or municioal obligations. 3. Please print or type Of space is Inadequate, attach separate sheet). PART 1. To be completed by borrower(s). What Is the amount of the credit being extended? $8,000,000.00 2. Will any part of this credit be used to purchase or carry margin stock? ($ Yes 0 No It the answer Is "no," describe the specific purpose of the credit. I (we) have read this form and certify that to the best of my (our) lateralizing this credit are authentic, genuine, unaltered, and not sto. knowledge and belief the Information given Is true, accurate, and len, forged, or counterfeit. complete, and that the margin stock and any other securities cot Signed: Slgne /;e r a pnature pat ower a $ionature oils nneth L. Lay Lin/da P. Lay Print or Type Name Print or Type Name This form should not be signed In blank. A borrower who falsely certifies the purpose of a credit on this form or otherwise willfully or Intentionally evades the provisions of Regulation U will also violate Federal Reserve Regulation X, "Borrowers of Securities Credit." BOA/FBI/LAY: 29650 BF002-00141 GOVERNMENT EXHIBIT 178 Crim. No. H-04-25 (S-2) ============= Page 2 of 2 ============= This form must be retained by the bank for at least three years after the credit Is extinguished. BOA/FBIILAY: 29651 1. List the margin stock securing this credit; not Include debt securities convertible Into m--in stock. The maximum loan value of margin stock Is ...... per cent of its current market e under the current Supplement to Regulati J. No. of Issue Market price Date and source Total market shares per share of valuation value per issue (See note below) 228,936 Enron Corp. 30.25 8/23/94 I 6,925,314. ; WSJ 84,777 TCW Galileo Core Equity 11.69 989,652. 36, 218 TCW Galileo Latin America 15.15 522,326. 58 608 TCW Ga:lileo Asian Pacific 9.92 581 391. 2. List the debt securities convertible into margin stock securing this credit. The maximum loan value of such debt securities is ...... :er cent of the current market value under the current Supplement to Regulation U. Principal amount Issue Market price Date and source of valuation (Sea note Delow) Total market value per issue 3. List other collateral Including nonmargin stock securing this credit Describe briefly Market price Date and source of valuation (See note below) Good faith i loan value I i Note: Bank n.ed not complete "Date and source of valuation" It the market value was obtained from regularly published Information in a journal at general circulation. PART 111. To be signed by a befit officer In a// instances. I am a duly authorized officer of the bank and understand that this credit secured by margin stock may be subject to the credit restric. tions of Regulation U. I have read this form and any attachments, and I have accepted the customer's statement In part 1 in good faith as required by Regulation U', and I certify that to the best of my knowledge and belief, all the Information given is true, accurate, and complete. I also certify that If any securities that directly secure the credit are not or will not be registered in the name of the borrower or Its nominee, I have or will cause to have examined Date Title Vice President the written consent of the registered owner to pledge such securi- ties. I further certify that any securities that have been or will be phys• Ically delivered to the bank In connection with this credit have been or will be examined, that all valldation procedures required by bank policy and the Securities Exchange Act of 1934 (section 17(11, as amended) have been or will be performed, and that I am satisfied to the best of my knowledge and belief that such securities are genuine and not stolen or forged and their faces have not been altered. Signed 1 ; J i Sank ocer's signature James H. Shelton Print or type name 'To accept the customer's statement In good faith, the officer of the bank must be alert to the circumstances surrounding the credit and, It In possession of any information that would cause a prudent person not to accept the statement without taqulry, must have Investigated and be satisfied that the staterneni 1s truthful. Among the facts which would requite such investigation are receipt of the statement through the mail or from a third party. =002-00142