UNITED STATES OF AMERICA, PETITIONER V. BARBARA ANN WASHINGTON, AS GUARDIAN AD LITEM FOR CHRISTA M. WASHINGTON, A MINOR No. 89-482 In the Supreme Court of the United States October Term, 1989 The Solicitor General, on behalf of the United States, petitions for a writ of certiorari to review the judgment of the United States Court of Appeals for the Ninth Circuit. Petition for a Writ of Certiorari to the United States Court of Appeals for the Ninth Circuit TABLE OF CONTENTS Question Presented Opinions below Jurisdiction Statutory provisions involved Statement Reasons for granting the petition Conclusion OPINIONS BELOW The opinion of the court of appeals (App., infra, 1a-7a) is reported at 868 F.2d 332. The opinion of the district court (App., infra, 8a-15a) is unreported. JURISDICTION The judgment of the court of appeals was entered on February 21, 1989. A petition for rehearing was denied on June 9, 1989 (App., infra, 16a). On September 5, 1989, Justice O'Connor extended the time for filing a petition for a writ of certiorari to and including September 21, 1989. The jurisdiction of this Court is invoked under 28 U.S.C. 1254(1). STATUTORY PROVISIONS INVOLVED Section 1346(b) (28 U.S.C.) provides, in pertinent part: (T)he district courts * * * shall have exclusive jurisdiction of civil actions on claims against the United States, for money damages * * * for * * * personal injury * * caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred. Section 2671 (28 U.S.C.) provides, in pertinent part: "Acting within the scope of his office or employment," in the case of a member of the military or naval forces of the United States * * *, means acting in line of duty. Section 2674 (28 U.S.C.) provides, in pertinent part: The United States shall be liable, respecting the provisions of this title relating to tort claims, in the same manner and to the same extent as a private individual under like circumstances * * *. QUESTION PRESENTED In this case, the court of appeals held that while two off-duty servicemen on a military base were working on a car owned by one of them, they were acting "within the scope of (their) * * * employment" within the meaning of the Federal Tort Claims Act, 28 U.S.C. 1346(b). The question presented is whether, in grounding this determination on the assertedly "unique" character of a military base, the court of appeals erroneously failed to determine whether under state law an analogous private employer would be liable under similar circumstances. STATEMENT The facts are not disputed. On the evening of September 19, 1980, Larry Bartole and Neil Cleaves were in the garage of Cleaves' residence on the Point Mugu, California, naval base, attempting to start the engine of Cleaves' 1964 Rambler. Both men were active-duty members of the Navy on authorized liberty status, having completed their work for the day. In attempting to start the car, "neither Mr. Bartole nor Mr. Cleaves (was) performing any action connected with any of their official United States Navy duties." App., infra, 9a; see id. at 2a-3a; Tr. 25-26 (Pltf. Stip.)). When Bartole poured gasoline from a coffee can into the carburetor in an attempt to prime it, the engine backfired. Flames shot from the carburetor, igniting the gasoline in the can Bartole was holding. Gasoline spilled as Bartole jerked the can back, and his hand caught fire. Bartole then turned toward the side door of the garage, tripped, and spilled the can of flaming gasoline out of the door. Ten-year-old Christa Washington was just outside the door playing in the adjacent yard. She was struck by the flaming gasoline and was seriously burned. App., infra, 2a-3a, 9a-10a. Suit to recover for Christa Washington's injuries was brought against the United States under the Federal Tort Claims Act (FTCA), 28 U.S.C. 1346(b), 2671 et seq. That Act provides, in Section 1346(b), that the United States is liable for "personal injury * * * caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claimant in accordance with the law of the place where the act or omission occurred." Following a trial, the district court held that "(n)o act or omission of any employee of the United States of America, while acting within the course and scope of his office or employment, caused, or in any way contributed to, the accident." App., infra, 15a. The court first noted that "(s)cope of employment for an active duty military employee means 'acting in the line of duty.' See 28 U.S.C. Section 2671. The phrase 'line of duty,' in turn, is defined by the applicable state law of respondeat superior." Id. at 12a (citing Williams v. United States, 350 U.S. 857 (1955)). It then concluded that, "(u)nder the principles of respondeat superior, in California, the acts of Mr. Bartole and Mr. Cleaves herein, in attempting to start the privately owned Rambler automobile in their off-duty hours, were clearly their own, and done for personal purposes, totally unrelated to any United States Navy job or duty(,) * * * (and) thus (were) not within the course and scope of the employment of Mr. Bartole and Mr. Cleaves with the United States." App., infra, 12a. The district court added: "The imposition of respondeat superior liability upon the United States in this case would clearly be an imposition upon the military of a liability far broader than that of a private employer, and would be clearly contrary to the limited waiver of sovereign immunity attended by the Federal Tort Claims Act." Id. at 13a. /1/ The court of appeals reversed. App., infra, 1a-7a. It noted that base regulations in effect at the time of the accident provided that residents were not to conduct "'Fire Hazardous Operations * * * prior to the establishment of adequate fire prevention measures.'" Id. at 4a. /2/ The court then added that, in Lutz v. United States, 685 F.2d 1178, 1183 (9th Cir. 1982), it had concluded that "(m)ilitary housing presents a unique situation'" (App., infra, 5a), and in that case found that "the control of a serviceman's dog was * * * a military duty imposed for the benefit of the Air Force by Air Force regulations on the dog's owner who was in base housing" (id. at 6a). The court here held: "In our case the duty to adhere to fire regulations and not to engage in fire hazardous operations without the establishment of adequate fire prevention measures was a military duty imposed for the benefit of the Navy by Navy regulations * * *. The Navy is therefore responsible for (Bartole's and Cleaves') actions." Ibid. After concluding that Bartole and Cleaves had negligently violated the regulations, the court remanded "for the limited purpose of determining" the amount of respondent's damages. Id. at 7a. REASONS FOR GRANTING THE PETITION In three recent cases, including this one, the Ninth Circuit has expanded the liability of the United States by making the government responsible whenever damage results from conduct that violates a base regulation. In each instance, the court reversed a district court dismissal of the action based on a determination that an analogous private employer would not be liable under state law. Here, the court concluded that two servicemen working on a personal car on their own time were acting within the scope of their employment because a base regulation governed "fire hazardous operations." In Lutz, on which the court here relied, it concluded that a base regulation governing the control of privately owned pets made an airman's failure to control his dog an activity performed within the scope of his employment. And in Doggett v. United States, 875 F.2d 684, 688 (9th Cir. 1989), the court, also relying on Lutz, concluded that servicemen drinking in a tavern on a naval base were acting within the scope of their employment when they failed to detain an intoxicated companion, as authorized by a base regulation. These decisions, which contrast sharply with the approach followed in other circuits, have the effect of turning the United States into a virtual insurer of the conduct of members of the service on military bases. They ignore the vital distinction between, on the one hand, housekeeping and safety regulations -- regulations resulting from the fact that many people not only work on a military base but also live there (often with their families) -- and, on the other hand, rules governing the conduct of service members on the job. 1. In each of these cases, the Ninth Circuit has erred, as a matter of federal law, by failing to consider whether an analogous private employer would be liable under state law. The FTCA provides that "(t)he United States shall be liable * * * in the same manner and to the same extent as a private individual under like circumstances." 28 U.S.C. 2674. Howver, rather than analyzing the case under state law, the court in Lutz stated that "(m)ilitary housing presents a unique situation." 685 F.2d at 1183. The court repeated that statement in this case. App., infra, 5a. In Doggett, also relying on Lutz, the court "emphasize(d) that the regulation governs conduct only on the military base." 875 F.2d at 688. Having concluded that military bases are "unique," in none of the three cases did the court of appeals satisfy the requirement of the FTCA by determining whether a state court would hold a private employer liable in similar circumstances. /3/ Military bases are not unique in the respects noted by the court of appeals. Private employers likewise own property and make rules to govern the conduct of employees while on that property, even when they are not on duty; indeed, private employers sometimes house employees (and their families) on company property. /4/ The court of appeals should therefore have considered whether a private employer in California would be liable if an employee, while off duty and engaged in personal affairs on the employer's property, caused an injury because he did not take adequate safety precautions as required by the employer's regulations. /5/ Here, the district court judge, who formerly sat on the California Superior Court and the California Municipal Court, stated that "(t)he imposition of respondeat superior liability upon the United States in this case would clearly be an imposition upon the military of a liability far broader than that of a private employer" under California law. App., infra, 13a. /6/ 2. In addition, the Ninth Circuit's repeated reliance on base regulations is misplaced. Servicemen cannot be said to be acting within the scope of their employment merely because they reside on a base and are subject to base regulations. That the Navy was not acting as Bartole's and Cleaves' employer in issuing the regulations on which the Ninth Circuit relied is made clear in this case by the fact that the fire regulations are not directed solely to employees but to all "Public Quarters Residents." C.A. E.R., Exh. D, at 3. Surely, a service member's spouse or child who violates a fire regulation while trying to fix the family car could not be held on that basis to have been acting within the scope of anyone's employment. In a case very much like Lutz, involving an attack by a dog owned by a serviceman, the District of Columbia Circuit understood the difference between regulations governing employees and regulations governing residents. After noting that, in addition to pet-control requirements, the base regulations "require(d) base residents to use certain size pots and pans, to replace electrical fuses, and to refrain from smoking in bed," the court stated that "(t)hese duties are not imposed by the military in its role as an employer and they do not run to the employer's benefit." Nelson v. United States, 838 F.2d 1280, 1283-1284 (D.C. Cir. 1988). /7/ The District of Columbia Circuit expressly disagreed with the approach taken by the Ninth Circuit. It stated: "There seems * * * to be no principled limit to the reasoning in Lutz, so that the case would seem to make the government an insurer as to all manner of bizarre incidents. * * * To hold the government potentially liable for all damage done by conduct on a military base that violates any one of the many base regulations would expand liability in ways inconsistent with the idea that the FTCA must be strictly interpreted as a limited relinquishment of sovereign immunity." Id. at 1284. /8/ Thus, there is an express conflict in the circuits on the question presented. /9/ Although the Ninth Circuit stated in Lutz that it was "not suggest(ing) that every act of a base resident is within the scope of his employment" (685 F.2d at 1183), that suggestion is contradicted by the decisions here and in Doggett. At least when there is a relevant base regulation governing the conduct of those on base property, the prediction of the D.C. Circuit in Nelson (838 F.2d at 1284) is being fulfilled: in the Ninth Circuit, the government has become "an insurer as to all manner of bizarre incidents" occurring on military bases. /10/ Indeed, under Lutz, this development was almost inevitable, since "(m)ilitary regulations typically govern a wide range of base residents' activities, touching most aspects of private and public life." 838 F.2d at 1284. /11/ The Ninth Circuit's unwarranted expansion of the federal government's waiver of sovereign immunity requires correction by this Court. CONCLUSION The petition for a writ of certiorari should be granted. Respectfully submitted. KENNETH W. STARR Solicitor General STUART E. SCHIFFER Acting Assistant Attorney General DAVID L. SHAPIRO Deputy Solicitor General CHRISTOPHER J. WRIGHT Assistant to the Solicitor General ROBERT S. GREENSPAN MARC RICHMAN Attorneys SEPTEMBER 1989 /1/ The district court also held that the United States was not liable under California law as Christa Washington's landlord or as the owner of the land on which she was injured, because it "had no knowledge of the danger, (and did not) participate in any way in creating it." App., infra, 15a. /2/ The court also referred to a regulation providing that "'only repairs of a minor nature * * * may be accomplished in public quarters, garages, or the hobby shop spaces'" (App., infra, 3a), and noted that the regulations further stated: "'(T)he prevention of fire in administrative and quarters areas is a moral and legal responsibility of all personnel, requiring alertness, strict adherence to fire regulations, and intelligent application of fire prevention safeguards. Fire hazards are not acceptable within the naval establishment. The goal of fire prevention and protection programs is the total prevention of loss of life and property by fire.'" Id. at 3a-4a. /3/ In this case, the only citation to state law in the court of appeals' opinion is to a case stating a general proposition of California law. App. infra, 5a (citing Jeffrey Scott E. v. Central Baptist Church, 197 Cal. App. 3d 718, 243 Cal. Rptr. 128 (1988)). /4/ See, e.g., Martinez v. Hagopian, 182 Cal. App. 3d 1223, 1230, 227 Cal. Rptr. 763, 767 (Cal. App. 1986) (refusing to hold an employer liable for a tort caused by a farmworker, since "(t)o hold otherwise would be to essentially impose a theory of strict liability on the employer for all employee torts during after-hours social activities on the employer's premises, a result not permitted under settled law"). /5/ As the district court in this case recognized (App., infra, 12a), the significance of the distinction between a service member's on-duty and off-duty activities is underscored by 28 U.S.C. 2671, which limits "scope of his office or employment" for active duty military employees to actions "in (the) line of duty." For the relevance of state law to this determination, see Williams v. United States, 350 U.S. 857 (1955). /6/ We are not asking the Court to decide whether the district court's understanding of state law is correct. Rather, since we contend that the court of appeals erroneously failed to determine whether an analogous private employer would be liable under state law, we ask the Court to reverse and remand with instructions that the court of appeals make that determination. /7/ The court in Nelson went on hold that the government was liable as landowner for failure to remove or control a dog that responible officials knew was dangerous. 838 F.2d at 1285-1286. /8/ In criticizing the Ninth Circuit's approach, the District of Columbia Circuit noted that "whether a breach of military regulations subjects the government to tort liability must depend upon whether analogous duties exist under local tort law." 838 F.2d at 1284. It thus rejected the notion that military bases are unique, so that state law need not be consulted in determining whether the United States is liable under the FTCA. /9/ In Piper v. United States, 694 F. Supp. 614, 618 (E.D. Ark. 1988), another case involving injuries caused by a dog, the court concluded that since a base regulation governed control of pets, "(t)he analysis by the Ninth Circuit Court of Appeals in Lutz * * * is applicable to the facts developed." The court added, "but compare, Nelson v. U.S." Ibid. Piper is currently pending on appeal in the Eight Circuit. No. 88-2612 (argued June 16, 1989). /10/ The First Circuit long ago rejected the argument that "anything (a serviceman) was doing in the residence was in the scope of his employment." Merritt v. United States, 332 F.2d 397, 399 (1964). In that case, a fire was caused by a serviceman who was smoking in bed. /11/ The base regulations in this case confirm the District of Columbia Circuit's statement. For example, regulations at the Point Mugu Naval Base prohibit the attachment of extension cords to coffeemakers, require lint traps in clothes dryers to be cleaned often, and warn residents to "religiously" observe speed limits on the base. C.A. E.R., Exh. B, at 34, 35. Appendix