PETER JAMES WILLIAMS, PETITIONER V. UNITED STATES OF AMERICA No. 90-5849 In The Supreme Court Of The United States October Term, 1990 On Petition For A Writ Of Certiorari To The United States Court Of Appeals For The Seventh Circuit Brief For The United States OPINION BELOW The opinion of the court of appeals, Pet. App. A1-A8, is reported at 901 F.2d 1394. JURISDICTION The judgment of the court of appeals was entered on May 4, 1990. Justice Stevens extended the time in which to file a petition for a writ of certiorari to October 1, 1990, and the petition was filed on that date. The jurisdiction of this Court is invoked under 28 U.S.C. 1254(1). QUESTION PRESENTED Whether a district court is required to notify the defendant in advance of its intent to depart upward from the range of sentences prescribed by the Sentencing Gudelines, and of the grounds for departure. STATEMENT After a plea of guilty in the Untied States District Court for the Northern District of Illinois, petitioner was convicted on one count of robbery from a federally insured bank, in violation of 18 U.S.C. 2113(a). He was sentenced to 63 months' imprisonment, to be followed by a five-year term of supervised release. The court of appeals affirmed. Pet. App. A1-A8. 1. On January 15, 1988, petitioner entered the First Illinois Bank in Evanston, Illinois, and robbed a teller of $3,689 at gunpoint. Pet. App. A3; Gov't C.A. Br. 4. After he was apprehended, petitioner pleaded guilty to one count of bank robbery. Before sentencing, the district court referred petitioner's case to the United States Probation Office for preparation of a presentence report. The presentence report stated that petitioner had twice before robbed the First Illinois Bank in Evanston and had committed the instant offense while he was on probation from the Illinois state conviction growing out of those robberies. The report noted that if petitioner had been sentenced separately for the two prior bank robberies, he would have been considered a career offender within the meaning of the Guidelines and thus he would have received a significantly enhanced sentence. The report concluded that an upward departure might be appropriate in this case, because petitioner's criminal history calculation seriously underrepresented his prior criminal activity. Gov't C.A. Br. 5-6. At sentencing, the district court determined that petitioner's offense level under the Sentencing Guidelines was 20 and that he fell into criminal history category III. A range of 41 to 51 months' imprisonment is the presumptive sentence under the Sentencing Guidelines. Pet. App. A3. During petitioner's counsel's allocution, the district court expressed its concern that petitioner had heightened the danger that violence would occur during his offenses by carrying a gun while under the influence of drugs. Id. at A18. Petitioner's counsel addressed this concern. Id. at A19-A20. The district court also told petitioner's counsel that "the pattern of conduct is the thing that is and has been the most troublesome to me in what we deal with in your client's case." Id. at A20. Petitioner's counsel also responded to this concern. Ibid. The district court concluded that an upward departure was appropriate for three reasons. First, the court agreed with the presentence report that petitioner's criminal history score underrepresented his prior criminal activity. Second, the court determined to depart because of the repeat nature of petitioner's bank robberies. Third, the court departed upward because of the danger created by petitioner's commission of the robberies with a firearm while he was under the influence of drugs. Pet. App. A3. 2. On appeal, petitioner claimed that the district court relied on improper grounds for departure and that he did not receive proper notice of the court's decision to depart. The court of appeals rejected both contentions. It held that each of the grounds on which the court decided to depart was proper under the Sentencing Guidelines. Pet. App. A3-A7. The court of apeals also concluded that petitioner had received adequate notice of the district court's decision to depart from the Guidelines range because "during the course of the hearing and before imposing sentence, the district judge highlighted all of the grounds he relied upon to justify the departure." Id. at A7-A8. The court of appeals also noted that the district court had given petitioner's counsel several opportunities to object to the grounds of departure both before and after imposing sentence. Id. at A8. ARGUMENT Petitioner's sole contention in this Court is that the district court erred by failing to give him adequate notice of its intention to depart from the sentence required by the Sentencing Guidelines. Pet. 9-15. Petitioner claims that such notice is required by the Due Process Clause, Federal Rule of Criminal Procedure 32, and the Sentencing Guidelines themselves. On June 28, 1990, this Court granted certiorari in Burns v. United States, No. 89-7260. In Burns, as in this case, a defendant who received a sentence representing an upward departure from the sentence prescribed by the Sentencing Guidelines asserts that the district court should have given notice of its intention to depart from the Guidelines sentence. As petitioner points out, Burns raises essentially the same issue as petitioner presents for review. Pet. 9. This case is arguably distinguishable from Burns for two reasons. First, the petitioner here received notice of the possibility of an upward departure in the presentence report. Second, the district court below specifically invited petitioner's counsel to object to the grounds of departure raised at the sentencing hearing. Notwithstanding those differences, the Court's disposition in Burns might control the validity of the court of appeals' reasoning in this case. The petitioner in Burns claims that a defendant is entitle to know the grounds for an upward departure as well as the possibility of departure. In his view, notice is required when a ground is "not identified in the presentence investigative report ('PSI report') or by the parties." Pet. Reply Br. 1, Burns v. United States, No. 89-7260. Petitioner here received advance notification of only one of the three grounds on which the district court based its departure. In addition, although the district court allowed petitioner's counsel to object to all of the potential grounds for departure at the sentencing hearing, the petitioner in Burns claims that "a postponement may be necessary" if notice is not given "prior to the sentencing hearing." Pet. Br. 26 n.16, Burns v. United States, No. 89-7260. The petitioner in this case did not receive pre-hearing notice of two of the grounds on which the district court relied. Because the petitioner here might have a valid claim to notice if this Court accepts the submission of the petitioner in Burns, this petition for writ of certiorari should be held pending the disposition of Burns. CONCLUSION The petition for a writ of certiorari should be held and disposed of as appropriate in light of the disposition of Burns v. United States, No. 89-7260. Respectfully submitted. KENNETH W. STARR Solicitor General ROBERT S. MUELLER, III Assistant Attorney General J. DOUGLAS WILSON Attorney OCTOBER 1990