GARY KEITH VERNOR, PETITIONER V. UNITED STATES OF AMERICA No. 90-5270 In The Supreme Court Of The United States October Term, 1990 On Petitioner For A Writ Of Certiorari To The United States Court Of Appeals For The Fifth Circuit Brief For The United States In Opposition OPINION BELOW The opinion of the court of appeals (Pet. App. A1-A15) is reported at 902 F.2d 1182. JURISDICTION The judgment of the court of appeals was entered on May 29, 1990. The petition for a writ of certiorari was filed on July 13, 1990. The jurisdiction of this Court is invoked under 28 U.S.C. 1254(1). QUESTION PRESENTED Whether the admission of a codefendant's statements at petitioner's separate trial violated petitioner's rights under the Confrontation Clause. STATEMENT After a jury trial in the United States District Court for the Northern District of Mississippi, petitioner was convicted of conspiracy to commit armed robbery of a federally insured bank, in violation of 18 U.S.C. 371, and of armed robbery of a federally insured bank, in violation of 18 U.S.C. 2113(a) and (d). He was sentenced to 41 months' imprisonment, to be followed by five years' supervised release. The court of appeals affirmed (Pet. App. A1-A15). 1. The evidence at trial showed that on December 18, 1987, petitioner and his father drove to Greenville, Mississippi, in petitioner's car and decided to rob a branch of Trustmark National, a federally insured bank. Petitioner's father, Fred Vernor, entered the bank and gave one of the tellers a demand note written on the stub of an unemployment compensation check issued to petitioner. The teller gave Fred a stack of bills in which a dye bomb had been concealed. As Fred left the bank with the money stuffed inside his shirt, the bomb exploded, covering his hands and clothes with red dye and causing him to drop the money and the demand note. Fred jumped into petitioner's car, and petitioner drove away. Pet. App. A2. When Fred was arrested the next day, he was still wearing the dye-stained clothes. Id. at A4. Two days after his arrest, and after being informed of and waiving his rights under Miranda v. Arizona, 384 U.S. 436 (1966), Fred Vernor gave a statement to the police. In the statement, he admitted that petitioner and he had driven to Greenville with the intention of robbing a bank. He also described the commission of the robbery and petitioner's participation in it. Over the next several days, Fred Vernor gave two other statements that implicated petitioner in the robbery. Pet. App. A5-A6 & nn. 1, 2. 2. Petitioner and his father initially were tried together. At that trial, the jury convicted Fred Vernor but was unable to reach a verdict as to petitioner. Subsequently, petitioner was tried alone. At that second trial, the government called Fred Vernor as a witness, but he declined to testify on Fifth Amendment grounds. The district court therefore ruled that Fred Vernor was unavailable as a witness. Pursuant to Fed. R. Evid. 804(b)(3), the government then offered Fred Vernor's three statements, as declarations against interest. Pet. App. A6-A7. After a hearing, the district court admitted the statements. Pet. App. A6-A7. The court found that the statements were "clearly against the declarant's penal interest, in that he confessed to having committed a crime." Gov't C.A. Br. 12. Moreover, the court found, the statements were corroborated by the testimony of several witnesses who identified the getaway vehicle as petitioner's car, eyewitness identification of petitioner as the driver of the getaway car, and the fact that the demand note was written on the back of petitioner's unemployment compensation check stub. Id. at 13-14. Testifying in his own behalf, petitioner denied that he had been present during the bank robbery. He claimed instead that he had been asleep at home during the robbery and that when he awoke late in the afternoon, his car and his father were present at his house. Pet. App. A7. 3. The court of appeals affirmed (Pet. App. A1-A15). Relying on Ohio v. Roberts, 448 U.S. 56 (1980), the court explained (Pet. App. A8) that petitioner's father's statements were admissible against petitioner if the statements either fell within "a firmly rooted hearsay exception" or bore "'particularized guarantees of trustworthiness."' Although the court declined to find declarations against interest to be a firmly rooted hearsay exception, it concluded that Fred Vernor's statements bore sufficient guarantees of trustworthiness, and were therefore admissible under the Confrontation Clause. Examining "the circumstances surrounding" the statements, the court found that Fred "would not have made the accusations against (petitioner) unless he believed that they were true." Id. at A13. In particular, the court noted (ibid.) Fred's acceptance of responsibility for the robbery, his lack of motive to avenge himself on his son or to curry favor with the authorities, the absence of any evidence that the authorities had made any promises to Fred if he implicated his son, the lack of a plea bargain, and the voluntary nature of the statements. The court also concluded that the evidence at trial strongly corroborated the statements. Id. at A13-A15. ARGUMENT Petitioner contends (Pet. 8-11) that the admission of his father's statements violated the Confrontation Clause of the Sixth Amendment. Relying on this Court's decisions in Douglas v. Alabama, 380 U.S. 415 (1965), and Lee v. Illinois, 476 U.S. 530 (1986), petitioner asserts that the statements carried insufficient indicia of reliability to warrant admission at trial. The court of appeals correctly rejected that contention, and further review is not merited. In Douglas v. Alabama, the Court reversed a conviction because the prosecutor had read to the jury a confession attributed to the defendant's accomplice. The Court held that because the defendant could not cross-examine the accomplice, the defendant had been denied his right of confrontation. As the Court later explained in Lee v. Illinois, the holding in Douglas "was premised on the basic understanding that when one person accuses another of a crime under circumstances in which the declarant stands to gain by inculpating another, the accusation is presumptively suspect and must be subjected to the scrutiny of cross-examination." Lee, 476 U.S. at 541. In Lee, the Court again considered the admission of an accomplice's statement at a defendant's separate trial. In that case, the Court reiterated that an accomplice's statement is presumptively unreliable and thus ordinarily is inadmissible at the defendant's trial if the accomplice is unavailable for cross-examination. In particular, the Court explained, "a codefendant's confession is presumptively unreliable as to the passages detailing the defendant's conduct or culpability because those passages may well be the product of the codefendant's desire to shift or spread blame, curry favor, avenge himself, or divert attention to another." 476 U.S. at 545. The Court in Lee acknowledged, however, that this presumption of unreliability may be rebutted by showing that the accomplice's statement was "supported by a 'showing of particularized guarantees of trustworthiness.'" Lee, 476 U.S. at 543 (quoting Roberts, 448 U.S. at 66). As the Court explained more recently in Idaho v. Wright, 110 S.Ct. 3139 (1990), that inquiry requires the trial court to assess "the totality of circumstances that surround the making of the statement and that render the declarant particularly worthy of belief." Id. at 3149. The court of appeals faithfully applied that standard in sustaining the admissibility of petitioner's father's statement. The court acknowledged at the outset that the statement was presumptively unreliable, and was therefore inadmissible unless it was supported by a showing of particularized guarantees of trustworthiness. Pet. App. A10. The court explained further that "(t)he question whether a hearsay statement bears sufficient indicia of reliability to satisfy the requirements of the confrontation clause depends on the particular circumstances under which the statement was made." Id. at A11. The court then identified the many circumstances that showed the reliability of Fred Vernor's statement implicating petitioner: Fred Vernor took full responsibility for his own part in the robbery and made no attempt to shift blame to petitioner; nothing in the record showed that Fred had any motive to avenge himself on petitioner; the FBI agent and police officers to whom Fred gave his statement testified at trial and were cross-examined regarding the making of the statements; Fred did not enter a plea bargain that required him to cooperate with the authorities, and nothing in the record suggested that he made the statement in an attempt to curry favor with the police; and Fred made the statements shortly after the robbery when the events were still fresh in his mind. Id. at A13. The court of appeals' factbound evaluation of those factors is correct and warrants no further review. CONCLUSION The petition for a writ of certiorari should be denied. Respectfully submitted. KENNETH W. STARR Solicitor General ROBERT S. MUELLER, III Acting Assistant Attorney General J. DOUGLAS WILSON Attorney SEPTEMBER 1990