No. 97-1337, 97-1356, and 97-1357
In the Supreme Court of the United States
OCTOBER TERM, 1997
___________
STATE OF MINNESOTA, ET AL., PETITIONERS
v.
MILLE LACS BAND OF CHIPPEWA INDIANS, ET AL.
___________
COUNTY OF AITKIN, ET AL., PETITIONERS
v.
MILLE LACS BAND OF CHIPPEWA INDIANS, ET AL.
___________
JOHN W. THOMPSON, ET AL., PETITIONERS
v.
MILLE LACS BAND OF CHIPPEWA INDIANS, ET AL.
___________
ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
EIGHTH CIRCUIT
___________
BRIEF FOR THE UNITED STATES IN OPPOSITION
___________
SETH P. WAXMAN
Solicitor General
Counsel of Record
LOIS J. SCHIFFER
Assistant Attorney General
MARTIN W. MATZEN
ELIZABETH ANN PETERSON
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTIONS PRESENTED
1. Whether the usufructuary rights guaranteed to the Chippewa Indians on
aboriginal lands that they ceded to the United States by an 1837 Treaty
were terminated by the operation of the equal footing doctrine when Minnesota
was admitted to statehood in 1858.
2. Whether an 1855 Treaty, in which one of the respondent Chippewa Bands,
the Mille Lacs Band, relinquished "all right, title, or interest"
in and to its remaining lands other than those set aside for its Reservation,
extinguished that Band's usufructuary rights under the 1837 Treaty.
3. Whether an Executive Order issued in 1850, which ordered the involuntary
removal of the Chippewa from the lands ceded by the 1837 Treaty, extinguished
their usufructuary rights with respect to those lands.
4. Whether the various respondent Chippewa Bands are precluded, as a result
of their participation in proceedings before the Indian Claims Commission,
from asserting their usufructuary rights under the 1837 Treaty.
5. Whether the Chippewa Indians' exercise of usufructuary rights under the
1837 Treaty should be limited by the "moderate living" doctrine
of Washington v. Washington State Commercial Passenger Fishing Vessel Ass'n,
443 U.S. 658 (1979).
In the Supreme Court of the United States
OCTOBER TERM, 1997
___________
No. 97-1337
STATE OF MINNESOTA, ET AL., PETITIONERS
v.
MILLE LACS BAND OF CHIPPEWA INDIANS, ET AL.
___________
No. 97-1356
COUNTY OF AITKIN, ET AL., PETITIONERS
v.
MILLE LACS BAND OF CHIPPEWA INDIANS, ET AL.
___________
No. 97-1357
JOHN W. THOMPSON, ET AL., PETITIONERS
v.
MILLE LACS BAND OF CHIPPEWA INDIANS, ET AL.
___________
ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
EIGHTH CIRCUIT
___________
BRIEF FOR THE UNITED STATES IN OPPOSITION
___________
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1-73) is reported at 124
F.3d 904. The opinions of the district court are reported at 853 F. Supp.
1118 (Mille Lacs I) (Pet. App. 351-418), 861 F. Supp. 784 (Mille Lacs II)
(Pet. App. 212-350), and 952 F. Supp. 1362 (Mille Lacs III) (Pet. App. 74-163).
Additional opinions of the district court (Pet. App. 164-211 and 419-481)
are unreported.
JURISDICTION
The judgment of the court of appeals was entered on August 26, 1997. A petition
for rehearing was denied on November 17, 1997. Pet. App. 7. The petition
for a writ of certiorari in No. 97-1337 was filed and docketed on February
17, 1998, the day after a federal holiday. The petitions for a writ of certiorari
in No. 97-1356 and No. 97-1357 were filed on February 17, 1998, and docketed
on February 18, 1998. The jurisdiction of this Court is invoked under 28
U.S.C. 1254(1).
STATEMENT
This case concerns whether the Chippewa Indians' rights to hunt, fish, and
gather wild rice on aboriginal tribal lands-"usufructuary" rights
expressly preserved by a treaty ceding those lands to the United States-were
subsequently relinquished by the Tribe or abrogated by the United States.
The same rights under the same treaty were before the Seventh Circuit in
Lac Courte Oreilles Band of Lake Superior Chippewa Indians v. Voigt, 700
F.2d 341, cert. denied, 464 U.S. 805 (1983), which concluded, consistent
with the Eighth Circuit's decision in this case, that the Chippewa Indians
continued to possess those rights.
1. The lands involved in this case are the Minnesota portion of a tract,
totalling more than 13 million acres, that the Chippewa Indians ceded to
the United States by the Treaty of July 29, 1837, 7 Stat. 536 (Pet. App.
484).1 (The remainder of the tract, which lies in Wisconsin, was the subject
of Lac Courte Oreilles Band.) The 1837 Treaty provided that "[t]he
privilege of hunting, fishing, and gathering the wild rice, upon the lands,
the rivers and the lakes included in the territory ceded, is guarantied
[sic] to the Indians, during the pleasure of the President of the United
States." Art. 5, 7 Stat. 537. The Treaty contained no provision for
the removal of the Indians from the ceded lands.
On February 6, 1850, President Taylor issued an Executive Order that stated,
in pertinent part:
The privileges granted temporarily to the Chippewa Indians of the Mississippi
by the fifth article of the treaty made with them on the 29th of July 1837
"of hunting, fishing and gathering the wild rice upon the lands, the
rivers and the lakes included in the territory ceded" by that treaty
to the United States * * * are hereby revoked; and all of the said Indians
remaining on the land ceded aforesaid, are required to remove to their unceded
lands.
Pet. App. 253.
The United States did not attempt to forcibly remove the Chippewa from the
ceded lands. The government did, however, seek to induce the Indians to
relocate by moving the Chippewa agency, where the Indians received their
annuity payments, to unceded lands some distance from the ceded lands. Pet.
App. 257. But the Chippewa remained on the ceded lands. And, in 1851, the
Acting Secretary of the Interior suspended the removal effort. Id. at 260-261.
It was never resumed. Id. at 264.
In 1854, the United States negotiated a treaty that provided for the cession
to the United States of all of the remaining lands occupied by the Lake
Superior Chippewa east of the Mississippi and established reservations for
the Chippewa Bands within the lands ceded by the 1837 Treaty and by a second
treaty negotiated in 1842. Treaty of Sept. 30, 1854, 10 Stat. 1109. The
1854 Treaty reserved the signatory Bands' right to hunt and fish on the
newly ceded lands. The respondent Fond du Lac and Wisconsin Bands of Chippewa
Indians were parties to the 1854 Treaty; respondent Mille Lacs Band was
not.
The United States negotiated a second treaty in 1855 to acquire additional
lands of the Chippewa, including the Mille Lacs Band. Treaty of Feb. 22,
1855, 10 Stat. 1165. Article I of the 1855 Treaty, after ceding all of the
Bands' right, title, and interest in a tract with defined boundaries, went
on to state that
the Indians do further fully and entirely relinquish and convey to the United
States any and all right, title, and interest, of whatsoever nature the
same may be, which they now have in, and to, any other lands in the Territory
of Minnesota or elsewhere.
10 Stat. 1166. Article II of the 1855 Treaty established the Mille Lacs
Reservation within the territory ceded by the 1837 Treaty. 10 Stat. 1166-1167.
The 1855 Treaty made no mention of usufructuary rights.
2. In 1990, the Mille Lacs Band and several of its members filed suit in
federal district court against the State of Minnesota, seeking a declaratory
judgment that they continued to possess usufructuary rights with respect
to the Minnesota portion of the lands ceded in the 1837 Treaty. They also
sought an injunction against the State's interference with those rights.
The United States intervened as a plaintiff, and nine Minnesota counties
and six individual landowners intervened as defendants.
The court bifurcated the case into two phases: the first was to determine
whether, and to what extent, the Chippewa retained usufructuary rights on
the ceded lands, while the second was to determine how any such rights were
to be exercised. In 1994, the court concluded, after a trial on the first
phase, that "the privilege guaranteed to the Chippewa of hunting, fishing,
and gathering the wild rice upon the lands, the rivers and the lakes included
in the territory ceded to the United States by the treaty of 1837 continues
to exist." Pet. App. 350. The court specifically held that those rights
were not extinguished by the 1850 Executive Order or the 1855 Treaty. See
id. at 304-334.
The court then allowed several Wisconsin Bands of Chippewa to intervene
as plaintiffs. The State moved for summary judgment against the Wisconsin
Bands, arguing, inter alia, that their usufructuary rights had been extinguished
by the 1854 Treaty. The State also argued that the Wisconsin Bands were
collaterally estopped from asserting their usufructuary rights claims as
a result of their participation in previous litigation before the Court
of Claims and the Indian Claims Commission. The court denied the State's
motion. Pet. App. 164-211.
The Fond du Lac Band, and several of its members, had filed a separate suit
in 1992, seeking a declaration that they retained the usufructuary rights
conferred by the 1837 Treaty and the 1854 Treaty. In 1996, the district
court held that the Fond du Lac Band continued to possess its usufructuary
rights under both treaties. Pet. App. 419-481.
The Fond du Lacs suit was consolidated with the Mille Lacs suit for the
second phase of the case. The State and the Bands stipulated to a Conservation
Code and Management Plan to regulate the exercise of usufructuary rights
under the 1837 Treaty. The district court also resolved certain other issues
that remained in dispute, concluding, among other things, that the defendants
had demonstrated no need for an allocation of the resources on the ceded
land. Pet. App. 128-152.
3. The State, together with the intervening counties and landowners, appealed.
The court of appeals affirmed on all issues. Pet. App. 1-73.
First, the court concluded that the Chippewa's usufructuary rights were
not validly extinguished by the 1850 Executive Order, which purported to
revoke those rights and to require the removal of the Chippewa from the
ceded lands. Pet. App. 21-31. The court explained that President Taylor
had no authority to order the removal of the Chippewa without their consent,
because Congress had authorized the President only to convey lands west
of the Mississippi to "such tribes or nations of Indians as may choose
to exchange the lands where they now reside, and remove there." Act
of May 28, 1830, ch. 148, § 1, 4 Stat. 412 (emphasis added). Accordingly,
because "Congress required consent for removal, and the Bands did not
consent, then President Taylor had no authority for his 1850 Executive Order
of removal." Pet. App. 27. The court further determined that the portion
of the Executive Order mandating removal of the Chippewa was not severable
from the portion revoking their usufructuary rights, finding "no evidence
that revocation of usufructuary rights would have been made independently
of the removal mandate." Id. at 29-30. The court therefore held that
"the entire 1850 Executive Order is invalid." Id. at 31.2
Second, the court of appeals held that the 1854 Treaty, which set aside
certain lands as reservations for the Wisconsin Bands and the Fond du Lac
Band (but not the Mille Lacs Band) in exchange for their cession of title
to other lands, did not extinguish those Bands' usufructuary rights under
the 1837 Treaty. Pet. App. 31-34. The court concluded that the present case
is legally and factually distinguishable from United States v. Santa Fe
Pacific Railroad, 314 U.S. 339, 357-358 (1941), which held that a Tribe's
acceptance of a reservation "amounted to a relinquishment of any tribal
claims to lands * * * outside that reservation." The court explained
that, whereas the Indians' claim in Santa Fe was based on aboriginal title,
the Chippewa's claim here is based on rights reserved under the 1837 Treaty.
Pet. App. 33. The court also found the evidence to be "overwhelming
that neither party intended the 1854 Treaty to disturb usufructuary rights."
Id. at 34.
Third, the court of appeals held that the 1855 Treaty, which created a reservation
for the Mille Lacs Band on some of the lands ceded by the 1837 Treaty, did
not extinguish that Band's rights to fish, hunt, and gather wild rice on
the rest of those lands. Pet. App. 34-39. The court declined to construe
the Band's relinquishment of "any and all right, title and interest"
in and to "any other lands in the Territory of Minnesota" as extending
to the usufructuary rights reserved under the 1837 Treaty. Id. at 35. The
court noted that those rights were not mentioned in the 1855 Treaty or in
the negotiations that produced it. Id. at 37. And the court found ample
support in the record for the district court's factual findings that neither
the Band nor the United States had intended the 1855 Treaty to extinguish
those rights. Ibid. The court concluded that a contrary result was not required
by Oregon Department of Fish & Wildlife v. Klamath Tribe, 473 U.S. 753
(1985), which held that a Tribe had relinquished its right to hunt and fish
on certain reservation lands when it ceded all "claim, right, title
and interest" in those lands. Pet. App. 38. The court explained that
the usufructuary rights in Klamath were "exclusive and on-reservation
rights, and thus logically extinguished with a relinquishment of a portion
of the reservation," whereas the usufructuary rights in this case are
"non-exclusive and off-reservation rights" that were reserved
by treaty prior to the creation of the reservation. Id. at 39.
Fourth, the court of appeals concluded that the Wisconsin Bands and the
Fond du Lac Band were not collaterally estopped, as a result of their participation
in Mole Lake Band v. United States, 126 Ct. Cl. 596 (1953), from litigating
whether they retain a right to fish, hunt, and gather wild rice on the lands
ceded by the 1837 Treaty. Pet. App. 39-45. The court held that collateral
estoppel did not apply because the Bands' usufructuary rights under the
1837 Treaty were not "actually litigated" in the Court of Claims.
Id. at 43-44.
Fifth, the court of appeals held that the Wisconsin Bands and the Mille
Lacs Band likewise were not collaterally estopped as a result of their participation
in proceedings before the Indian Claims Commission seeking compensation
for lands ceded under the 1837 Treaty. Pet. App. 45-51. The court rejected
the argument that the Commission's award, which compensated the Bands based
on the highest and best use of those lands, subsumed the value of the Bands'
usufructuary rights. The court concluded that the Commission's silence with
respect to usufructuary rights could not be given the same effect in this
case as in Klamath, supra, reasoning that the Commission would not have
"extinguished an important body of rights bargained for and explicitly
reserved in a treaty without any mention of those rights." Id. at 50.
Sixth, the court of appeals held that the Bands' usufructuary rights under
the 1837 Treaty were not extinguished, sub silentio, under the equal footing
doctrine when Minnesota was admitted to statehood in 1858. Pet. App. 52-59.
The court, while applying the analysis of Ward v. Race Horse, 163 U.S. 504
(1896), and Crow Tribe of Indians v. Repsis, 73 F.3d 982 (10th Cir. 1995),
cert. denied, 517 U.S. 1221 (1996), reached a different result on several
grounds. The court reasoned that, whereas the hunting rights in those cases
were "temporary" because they could be exercised only so long
as the lands at issue remained unoccupied and within the ownership of the
United States, the usufructuary rights in this case are of a "continuing"
nature not tied to ownership of the lands. Pet. App. 55 & n.42. The
court also concluded, relying on this Court's decisions in United States
v. Winans, 198 U.S. 371 (1905), and Tulee v. Washington, 315 U.S. 681 (1942),
that the United States' agreement in the 1837 Treaty to preserve the Chippewa's
usufructuary rights on the ceded lands "does not offend the State's
sovereignty." Pet. App. 58. The court further held that Congress must
clearly express its intent to abrogate Indian treaty rights, and that no
such expression of congressional intent to abrogate the Chippewa's rights
under the 1837 Treaty was contained in the Act of Congress admitting Minnesota
to statehood. Id. at 59.
Seventh, the court of appeals rejected the argument that the "moderate
living doctrine," as articulated in Washington v. Washington State
Commercial Passenger Fishing Vessel Ass'n, 443 U.S. 658 (1979), should be
applied to limit the Chippewa's exercise of usufructuary rights under the
1837 Treaty. Pet. App. 59-67. The court explained that the moderate living
doctrine is not implicated unless, as in Fishing Vessel, a natural resource
is determined to be so scarce that it must be apportioned between treaty
and non-treaty users: "The moderate living doctrine does not establish
a right to apportionment, but is rather a part of the method of apportionment
once a court has determined that division of a resource is necessary."
Pet. App. 67 (citing Fishing Vessel, 443 U.S. at 685-686). The court concluded
that no showing had been made that "any resource at issue is in ecological
danger," and thus in need of apportionment between the Chippewa and
other users. Id. at 65. The court noted that the State and the Chippewa
had agreed to a Conservation Code and Management Plan, which would restrict
the Band's hunting, fishing, and gathering on the ceded lands covered by
the 1837 Treaty, and that the State had conceded that "under the Code,
there was no danger of depletion of resources." Ibid.
Finally, the court of appeals, rejecting the Bands' cross-appeal, affirmed
the district court's holding that, because the 1837 Treaty does not confer
a right of access to land, the Bands' members may exercise their rights
only on public lands and on private lands that are open to public hunting,
fishing, and gathering generally and indiscriminately. Pet. App. 70-72.
ARGUMENT
The court of appeals' decision involves nothing more than the application
of settled law to the particular facts and circumstances of this case. It
does not conflict with any decisions of this Court, other courts of appeals,
or the Minnesota Supreme Court. Indeed, the Seventh Circuit reached the
same result in Lac Courte Oreilles Band of Lake Superior Chippewa Indians
v. Voigt, 700 F.2d 341, cert. denied, 464 U.S. 805 (1983), which sustained
the Chippewa's usufructuary rights under the same treaty. No more reason
exists in this case than in Lac Courte Oreilles Band for this Court to grant
plenary review.
1. The State initially contends (Minn. Pet. 10-15) that the decision below
conflicts with Ward v. Race Horse, 163 U.S. 504 (1896), and Crow Tribe v.
Repsis, 73 F.3d 982 (10th Cir. 1995), cert. denied, 517 U.S. 1221 (1996),
in holding that the Bands' usufructuary rights under the 1837 Treaty were
not abrogated when Minnesota was admitted to the Union on an equal footing
with other States. The Eighth Circuit applied the same legal standard to
petitioners' equal footing claim as did this Court in Race Horse and the
Tenth Circuit in Repsis. However, because the facts and circumstances of
this case are different from those of Race Horse and Repsis, the court correctly
reached a different conclusion.
This Court explained in Race Horse that, when an Indian Tribe possesses
treaty rights with respect to lands not yet within any State, whether those
rights continue to exist after statehood depends upon their character: The
Tribe's rights survive if they "are of such a nature as to imply their
perpetuity," as opposed to being "temporary and precarious."
Race Horse, 163 U.S. at 515; accord Repsis, 73 F.3d at 988. The Tribes'
treaty rights in Race Horse and Repsis "to hunt upon the unoccupied
lands of the United States" were held to be "temporary" in
nature. 163 U.S. at 515; 73 F.3d at 991.
The court of appeals applied Race Horse's continuing/temporary distinction
in this case. But the court concluded that the Chippewa's treaty rights
to "hunt[], fish[] and gather[] the wild rice, upon the lands, the
rivers and the lakes included in the territory ceded" were intended
by the parties to be "continuing rights." Pet. App. 55. The court
contrasted the rights at issue here with those in Race Horse and Repsis,
which would terminate, by their terms, as soon as the lands were no longer
"unoccupied" or owned by the United States. Such a fact-specific
determination, which turns on the particular text and history of the 1837
Treaty, does not warrant review by this Court. See Repsis, 73 F.3d at 988
(recogniz- ing that whether Indian treaty rights have survived statehood
under Race Horse requires examination of "the literary and historical
context of the treaty").
The court of appeals' decision is consistent, moreover, with this Court's
post-Race Horse decisions. The Court has recognized, for example, that the
Yakima Indians' treaty right to "tak[e] fish at all usual and accustomed
places" survived Washington's admission to the Union. United States
v. Winans, 198 U.S. 371, 382-384 (1905); see Tulee v. Washington, 315 U.S.
681, 684 (1942) (Winans held that the treaty "conferred upon the Yakimas
continuing rights, beyond those which other citizens may enjoy, to fish
at their 'usual and accustomed places' in the ceded area"). The Court
emphasized that the Yakima's fishing rights were reserved by, not granted
to, the Indians in the treaty. See Winans, 198 U.S. at 381 ("[T]he
treaty was not a grant of rights to the Indians, but a grant of rights from
them-a reservation of those not granted."). It was "surely * *
* within the competency" of the federal government, said the Court,
"to secure to the Indians such a remnant of the great rights they possessed."
Id. at 384. The Court added that such a reservation of rights would not
"restrain the State unreasonably, if at all," in its regulation
of its natural resources. Ibid. Similarly, the court of appeals recognized
here that the Chippewa's reservation of the right to fish, hunt, and gather
on the lands ceded by the 1837 Treaty "does not offend the State's
sovereignty," because "the Bands' rights can be reconciled with
the State's regulation of the natural resources within its borders."
Pet. App. 58.3 See also Antoine v. Washington, 420 U.S. 194, 205-206 (1975)
("Congress exercised its plenary constitutional powers to legislate
those federally protected rights, * * * * [which] so preserved may, of course,
not be qualified by the State") (internal quotation marks omitted).4
Moreover, notwithstanding Race Horse, this Court has made clear over the
past century that hunting regulations are an appropriate subject of federal
legislation and treaty making, and that the federal government's exercise
of such power in any given State does not place that State on an unequal
footing. For example, in Kleppe v. New Mexico, 426 U.S. 529, 541 (1976),
the Court rejected a claim that federal regulation of wild horses and burros,
pursuant to the Property Clause, impermissibly intruded "on the sovereignty,
legislative authority, and police power of the State." When legislating
regarding federal lands, the Court explained, Congress's enactments "necessarily
override[] conflicting state laws under the Supremacy Clause." Id.
at 543; see generally Missouri v. Holland, 252 U.S. 416, 432-435 (1920)
(holding that exercise of Article II treaty power as a basis for federal
authority over wildlife does not offend 10th Amendment).
2. Petitioners next contend (Minn. Pet. 15-20; County Pet. 15-17) that the
court of appeals' conclusion that the 1855 Treaty between the United States
and certain Chippewa Bands, including respondent Mille Lacs Band, did not
revoke those Bands' usufructuary rights under the 1837 Treaty conflicts
with Oregon Department of Fish & Wildlife v. Klamath Tribe, 473 U.S.
753 (1985). As the court of appeals recognized (Pet. App. 39), however,
this case does not involve a "situation * * * analogous" to Klamath
Tribe.
The court of appeals began its analysis of petitioners' claims regarding
the 1855 Treaty by examining, and affirming, the district court's factual
findings, which were based on its "careful examination of the historical
record established at trial." Pet. App. 35-38. The district court had
determined that "(1) the government did not intend for the 1855 Treaty
to extinguish the usufructuary rights reserved in the 1837 Treaty, (2) the
Chippewa did not intend to give up their 1837 Treaty privilege and they
did not understand the 1855 Treaty to have that effect, and (3) both the
Band and the United States believed that the 1837 Treaty rights continued
to exist after the 1855 Treaty was signed." Id. at 35-36 (citations
omitted). In affirming those findings, the court of appeals noted "the
absence of any mention of the 1837 Treaty or its usufructuary rights in
the 1855 Treaty or its negotiation process," as well as "the lack
of evidence that the parties intended to extinguish these rights."
Id. at 37.
Petitioners nonetheless contend that the 1855 Treaty must, as a matter of
law, be construed as extinguishing the signatory Bands' usufructuary rights
under the 1837 Treaty. They base that argument solely on the Bands' relinquishment
in the 1855 Treaty of "any and all right, title and interest * * *
which they may now have in, and to any other lands in the Territory of Minnesota
or elsewhere," other than the lands set aside for their reservation.
Art. I, 10 Stat. 1166. According to petitioners, because the Court construed
similar language in Klamath as abrogating the Indians' usufructuary rights,
the same result must obtain here.
Klamath did not address the present question whether a treaty in which a
Tribe generally conveys to the United States its "right, title and
interest" in and to "any * * * lands"-other than the lands
being set aside as its reservation-must be construed as implicitly extinguishing
the usufructuary rights that the Tribe had expressly reserved by treaty
on certain lands previously conveyed to the United States. The issue in
Klamath was whether, when a Tribe ceded "all [its] claim, right, title
and interest in and to" a particular piece of land, the Tribe implicitly
reserved its right to hunt and fish on that land. 473 U.S. at 753. The Court's
decision in Klamath, like the court of appeals' decision here, turned on
the text and historical context of the particular agreements at issue. See
473 U.S. at 755 (noting that decision was based on "the terms of the
1901 Cession Agreement," "the predecessor 1864 Treaty," and
"certain other events in the history of the Tribe"). The Court
concluded that the Klamath Tribe's usufructuary rights, which had been granted
to them by the 1864 Treaty that created its reservation, were meant to exist
only "within the limits of the reservation." Id. at 766. The Court
reached that conclusion based on the treaty's provisions stating that (i)
the Tribe's fishing rights extended only to "the streams and lakes
included in said reservation," (ii) the Tribe's gathering rights extended
only "within [the reservation's] limits," and (iii) the Tribe's
rights were "exclusive," which would not "be possible on
lands open to non-Indians." Id. at 767 (quoting Treaty of Oct. 14,
1864, 16 Stat. 708). Accordingly, when the Tribe ceded certain of its reservation
lands to the United States in 1901, the Tribe no longer retained any rights
to hunt and fish on those lands, because those rights "did not exist
independently of the reservation itself." Id. at 768.
The Chippewa's usufructuary rights on the lands subject to the 1837 Treaty,
in contrast, exist independently of the ownership status of those lands.
The Chippewa ceded title to the lands in the 1837 Treaty, while expressly
reserving the right to hunt, fish, and gather wild rice on the lands. Moreover,
while the Klamath's usufructuary rights were exclusive, and thus could not
exist on lands removed from the reservation, the Chippewa's usufructuary
rights were not exclusive. It was understood that the Chippewa could not
exclude others from the lands ceded by the 1837 Treaty. Nothing in Klamath
required the court of appeals, in a case involving different agreements
and different historical circumstances, to hold that the 1855 Treaty extinguished
the Chippewa's rights under the 1837 Treaty. Indeed, Klamath recognizes
(473 U.S. at 765-766 & nn. 16, 17) that "Indians may enjoy special
hunting and fishing rights that are independent of any ownership of land,"
such as those recognized to exist in Antoine, supra; Winans, supra; and
Washington v. Washington State Commercial Passenger Fishing Vessel Ass'n,
443 U.S. 658 (1979).
The State contends (Minn. Pet. 16) that the usufructuary rights here, like
those in Klamath, were tied to land title, because the 1837 Treaty did not
specify that the rights could be exercised "at all usual and accustomed
places," as did the treaties in some of the Court's cases, and instead
reserved the rights on all lands ceded by the 1837 Treaty. Klamath did not
suggest, however, that usufructuary rights may be severed from land title
only if they are to be exercised at "usual and accustomed places."
To the contrary, Klamath cited Antoine, supra, and Kennedy v. Becker, 241
U.S. 556 (1916)-in each of which the Tribe retained hunting and fishing
rights on lands ceded to the United States without reference to "usual
and accustomed places"-as examples of rights that are independent of
land ownership. See 473 U.S. at 765-766 & nn. 16, 17. The State's proposed
distinction between the usufructuary rights here, which were reserved in
a "geographic area," and rights reserved at "usual and accustomed
places" thus has not been recognized by this Court or any court of
appeals. And such a distinction would be an unlikely basis for a rule of
law in any event, since the phrase "usual and accustomed places"
describes "geographic areas."
Finally, petitioners' arguments based on the 1855 Treaty, if accepted by
the Court, would have little practical effect even in this case, much less
in any other case. Those arguments are directed at the usufructuary rights
only of the Mille Lacs Band, and not of the other respondent Chippewa Bands,
which were not parties to the 1855 Treaty.
3. Petitioners also challenge the court of appeals' conclusion that the
1850 Executive Order, which purported to order the removal of the Chippewa
from the lands ceded under the 1837 Treaty and to revoke their rights to
hunt, fish, and gather wild rice on those lands, was invalid in its entirety.
The court held that the removal provision was invalid because Congress,
in the Act of May 28, 1830, ch. 148, 4 Stat. 411, had authorized such removal
only with a Tribe's consent, which had not been secured from the Chippewa.
The court further held, based on the historical record, that the removal
provision was so "integral to the entire Order" that it could
not be severed. Pet. App. 29.
a. The State does not dispute that President Taylor had no authority to
issue the portion of the Executive Order directing the removal of the Chippewa
from the ceded lands without their consent. Nor does the State dispute that
the court of appeals applied the proper severability test, based on Champlin
Refining Co. v. Corporation Commission, 286 U.S. 210, 234 (1932), to determine
whether the invalidity of one provision of the Executive Order (i.e., the
provision ordering the Chippewa's involuntary removal from the ceded lands)
defeated the validity of the other provision (i.e., the provision revoking
the Chippewa's usufructuary rights). The State nonetheless seeks review
of the court of appeals' application of that severability test to the particular
Executive Order at issue here. But asserted errors involving "the misapplication
of a properly stated rule of law" ordinarily do not warrant the Court's
review. Sup. Ct. R. 10.
The State contends (Minn. Pet. 21-22) that the court of appeals should have
held that the revocation provision was valid, independent of the removal
provision, because the 1837 Treaty permitted the President "to terminate
the Chippewa's hunting and fishing rights at his pleasure." The court
of appeals rejected that argument, without reaching the question of the
extent of the President's authority under the 1837 Treaty with regard to
the Chippewa's usufructuary rights,5 applying the severability test that
the State concedes is the correct one. The court concluded (Pet. App. 28-29)
that, although the Order contained two provisions that "seem separate,"
they could not be severed, because the historical record established that
"[t]he purpose of the Order was to mandate removal, and this purpose
was integral to the entire Order." The provision revoking the Indians'
usufructuary rights was included merely "to encourage removal."
Id. at 29. It is well-established that when "it is evident the legislature
would not have enacted one [clause of a statute] without the other-as when
the two things provided are necessary parts of one system-that the whole
act will fall with the invalidity of one clause." Huntington v. Worthen,
120 U.S. 97, 102 (1887).
b. The counties, although not the State or the landowners, contend (County
Pet. 11-15) that the courts below were barred by the separation of powers
doctrine from considering whether the 1850 Executive Order was valid. But
this Court has recognized that courts may, in appropriate circumstances,
assess the validity of Presidential action that is alleged to exceed the
authority granted by Congress or the Constitution. See, e.g., Dames &
Moore v. Regan, 453 U.S. 654 (1981); Cole v. Young, 351 U.S. 536, 557-558
& n.20 (1956); Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579
(1952).
The counties' argument is predicated, moreover, on a mischaracterization
of this case an involving "a judicial challenge against a President
who terminated treaty provisions" (County Pet. 12), such as that involved
in Goldwater v. Carter, 444 U.S. 996 (1979) (granting petition, vacating
judgment, and remanding for dismissal).6 The respondent Bands brought this
action to confirm their rights under the 1837 Treaty, not to terminate the
Treaty or to invalidate the 1850 Executive Order. It was petitioners who
asserted the Executive Order as a defense to the Bands' treaty claims. The
counties cite no authority holding that the federal courts, in actions properly
within their jurisdiction, cannot adjudicate the scope or validity of Executive
Orders raised in support of, or in opposition to, a party's claim.
c. The district court also held (Pet. App. 319-321) that the 1850 Executive
Order, even if valid, had been repealed by implication. The district court
reasoned that the federal government not only did not enforce the Executive
Order, but also took action inconsistent with it, such as by establishing
reservations for the Bands on the very lands from which they were to have
been removed under the Order. The court of appeals did not reach that (or
any other) alternative ground given by the district court for holding that
the 1850 Executive Order did not revoke the Bands' usufructuary rights.
Id. at 31 n.25; see id. at 312-316 (addressing other grounds for decision).
Accordingly, even if petitioners were to prevail on their challenge to the
court of appeals' ruling on the validity of the revocation provision of
the Executive Order, other grounds would remain available to the court on
remand to conclude that the Bands' usufructuary rights survived the Executive
Order.7
4. The landowner petitioners contend (Thompson Pet. 24-25) that the Bands
are barred, by principles of res judicata and collateral estoppel, from
asserting their usufructuary rights claims because they could have asserted
such claims in earlier proceedings in the Indian Claims Commission (ICC).
The landowners' claims are without merit, present no conflict with the decisions
of this Court or other courts of appeals, and involve no question of recurring
significance.
The court of appeals did not address any res judicata issue, observing that
"the State abandoned its res judicata defense" (Pet. App. 44 n.36),
and apparently not perceiving the landowners to have preserved one. No viable
res judicata defense could exist here in any event. The doctrine of res
judicata, or claim preclusion, bars only those claims that could have been
asserted in prior litigation between the same parties or their privies.
Brown v. Felsen, 442 U.S. 127, 131 (1979). None of the defendants in this
case were parties, or in privity with parties, to the ICC proceedings.
Nor are the Bands' usufructuary rights claims barred by the doctrine of
collateral estoppel, or issue preclusion, which applies only to "an
issue of fact or law, actually litigated and resolved by a valid final judgment."
Baker v. General Motors Corp., 118 S. Ct. 657, 664 n.5 (1998). As the court
of appeals recognized (Pet. App. 46-48), those claims were neither litigated
nor resolved in the ICC proceedings.
The landowners also contend (Thompson Pet. 26-27) that the Bands' usufructuary
rights were extinguished by the ICC award, which compensated the Bands for
the lands ceded by the 1837 Treaty based on their "highest and most
valuable uses." They con-tend that under Klamath, supra, the value
of the Bands' usufructuary rights was necessarily subsumed within the ICC
award-notwithstanding that those rights were not put at issue in the ICC
proceedings or mentioned in the ICC's lengthy opinion. The court of appeals
properly rejected that argument based on the "crucial distinctions"
between Klamath and this case. Pet. App. 50. As noted above, the Court was
concerned in Klamath with the construction of the 1901 Agreement, which
ceded to the United States "all [the Tribe's] claim, right, title and
interest in and to" certain lands, without any mention of its usufructuary
rights. The Court declined to read into the Agreement an implicit reservation
of those rights. At the end of its opinion, the Court observed that an ICC
award of additional compensation for those lands-which likewise contained
no reference to usufructuary rights-"is entirely consistent with our
interpretation of the 1901 Agreement." 473 U.S. at 774. The ICC's silence
here is equally consistent with the court of appeals' construction of the
1837 Treaty as preserving the Chippewa's usufructuary rights. It cannot
be supposed that the ICC would have "extinguished an important body
of rights bargained for and explicitly reserved in a treaty without any
mention of those rights." Pet. App. 50.
The landowners further contend (Thompson Pet. 29) that the court of appeals'
decision conflicts in this regard with decisions of the Ninth Circuit, which
supposedly hold that "when Bands receive damages from the ICC for all
inadequacies in the cession of Indian title, the Bands were paid for any
hunting or fishing rights." But they cite no Ninth Circuit case that
even states that purported rule, much less that applies it in circumstances
akin to those here.8 To the contrary, the Ninth Circuit appears to agree
that, where a Tribe has ceded title to certain lands while reserving the
right to use those lands for certain purposes, an ICC award of additional
compensation for those lands does not automatically extinguish the Tribe's
reserved rights. See, e.g., Swim v. Bergland, 696 F.2d 712, 718 (9th Cir.
1983) (where Tribes ceded lands to United States while reserving grazing
rights on those lands, and Tribe later sought additional compensation for
those lands in ICC, court declined to construe general language of ICC settlement
as encompassing Tribe's grazing rights).
5. The counties present a final question (County Pet. i) as to "[w]hether
a federal court may decline to apply this Court's 'moderate living' doctrine,"
citing Fishing Vessel, supra. As the court of appeals explained (Pet. App.
67), however, this Court imposed restrictions on the Tribes' treaty-based
fishing rights in Fishing Vessel only after concluding that a "resource
[i.e., fish] has now become scarce." 443 U.S. at 669. In contrast,
the court of appeals determined (Pet. App. 65), as a matter of fact, that
"no danger of depletion of resources" exists here, because those
resources are adequately protected under the Conservation Code and Management
Plan entered into between the State and the Chippewa. The court of appeals
therefore determined that no need existed, as in Fishing Vessel, for a judicial
allocation of resources between Indian and non-Indian users. Accordingly,
because this case does not arise in the same context of "scarce natural
resources" (443 U.S. at 685) as did Fishing Vessel, the two cases do
not conflict. Nor have the counties demonstrated any other legal error in
this aspect of the court of appeals' decision.
CONCLUSION
The petitions for a writ of certiorari should be denied.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
LOIS J. SCHIFFER
Assistant Attorney General
MARTIN W. MATZEN
ELIZABETH ANN PETERSON
Attorneys
MAY 1998
1 All "Pet. App" citations refer to the appendix to the petition
in No. 97-1337. The petition in No. 97-1337 is cited as "Minn. Pet.,"
the petition in No. 97-1356 as "County Pet.," and the petition
in No. 97-1357 as "Thompson Pet."
2 The court of appeals did not address the district court's several alternative
grounds for finding that the 1850 Executive Order did not validly revoke
the Chippewa's usufructuary rights. Pet. App. 31 n.25.
3 The continuing vitality of Race Horse's rationale has been questioned
by courts and commentators. See, e.g., Holcomb v. Confederated Tribes of
Umatilla Indian Reservation, 382 F.2d 1013, 1014 n.3 (9th Cir. 1967) ("[T]he
strict holding of Ward v. Race Horse has been modified by implication in
subsequent decisions."); State v. Tinno, 497 P.2d 1386, 1393 n.6 (Idaho
1972) ("Race Horse and the theory it posited have been entirely discredited
by the Supreme Court") (citing United States v. Winans, and Tulee v.
Washington, supra); R.N. Clinton, et al., American Indian Law 820 (3d ed.
1991) ("Winans clearly rejected the view that the equal footing doctrine
limits the exercise of treaty-guaranteed off-reservation hunting and fishing
rights.").
4 In Antoine, unlike in Race Horse, the State was admitted into the United
States two years before the federal agreement that reserved the Indians'
hunting rights. 420 U.S. at 200. This Court has recognized, however, that
the question with regard to the equal footing doctrine is not whether a
federal law relating to Indians was enacted before or after a State's admission,
but rather whether that federal law violates the State's sovereignty. Johnson
v. Gearlds, 234 U.S. 422, 439 (1914). In Antoine, the Supreme Court held
that the federal agreement reserving Indian hunting rights did not violate
Washington's sovereignty.
5 Petitioners argue here, as they did below, that the 1837 Treaty gave the
President unfettered discretion to revoke the Chippewa's usufructuary rights
at any time and any reason. See Minn. Pet. 21-22; County Pet. 13-14; Thompson
Pet. 17-18. As noted in the text, however, the court of appeals found it
unnecessary to resolve that issue, given its ruling that the Order's revocation
provision, whether or not it would have been valid standing alone, could
not be severed from the invalid removal provision. There is no reason for
this Court to grant certiorari to decide issues of treaty construction that
the court of appeals did not reach.
6 No conflict exists between this case and Goldwater v. Carter, supra. That
case, which involved a dispute between co-equal Branches of the federal
government over the power to terminate a treaty, raised complex separation-of-powers
and foreign policy issues that are absent here.
7 The Eighth Circuit's ultimate conclusion on the Executive Order issue
is consistent with that of the Seventh Circuit in Lac Courte Oreilles, 700
F.2d at 361-362, which held that the 1850 Executive Order was invalid because
it exceeded the scope of, inter alia, the 1837 Treaty, which the Seventh
Circuit construed as authorizing the revocation of the Chippewa's rights
only if the Indians misbehaved. See also State v. Gurnoe, 192 N.W.2d 892,
900 (Wis. 1972) (concluding that 1850 Executive Order "was never effective,"
and thus did not extinguish Chippewa's fishing rights, because Chippewa
continued to reside and exercise fishing rights on ceded lands).
8 The landowners cite United States v. Dann, 873 F.2d 1189 (9th Cir.), cert.
denied, 493 U.S. 890 (1989), and United States v. Pend Oreille County P.U.D.
No. 1, 926 F.2d 1502, 1508 (9th Cir.), cert. denied, 502 U.S. 956 (1991),
neither of which addressed treaty-reserved usufructuary rights. The landowners'
two remaining cases involve usufructuary rights but do not state the rule
asserted. In Western Shoshone National Council v. Molini, 951 F.2d 200,
202-203 (9th Cir. 1991), cert. denied, 506 U.S. 822 (1992), the court held
that an ICC award constituted compensation for all rights under the treaty
at issue, because no treaty had granted the rights claimed. The court specifically
distinguished the 1837 Treaty at issue here, which explicitly reserved hunting,
fishing, and gathering rights. Id. at 203 (citing Lac Courte Oreilles Band,
700 F.2d at 355-358). Finally, in Wahkiakum Band v. Bateman, 655 F.2d 176
(9th Cir. 1981), an unratified treaty was found not to have protected the
asserted aboriginal fishing rights, which were held extinguished by a 1912
statute. No ICC proceedings were at issue.