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No. 98-405
In the Supreme Court of the United States
OCTOBER TERM, 1997
JANET RENO, APPELLANT
v.
BOSSIER PARISH SCHOOL BOARD
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
JURISDICTIONAL STATEMENT
SETH P. WAXMAN
Solicitor General
Counsel of Record
ANITA S. HODGKISS
Acting Assistant Attorney
General
BARBARA D. UNDERWOOD
Deputy Solicitor General
PAUL R.Q. WOLFSON
Assistant to the Solicitor
General
MARK L. GROSS
LOUIS E. PERAERTZ
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTION PRESENTED
Whether the district court erred in concluding that, because Bossier Parish
School Board's 1992 redistricting plan was not enacted with a retrogressive
purpose, it was not enacted with "the purpose * * * of denying or abridging
the right to vote on account of race," within the meaning of Section
5 of the Voting Rights Act of 1965, 42 U.S.C. 1973c.
PARTIES TO THE PROCEEDING
Bossier Parish School Board was the plaintiff in the district court and
is the appellee in this Court. Janet Reno, the Attorney General of the United
States, was the defendant in the district court and is the appellant in
this Court. Defendant-intervenors George Price, et al., have filed a separate
notice of appeal from the judgment of the district court and are filing
a separate jurisdictional statement.
In the Supreme Court of the United States
OCTOBER TERM, 1997
No.
JANET RENO, APPELLANT
v.
BOSSIER PARISH SCHOOL BOARD
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
JURISDICTIONAL STATEMENT
OPINIONS BELOW
The opinion of the district court that is the subject of this appeal (App.
1a-28a)1 is not yet published, but is available at 1998 WL 293272. An earlier
opinion of the district court (App. 78a-144a) is reported at 907 F. Supp.
434. This Court's opinion on appeal from the district court's initial decision
(App. 29a-77a) is reported at 117 S. Ct. 1491.
JURISDICTION
The judgment of the three-judge district court was entered on May 4, 1998.2
A notice of appeal was filed on July 6, 1998 (the Monday following Friday,
July 3, a federal holiday). App. 242a-243a. The jurisdiction of this Court
is invoked under 42 U.S.C. 1973c.
STATUTE INVOLVED
Section 5 of the Voting Rights Act of 1965, 42 U.S.C. 1973c, is reproduced
at App. 244a-246a.
STATEMENT
The State of Louisiana and all of its political subdivisions, including
appellee Bossier Parish School Board (appellee or Board), are jurisdictions
covered by the "preclearance" requirements of Section 5 of the
Voting Rights Act of 1965, 42 U.S.C. 1973c. See 28 C.F.R. Pt. 51, App. Section
5 provides that a covered jurisdiction may not implement any change in election
practices unless it has first submitted the proposed change to the Attorney
General and the Attorney General has not interposed an objection to the
change within 60 days, or unless it has obtained a declaratory judgment
from the United States District Court for the District of Columbia that
the proposed change "does not have the purpose and will not have the
effect of denying or abridging the right to vote on account of race or color."
App. 244a-245a.
The Board submitted its 1992 redistricting plan to the Attorney General,
but the Attorney General objected to it. The Board then filed suit in the
District Court for the District of Columbia, and that court precleared the
plan in 1995, concluding that neither a prohibited purpose nor a prohibited
effect was present. App. 78a-144a. On appeal, this Court held that a redistricting
plan has a prohibited "effect" under Section 5 only if the proposed
change would be retrogressive, i.e., if it would weaken the position of
racial minorities in the jurisdiction with respect to their effective exercise
of the electoral franchise. App. 33a-45a. With respect to the prohibited
"purpose" under Section 5, by contrast, the Court reserved "the
question whether the § 5 purpose inquiry ever extends beyond the search
for retrogressive intent" and requires consideration whether the jurisdiction
acted with the intent to discriminate against minorities, but not necessarily
to make their position worse than before, and stated that "[t]he existence
of such a purpose, and its relevance to § 5, are issues to be decided
on remand." App. 45a-46a. On remand, the district court declined to
consider any discriminatory purpose other than retrogression, App. 3a, and
precleared appellee's election plan because no retrogressive purpose had
been shown, App. 5a-8a. The question presented on this appeal is whether
a covered jurisdiction's discriminatory, but not retrogressive, purpose
in enacting an election plan-such as its purpose to maintain and entrench
a system that unconstitutionally dilutes a racial minority's votes-bars
preclearance under Section 5, and accordingly whether the district court
erred as a matter of law in preclearing appellee's election plan based on
the lack of evidence of retrogressive intent.
1. This case involves a redistricting plan adopted in 1992 by Bossier Parish
School Board. Bossier Parish is located in northwestern Louisiana. The Parish's
primary governing body, the Police Jury, and the Parish's School Board each
consist of 12 members elected from single-member districts by majority vote
to four-year terms. App. 145a. There is no legal requirement, however, that
the 12 Police Jury districts and the 12 School Board districts be the same,
and the districts for the two bodies were different throughout the 1980s.
App. 150a-151a.
The School Board and the Parish each have a history of racial discrimination
beginning before the Civil War and continuing to the present. App. 210a-220a.
That discrimination has affected both the administration of the school system
by the Board and the drawing of voting districts for elections to both the
Board and the Police Jury.
As for the administration of the school system, de jure segregation prevailed
in Louisiana's schools long after this Court's decision in Brown v. Board
of Education, 347 U.S. 483 (1954). App. 216a. In 1965, the Board was placed
under a court order to eliminate the vestiges of racial discrimination in
its school system. Lemon v. Bossier Parish Sch. Bd., 240 F. Supp. 709, 715-716
(W.D. La. 1965), aff'd, 370 F.2d 847 (5th Cir.), cert. denied, 388 U.S.
911 (1967). The Board repeatedly sought to evade its desegregation obligations
through a variety of devices, and it remains subject to the Lemon court's
desegregation decree, its 1979 request for termination having been denied.
App. 216a-217a. The Board has also violated the court's order to maintain
a biracial committee to recommend ways to attain and maintain a unitary
school system. App. 182a-183a. The Board has continued to assign disproportionate
numbers of black teachers to schools with predominantly black enrollment,
and the schools in Bossier Parish have become increasingly segregated by
race since the 1980s. App. 217a-218a.
As for the Parish's electoral systems, in 1990, black persons comprised
20.1% of the total population of Bossier Parish and 17.6% of the voting
age population. App. 145a-146a. The black population of the Parish is concentrated
in two areas: more than 50% of the black residents live in Bossier City,
and the remaining black population is concentrated in four populated areas
in the northern rural part of the Parish. App. 146a-147a. The parties have
also stipulated to facts showing that voting in the Parish is racially polarized,
and that both black and white voters prefer candidates of their own race.
App. 201a-206a. (One Police Juror estimated that at least 80% of white and
black voters vote for candidates of their own race. App. 201a.) The parties
have also stipulated that it is feasible to draw two reasonably compact
majority-black districts in the Parish using traditional districting features
such as roads, streams, and railroads. App. 154a-155a, 192a-194a. Nevertheless,
the Police Jury has never had a districting plan that contained any majority-black
districts, App. 79a, and black voters have historically been unable to elect
candidates of their choice to political positions in the Parish, App. 195a-206a.3
2. After the 1990 census revealed that its districts were malapportioned,
the Police Jury began the process of redistricting. "At the time of
the 1990-1991 redistricting process, some Police Jurors were specifically
aware that a contiguous black-majority district could be drawn both in northern
Bossier Parish and in Bossier City," and "it was obvious that
a reasonably compact black-majority district could be drawn within Bossier
City." App. 154a-155a. Nonetheless, during public meetings in April
1991, white Police Jurors and the Police Jury's cartographer told citizens
that it was impossible to create such districts because the black population
was too dispersed. App. 160a-162a. On April 30, 1991, the Police Jury adopted
a redistricting plan that, like all of its predecessors, contained no majority-black
districts. App. 163a-164a.
On May 28, 1991, the Police Jury submitted its redistricting plan to the
Department of Justice for preclearance under Section 5. The Police Jury
did not provide the Department with information then available to it showing
that reasonably compact majority-black districts could be created. Nor did
it provide a copy of a letter from the Concerned Citizens of Bossier Parish,
a local organization, protesting the Police Jury's exclusion of black citizens
from the redistricting process, despite the organization's express request
that the letter be included in the Police Jury's submission. On July 29,
1991, based on the information submitted to it, the Department of Justice
precleared the plan for Police Jury elections. App. 165a-167a.
3. The School Board initially proceeded without urgency on its own redistricting
process, as its next elections were not scheduled to occur until October
1994. App. 172a. The Board hired Gary Joiner, the Police Jury's cartographer,
to develop a redistricting plan. Joiner estimated that he would spend 200
to 250 hours on the project. App. 173a. On September 5, 1991, Joiner presented
the already-precleared Police Jury plan to the Board, along with precinct
maps (because, Joiner explained, the Board would have to work with the Police
Jury if it wanted to alter precinct lines). App. 174a.
The Board did not at that time adopt the Police Jury plan, which reflected
different priorities than those of the Board. First, police juries "are
concerned with road maintenance, drainage, and in some cases garbage collection,
and the level of demand for such services in each district is a concern.
* * * [B]oard members, by contrast, are typically concerned with having
a public school or schools in each district." App. 151a. The district
lines in the Police Jury plan do not correspond with school attendance zones,
and some of the Police Jury districts contain no schools. App. 191a. Second,
the Police Jury plan did not correspond to the distribution of Board incumbents;
if adopted by the Board, that plan would have created two districts that
pitted Board incumbents against each other and two other districts that
contained no Board incumbents. App. 181a.
Beginning in March 1992, representatives of local black community groups
(including defendant-intervenor George Price, president of the local chapter
of the NAACP) requested that representatives of the black community be included
in the Board's redistricting process. The Board did not respond to those
requests. App. 175a-176a. On August 20, 1992, at a time when no other plan
had been publicly released, Price presented a partial plan, consisting of
two majority-black districts, that had been developed by the NAACP. App.
177a, 192a. Price was told, however, that the Board would not consider a
plan that did not also draw the other ten districts. App. 177a. Accordingly,
at a Board meeting held on September 3, 1992, Price presented an NAACP plan
that depicted all 12 districts and included two majority-black districts.
Ibid.
The Board refused to consider Price's new plan, ostensibly because "the
[NAACP] plan's district lines crossed existing precinct lines, and therefore
violated state law." App. 177a-179a. The Board's cartographer and attorney
knew at the time, however, that crossing existing precinct lines did not
legally preclude the Board from considering the plan. App. 179a. Although
state law prohibits school boards themselves from splitting precincts, App.
149a, school boards may and do "request precinct changes from the Police
Jury necessary to accomplish their redistricting plans." App. 151a.
The Board had itself anticipated that it would be necessary to split precincts
in fashioning a redistricting plan; Joiner had given the Board precinct
maps at the start of the redistricting process, and had told the Board members
that they "would have to work with the Police Jury to alter the precinct
lines." App. 174a.
At the next Board meeting on September 17, 1992, only two weeks after Price
had presented the NAACP plan, the Board passed a motion of intent to adopt
the Police Jury plan that it had initially rejected. The Board's action
to adopt the Police Jury plan precipitated overflow citizen attendance at
a Board hearing on September 24, 1992, at which many citizens vocally opposed
the plan. Price explained to the Board that, in light of the NAACP plan
demonstrating the feasibility of drawing one or more reasonably compact
majority-black districts, the Department of Justice's preclearance of the
Police Jury plan did not guarantee its preclearance for Board elections.
The Board nevertheless adopted the Police Jury plan at its next meeting
on October 1, 1992. App. 180a-181a.
There was evidence that several Board members preferred the Police Jury
plan because they did not want black representation on the Board. Board
member Barry Musgrove said that "the Board was 'hostile' toward the
idea of a black majority district." App. 83a n.4. Board member Henry
Burns stated that, although he personally favored "having black representation
on the board, other school board members oppose[d] that idea." Ibid.
Thomas Myrick, a white Board member who represented a district containing
portions of predominantly black communities, told Price that he (Myrick)
"had worked too hard to get [his] seat and that he would not stand
by and 'let us take his seat away from him.'" Ibid.
The Board submitted the 1992 plan to the Attorney General for preclearance.
On August 30, 1993, the Attorney General interposed an objection to the
Board's plan, citing new information that had not been provided when the
Police Jury submitted the same plan, such as community objections to the
plan, the Board's refusal to engage in efforts to accommodate the concerns
of the black community, and the feasibility of a majority-black district.
App. 233a-237a.
4. On July 8, 1994, the Board filed a declaratory judgment action in the
United States District Court for the District of Columbia, seeking preclearance
of its 1992 election plan. The government opposed preclearance, arguing
that the Board had not shown either that the plan lacked a discriminatory
effect or that it lacked a discriminatory purpose. The government did not
argue, however, that the 1992 plan had either the purpose or effect of making
the position of blacks worse than before it was enacted.4
On November 2, 1995, a divided three-judge district court granted preclearance.
App. 78a-144a. With respect to the government's argument that the Police
Jury plan had a discriminatory effect, the court held that a voting change
cannot be denied preclearance under the "effect" analysis of Section
5 solely on the ground that the change would "result[] in a denial
or abridgment of the right * * * to vote on account of race or color,"
in violation of Section 2 of the Voting Rights Act, 42 U.S.C. 1973. App.
89a-102a.5 The court also ruled that the Board, in adopting the Police Jury
plan, did not have a racially discriminatory purpose that would bar preclearance.
App. 102a-114a. In reaching that conclusion, the court acknowledged that
the Board had "offered several reasons for its adoption of the Police
Jury plan that were clearly not [its] real reasons." App. 106a n.15.
The court nonetheless found "legitimate, non-discriminatory motives"
for the Board's adoption of the Police Jury plan: "The Police Jury
offered the twin attractions of guaranteed preclearance and easy implementation
(because no precinct lines would need redrawing)." App. 106a.
Judge Kessler concurred in part and dissented in part, and would have denied
preclearance. App. 115a-144a. Although she agreed with the majority that
evidence of a Section 2 violation does not per se prevent Section 5 preclearance,
she dissented from the majority's conclusion that the Board acted with legitimate,
nondiscriminatory motives. App. 115a. Taking into account evidence that,
she maintained, was relevant to the intent analysis under Village of Arlington
Heights v. Metropolitan Housing Development Corp., 429 U.S. 252, 266 (1977),
she found that "the evidence demonstrates conclusively that [the Board]
acted with discriminatory purpose." App. 117a, 118a.
5. The government appealed to this Court, and argued that a voting change
may not be precleared under Section 5 if the change would violate Section
2. This Court disagreed with the government on that point and held, in agreement
with the district court, that a voting change may not be denied preclearance
under Section 5 for having a discriminatory "effect" solely because
the change would "result" in a violation of Section 2. App. 33a-45a.
The Court explained that "a plan has an impermissible effect under
§ 5 only if it would lead to a retrogression in the position of racial
minorities with respect to their effective exercise of the electoral franchise."
App. 35a (internal quotation marks omitted).
The Court also held, however, that evidence that a voting change would violate
Section 2 by diluting minority voting strength is relevant to whether that
change has a discriminatory purpose, and whether it should be denied preclearance.
App. 45a-51a. The Court stated that, even if the only discriminatory purpose
that requires denial of preclearance under Section 5 is a retrogressive
purpose, evidence of vote dilution is relevant to that analysis. App. 47a.
The Court remanded the case to the district court for further consideration
as to whether the Board had a discriminatory purpose in adopting the 1992
plan. App. 50a-51a. In remanding the case, the Court "[left] open for
another day the question whether the § 5 purpose inquiry ever extends
beyond the search for retrogressive intent," and stated that "[t]he
existence of such a purpose, and its relevance to § 5, are issues to
be decided on remand." App. 45a-46a.6
6. On remand, the parties rested on the original record. App. 1a. The government
argued that a redistricting plan may not be precleared if it was enacted
with a discriminatory (albeit not necessarily retrogressive) purpose, and
that the evidence showed that the Board had adopted the 1992 plan with the
discriminatory purpose of blocking advances in minority voting strength
and maintaining a discriminatory status quo, which diluted blacks' voting
strength in Bossier Parish. The district court, again divided, again precleared
the Board's plan. App. 1a-28a.
As to the central legal question left open by this Court and remitted to
the district court on remand-namely, whether Section 5 requires denial of
preclearance of a plan enacted with a discriminatory but nonretrogressive
purpose-the court stated, "We are not certain whether or not we have
been invited to answer the question the Court left for another day, but
we decline to do so in this case." App. 3a. The majority also remarked
that the record in this case "will not support a conclusion that extends
beyond the presence or absence of retrogressive intent." Ibid. Although
the majority stated that it could "imagine a set of facts that would
establish a 'non-retrogressive, but nevertheless discriminatory purpose,'"
it believed that "those imagined facts are not present." App.
3a-4a. Thus, the majority addressed only whether the Board had enacted the
plan with the intent to retrogress. It did not address whether the evidence
demonstrated that the School Board had enacted the plan with the purpose
of maintaining an electoral system that unconstitutionally dilutes the votes
of blacks in the Parish, nor did it apply the Arlington Heights framework
to analyze evidence of such a purpose to dilute blacks' votes.
The court adhered to its previous view that the Board's adoption of the
Police Jury plan was supported by two "legitimate, non-discriminatory
motives": the Board's belief that the plan would be easily precleared
(because it had already been precleared by the Attorney General for use
in Police Jury elections) and its "focus on the fact that the Jury
plan would not require precinct splitting, while the NAACP plan would."
App. 5a. Those two motives, the court concluded, were sufficient to establish
a "prima facie case for preclearance." Ibid.
The majority then considered, under the rubric of Arlington Heights, supra,
factors that might be relevant to establish the Board's retrogressive intent.
First, it considered whether there was evidence that the plan "bears
more heavily on one race than another." App. 5a. It found that factor
inconclusive, because, having limited its analysis to evidence of retrogressive
intent, it could not find evidence that "the Jury plan bears more heavily
on blacks than the pre-existing plan," ibid. (emphasis added); even
if the 1992 plan was dilutive of black voting strength, it was no more dilutive
than the previous plan, App. 5a-6a. As for the historical background to
the Board's adoption of the 1992 plan, the court acknowledged that this
history, including the Board's history of resistance to school desegregation,
provided "powerful support for the proposition that [appellee] in fact
resisted adopting a redistricting plan that would have created majority
black districts." App. 6a-7a. But, the court stressed, all that history
proved only "a tenacious determination to maintain the status quo.
It is not enough to rebut the School Board's prima facie showing that it
did not intend retrogression." App. 7a. Similarly, the sequence of
events leading up to the adoption of the plan "does tend to demonstrate
the school board's resistance to the [NAACP plan]," and evidence of
the Board's deviation from its normal practices "establishes rather
clearly that the board did not welcome improvement in the position of racial
minorities with respect to their effective exercise of the electoral franchise,"
but neither established retrogressive intent. App. 7a.
Judge Kessler again dissented. App. 12a-27a. She "remain[ed] convinced
that the School Board's decision to adopt the Police Jury redistricting
plan was motivated by discriminatory purpose," App. 12a (internal quotation
marks omitted), and that the Board's "proffered reasons for acceptance
of the Police Jury plan are clearly pretextual," App. 15a. She agreed
with the government that evidence of a discriminatory, albeit nonretrogressive,
purpose requires denial of preclearance under Section 5; otherwise, "we
would commit ourselves to granting § 5 preclearance to a resistant
jurisdiction's nonretrogressive plan even if the record demonstrated an
intent by that jurisdiction to perpetuate an historically discriminatory
status quo by diluting minority voting strength." App. 17a (internal
quotation marks omitted). After reviewing evidence of vote dilution in Bossier
Parish, Judge Kessler concluded that "[i]t would be impossible to ignore
the weight and the relevance of this § 2 evidence to the School Board's
intent to dilute the voting strength of blacks in Bossier Parish."
App. 22a-23a. And she reiterated her previous conclusion, based on application
of the Arlington Heights framework to the facts of this case, that "the
only conclusion that can be drawn from the evidence is that [appellee] acted
with discriminatory purpose." App. 23a (brackets omitted).
THE QUESTION PRESENTED IS SUBSTANTIAL
In the face of evidence that Bossier Parish School Board enacted its 1992
election plan in order to entrench a status quo that denies black citizens
of the Parish an equal opportunity to elect representatives of their choice
and to hinder improvement in the political position of blacks in the Parish,
the district court precleared the plan because the record did not demonstrate
that the Board intended to make the position of blacks worse than before.
Thus, the district court effectively concluded that a voting change should
be precleared even if the enacting covered jurisdiction adopted the change
with the purpose of perpetuating an election system that unconstitutionally
dilutes racial minorities' votes. Because the district court's ruling rests
on a fundamental misconception about the scope of Section 5 of the Voting
Rights Act and threatens seriously to impair enforcement of the Act, this
Court should note probable jurisdiction.
1. Section 5 of the Voting Rights Act of 1965 prohibits a covered jurisdiction
from implementing a new voting plan unless it first obtains a declaratory
judgment from the District Court for the District of Columbia, or an administrative
determination from the Attorney General, that the new procedure "does
not have the purpose and will not have the effect of denying or abridging
the right to vote on account of race or color." 42 U.S.C. 1973c. When
it is only the effect of a voting plan, and not its purpose, that may bar
preclearance, this Court has held that, for preclearance to be denied, the
plan must do more than continue a pre-existing abridgment of the right to
vote on account of race; it must make things worse-it must have a retrogressive
effect. App. 33a-45a. But when a voting plan has the purpose of "denying
or abridging the right to vote" on account of race, and in fact accomplishes
that purpose by perpetuating an electoral system that unconstitutionally
dilutes the votes of racial minorities, the plain language of the statute
precludes enforcement of the plan.
This Court has consistently ruled, in accordance with that statutory language,
that a voting plan is not entitled to preclearance if it was enacted with
the intent to discriminate against racial minorities, and that the prohibited
discriminatory purpose preventing preclearance is not limited to an intent
to make the position of racial minorities worse. Most recently, in City
of Pleasant Grove v. United States, 479 U.S. 462 (1987), the Court denied
preclearance to the annexation, by a city with an all-white population,
of two parcels of land, one vacant and one inhabited only by a few whites.
The Court affirmed the district court's ruling that the City of Pleasant
Grove had failed to show that its annexations were untainted by a discriminatory
purpose, id. at 469, even though it was agreed that the change could not
possibly have been retrogressive of the position of black voters in the
City at the time of the annexation, since there were no such black voters
there, id. at 470-471. The Court squarely rejected the contention that "an
impermissible purpose under § 5 can relate only to present circumstances,"
id. at 471, and affirmed the denial of preclearance on the basis of the
City's "impermissible purpose of minimizing future black voting strength,"
id. at 471-472 (emphasis added). "One means of thwarting this process
[of black political empowerment]," the Court held, "is to provide
for the growth of a monolithic white voting block, thereby effectively diluting
the black vote in advance. This is just as impermissible a purpose as the
dilution of present black voting strength." Id. at 472 (emphasis added).7
Similarly, in City of Richmond v. United States, 422 U.S. 358 (1975), the
Court concluded that, if an annexation plan was motivated by a discriminatory
purpose, it must be denied preclearance, even if the plan does not have
a prohibited effect on minorities' franchise. Although the Court concluded
in that case that the annexation plan did not have a discriminatory effect
on the position of minorities, it ruled that the inquiry could not stop
at that point, because the district court had found that the annexation
plan "was infected by the impermissible purpose of denying the right
to vote based on race through perpetuating white majority power to exclude
Negroes from office through at-large elections." Id. at 373. The Court
remanded for further proceedings on the issue of the City of Richmond's
intent, and it stressed that, even though the effect of the annexation might
have been permissible, nonetheless "[a]n official action, whether an
annexation or otherwise, taken for the purpose of discriminating against
Negroes on account of their race has no legitimacy at all under our Constitution
or under the statute. Section 5 forbids voting changes taken with the purpose
of denying the vote on the grounds of race or color." Id. at 378.
This Court's summary affirmance of the district court's denial of preclearance
in Busbee v. Smith, 549 F. Supp. 494 (D.D.C. 1982), aff'd, 459 U.S. 1166
(1983), also establishes that a voting change must be denied preclearance
if it was enacted with a discriminatory purpose, even if that purpose was
not necessarily retrogressive, i.e., intended to make the position of minorities
worse. The redistricting plan at issue in Busbee was concededly not retrogressive
in effect; indeed, it increased black voting strength. 549 F. Supp. at 516.
The district court, however, relying upon evidence of Georgia's intent to
avoid the creation of a majority-black district in the Atlanta area, denied
Section 5 preclearance. Id. at 516-518. The court explained that the redistricting
plan was "being denied Section 5 preclearance because State officials
successfully implemented a scheme designed to minimize black voting strength
to the extent possible, [and] the plan drawing was not free of racially
discriminatory purpose." Id. at 518. It therefore denied preclearance
based squarely on its finding that Georgia had acted with a discriminatory,
but not retrogressive, intent.
On its appeal from the district court's judgment, the State included the
following question in its jurisdictional statement: "Whether a Congressional
reapportionment plan that does not have the purpose of diminishing the existing
level of black voting strength can be deemed to have the purpose of denying
or abridging the right to vote on account of race within the meaning of
Section 5 of the Voting Rights Act." 82-857 Juris. Stmt. I. The State
also argued that, "[a]bsent a purpose to diminish the existing level
of black voting strength or to despoil theretofore enjoyed voting rights,
[a voting change] cannot have a discriminatory purpose within the meaning
of Section 5." Id. at 22. In response, the government noted that "[t]he
core of [the State's] argument is that the only discriminatory purpose that
violates Section 5 is a purpose to * * * cause retrogression," and
argued that this reading of Section 5 was foreclosed by City of Richmond,
supra. 82-857 Mot. to Aff. 5-6 & n.6. Thus, this Court's summary affirmance
in Busbee necessarily rejected the contention that a voting plan enacted
with a nonretrogressive, yet discriminatory, purpose may be precleared and
"prevent[s] lower courts from coming to opposite conclusions on [that
issue]." Mandel v. Bradley, 432 U.S. 173, 176 (1977).
In addition, in Beer v. United States, 425 U.S. 130, 141 (1976), the Court
stated that even an ameliorative election plan can violate Section 5 if
it "so discriminates on the basis of race or color as to violate the
Constitution." That part of the Court's decision in Beer was expressly
noted with approval in the definitive Senate Report accompanying Congress's
1982 extension of Section 5 without change. See S. Rep. No. 417, 97th Cong.,
2d Sess. 12 n.31 (1982).8 Congress's reenactment of Section 5 "without
changing its applicable standard," App. 42a, amounts to a codification
of the Court's reading of Section 5 in Beer. See also City of Port Arthur
v. United States, 459 U.S. 159, 168 (1982) (even if electoral scheme might
reflect political strength of a minority group, "the plan would nevertheless
be invalid [under Section 5] if adopted for racially discriminatory purposes").
The Court's decisions in these cases are fully consistent with Congress's
overarching purpose in enacting and extending Section 5, which was to give
effective protection to the constitutional right against purposeful racial
discrimination in voting, secured by the Fifteenth Amendment. See South
Carolina v. Katzenbach, 383 U.S. 301, 325-326 (1966); City of Rome v. United
States, 446 U.S. 156, 173-178 (1980). Congress required certain jurisdictions
to obtain preclearance of their voting changes precisely because those jurisdictions
had a "demonstrable history of intentional racial discrimination in
voting" in violation of the Fifteenth Amendment, and because their
voting changes carried a "risk of purposeful discrimination."
Id. at 177. Thus, although there has been disagreement over "how far
beyond the Constitution's requirements Congress intended [Section 5] to
reach," this Court has never expressed doubt that Congress intended
Section 5's preclusion of discriminatory voting changes "to reach as
far as the Constitution itself." App. 57a (Breyer, J.) To hold otherwise
would be to conclude that Section 5--one of the federal government's principal
weapons in its arsenal against unconstitutional racial discrimination in
voting, enacted by Congress under its authority to enforce the Fifteenth
Amendment because previous methods of protecting voting rights had proven
ineffective (City of Rome, 446 U.S. at 174)--does not in fact reach long-entrenched
racial discrimination in voting that violates that Amendment.
It is particularly implausible that Congress would have intended that the
Attorney General give preclearance to voting changes enacted with a racially
discriminatory purpose. Congress enacted Section 5 because case-by-case
litigation by the Justice Department against unconstitutional discrimination
in voting had proven insufficient; jurisdictions affected by judgments outlawing
a particular device had simply switched to other discriminatory mechanisms
not covered by the decree. South Carolina v. Katzenbach, 383 U.S. at 309,
313-315; see also S. Rep. No. 417, supra, at 5. In Section 5, Congress gave
the Attorney General the means to ensure that one discriminatory election
system does not follow another. In 30 years of enforcement of the Voting
Rights Act, the Department of Justice has always read Section 5 to require
covered jurisdictions to show that their voting changes were enacted without
an unconstitutionally discriminatory purpose, and it has never limited its
purpose analysis on preclearance review to a search for "retrogressive
intent." The Attorney General's published procedures for Section 5
submissions do not even recognize the concept of "retrogressive intent,"
but rather make clear that "the Attorney General will consider whether
the change is free of discriminatory purpose and retrogressive effect in
light of, and with particular attention being given to, the requirements
of the 14th, 15th, and 24th amendments to the Constitution." 28 C.F.R.
51.55(a). That longstanding and consistent construction of Section 5 by
the Attorney General is entitled to "particular deference" in
light of her "central role" in administering Section 5, see Dougherty
County Bd. of Educ. v. White, 439 U.S. 32, 39 (1978), and a holding to the
contrary of that construction would effect a fundamental change in the operation
of the Act.
2. Under the principles outlined above, the district court's preclearance
of the Police Jury plan was legally erroneous. Despite this Court's instruction
that "[t]he existence of such a [non-retrogressive, but nonetheless
discriminatory] purpose, and its relevance to § 5, are issues to be
decided on remand," App. 46a, the district court declined to decide
whether the Board had acted with such a purpose, and instead limited its
inquiry to "whether the record disproves [appellee's] retrogressive
intent in adopting the Jury plan," App. 4a, a claim the government
had never made. The district court's erroneous truncation of its legal analysis
led it improperly to preclear the 1992 plan, notwithstanding its own factual
findings and the underlying stipulated record, which plainly support, if
they do not compel, a conclusion that the Board acted with discriminatory
intent in adopting that plan.
First, the district court's own evaluation of the Board's motivation for
adopting the Police Jury plan leads to the conclusion that the Board acted
with a discriminatory purpose. The district court readily acknowledged that
the Board was motivated by "a tenacious determination to maintain the
status quo." App. 7a. It also accepted that the record "establishes
rather clearly that the board did not welcome improvement in the position
of racial minorities with respect to their effective exercise of the electoral
franchise." Ibid. The district court's previous decision in this case
also recognized that the Board had initially disliked the Police Jury plan,
for valid reasons, and that it turned to that plan only after the redistricting
process "began to cause agitation within the black community."
App. 106a. Thus, while the district court characterized the 1992 plan as
a "close port" available in a "storm," ibid., the "storm"
was merely the Board's realization that the black community was seeking
improvement in its political position, something the Board was determined
to oppose.
Second, the record amply supports a conclusion that the Board adopted the
Police Jury plan in order to prevent any advance in the political position
of blacks-as the district court would surely have found, had it engaged
in the proper analysis of the Board's intent under the well-settled framework
of Village of Arlington Heights v. Metropolitan Housing Development Corp.,
429 U.S. 252, 265-267 (1977).9 Under the Arlington Heights framework for
evaluating intent, the "important starting point" is whether the
impact of the official action "bears more heavily on one race than
another." Id. at 266. As this Court noted in its prior opinion in this
case, a "jurisdiction that enacts a plan having a dilutive impact [on
blacks' votes] is more likely to have acted with a discriminatory intent."
App. 47a. On remand, it was undisputed that the Police Jury plan had a dilutive
impact on blacks' exercise of the franchise; the Board conceded in its brief
on remand that "the School Plan did dilute black voting strength."
Board Br. 21 (filed Oct. 23, 1997). See also App. 201a-206a (stipulations
establishing that white majority in Parish usually votes sufficiently as
a bloc to defeat black minority's preferred candidate).
Arlington Heights also instructs that the historical background of a decision
is particularly relevant "if it reveals a series of official actions
taken for invidious purposes." 429 U.S. at 267; see also Rogers v.
Lodge, 458 U.S. 613, 625 (1982). The district court did not doubt that the
Board's history included a litany of actions taken for a discriminatory
purpose, most notably "the school board's resistance to court-ordered
desegregation" and its "failure to * * * maintain a bi-racial
committee to recommend to the School Board ways to attain and maintain a
unitary system and to improve education in the parish." App. 7a (internal
quotation marks and citation omitted). It found that history irrelevant,
however, because it proved at most "a tenacious determination to maintain
the status quo," rather than retrogression, ibid.--even though that
status quo was the vestige of de jure segregation in the Parish's public
schools, and the denial of an equal opportunity for black voters to elect
representatives of their choice.
Arlington Heights holds further that substantive changes in a decisionmaker's
position are relevant "particularly if the factors usually considered
important by the decisionmaker strongly favor a decision contrary to the
one reached." 429 U.S. at 267. The district court indeed found "[e]vidence
in the record tending to establish that the board departed from its normal
practices" in adopting the 1992 plan. App. 7a. Under "normal practices,"
the Board surely would not have rushed to adopt a redistricting plan with
two districts that pitted incumbents against each other, and two other districts
that contained no incumbent. See App. 178a. It is therefore unsurprising
that the Board initially found the Police Jury plan unsuitable for its purposes
and adopted it only upon realizing that it provided the only readily available
plan to prevent improvement in the political position of blacks in the Parish.10
The district court's cursory statement that "[it] can imagine a set
of facts that would establish a 'non-retrogressive, but nevertheless discriminatory,
purpose,' but those imagined facts are not present here" (App. 3a-4a)
is unsupported-and unsupportable-by any analysis of the Arlington Heights
factors. As Judge Kessler correctly pointed out, the majority "examine[d]
each of the Arlington Heights factors * * * only for the purpose of finding
evidence of retrogressive intent." App. 24a. Thus, the majority followed
most of its findings establishing that the Board did not want blacks in
the Parish to improve their voting strength with a statement that such evidence
did not show the intent to retrogress. See pp. 13-14, supra. The lower court's
failure to apply the Arlington Heights framework to the broader question
of discriminatory intent was error.
3. The district court's decision to preclear the 1992 plan cannot be sustained
by its determination that two of the Board's proffered explanations for
adopting that plan-"guaranteed preclearance" by the Attorney General
and "easy implementation (because no precinct lines would need redrawing)"-were
legitimate and nondiscriminatory reasons. See App. 5a, 106a. First, the
record clearly demonstrates that these reasons were pretextual. As Judge
Kessler pointed out, proper application of the Arlington Heights framework
to the facts of this case "leads to one conclusion: the Board adopted
the Police Jury plan * * * to ensure that no majority-black districts would
be created." App. 15a.
But even if the district court were correct that the Board's proffered reasons
for its adoption of the 1992 plan were not pretextual, the court's decision
to preclear the plan would still be erroneous as a matter of law, because
the record clearly demonstrates that the Board also acted with a discriminatory
intent in adopting the 1992 plan. A jurisdiction seeking preclearance has
the burden to prove "the absence of discriminatory purpose" on
its part. City of Rome, 446 U.S. at 172 (emphasis added); City of Pleasant
Grove, 479 U.S. at 469. Because the presence of a discriminatory purpose
requires denial of preclearance, a jurisdiction's election plan is not entitled
to preclearance if a discriminatory purpose significantly contributed to
the adoption of the plan, even if nondiscriminatory reasons also played
a part in motivating the jurisdiction. The fact that the jurisdiction may
have had some legitimate reason for enacting the plan does not permit the
court to ignore its discriminatory motivation in doing so.
The Board's hope for "guaranteed preclearance" of the 1992 plan
does not disprove a discriminatory purpose on its part. First, the hope
for guaranteed preclearance might have been equivalent to a discriminatory
purpose. Given the Board's history of racial discrimination, it would be
reasonable to conclude that the Board turned to the Police Jury plan in
part because it expected that the plan's "guaranteed preclearance"
would enable it to continue in place a discriminatory status quo without
detection or objection by the Attorney General. Second, the record shows
that, even if guaranteed preclearance was an important and race-neutral
reason motivating the Board, it was not the only significant factor that
induced the Board to adopt the Police Jury plan. Since that plan had been
precleared for Police Jury elections on July 29, 1991, the School Board
could have adopted it at its September 5, 1991, meeting, yet it continued
to consider adopting another plan for more than a year. See pp. 6-7, supra.
In fact, the Board turned to the Police Jury plan only after the position
of the black community had become apparent. See pp. 7-8, supra. There must,
therefore, have been another motivating factor behind the Board's decision,
which can only be explained as the Board's desire to prevent blacks from
making effective use of their voting strength.
Similarly, concerns over splitting precincts did not persuade the Board
to adopt the Police Jury plan either initially or during its efforts to
draw a plan that satisfied its interests regarding incumbencies and school
locations. Instead, the Board abruptly abandoned that search, more than
two years before the next election, only when the NAACP plan demonstrated
the possibility of drawing majority-black districts in the Parish. The Board
also made no attempt to examine measures that would have reduced the number
of precinct splits in a plan that would have provided for some black electoral
opportunity. See App. 180a. Thus, even if one favorable feature about the
Police Jury plan was that it did not require precinct splitting, that does
not mean that the Board acted without a discriminatory purpose in adopting
it.
4. For the reasons we have explained, the district court's evaluation of
the Board's adoption of its redistricting plan was legally flawed. Because
of the importance of those legal errors for the administration of Section
5, plenary review by this Court is warranted. The district court's decision
to preclear an election plan without deciding whether it was infected by
an unconstitutional, racially discriminatory motive (and in the face of
evidence that it was) is a significant turn in Section 5 jurisprudence.
Future three-judge panels of the District Court for the District of Columbia
hearing preclearance cases under Section 5 are likely to follow the analysis
of the lower court in this case. See App. 97a-98a n.9 (district court noting
that prior decisions of three-judge preclearance panels are particularly
persuasive because, "in this curious corner of the law," only
this Court and three-judge panels of the District Court for the District
of Columbia may consider these questions). Because preclearance cases may
be brought only in the District Court for the District of Columbia, there
is no opportunity for further percolation of these issues in other federal
courts, and because appeals from such cases lie only to this Court, only
this Court can correct the legal errors of the district court in this case.
Moreover, because the existence of a discriminatory purpose is potentially
an issue in every preclearance submission, the question whether that prohibited
purpose is limited to retrogressive intent is of central importance to the
Attorney General's administration of Section 5. The existence vel non of
a discriminatory purpose is particularly important in the Attorney General's
evaluation of redistricting plans, and will undoubtedly be a major focus
of submissions requesting preclearance of reapportionment plans following
the upcoming decennial census. The significance of the question presented
for the administration of Section 5 therefore warrants this Court's plenary
consideration.
CONCLUSION
The Court should note probable jurisdiction.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
ANITA S. HODGKISS
Acting Assistant Attorney
General
BARBARA D. UNDERWOOD
Deputy Solicitor General
PAUL R.Q. WOLFSON
Assistant to the Solicitor
General
MARK L. GROSS
LOUIS E. PERAERTZ
Attorneys
SEPTEMBER 1998
1 "App." refers to the separately bound appendix to this jurisdictional
statement.
2 Although notations on the district court's opinion and order indicate
that they were "filed" on May 1, 1998 (App. 1a, 28a), the district
court's docket shows that final judgment was actually entered on May 4,
1998. See App. 242a.
3 When the stipulated record was compiled in this case, no black person
had ever been elected to the Board. App. 195a. Of the 14 elections in the
Parish held between 1980 and 1990 in which a black candidate ran against
a white candidate in a single-member district or for mayor, only two black
candidates (one for Police Jury, one for Bossier City Council) won; those
candidates both ran in districts that contained an Air Force base that increased
the ability of black voters to elect representatives of their choice, in
a manner particular to those districts. App. 206a-207a. (That advantage
was diminished after redistricting in the 1990s. App. 80a, 200a.) The black
incumbent Police Juror was reelected, unopposed, in 1991, under the new
Police Jury plan. App. 198a. The black City Councilmember ran against a
white opponent in 1993 and lost. App. 200a.
Before its earlier decision in this case, this Court denied the Board's
motion to supplement the record with the results of elections that occurred
after the Board's adoption of the 1992 redistricting plan at issue here.
Reno v. Bossier Parish Sch. Bd., 517 U.S. 1154 (1996). On remand, the parties
agreed to rest on the largely stipulated record that they had compiled.
App. 1a. The district court denied the Board's request that it take judicial
notice of the results of elections held since its previous decision, in
which two black Board members were elected, noting that the Board had agreed
to rest on the stipulated record and had declined its invitation to reopen
the record. The court observed that, were it "to consider the results
at all, [it] would need more information about them." See App. 1a-2a
n.1, 10a. The district court therefore decided this case on the parties'
stipulation that no black person had ever been elected to the Board.
4 The parties stipulated that, because the reductions in the black share
of the population in some districts were de minimis, the plan "is not
retrogressive to minority voting strength compared to the existing benchmark
plan and therefore will not have a discriminatory [i.e., retrogressive]
effect." App. 221a.
5 Section 2(a) of the Voting Rights Act bars all States and their political
subdivisions from maintaining any voting "standard, practice, or procedure"
that "results in a denial or abridgment of the right * * * to vote
on account of race or color." 42 U.S.C. 1973(a). Under Section 2(b)
of the Act, a voting practice results in a denial or abridgment of the right
to vote if, "based on the totality of [the] circumstances, it is shown
that the political processes leading to nomination or election in the State
or political subdivision are not equally open to participation by [racial
minority groups] * * * in that its members have less opportunity than other
members of the electorate to participate in the political process and to
elect representatives of their choice." 42 U.S.C. 1973(b).
6 In separate opinions, Justice Breyer, joined by Justice Ginsburg, and
Justice Stevens, joined by Justice Souter, concluded that the purpose inquiry
under Section 5 extends beyond the search for retrogressive intent, and
"includes the purpose of unconstitutionally diluting minority voting
strength." App. 56a (Breyer, J., concurring in part and concurring
the judgment); App. 76a (Stevens, J., dissenting in part and concurring
in part) (agreeing with Justice Breyer on that point). Justice Breyer observed
that "to read § 5's 'purpose' language to require approval of
[a discriminatory, but nonretrogressive plan], even though the jurisdiction
cannot provide a neutral explanation for what it has done, would be both
to read § 5 contrary to its plain language and also to believe that
Congress would have wanted a § 5 court (or the Attorney General) to
approve an unconstitutional plan adopted with an unconstitutional purpose."
App. 59a. Justice Stevens found it "inconceivable that Congress intended
to authorize preclearance of changes adopted for the sole purpose of perpetuating
an existing pattern of discrimination." App. 76a.
7 In reaching that conclusion, the Court rejected the argument, advanced
in dissent, that, "for a city to have a discriminatory purpose within
the meaning of the Voting Rights Act, it must intend its action to have
a retrogressive effect on the voting rights of blacks." City of Pleasant
Grove, 479 U.S. at 474 (Powell, J., dissenting); see id. at 471 n.11 (opinion
of the Court, rejecting dissent's position).
8 There was no conference report on the 1982 extension of the Voting Rights
Act; the House of Representatives adopted the version of the legislation
passed by the Senate. See 128 Cong. Rec. 14,933-14,940 (1982). The Court
has described the Senate Report as the "authoritative source"
of the legislative history for the 1982 extension of the Act. Thornburg
v. Gingles, 478 U.S. 30, 43 n.7 (1986).
9 As this Court explained in its prior opinion in this case, Arlington Heights
has served as the framework for examining discriminatory purpose in equal
protection cases and "has also been used, at least in part, to evaluate
purpose in [the Court's] Section 5 cases." App. 48a-49a (citing City
of Pleasant Grove, and Busbee, supra).
10 As for the Arlington Heights factor of contemporaneous statements by
decisionmakers (429 U.S. at 267), the district court noted evidence that
some Board members were hostile to black representation on the Board, but
it reaffirmed its earlier conclusion that those statements did not establish
discriminatory intent. App. 7a-8a, 109a-111a. The government did not contend
that those statements, standing alone, sufficed to prove discriminatory
intent; rather, we argued, as Judge Kessler wrote in her initial dissent,
that, when "considered in the context of the School Board's discriminatory
past," "th[ose] statements add further proof of improper motive,"
and "it seems fair to conclude that at least some School Board Members
were openly 'hostile' to black representation on the school board."
App. 133a.