No. 98-126
In the Supreme Court of the United States
OCTOBER TERM, 1998
BOARD OF TRUSTEES
OF THE UNIVERSITY OF ILLINOIS, PETITIONER
v.
JANE DOE, A MINOR, AND THE UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
BRIEF FOR THE UNITED STATES
SETH P. WAXMAN
Solicitor General
Counsel of Record
BILL LANN LEE
Acting Assistant Attorney
General
DENNIS J. DIMSEY
LINDA F. THOME
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTIONS PRESENTED
1. Whether an educational institution receiving funds under Title IX of
the Education Amendments of 1972, 20 U.S.C. 1681 et seq., can be liable
under Title IX for responding with deliberate indifference to a student's
repeated complaints about severe, persistent, and pervasive sexual harassment
by other students in the course of the school's education programs and activities.
2. Whether Congress's abrogation of the States' Eleventh Amendment immunity
in the Civil Rights Remedies Equalization Act, 42 U.S.C. 2000d-7, was a
valid exercise of Congress's authority under Section 5 of the Fourteenth
Amendment.
In the Supreme Court of the United States
OCTOBER TERM, 1998
No. 98-126
BOARD OF TRUSTEES
OF THE UNIVERSITY OF ILLINOIS, PETITIONER
v.
JANE DOE, A MINOR, AND THE UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
BRIEF FOR THE UNITED STATES
OPINIONS BELOW
The opinion of the court of appeals and the opinions by members of the court
of appeals respecting the court's denial of rehearing en banc and dissenting
from that denial (Pet. App. 1-68) are reported at 138 F.3d 653. The district
court's orders (Pet. App. 69-79, 80-85) are not reported.
JURISDICTION
The court of appeals entered its judgment on March 3, 1998. A petition for
rehearing was denied on April 14, 1998. Pet. App. 1, 134-135. The petition
for a writ of certiorari was filed on July 13, 1998. This Court's jurisdiction
is invoked under 28 U.S.C. 1254(1).
STATEMENT
1. Respondent Jane Doe, a minor, and her parents John and Janet Doe filed
this action under Title IX of the Education Amendments of 1972, 20 U.S.C.
1681 et seq., seeking damages and other relief against petitioner Board
of Trustees of the University of Illinois.1 Pet. App. 148-174. Petitioner,
a recipient of federal financial assistance, operates University High School
in Urbana, Illinois, where respondent was a student from August 1992 to
May 1994, when she was 13 and 14 years old. Id. at 150, 152. Doe alleges
that during her two years at University High School she was subjected to
a campaign of severe and pervasive unwelcome sexual harassment by a group
of male classmates, that this harassment created an intolerable hostile
educational environment for her, that she and her parents complained repeatedly
to school officials, and that petitioner did not take appropriate remedial
action but instead responded with intentional indifference amounting to
intentional and wilful sex discrimination in violation of petitioner's obligations
under Title IX as a recipient of federal financial assistance. Id. at 167-170.
Doe alleges that inappropriate sexual conduct by classmates began in late
1992 when a male classmate, M., pulled Doe onto his lap at school and "despite
her struggle, unzipped her jeans in front of several other students."
Pet. App. 152-153. Several weeks later, M. grabbed Doe's breasts under her
sweater during lunch; on another occasion he tried to force his hands into
her pants at the bus stop. Id. at 153. In January 1993, M. invited Doe to
his home for a student gathering, but when Doe arrived there were no other
students and M. sexually assaulted Doe. Ibid.
After Doe's parents complained to the parents of M., a popular basketball
player at the school and the son of a university professor or administrator,
M. precipitated a campaign of sexual harassment by a group of boys who called
themselves the "posse." This campaign lasted for the remaining
year and a half of Doe's schooling at University High, until her parents
transferred her to a private school. Pet. App. 153. The posse wrote sexually
derogatory comments about Doe and drew sexually oriented pictures of Doe
on school desks, made sexual comments to her in the halls and in class,
spit on her, and taunted her. Id. at 153-154. One boy exposed his genitals
to her. Id. at 154.
Doe alleges that beginning in February 1993 she and her parents complained
repeatedly to the principal and other school officials about the sexual
harassment, but that school officials did not inform them about Title IX
or refer them to any school official designated for investigating such complaints.
Pet. App. 155-157. In March 1993, at an assembly, the school principal warned
Doe's class to stop the harassment, but petitioner took no disciplinary
action against the offending students. Id. at 155-156. When Doe and her
mother spoke with a school counselor, the counselor blamed Doe. Ibid. Doe's
father spoke with the principal on at least a monthly basis during the rest
of that school year about the continued sexual harassment of Doe, but the
principal did nothing. Ibid. Continued complaints from Doe and her parents
included a letter to the school counselor, reports to the school's assistant
director, a request to see the school's rules and handbook (which had not
been distributed for two years to the students or parents and which did
not include a specific grievance procedure for sexual harassment claims),
and a meeting with the principal requesting appropriate remedial measures
for the following school year. The principal admitted that the school had
no sexual harassment policy and he failed to offer any remedies. Id. at
156-157. Doe's parents ultimately went above the chain of command at the
high school and spoke with University officials, including the vice chancellor,
none of whom informed them of Doe's rights under Title IX. The university
officials promised certain remedial measures by the school's officials the
next year. Id. at 158.
In reliance on the promised remedial action, Doe returned to University
High for another academic year. Doe alleges, however, that the promised
remedies were never carried out. Pet. App. 157-158. When the new school
year began, the school's assistant director read at an all-school assembly
a list of prohibited sexual harassment behaviors "in a mocking manner
which elicited laughter from the students." Id. at 158. A revised handbook
specifically addressing sexual harassment was not distributed to students
until May 1994. Ibid. The sexual harassment created a hostile environment
which continued throughout the fall of 1993: classmates repeatedly made
sexually degrading comments about Doe and her best friend, touched her sexually
without her consent, and one boy made vulgar sexual gestures and exposed
his buttocks to students during class. Id. at 159-160. Doe continued to
report the sexually harassing conduct to the school principal at the advice
of the assistant director and a university official. Ibid. In or about October
1993, the principal suddenly left and an interim principal was appointed.
Only in January 1994, after the harassment had continued for a year, did
petitioner's officials investigate Doe's allegations and take action against
two of the students responsible. On January 21, Doe's parents met with the
new principal to inform her about the assaults and sexual harassment campaign.
The new principal said she had not been informed about it by school or university
officials. Pet. App. 160-161. She found no written documentation of it in
school records. Id. at 161. She told Doe's parents that the school was preparing
a sexual harassment policy and procedure, notified them of the teacher designated
to receive such complaints, and advised them to file a complaint with the
teacher. They did not do so, because at the same time university officials
had promised to initiate an investigation, and in fact they did so, interviewing
numerous students on or about January 26. Id at 161-162. As a result, two
of the posse boys were suspended for ten days. Id. at 162.
When other students threatened to retaliate against Doe and her friend,
including suggesting that they be murdered, Doe asked the assistant director
for protection, but he responded by scolding her for making allegations
that could adversely affect the two boys' futures. Pet. App. 162. Doe's
mother reported additional death threats against Doe to the principal and
the assistant director but nothing was done. Id. at 163. Complaints by Doe's
parents to the university liaison and other university officials were unavailing.
The teacher newly appointed to handle harassment complaints ignored messages
from Doe's mother and refused to speak with her, and tried to dissuade Doe
from filing a formal complaint against one of the boys based on continued
harassment after his return from suspension. Id. at 164-165. At a meeting
at the end of May 1994 with the various school and university officials,
the officials were not supportive or encouraging about prospects for remedial
measures the next year. Doe's parents removed her from the school at the
end of that school year and enrolled her in a private school in another
State. Id. at 167, 169.
Doe alleges that, as a result of the harassment and petitioner's intentional
indifference to her complaints and its failure to remedy the sexually hostile
educational environment, she has suffered severe mental and emotional distress,
including depression, an inability to concentrate at school, and suicidal
tendencies. Pet. App. 154, 168. In February 1993, Doe began ongoing psychological
counseling. Ibid.
2. The district court dismissed Doe's Title IX claims without prejudice
on the ground that she failed to allege that petitioner's knowing inaction
resulted from its intent to discriminate against Doe on the basis of sex.
Pet. App. 83; see id. at 127-128. The district court certified the Title
IX issue for immediate interlocutory appeal pursuant to 28 U.S.C. 1292(b).
Pet. App. 77-79.
After this Court's decision in Seminole Tribe v. Florida, 517 U.S. 44 (1996),
petitioner moved for reconsideration of the district court's Title IX ruling,
seeking a dismissal with prejudice on the ground that the court lacked jurisdiction
over the Title IX claims. Petitioner contended that the abrogation of Eleventh
Amendment immunity for purposes of Title IX, which is contained in the Civil
Rights Remedies Equalization Act, 42 U.S.C. 2000d-7, was not a valid waiver
of the state university's Eleventh Amendment immunity from suit for damages
under Title IX. Pet. App. 73-74. The district court denied that motion,
ruling that the abrogation contained in Section 2000d-7 was a valid exercise
of Congress's power under Section 5 of the Fourteenth Amendment, noting
that "[p]rohibiting arbitrary or discriminatory government conduct
is the 'very essence' of the guarantee of equal protection under the Fourteenth
Amendment." Pet. App. 76-77. The court also denied petitioner's motion
for certification under 28 U.S.C. 1292(b) of an interlocutory appeal on
the Eleventh Amendment claim. Pet. App. 79.
3. Doe appealed the district court's dismissal of her Title IX claim, and
petitioner appealed the denial of its motion for reconsideration of its
Eleventh Amendment defense. Pet. App. 5. The two appeals were consolidated.
The United States intervened as appellee to defend the constitutionality
of the Eleventh Amendment abrogation in 42 U.S.C. 2000d-7, as applicable
to Title IX. See Pet. App. 1, 5. The United States also addressed the substantive
Title IX issue, as amicus curiae in support of Doe. The court of appeals
reversed the order dismissing Doe's Title IX claim and affirmed the order
rejecting petitioner's Eleventh Amendment argument. Id. at 1-37.
a. The court of appeals held that "a Title IX fund recipient may be
held liable for its failure to take prompt, appropriate action in response
to student-on-student sexual harassment that takes place while the students
are involved in school activities or otherwise under the supervision of
school employees, provided the recipient's responsible officials actually
knew that the harassment was taking place." Pet. App. 18; see also
id. at 59-60 (Evans, J., concurring). The court held that such a failure
to take appropriate steps in response to known sexual harassment is intentional
discrimination on the basis of sex of the sort Title IX prohibits. Id. at
18. The court emphasized that the institution's liability should be measured,
not by its success in eradicating harassment, but by the reasonableness
of its efforts to do so. "As long as the responsive strategy chosen
is one plausibly directed toward putting an end to the known harassment,
courts should not second-guess the professional judgments of school officials.
In general terms, it should be enough to avoid Title IX liability if school
officials investigate aggressively all complaints of sexual harassment and
respond consistently and meaningfully when those complaints are found to
have merit." Id. at 35; see also id. at 61 (Evans, J., concurring)
("Considerable deference, I believe, must be given to schools in meeting
these demands, and a wide range of reasonable responses should be permitted.").
In an opinion concurring in part and dissenting in part (Pet. App. 37-59),
Judge Coffey agreed that Doe had stated a claim for a violation of Title
IX, which "impose[s] liability upon fund recipients for failing to
take prompt, appropriate remedial action in response to complaints of student-on-student
sexual harassment, provided that responsible officials had actual knowledge
of such harassment." Id. at 37. He disagreed in part, however, with
the majority's articulation of the liability standard and sought to clarify
certain ambiguities he perceived in the majority opinion. Id. at 38. He
contended, inter alia, that "the proper question is whether" the
action taken in response to complaints of harassment "was of such a
nature that it effectively evinced the school's intent to perpetuate a sexually-hostile
environment," which could be demonstrated where the institution's "response
was so de minimis that it evidenced an endorsement of the harassment";
where the institution treated complaints differently based upon the sex
of the complainants; or where the institution "departed from established
policies and practices when punishing student harassers." Id. at 43-44
(footnotes omitted).
All three members of the panel recognized that the educational institution's
liability arises not out of responsibility for the actions of the harassing
students, but for its own failure to respond to the harassment. Pet. App.
32; see id. at 51-52 (Coffey, J., concurring in part and dissenting in part);
id. at 59-60 (Evans, J., concurring).
b. With regard to petitioner's Eleventh Amendment defense, the court of
appeals held that Congress validly abrogated the States' Eleventh Amendment
immunity under Title IX when it enacted the Civil Rights Remedies Equalization
Act, 42 U.S.C. 2000d-7. Pet. App. 5-15; id. at 37 (Coffey, J., concurring
in part and dissenting in part). The court noted that petitioner "concedes,
as it must, that Title IX and the Equalization Act, read together, unequivocally
state Congress's intent to abrogate the States' Eleventh Amendment immunity."
Id. at 7. And the court held that the abrogation constituted a valid exercise
of congressional power under Section 5 of the Fourteenth Amendment. The
court pointed out that, in Seminole Tribe v. Florida, 517 U.S. 44, 63-73
(1996), this Court overruled its ruling, in Pennsylvania v. Union Gas Co.,
491 U.S. 1 (1989), that the Interstate Commerce Clause authorized Congress
to abrogate the States' Eleventh Amendment immunity. But Seminole Tribe
also made it clear that Congress is authorized by Section 5 of the Fourteenth
Amendment to abrogate Eleventh Amendment immunity. 517 U.S. at 58-60, 71
n.15. Reaffirming the Seventh Circuit's pre-Seminole holding in EEOC v.
Elrod, 674 F.2d 601 (1982), the court of appeals rejected petitioner's contention
that, in this context, congressional intent to exercise its Fourteenth Amendment
authority must be unambiguously expressed in the statute. Pet. App. 9-14.
The proper inquiry, the court held, is whether the objectives of the statute
were within Congress's authority under the Fourteenth Amendment. Id. at
14. In the case of Title IX, "[t]he answer is, quite plainly, that
they were." Ibid. "Prohibiting arbitrary, discriminatory governmental
conduct . . . is the very essence of the guarantee of 'equal protection
of the laws' of the Fourteenth Amendment." Id. at 15 (quoting Elrod,
674 F.2d at 604) (internal quotation marks omitted). The express abrogation
of the States' Eleventh Amendment immunity from suit in 42 U.S.C. 2000d-7,
therefore, was a proper exercise of Congress's Section 5 powers. Pet. App.
15.2
c. Because the panel's decision conflicted with the decisions of other circuits,
it was circulated among all active judges of the Seventh Circuit pursuant
to Seventh Circuit Rule 40(e), but a majority of the judges did not favor
rehearing en banc. Pet. App. 2 n.*.3
Judge Easterbrook issued a statement respecting the denial of rehearing
en banc, emphasizing that the panel's holding that "failure to protect
pupils from private aggression is a species of discrimination" is based
on "the original meaning of equal protection of the laws." Pet.
App. 62. He noted that no active member of the court expressed disagreement
with that ruling. Rather, the disagreement involved only the level of knowledge
and response required to be shown on the part of school officials in order
to warrant imposition of liability. Judge Easterbrook thought en banc review
of that issue neither necessary nor appropriate, because it was not clear
in this case that the standard of liability would make any difference. Id.
at 64.
Chief Judge Posner (joined by Flaum & Manion, JJ.), filed an opinion
dissenting from the denial of rehearing en banc. Pet. App. 64-68. He agreed
that an educational institution could be held liable for its failure to
respond adequately to known instances of sexual harassment by students,
but he believed that the majority's articulation of the standard for such
liability might permit an institution to be held liable based solely upon
a negligence standard. Id. at 65-66. To avoid this possibility, he "tentatively"
advocated adoption of a standard of "deliberate indifference."
Id. at 65.
No member of the court favored review by the full court of the Eleventh
Amendment ruling. Pet. App. 62 (statement of Easterbrook, J.).
DISCUSSION
Petitioner seeks review of both rulings by the court of appeals: that Doe
stated a claim for a violation of Title IX of the Education Amendments of
1972, 20 U.S.C. 1681 et seq., and that Congress's enactment of 42 U.S.C.
2000d-7 to abrogate the States' Eleventh Amendment immunity from suit under
Title IX was a valid exercise of Congress's authority under Section 5 of
the Fourteenth Amendment.
With respect to petitioner's contention that Doe failed to state a claim
under Title IX, the petition should be held pending this Court's decision
in Davis v. Monroe County Board of Education, cert. granted, No. 97-843,
September 29, 1998, and disposed of in accordance with that decision or
alternatively denied. In all other respects, the petition should be denied.
1. The Title IX issues raised by petitioner are likely to be resolved when
this Court issues its decision in Davis. Like respondent Doe, the plaintiff
in Davis brought a Title IX action against the entity responsible for the
operation of her school based upon allegations that school officials had
actual knowledge that she was subjected to sexual harassment by a fellow
student, and responded with deliberate indifference. See Davis v. Monroe
County Bd. of Educ., 120 F.3d 1390 (11th Cir. 1997) (en banc). The question
before the Court in that case is whether a school board can be liable under
Title IX for responding with deliberate indifference to a student's repeated
complaints about severe and pervasive sexual harassment by another student.
Therefore, it would be appropriate for the petition in this case to be held
pending this Court's decision in Davis, and disposed of in light of the
decision in that case.
In the alternative, the Court should deny review of petitioner's Title IX
claims. Because of the interlocutory nature of the decision below, review
of the court of appeals' ruling at this stage is not warranted. See Brotherhood
of Locomotive Firemen & Enginemen v. Bangor & Aroostook R.R., 389
U.S. 327, 328 (1967) (denying petition for certiorari because court of appeals
had remanded the case and it was thus not ripe for review); Hamilton-Brown
Shoe Co. v. Wolf Brothers & Co., 240 U.S. 251, 258 (1916) ("except
in extraordinary cases," review on certiorari is reserved for final
judgments). As Judge Easterbrook noted (Pet. App. 63), no member of the
Seventh Circuit sought reconsideration of the panel's holding that failure
to protect students from sexual harassment by other students is a species
of sex discrimination; the only disagreement related to the standard for
imposing school liability, a question not ripe for review at this stage
of the case.
Moreover, the court of appeals' ruling that Doe stated a claim for damages
was correct. That ruling is fully consistent with the language of Title
IX and with this Court's intervening decision in Gebser v. Lago Vista Independent
School District, 118 S. Ct. 1989 (1998). As we explain in our brief amicus
curiae at the petition stage in Davis, the Court in Gebser addressed the
circumstances under which an educational institution receiving federal funds
may be held liable in damages in an implied right of action under Title
IX when a teacher sexually harasses a student. The Court concluded that
damages could be recovered in such a case only when "an official who
at a minimum has authority to address the alleged discrimination and to
institute corrective measures on the recipient's behalf has actual knowledge
of discrimination in the recipient's programs" and responds with deliberate
indifference. Id. at 1999. The Court reasoned that, because Title IX's express
remedial scheme permitting termination of federal funds is predicated on
notice and an opportunity for the recipient to rectify a violation, Congress
also did not intend to subject recipients of federal financial assistance
to damages liability when the recipient "was unaware of discrimination
in its programs and is willing to institute prompt corrective measures."
Ibid.
The Gebser Court's ruling about the educational institution's potential
liability did not depend upon the harasser's status as an employee. In fact,
the Court expressly rejected arguments that liability should be based on
agency principles of respondeat superior or constructive notice that result
from the employer-employee relationship. 118 S. Ct. at 1995, 1997. Rather,
the Court emphasized that the educational institution's liability rests
on its own "official decision * * * not to remedy the violation,"
not on the independent actions of its harassing employees. Id. at 1999.
It follows from that analysis that when school officials know that severe,
persistent, or pervasive sexual harassment of a student is occurring under
their education programs or activities, their failure to exercise their
authority to address the harassment fosters a hostile educational environment
and constitutes a violation of Title IX, whether the student's harasser
is a school employee or another student. In either case the student is required
to attend school in a discriminatorily hostile or abusive environment. When
school officials knowingly fail to remedy a sexually hostile or abusive
environment in an education program or activity, they "subject"
harassed students to that environment in violation of Title IX. And Gebser
makes clear that, when a school district responds with deliberate indifference
to known incidents of sexual harassment of a student, it discriminates against
that student in violation of Title IX, and the Spending Clause prerequisite
for damages under Title IX is met. 118 S. Ct. at 1998-1999.
Doe's allegations meet the Gebser standard. She alleges that she was subjected
to a campaign of harassment at the school by other students for three school
semesters (Pet App. 153-154, 159-160, 162-164, 166); that teachers, the
principal, the assistant director, and her counselor at University High
School, as well as numerous University officials, had actual knowledge of
the harassment (id. at 153-158, 160-167); and that petitioner's officials
responded with intentional indifference, taking little or no action in response
to her and her parents' repeated complaints (id. at 149, 168); see also
id. at 157 (also alleging deliberate indifference); id. at 170 (alleging
reckless indifference). Because Doe alleged that "official[s] of the
recipient entity with authority to take corrective action to end the discrimination"
had actual knowledge of the harassment and failed to act to stop it, Gebser,
118 S. Ct. at 1999, she has stated a claim for damages under Title IX.
2. The Court should deny review of the court of appeals' ruling that Congress's
enactment of 42 U.S.C. 2000d-7 to abrogate the States' Eleventh Amendment
immunity from suit under Title IX was a valid exercise of Congress's authority
under Section 5 of the Fourteenth Amendment. The courts of appeals that
have addressed this question since Seminole Tribe have agreed that the abrogation
of Eleventh Amendment immunity in 42 U.S.C. 2000d-7,4 which is applicable
not only to Title IX but also to Title VI of the Civil Rights Act of 1964,
42 U.S.C. 2000d, and Section 504 of the Rehabilitation Act of 1972, 29 U.S.C.
794, is a valid exercise of Congress's Section 5 powers.5
The court of appeals' ruling is correct. In Seminole Tribe, this Court articulated
a two-part test to determine whether Congress has properly abrogated the
States' Eleventh Amendment immunity (517 U.S. at 55) (citations, quotations,
and brackets omitted):
first, whether Congress has unequivocally expressed its intent to abrogate
the immunity; and second, whether Congress has acted pursuant to a valid
exercise of power.
Petitioner does not dispute (see Pet. 21) that the first requirement is
satisfied here. Nor could it. In 42 U.S.C. 2000d-7, Congress expressly stated
its intent to abrogate the States' Eleventh Amendment immunity.6 Petitioner
also does not contend that the enactment of Section 2000d-7 is beyond the
scope of Congress's powers under Section 5 of the Fourteenth Amendment (see
Pet. 23-24).7 Such a contention would be frivolous because prohibiting gender-based
discrimination by state actors is clearly within Congress's powers under
the Fourteenth Amendment.8
Relying upon Gregory v. Ashcroft, 501 U.S. 452, 469 (1991), and Pennhurst
State School & Hospital v. Halderman, 451 U.S. 1, 16 (1981), petitioner
contends (Pet. 21-24) that the abrogation in Title IX is invalid because
Congress did not state expressly that it was exercising its powers under
the Fourteenth Amendment. This Court rejected a similar argument in EEOC
v. Wyoming, 460 U.S. 226, 243-244 n.18 (1983):
It is in the nature of our review of congressional legislation defended
on the basis of Congress' powers under § 5 of the Fourteenth Amendment
that we be able to discern some legislative purpose or factual predicate
that supports the exercise of that power. That does not mean, however, that
Congress need anywhere recite the words "section 5" or "Fourteenth
Amendment" or "equal protection," * * * for "[t]he constitutionality
of action taken by Congress does not depend on
recitals of power which it undertakes to exercise."
Id. at 243-244 n.18 (citing Fullilove v. Klutznick, 448 U.S. 448, 476-478
(1980) (Burger, C.J.), and quoting Woods v. Cloyd W. Miller Co., 333 U.S.
138, 144 (1948)); see Fitzpatrick v. Bitzer, 427 U.S. 445, 453 n.9 (1976)
(relying on legislative history in determining whether "Congress exercised
its power under § 5 of the Fourteenth Amendment").9
As the Court explained in Wyoming, 460 U.S. at 244 n.18, Pennhurst involved
the construction, not the constitutional validity, of a federal statute.
Similarly, in Gregory, this Court was confronted with ambiguous statutory
language and was attempting to determine its meaning. It held that a "plain
statement" would be required before it would interpret a federal statute
to "upset the usual constitutional balance of federal and state powers."
501 U.S. at 460. In so holding, it noted that the Pennhurst rule was a "rule
of statutory construction to be applied where statutory intent is ambiguous."
Id. at 470; see United States v. Culbert, 435 U.S. 371, 379 (1978); cf.
Pennsylvania Dep't of Corrections v. Yeskey, 118 S. Ct. 1952, 1954 (1998).
There is no ambiguity about Congress's intent to abrogate the States' Eleventh
Amendment immunity in Title IX actions. Section 2000d-7 contains an unambiguous
statement of such congressional intent. "Here, there is no doubt what
the intent of Congress was: to extend the application of the [Act] to the
States. The observations in Pennhurst therefore simply have no relevance
to the question of whether, in this case, Congress acted pursuant to its
powers under § 5." Wyoming, 460 U.S. at 244 n.18.10
Petitioner also contends (Pet. 24-28) that the cause of action recognized
by the court of appeals exceeds Congress's authority under the Fourteenth
Amendment and therefore is inconsistent with its finding of a valid abrogation
of Eleventh Amendment immunity. Relying on City of Boerne v. Flores, 117
S. Ct. 2157 (1997), petitioner argues that Congress lacks the authority
to enact legislation that exceeds the substantive guarantees of the Fourteenth
Amendment. Thus, it argues, because a violation of the Equal Protection
Clause requires proof of discriminatory intent, no abrogation of Eleventh
Amendment immunity is valid for a cause of action under Title IX that does
not require such a showing of intent.
Petitioner's argument is of no relevance to this case because the court
of appeals held that Doe's allegations, which must be taken as true at this
juncture of the case, Scheuer v. Rhodes, 416 U.S. 232, 236 (1974), constitute
allegations that petitioner or its officials intentionally discriminated
against Doe on the basis of sex. Pet. App. 18. The court held that Doe's
allegation that petitioner or its officials failed "promptly to take
appropriate steps in response to known sexual harassment is itself intentional
discrimination on the basis of sex," ibid., thereby satisfying any
requirement that intentional discrimination be alleged.11
Moreover, this case would present a poor vehicle for the Court's review
of petitioner's City of Boerne claim because the court of appeals did not
address the matter due to the fact that petitioner raised it for the first
time in its petition for rehearing with suggestion for rehearing en banc.
See Hoover v. Ronwin, 466 U.S. 558, 574 n.25 (1984) (declining to consider
argument made for the first time in response to a petition for rehearing);
Yeskey, 118 S. Ct. at 1956 (declining to consider argument not raised before
or addressed by court of appeals).
In any event, the premise of petitioner's contention is wrong. Section 5
authorizes Congress to enact legislation that "deters or remedies constitutional
violations * * * even if in the process it prohibits conduct which is not
itself unconstitutional and intrudes into 'legisative spheres of autonomy
previously reserved to the States.'" City of Boerne, 117 S. Ct. at
2163 (quoting Fitzpatrick v. Bitzer, 427 U.S. at 455). While City of Boerne
made it clear that Congress does not have the authority to "decree
the substance of the Fourteenth Amendment's restrictions on the States,"
117 S. Ct. at 2164, it reaffirmed earlier holdings that Congress may enact
legislation intended to prevent or remedy constitutional violations, as
long as there is "a congruence and proportionality between the injury
to be prevented or remedied and the means adopted to that end." Ibid.
The cause of action for damages recognized by the court of appeals here-and
by this Court in Gebser-is well within Congress's authority to remedy and
prevent constitutional violations. As this Court recognized in Gebser, "harassment
unfortunately is an all too common aspect of the educational experience."
118 S. Ct. at 2000. And the standard of liability adopted in that case-which
requires recipients of federal financial assistance to respond with something
more than deliberate indifference when they have actual knowledge of sexual
harassment in their educational programs-was intended to implement the basic
Title IX goal of "prevent[ing] recipients of federal financial assistance
from using the funds in a discriminatory manner." Ibid. Such a cause
of action is a permissible legislative means of remedying and preventing
unconstitutional sex discrimination by public actors.
CONCLUSION
With regard to petitioner's contention that Doe failed to state a claim
under Title IX, the petition for a writ of certiorari should be held pending
this Court's decision in Davis v. Monroe County Board of Education, No.
97-843, and disposed of in accordance with the decision in that case or,
alternatively, denied. In all other respects, the petition should be denied.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
BILL LANN LEE
Acting Assistant Attorney
General
DENNIS J. DIMSEY
LINDA F. THOME
Attorneys
OCTOBER 1998
1 Doe also brought Title IX claims and a claim under 42 U.S.C. 1983, against
various individual school and university officials, and alleged all defendants
violated the Illinois Family Expense Act, 750 Ill. Comp. Stat. Ann. 65/15
(West 1993). Pet. App. 171-173. The district court dismissed the Title IX
claims against the individual defendants, the Section 1983 claims, and the
state law claims (id. at 82-85), and those claims are not before this Court.
2 In light of its ruling that Congress validly abrogated Eleventh Amendment
immunity in enacting 42 U.S.C. 2000d-7, the court did not address Doe's
alternative argument that petitioner waived its Eleventh Amendment immunity
by accepting federal funds under Title IX. Pet. App. 15.
3 The court of appeals also denied petitioner's petition for rehearing and
suggestion for rehearing en banc. Pet. App. 134-135.
4 Section 2000d-7 provides in pertinent part:
A State shall not be immune under the Eleventh Amendment of the Constitution
of the United States from suit in Federal court for a violation of section
504 of the Rehabilitation Act of 1973 [29 U.S.C. 794], title IX of the Education
Amendments of 1972 [20 U.S.C. 1681 et seq.], the Age Discrimination Act
of 1975 [42 U.S.C. 6101 et seq.], title VI of the Civil Rights Act of 1964
[42 U.S.C. 2000d et seq.], or the provisions of any other Federal statute
prohibiting discrimination by recipients of Federal financial assistance.
5 See Lesage v. Texas, No. 97-50454, 1998 WL 717230 (5th Cir. Oct. 13,1998)
(Title VI); Crawford v. Davis, 109 F.3d 1281 (8th Cir. 1997) (Title IX);
Franks v. Kentucky Sch. for the Deaf, 142 F.3d 360 (6th Cir. 1998) (Title
IX); Clark v. California, 123 F.3d 1267 (9th Cir. 1997), cert. denied, 118
S. Ct. 2340 (1998) (Section 504). This is the same conclusion courts reached
prior to Seminole Tribe. See United States v. Yonkers Bd. of Educ., 893
F.2d 498, 503 (2d Cir. 1990); Santiago v. New York State Dep't of Correctional
Servs., 945 F.2d 25, 31 (2d Cir. 1991) (dictum), cert. denied, 502 U.S.
1094 (1992).
6 See Lane v. Pena, 518 U.S. 187, 200 (1996) (Section 2000d-7 is "an
unambiguous waiver of the States' Eleventh Amendment immunity"); Gebser,
118 S. Ct. at 1996; Franklin v. Gwinnett County Pub. Sch., 503 U.S. 60,
72 (1992); id. at 78 (Scalia, J., concurring).
7 Petitioner conceded below that it did not "dispute that Congress
could have enacted 42 U.S.C. § 2000d-7 under its Fourteenth Amendment
powers." Combined Reply and Response Brief of Defendant-Appellant-Cross
Appellee The Board of Trustees of the University of Illinois at 6.
8 In Fitzpatrick v. Bitzer, 427 U.S. 445, 456 (1976), this Court held that
Congress has the power to abrogate Eleventh Amendment immunity for sex discrimination
claims pursuant to Section 5 of the Fourteenth Amendment. Seminole Tribe
reaffirmed the holding of Fitzpatrick. See 517 U.S. at 59, 65-66, 71 n.15;
cf. United States v. Virginia, 116 S. Ct. 2264, 2274-2276 (1996).
9 The legislative history of Section 2000d-7 makes it clear that Congress
intended to exercise its Fourteenth Amendment powers in enacting that provision.
Senator Cranston, the provision's primary sponsor, described the proposed
legislation as "clearly authorized" by both the Spending Clause
and Section 5 of the Fourteenth Amendment. 131 Cong. Rec. 22,346 (1985).
The Senate Committee Report likewise referred to both of those constitutional
provisions as permitting abrogation of state immunity. See S. Rep. No. 388,
99th Cong., 2d Sess. 27 (1986). After the Senate version of the bill was
adopted in conference, Senator Cranston submitted for the record a letter
from the Department of Justice stating that
[t]he proposed amendment * * * fulfills the requirements that the Supreme
Court laid out in Atascadero. Thus, to the extent that the proposed amendment
is grounded on congressional powers under section five of the fourteenth
amendment, [it] makes Congress' intention "unmistakably clear in the
language of the statute" to subject States to the jurisdiction of Federal
courts.
132 Cong. Rec. 28,624 (1986) (citations omitted).
10 The abrogation of Eleventh Amendment immunity may also be upheld on the
ground that petitioner waived its immunity when it accepted federal funds.
See Clark v. California, 123 F.3d at 1271 ("One way for a state to
waive its immunity is to accept federal funds where the funding statute
'manifest[s] a clear intent to condition participation in the programs funded
under the Act on a State's consent to waive its constitutional immunity.'
* * * In this case, the Rehabilitation Act manifests a clear intent to condition
a state's participation on its consent to waive its Eleventh Amendment immunity."
(quoting Atascadero State Hosp. v. Scanlon, 473 U.S. 234, 247 (1985))).
As noted above, see note 2, supra, the court of appeals did not reach this
argument because of its rejection of petitioner's argument on other grounds.
11 The court of appeals explained that Doe's allegation of intentional sexual
discrimination "assumes that the combination of knowledge that sexual
harassment is occurring in activities under the school's control and intentional
failure to take prompt, appropriate action (such as investigation and, if
warranted, disciplinary measures) is presumably, perhaps even necessarily,
a manifestation of intentional sex discrimination. * * * After all, what
other good reason could there possibly be for refusing even to make meaningful
investigation of such complaints, as Jane Doe alleges University High officials
did in this case?" Pet. App. 23 (citations omitted).