No. 98-1059
In the Supreme Court of the United States
OCTOBER TERM, 1998
NATIONAL ASSOCIATION FOR BIOMEDICAL RESEARCH, PETITIONER
v.
ANIMAL LEGAL DEFENSE FUND, INC., ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF FOR THE FEDERAL RESPONDENTS
IN OPPOSITION
SETH P. WAXMAN
Solicitor General
Counsel of Record
DAVID W. OGDEN
Acting Assistant Attorney General
MICHAEL JAY SINGER
JOHN S. KOPPEL
Attorneys
Department of Justice
Washington, D.C. 20530
(202) 514-2217
QUESTION PRESENTED
Whether an individual who observes primates in captivity at exhibition facilities,
and who objects to what he believes to be inhumane treatment of such primates,
has standing under Article III of the Constitution to challenge the legality
of regulations promulgated by the Department of Agriculture governing the
treatment of primates in such facilities.
In the Supreme Court of the United States
OCTOBER TERM, 1998
No. 98-1059
NATIONAL ASSOCIATION FOR BIOMEDICAL RESEARCH, PETITIONER
v.
ANIMAL LEGAL DEFENSE FUND, INC., ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF FOR THE FEDERAL RESPONDENTS
IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals sitting in banc (Pet. App. 1a-49a) is
reported at 154 F.3d 426. The original panel opinion (Pet. App. 84a-103a)
is reported at 130 F.3d 464. The opinion of the district court (Pet. App.
50a-83a) is reported at 943 F. Supp. 44.
JURISDICTION
The judgment of the court of appeals was entered on September 1, 1998. On
November 24, 1998, the Chief Justice extended the time within which to file
a petition for a writ of certiorari to and including December 30, 1998.
The petition for a writ of certiorari was filed on December 30, 1998. The
jurisdiction of this Court is invoked under 28 U.S.C. 1254(1).
STATEMENT
1. The Animal Legal Defense Fund, Inc. and several individuals (the private
respondents) brought this action against the Department of Agriculture (USDA)
and certain of its officials (the federal respondents). The private respondents
challenged 9 C.F.R. 3.81, which regulates the treatment of primates by dealers,
research facilities, and exhibitors. Among other things, the private respondents
argued that Section 3.81 failed to fulfill the USDA's statutory obligation
under the Animal Welfare Act (AWA), 7 U.S.C. 2131 et seq., to "promulgate
standards to govern the humane handling, care, [and] treatment * * * of
animals, * * * includ[ing] minimum requirements * * * for a physical environment
adequate to promote the psychological well-being of primates." 7 U.S.C.
2143(a)(1) and (a)(2)(B).
Respondent Marc Jurnove, the sole respondent presently at issue, alleged
that he had standing because (1) he frequently visited a particular zoo
and intended to continue doing so, (2) he observed the primates in the zoo
in conditions that he believed were inhumane and inconsistent with the requirements
of the Animal Welfare Act, and (3) he suffered personal distress and aesthetic
and emotional injury when observing primates under those conditions. Pet.
App. 3a-5a, 7a-8a.
2. The district court found that Jurnove and other individual respondents
had standing, and ruled for the plaintiffs on the merits. Pet. App. 50a-83a.
Petitioner, the National Association for Biomedical Research, intervened
in the district court for purposes of noting an appeal. Id. at 93a. The
United States also appealed. A divided panel of the United States Court
of Appeals for the District of Columbia Circuit held that plaintiffs lacked
Article III standing. Id. at 84a-103a.
3. The court of appeals granted rehearing in banc, and held that Jurnove
had established Article III standing. Pet. App. 105a, 1a-49a.
a. The in banc majority held that Jurnove had established injury in fact,
because he had seen "with his own eyes the particular animals whose
condition caused him aesthetic injury." Pet. App. 9a. The majority
explained that both this Court and the courts of appeals have recognized
that injury to aesthetic interests can support standing. Id. at 8a-17a.
It rejected the argument that such injury supports standing only if the
environmental feature in which the plaintiff asserts an aesthetic interest
is threatened with destruction. Id. at 17a-18a.
The majority also held that Jurnove had established that his injury was
"fairly traceable" to actions of the USDA, because Jurnove's claim
was that the USDA's regulation unlawfully failed to prohibit some of the
mistreatment Jurnove claimed to have observed. Pet. App. 19a-22a. The majority
rejected the argument that actions of third parties are not fairly traceable
to government regulation unless the government regulation specifically authorizes
or compels the challenged actions. Id. at 24a-28a.
The majority further held that Jurnove's injury would likely be redressed
by a favorable ruling, because stricter regulations would prevent the alleged
mistreatment that caused Jurnove's injury and would permit Jurnove to visit
the zoo in the future without suffering that injury. Pet. App. 28a. The
majority also stated that if the zoo were to shut down rather than comply
with stricter regulations, Jurnove might visit the animals "he has
come to know in their new homes within exhibitions that comply with the
more exacting regulations."1 Ibid.
Having determined that Jurnove had standing, the majority left "a determination
of the merits of the plaintiffs' claim to a future panel." Pet. App.
32a.
b. Judge Sentelle dissented, joined by Judges Silberman, Ginsburg, and Henderson.
Pet. App. 32a-49a. The dissent concluded that "Supreme Court cases
addressing aesthetic injury resulting from the observation of animals are
limited to cases in which governmental action threatened to reduce the number
of animals available for observation and study." Pet. App. 35a. Extending
standing to persons claiming that animals were being treated inhumanely,
the dissent reasoned, would "open[] an expanse of standing bounded
only by what a given plaintiff finds to be aesthetically pleasing."
Id. at 37a.
The dissent also disagreed with the majority's conclusion that Jurnove's
injury was "fairly traceable" to the USDA. Pet. App. 40a-46a.
According to the dissent, the actions of a third party (here the zoo exhibitor)
are fairly traceable to government regulation only if those actions are
expressly authorized or compelled by the regulation in question. Id. at
45a-46a.
Finally, the dissent concluded that it was not likely that Jurnove's injury
would be redressed by a favorable ruling. Pet. App. 46a-48a. The dissent
viewed Jurnove's aesthetic injury as so indistinct that there was no way
to tell whether more stringent regulations would ameliorate it. Id. at 47a.
In addition, the dissent thought it quite speculative that Jurnove would
be able to continue to observe the primates in question if the zoo were
to shut down in response to more stringent regulations. Id. at 47a-48a.
ARGUMENT
Although we believe that the court of appeals erred in ruling that respondent
Jurnove had standing, review by this Court is not warranted at this time.
Because the court of appeals has not yet determined the merits of the private
respondents' claims, this case is in an interlocutory posture. If the court
of appeals were to rule in favor of the private respondents on the merits,
either the United States or the petitioner would be free to seek review
not only of that determination but also of the court of appeals' ruling
that respondent Jurnove had standing. See, e.g., Washington v. Washington
State Commercial Passenger Fishing Vessel Ass'n, 443 U.S. 658, 672 n.19
(1979); Reece v. Georgia, 350 U.S. 85, 87 (1955). Except in extraordinary
cases, this Court's practice in such circumstances is to decline to exercise
certiorari jurisdiction. See, e.g., Brotherhood of Locomotive Firemen v.
Bangor & Aroostook R.R., 389 U.S. 327, 328 (1967) (per curiam); Hamilton-Brown
Shoe Co. v. Wolf Bros. & Co., 240 U.S. 251, 258 (1916) ("[E]xcept
in extraordinary cases, the writ [of certiorari] is not issued until final
decree. [The absence of a final judgment] of itself alone furnishe[s] sufficient
ground for the denial of [an] application.") (citations omitted); see
also Virginia Military Inst. v. United States, 508 U.S. 946 (1993) (opinion
of Scalia, J., respecting denial of petition for writ of certiorari).2
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
DAVID W. OGDEN
Acting Assistant Attorney General
MICHAEL JAY SINGER
JOHN S. KOPPEL
Attorneys
MARCH 1999
1 In addition to finding that the requirements of Article III were met,
the majority held that Jurnove fell within the zone of interests protected
by the AWA. Pet. App. 29a-31a.
2 No adequate basis for departing from the Court's usual practice of avoiding
premature review is presented by petitioner's claim (Pet. 12-13) that the
ruling of the court of appeals conflicts "at least in principle"
with decisions from the Fourth, Fifth, and Ninth Circuits. See Fund for
Animals, Inc. v. Lujan, 962 F.2d 1391, 1395-1397 (9th Cir. 1992) (finding
standing because plaintiffs "suffered an injury arising from a direct
sensory impact of a change in [their] physical environment" when they
observed bison being shot) (internal quotation marks omitted); International
Primate Protection League v. Administrators of Tulane Educ. Fund, 895 F.2d
1056, 1059 (5th Cir. 1990) (plaintiffs lacked standing to challenge treatment
of laboratory animals because plaintiffs had no future access to animals),
rev'd on other grounds, 500 U.S. 72 (1991); International Primate Protection
League v. Institute for Behavioral Research, Inc., 799 F.2d 934, 938 (4th
Cir. 1986) (same), cert. denied, 481 U.S. 1004 (1987).