No. 98-1426
In the Supreme Court of the United States
BATJAC PRODUCTIONS INC., PETITIONER
v.
GOODTIMES HOME VIDEO CORPORATION, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF FOR THE FEDERAL RESPONDENT
IN OPPOSITION
SETH P. WAXMAN
Solicitor General
Counsel of Record
DAVID W. OGDEN
Acting Assistant Attorney General
ANTHONY J. STEINMEYER
ALFRED MOLLIN
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTION PRESENTED
Whether, pursuant to Section 7 of the Copyright Act of 1909, the owner of
a copyrighted motion picture that has fallen into the public domain can
continue to control the use and distribution of that motion picture because
it owns the otherwise uncopyrighted and unpublished screenplay upon which
the motion picture was based.
In the Supreme Court of the United States
No. 98-1426
BATJAC PRODUCTIONS INC., PETITIONER
v.
GOODTIMES HOME VIDEO CORPORATION, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF FOR THE FEDERAL RESPONDENT
IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. A1-A27) is reported at 160
F.3d 1223. The opinion of the district court (Pet. App. B1-B30) is reported
at 964 F. Supp. 1416.
JURISDICTION
The judgment of the court of appeals was entered on November 5, 1998. On
January 14, 1999, Justice O'Connor extended the time for filing a petition
for a writ of certiorari to March 5, 1999, and the petition was filed that
day. The jurisdiction of this Court is invoked under 28 U.S.C. 1254(1).
STATEMENT
1. The Copyright Act of 1909 (1909 Act) (Act of Mar. 4, 1909, ch. 320, 35
Stat. 1075, codified as amended, 17 U.S.C. 1 et seq. (1976)), provided a
dual system of state and federal protection against the unauthorized copying,
printing, sale, or adaptation of copyrightable material. With respect to
unpublished works, the 1909 Act preserved state-law protection. Under Section
2 of the 1909 Act, nothing in the Act "annul[s] or limit[s] the right
of the author or proprietor of an unpublished work, at common law or in
equity, to prevent the copying, publication, or use of such unpublished
work." 17 U.S.C. 2 (1976). Under the 1909 Act, however, state law protection
for copyrightable materials ceased once those materials were published.
See 1 Paul Goldstein, Copyright § 3.1, at 230 (1989) (Under the 1909
Act, "[s]tate common law copyright protected a work from its creation
to its publication. Federal statutory copyright protected a work from the
date of its publication through the expiration of its statutory term.")
(footnotes omitted); see id. § 3.2.2, at 235-236.1
Instead, with respect to published works, the exclusive protection against
unauthorized copying, printing, sale, or adaptation was provided by the
1909 Act itself. See 17 U.S.C. 1 (1976). To obtain statutory protection
for a work under the 1909 Act, the author was (among other things) required
to publish the copyrightable material together with a prescribed notice
of copy- right. 17 U.S.C. 10 (1976). Once that had been done, the author
could "obtain registration of his claim to copyright," and the
Register of Copyrights was required to issue a certificate evidencing the
copyright claim. 17 U.S.C. 11 (1976). Statutory copyright protection under
the 1909 Act lasted for 28 years from the date of first publication, and
could be renewed for an additional 28 years. 17 U.S.C. 24 (1976).
The 1909 Act also addressed the creation and protection of new versions
or adaptations of copyrighted materials, commonly known as derivative works.
See 17 U.S.C. 1(b), 7 (1976). The 1909 Act provided that derivative works
may be copyrighted, including "[c]ompilations or abridgements, adaptations,
arrangements, dramatizations, [and] translations" of an original copyrighted
or public domain work. 17 U.S.C. 7 (1976). And it further provided that
the "publication" of such a derivative work would not affect any
"subsisting copyright" on the underlying work. Ibid.
The Copyright Act of 1976 (1976 Act) (Act of Oct. 19, 1976, Pub. L. No.
94-553, 90 Stat. 2541, codified as amended, 17 U.S.C. 101 et seq.), eliminated
the dual state-federal system of copyright protection effective January
1, 1978, and substituted an exclusive federal statutory scheme applicable
to both published and unpublished works. See 17 U.S.C. 101 (1994 & Supp.
III 1997). Because the transactions at issue in this case occurred before
1978, however, the contested legal issues are governed primarily by the
1909 Act rather than the Copyright Act of 1976.2
2. Petitioner owned the rights to the motion picture McLintock!. Pet. App.
A3. Before the motion picture was released, petitioner also bought the rights
to the screenplay for McLintock!, including the common law right to control
the first publication of the screenplay. Ibid. The motion picture was copyrighted
under the 1909 Act in 1963, but petitioner failed to renew its copyright;
as a result, the motion picture's copyright expired in 1991, and the movie
passed into the public domain. Pet. App. A3-A4.
In 1993, respondent GoodTimes began distributing video cassettes of McLintock!.
Three years later, in 1996, petitioner attempted to register a claim to
unlimited copyright in the screenplay for McLintock!, but the Copyright
Office refused to register the claim. All relevant copyrightable interests
in the screenplay, the Copyright Office determined, had fallen into the
public domain when the copyright in the motion picture of McLintock! expired.
Pet. App. A4.
Petitioner then brought this action against GoodTimes, alleging that GoodTimes'
distribution of video cassettes of the movie McLintock! infringed petitioner's
copyright in the screenplay, and further claiming that the Copyright Office's
refusal to register petitioner's copyright in the screenplay was improper.
Petitioner contended that, under Section 7 of the 1909 Act, 17 U.S.C. 7
(1976), (1) the public distribution of the movie McLintock! did not extinguish
its common law right of first publication in the screenplay; (2) the Copyright
Act of 1976 subsequently transformed the common law right into a statutory
copyright, see note 2, supra; and (3) the resulting statutory copyright
in the screenplay permits petitioner to control the movie McLintock!, even
though the motion picture itself has fallen into the public domain. The
Copyright Office intervened as defendant to defend its refusal to register
petitioner's copyright claim.
3. The district court granted summary judgment to the defendants, holding
that petitioner's original common law right to first publication did not
permit it to control the copying and use of a motion picture that had fallen
into the public domain, and that the Register had thus properly refused
petitioner's application to register the screenplay for copyright. The court
held that the screenplay, as a component of the motion picture, had been
published by the general publication of the motion picture, and that the
screenplay had been protected by the motion picture's copyright. Accordingly,
when the copyright on the motion picture expired and the movie fell into
the public domain, the district court held, all elements of the screenplay
that had been incorporated into the motion picture fell into the public
domain as well. Pet. App. B20.3
4. The court of appeals affirmed. Pet. App. A1-A27. The court of appeals
recognized that, under Section 7 of the 1909 Act, 17 U.S.C. 7 (1976), the
"publication" of new, derivative works does not affect "subsisting
copyrights" in underlying works. However, it concluded that the phrase
"subsisting copyrights" refers to statutory copyrights only and
not (as petitioner contends here) to so-called common law copyrights. Pet.
App. A13. The term "copyright," the court of appeals explained,
is used throughout the 1909 Act and in numerous instances can only be understood
to mean statutory copyright. By contrast, the 1909 Act does not use the
term "copyright" when referring to the common law right of first
publication. Because Congress had repeatedly used the term "copyright"
to mean statutory copyright elsewhere in the statute, and nowhere in the
statute had used the term "copyright" to refer to common law rights
of first publication, the court of appeals concluded that Congress very
likely used the term "copyright" to mean statutory copyright in
Section 7 as well. Pet. App. A13.
The court of appeals further noted that its conclusion was supported by
the Copyright Office's longstanding construction of Section 7. Federal courts,
the court of appeals explained, should defer to an agency's reasonable construction
of the statute entrusted to it for administration. Pet. App. A15-A16.
Finally, the court of appeals concluded that this Court's decision in Stewart
v. Abend, 495 U.S. 207, 233 (1990), does not support petitioner's contentions.
Abend did not turn upon the difference between statutory copyright and common
law copyright; nor did that distinction receive any attention in Abend.
Although petitioner sought to rely on an isolated clause in a single sentence
of that opinion, the court of appeals held that the clause from Abend was
not intended to decide the distinct issue presented in this case. Pet. App.
A17-A22.
ARGUMENT
Petitioner challenges the court of appeals' construction of Section 7 of
the Copyright Act of 1909, 17 U.S.C. 7 (1976). Because the court of appeals'
decision is correct, consistent with the decisions of every court of appeals
that has addressed the issue, and consistent with the decisions of this
Court, further review is not warranted.
1. Petitioner does not dispute that, under the Copyright Act of 1909, the
publication of an original work extinguishes all state and common law rights
to that work, and that the only protection available for such a published
work is that provided by the federal copyright statute itself. See 1 Paul
Goldstein, Copyright § 3.1, at 230, § 3.2.2, at 235-236 (1989).
Likewise petitioner does not dispute that, under ordinary circumstances,
a work passes into the public domain once the federal statutory copyright
expires, divesting the owner of its ability to control copying, sale, and
distribution. Id. § 3.1, at 230. Finally, petitioner does not appear
to dispute the general applicability of those principles to this case. Thus,
petitioner does not deny that its common law rights in the movie McLintock!
were extinguished when that film was published in 1963; and it does not
dispute that its statutory copyright in that film expired, and the film
passed into the public domain, in 1991.
Nonetheless, relying on the language of Section 7 of the 1909 Act, 17 U.S.C.
7 (1976), petitioner claims that it retains the right to control the copying
and distribution of the movie McLintock! by virtue of its supposed rights
in the unpublished screenplay for McLintock!; and it seeks to register and
enforce a copyright in that unpublished screenplay to secure control over
the copying and distribution of the McLintock! movie. The district court
and court of appeals correctly rejected that implausible claim-which would
effectively extend the very rights in the motion picture that had expired
under the terms of the statute when the copyright in the motion picture
expired.
In relevant part, Section 7 of the 1909 Act provides that derivative works
can be copyrighted independently of and separately from the original work
from which they are derived. See 17 U.S.C. 7 (1976) ("Compilations
or abridgements, adaptations, arrangements, dramatizations, translations,
or other versions of works in the public domain or of copyrighted works
when produced with the consent of the proprietor * * * shall be regarded
as new works subject to copyright under the provisions of this title.").
And it further provides that "the publication" of such derivative
works "shall not affect the force or validity of any subsisting copyright
upon the matter employed or any part thereof, or be construed to imply an
exclusive right to such use of the original works, or to secure or extend
copyright in such original works." 17 U.S.C. 7 (1976).
Thus, under Section 7 of the 1909 Act, a movie based on a book that has
been copyrighted may also be copyrighted, and the fact that the book falls
into the public domain and can be copied does not mean that the movie can
be copied as well. Conversely, the publication and copyrighting of the motion
picture cannot extend the statutory copyright of the book upon which the
movie is based. And finally, the publication of the motion picture may not
defeat the book's copyright either, such as might otherwise occur if the
movie were published without the required copyright notice. Simply put,
the publication and copyrighting of a derivative work has no effect on the
copyright protection afforded to the underlying work on which the derivative
work was based.
Petitioner, however, reads Section 7 as preserving not only statutory copyrights,
but so-called "common law" copyrights, i.e., the state law protection
afforded to unpublished works, as well. Petitioner thus asserts that, under
Section 7, the publication of the movie McLintock! had no effect on its
"common law" copyright in the unpublished screenplay for McLintock!,
because the screenplay itself was not published. Furthermore, petitioner
claims that (even though its statutory copyright in the movie McLintock!
has expired) its rights in the screenplay for McLintock! give it the right
to control the movie McLintock!, since the movie incorporates protected
elements from the screenplay.4 The district court and court of appeals properly
rejected that argument.
a. As an initial matter, Section 7's express preservation of "subsisting
copyrights" is best read as applying only to statutory copyrights,
and not to so-called common law copyrights. As the court of appeals explained,
the term "copyright" refers to statutory copyright, not common
law copyrights, throughout the 1909 Act. See Pet. App. A12. As a result,
"under [petitioner's] reading, the term 'copyright' would refer to
'common law copyright' essentially only under § 7-a rather convenient
but dubious interpretation." Pet. App. A12. Indeed, even within Section
7, both just before and just after the phrase "subsisting copyrights,"
the term "copyright" is used to mean statutory copyright. The
immediately preceding use of the term "copyright" in Section 7
refers to "copyright under the provisions of this title," i.e.,
a statutory copyright. And the immediately succeeding use of "copyright"
in Section 7 must mean statutory copyright as well, since it refers to "secur[ing]"
or "extend[ing]" the term of a copyright. It would make little
sense to speak of "securing" or "extending" a common
law copyright, since common law copyrights arise by themselves (upon the
creation of the work), and (barring publication) are perpetual. It is a
standard "rule of statutory construction that identical words used
in different parts of the same act are intended to have the same meaning."
Sullivan v. Stroop, 496 U.S. 478, 484 (1990) (quoting Sorenson v. Secretary
of Treasury, 475 U.S. 851, 860 (1986) (in turn quoting Helvering v. Stockholms
Enskilda Bank, 293 U.S. 84, 87 (1934) (in turn quoting Atlantic Cleaners
& Dryers, Inc. v. United States, 286 U.S. 427, 433 (1932)))) (internal
quotation marks omitted). That rule has special force where, as here, identical
words are used in the same sentence.
Moreover, where the 1909 Act does address so-called common law copyrights-in
Section 2, 17 U.S.C. 2 (1976), which preserves state common law rights in
unpublished works-it does not use the term "copyright" or even
"common law copyright." Instead, it refers to "the right
of the author or proprietor of an unpublished work, at common law or in
equity, to prevent the copying, publication, or use of such unpublished
work without his consent." Ibid. The fact that Congress elsewhere in
the statute addressed common law copyrights and did not refer to them as
"copyrights" at all makes it especially unlikely that it meant
to include common law copyrights when it referred to copyrights in Section
7.5
b. Petitioner's contention that the phrase "subsisting copyright"
means "subsisting statutory or common law copyright" also flies
in the face of Section 7's subject matter. By its terms, Section 7 addresses
the scope of protection given to works that, like "compilations or
abridgments, adaptations, arrangements * * * or other versions," are
derived from either (1) "works in the public domain" or (2) "copyrighted
works." 17 U.S.C. 7 (1976). Nowhere does it purport to address the
protection of works that are derived not from public domain works, nor from
copyrighted works, but rather from unpublished works that otherwise would
be protected only by state law.6 By seeking to apply Section 7 to such unpublished
(non-copyrighted and non-public domain) materials, petitioner would extend
Section 7 beyond its express textual scope.
Contrary to petitioner's contentions, protection for works that are derived
not from copyrighted or public domain materials, but rather from previously
unpublished material, is the subject matter of Section 3, not Section 7.
In particular, Section 3 specifies that "[t]he copyright provided by
this title shall protect all the copyrightable component parts of the work
copyrighted." 17 U.S.C. 3 (1976) (emphasis added). Under petitioner's
construction of Section 7, however, Section 3 would be largely surplusage.
Common law copyright would always attach (under Section 2) upon the work's
creation, and the published version would be protected under Section 7 as
a derivative work of the original, unpublished creation. It is, of course,
inappropriate to construe one provision of a statute so as to render another
superfluous. See Moskal v. United States, 498 U.S. 103, 109-110 (1990).
c. Petitioner's construction of Section 7, moreover, would lead to incongruous
results. Virtually every copyrighted work is based on a previously unpublished
draft or version. If petitioner were correct that Section 7 protects common
law rights in the initial, unpublished draft despite the publication and
copyrighting of a later version incorporating all of the protectible elements
contained in the earlier draft, then authors under the 1909 Act presumably
would have had (until the 1976 revisions) the perpetual ability to control
the use of published materials: They could rely on the perpetual common
law protection accorded to the unpublished, prior draft to control copying
of the later, published and copyrighted version, even after the published
version's copyright had expired and it had fallen into the public domain.
Indeed, it is precisely such an extension of the statutory copyright period
that petitioner seeks to obtain here. Petitioner is attempting to control
the distribution of McLintock! the movie even though that film passed into
the public domain long ago. It is singularly unlikely that Congress would
have built into the 1909 Act such a facile way of evading the express rule
that copyrights have a term of just 28 years (plus 28 more upon renewal)
provided by Section 24, 17 U.S.C. 24 (1976). "In other words, the act
cannot be held to destroy itself." AT&T v. Central Office Tel.,
Inc., 118 S. Ct. 1956, 1965 (1998) (quoting Texas & Pac. Ry. v. Abilene
Cotton Oil Co., 204 U.S. 426, 446 (1907)).
Petitioner's construction of Section 7 is made no more likely by the 1976
Act's treatment of common law copyrights. Compare Pet. 26-27. Under the
1976 Act, any common law copyright in existence as of 1978 is transformed
into a statutory copyright of a specified duration. See note 2, supra. Under
petitioner's construction, any work published under the 1909 Act and which
is now thought to be in the public domain would suddenly be the subject
of a statutory copyright, so long as the author or owner can find an earlier
unpublished draft from which the published draft was derived. There is no
reason to believe that Congress intended so many expectations concerning
public domain materials to be overturned.
d. Finally, even if the term "subsisting copyright" in Section
7 of the 1909 Act were sufficiently ambiguous to support petitioner's as
well as the Copyright Office's construction, the court of appeals properly
deferred to the Copyright Office's longstanding view. Under the Copyright
Office's regulations, the publication of a motion picture has the effect
of publishing-and thus eliminating common law copyright protection for-all
copyrightable components of the underlying screenplay incorporated into
the movie. The Copyright Office's regulations explain that rule in the context
of motion picture soundtracks: "[Any] copyrightable component part
of a motion picture soundtrack * * * is considered an integral part of a
motion picture." 37 C.F.R. 202.15 (1975). And the Register's Compendium
II (which governs Copyright Office practices under the 1976 Act) makes it
clear that the same rule applies to screenplay components incorporated into
published motion pictures:
Where a preexisting unpublished screenplay is embodied in a motion picture,
those elements of the screenplay disclosed in the motion picture are considered
to be published at the same time the motion picture is published.
Compendium II: Compendium of Copyright Office Practices 910-04 (1984).
The Register's construction of the Copyright Act provisions she administers
is entitled to deference and must be upheld so long as it is reasonable.
See Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc., 467
U.S. 837, 843 (1984). See also Mazer v. Stein, 347 U.S. 201, 212-213 (1954);
Washingtonian Publ'g Co. v. Pearson, 306 U.S. 30, 41 n.4 (1939); see Pet.
App. A16. Because petitioner offers no persuasive reason to believe that
the statute precludes the Copyright Office's construction-a particularly
difficult burden given that two courts of appeals and the copyright treatises
have interpreted Section 7 of the 1909 Act the same way, see pp. 15-16,
infra-the Ninth Circuit properly declined to overturn it.7
2. Petitioner does not contend that there is a division of appellate authority
concerning the proper construction of Section 7 of the 1909 Act. Nor could
it. The only other court of appeals that has addressed the construction
of Section 7 in this context-the Second Circuit-resolved the issue precisely
as the Ninth Circuit did here. Shoptalk, Ltd. v. Concorde-New Horizons Corp.,
168 F.3d 586 (2d Cir. 1999). Characterizing the Ninth Circuit's decision
in this case as "persuasive and consonant with the principles approved
in our prior cases," the Second Circuit joined the Ninth Circuit in
holding that "if a previously unpublished screenplay is embodied in
a motion picture, so much of the screenplay as is disclosed in the motion
picture is published when the motion picture is published." Id. at
592.
The decisions of the Second and Ninth Circuits, moreover, are consistent
with the decisions of other appellate courts which, although not addressing
the construction of Section 7 of the 1909 Act directly, likewise conclude
that works that have fallen into the public domain cannot be controlled
on the basis of preexisting common law rights. See, e.g., Classic Film Museum,
Inc. v. Warner Bros., Inc., 597 F.2d 13 (1st Cir. 1979) (common law rights
to the otherwise unpublished screenplay to a motion picture that has fallen
into the public domain do not confer control over the public domain material);
Harris Custom Builders, Inc. v. Hoffmeyer, 92 F.3d 517 (7th Cir. 1996) (owner
of unpublished blueprints cannot control use of so much of the blueprints
as were published when abbreviated drawings were publicly disseminated),
cert. denied, 519 U.S. 1114 (1997). And they are consistent with the copyright
treatises, which have arrived at the same conclusion as well. See 1 Melville
B. Nimmer & David Nimmer, Nimmer on Copyright § 4.12[A], at 4-60
(1997) (publication of work based on unpublished material has the effect
of publishing, and thus divests common law protection for, any elements
of the unpublished material incorporated into the published work); 1 Goldstein,
supra, § 3.2.2.1, at 241-242 (same).8
Petitioner, however, contends that the court of appeals' decision here (like
the Second Circuit's decision in Shoptalk) conflicts with an isolated clause
from this Court's decision in Stewart v. Abend, 495 U.S. 207, 233 (1990).
In particular, petitioner points out (Pet. 10-11) that, in Abend, the Court
stated that the "force or validity" clause of Section 7 of the
1909 Act was intended "to ensure that the publication of a 'new compiled
work' without proper notice, including smaller portions that had not been
previously published and separately copyrighted, would not result in those
sections moving into the public domain." 495 U.S. at 233. Petitioner
construes that statement as, in effect, holding that Section 7 of the 1909
Act preserves common law, as well as statutory, copyrights in an underlying
work when a derivative work is published.
Petitioner is mistaken. As an initial matter, the question presented in
Abend had nothing to do with the status of common law copyrights under Section
7; instead, Abend concerned a contest between two holders of statutory copyrights.9
The language on which petitioner relies thus hardly rises to the level of
a holding. In any event, the language from Abend need not and should not
be construed in the manner in which petitioner proposes. Petitioner, in
essence, reads the quoted material from Abend as declaring that, under Section
7, "publication of a 'new compiled work' without proper notice, including
smaller portions that had not been previously published and separately copyrighted,
would not result in those [smaller and previously unpublished] sections
moving into the public domain." Read in context, however, the quoted
materials do not warrant that construction.
To the contrary, in our view, the quoted language from Abend means that,
under Section 7, the "[p]ublication of a 'new compiled work' without
proper notice, [which may] includ[e] smaller portions that had not been
previously published and separately copyrighted [as well as sections that
are copyrighted], would not result in those sections [that are copyrighted]
moving into the public domain." Although that construction may not
be immediately obvious when the passage is read out of context, we believe
it fairly supportable when read in context, for three reasons. First, petitioner's
contrary construction would render the reference to previously unpublished
works wholly unnecessary both to the issue in the case and to the precise
point being discussed in that passage; we think it unlikely that the Court
would have attempted to address Section 7's applicability to common law
copyrights unnecessarily and in passing, without reference to or reliance
on principles of statutory construction.10
Second, the law review note the Abend decision cites as support for the
passage in question, and which the passage appears to paraphrase, see 495
U.S. at 233 (citing Estie Stoll, Note, Derivative Copyright and the 1909
Act-New Clarity or Confusion, 44 Brook. L. Rev. 905, 919-921 (1978)), has
precisely the meaning we suggest, and neither it nor the materials it cites
support petitioner's contrary reading.11 The contention that the Court (in
a case not involving common law copyrights) declared that Section 7 protects
such common law copyrights, without further analysis and while citing such
non-supportive (indeed contrary12) authority as its only support, is in
our view unpersuasive.
Third, Abend's discussion of Section 7 repeatedly indicates that Section
7 and the Court's discussion of Section 7 are focused on the preservation
of subsisting statutory (as opposed to common law) copyrights. Thus, construing
Section 7 as consistent with Section 3, the Court stated:
[Section] 3 provides that one can obtain copyright in a work where parts
of the work are already copyrighted. For example, one could obtain a copyright
in an opera even though three of the songs to be used were already copyrighted.
This, and only this, is what is meant in [Section] 7 when it states that
'[c]ompilations or abridgements, adaptations * * * or other versions of
works . . . or works republished with new matter shall be regarded as new
works subject to copyright * * *.
More important, however, is that under the express language of [Section]
3, one obtains a copyright on the entire work, but the parts previously
copyrighted get copyright protection only according to the "duration
or scope" of the already existing copyright.
495 U.S. at 234 (emphasis added in part); see also id. at 235 (similar discussion).
Given the serious reasons to doubt petitioner's construction of the Abend
language on which it relies, the Ninth Circuit (like the Second Circuit
after it) did not err in refusing to treat petitioner's construction of
that ambiguous and isolated clause as a binding direction from this Court.
CONCLUSION
For the foregoing reasons, the petition should be denied.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
DAVID W. OGDEN
Acting Assistant Attorney General
ANTHONY J. STEINMEYER
ALFRED MOLLIN
Attorneys
MAY 1999
1 See also Staff of the Subcomm. on Patents, Trademarks and Copyrights of
the Senate Comm. on the Judiciary, 86th Cong., 2d Sess., Report on the Protection
of Unpublished Works (Comm. Print 1961).
2 The 1976 Act is not entirely without effect, however. Because petitioner
claims a common law copyright in certain unpublished works, the 1976 Act
converted whatever remains of that common law copyright into a statutory
copyright. 17 U.S.C. 303 (1994 & Supp. III 1997). The term of that copyright
depends on the life-span of the author and on whether the work is published
before the year 2002. Ibid.
3 The district court's judgment also resolved a related, consolidated case,
Maljack v. UAV, No. 96-CV-749 (C.D. Cal.). Petitioner had assigned distribution
rights in a pan-and-scan version of the motion picture McLintock! to Maljack.
Defendant UAV distributed the pan-and-scan version. The district court upheld
Maljack's claim of infringement. No review of that portion of the district
court's judgment was sought.
4 Because the 1976 Act converts all existing common law copyrights into
federal statutory copyrights, see note 2, supra, petitioner also claims
that it now has a statutory copyright in the unpublished screenplay for
McLintock!
5 Petitioner's response-that this construction of Section 7 has the effect
of inserting the word "statutory" before the word "copyright,"
Pet. 9-is unpersuasive. The question here is whether the term "copyright"
refers to statutory copyright alone, or whether it refers to common law
and statutory copyrights alike. The facts that the term "copyright"
necessarily means statutory copyright alone throughout the 1909 Act (and
within other phrases in Section 7), and that the 1909 Act used different
language to convey the concept of common law copyrights (as in Section 2),
make it singularly unlikely that Congress meant the phrase "subsisting
copyrights" in Section 7 to include common law copyrights. In these
circumstances, it is petitioner who would have the courts insert the words
"statutory or common law" before the word "copyright"
in the statute.
6 Petitioner does not contend that the phrase "copyrighted works"
means works protected by a so-called common law copyright. Nor could it:
The use of "copyright" as a verb would not make sense in the context
of common law copyrights, as common law copyrights are not obtained through
particularized undertakings or conferral-there is no act of "copyrighting"
the work-but instead arise automatically upon the creation of the unpublished
work.
7 Petitioner does assert (Pet. 29) that deference to the Copyright Office
is appropriate only in the context of an action for judicial review, and
is not appropriate in the context of an infringement action like this one.
But this case is not solely an infringement action; the Register has intervened
as a defendant to defend her decision, which petitioner challenged in its
complaint. In any event, the cases petitioner cites do not support petitioner's
position. Carol Barnhart Inc. v. Economy Cover Corp., 773 F.2d 411, 414
(2d Cir. 1985), does state that the district court there was well situated
to "consider how the copyright law applies to the articles under consideration."
But it nowhere suggests that district courts may disregard the Copyright
Office's settled construction of the statute entrusted to it for administration;
nor does Barnhart distinguish between the standards applicable in infringement
actions and actions for judicial review. Likewise, although OddzOn Products,
Inc. v. Oman, 924 F.2d 346, 348 (D.C. Cir. 1991), suggests that the Register's
application of law to fact might not be entitled to deference in the context
of infringement actions, it nowhere suggests that courts may disregard the
Copyright Office's longstanding and reasonable constructions of the copyright
statutes. Nor would such a distinction make sense: The rationale for deferring
to the Copyright Office's construction of the copyright statutes-the Office's
expertise and experience in administering them-does not evaporate merely
because the challenge arises in the context of an infringement action. And
the same law cannot mean two different things depending on the type of action
in which it is being applied. Cf. United States v. Haggar Apparel Co., No.
97-2044 (Apr. 21, 1999), slip op. 6.
8 Petitioner's attempt to suggest uncertainty by relying on three allegedly
contrary district court cases-see Pet. 19-20 (citing Shoptalk, Ltd. v. Concorde-New
Horizons Corp., 897 F. Supp. 144 (S.D.N.Y. 1995), Cordon Art B.V. v. Walker,
40 U.S.P.Q.2d 1506 (S.D. Cal. 1996), and Jim Henson Prods., Inc. v. John
T. Brady & Assocs., 867 F. Supp. 175 (S.D.N.Y. 1994)-is wide of the
mark. All of those cases arose in districts within the Second Circuit or
the Ninth Circuit, and thus, to the extent inconsistent, have been superseded
by Shoptalk, 168 F.3d 586, and the decision in this case. For similar reasons,
petitioner's extensive citation of pre-Shoptalk decisions in the Second
Circuit (Pet. 15 (citing Gilliam v. American Broad. Co., 538 F.2d 14 (1976));
see also Pet. 20 n.11), adds no weight to petitioner's claim. After this
decision and Shoptalk, the law of the Second Circuit is precisely aligned
with that of the Ninth. See Pet. 21.
9 In Abend, the author of a copyrighted short story licensed a group of
moviemakers to make the motion picture Rear Window based on his short story.
The author agreed to renew the copyright at the appropriate time and to
grant the moviemakers an additional license for the duration of the renewal
period. The moviemakers subsequently made and copyrighted the motion picture
Rear Window based on the short story. Although the author of the short story
died before he could renew the copyright, the author's executors did renew
the statutory copyright; they, however, refused to grant a license to the
owners of Rear Window as the author had agreed. The question in Abend was
whether the moviemakers "infringed the rights of the successor owner
of the [short story] by continued distribution and publication of [Rear
Window] during the renewal term of [the short story]." 495 U.S. at
211.
10 The clause upon which petitioner relies is part of the Court's explanation
as to why Congress altered the language of Section 7 before adopting the
1909 Act. As originally proposed, Section 7 declared that no "copyright
[in the derivative work] shall * * * affect the force or validity of any
subsisting copyright upon the matter employed or any part thereof";
it was later changed to declare that no "publication" of a derivative
work shall "affect the force or validity of any subsisting copyright
upon the matter employed or any part thereof." The dissent in Abend
argued that the change from "copyright" to "publication"
signaled Congress's intention to permit the copyrighting of a derivative
work to affect the force and validity of the copyright in the underlying
work from which the new work was derived. Rejecting that argument, the majority
declared that the change was meant to clarify that both copyrighting and
the lesser act of publication (a necessary step to copyrighting) would not
affect the validity of the copyright in the underlying work. Since the Court's
conclusion was that the change from "copyright" to "publication"
was made to ensure that "publication alone" would not "affect[]
the force or validity of the copyright in the pre-existing work," 495
U.S. at 233, any reference to the effect of publication on common law copyrights
would be entirely superfluous, having no relationship to the inference the
dissent drew from the change from "copyright" to "publication,"
or to the majority's explanation for that change. Accordingly, we believe
that the reference in Abend to works "not previously published or separately
copyrighted" merely describes the kind of compilation in which Section
7 would be relevant, and does not mean to set forth a doctrine about what
kind of works within such compilations are protected by Section 7.
11 The Brooklyn Law Review Note explains that the language change in Section
7 (see note 10, supra) was based on a concern "with a particular class
of derivative work, namely, a 'new compiled work,' such as an anthology,
made up of smaller selections that might or might not have been previously
published and separately copyrighted. * * * Since each publication of a
copyrighted work [i.e., a statutorily copyrighted work] must bear the requisite
notice, a 'compiled work' published with incorrect copyright notice or with
none at all might have affected otherwise valid copyrights in the component
selections. * * * [The intent of Section 7] apparently [was] to protect
the underlying work's copyright from any possible assault by the newly sanctioned
derivative copyright." 44 Brook. L. Rev. at 919-920.
12 See Pet. App. B17 (pointing out that the law review Note cited by the
Court in Abend undercuts petitioner's construction of the passage because
it "posit[s] that Congress' true intent in creating section 7 was to"
ensure that "copyright protection exist only for a limited duration").