No. 98-1467
In the Supreme Court of the United States
MALHEUR LUMBER COMPANY, ET AL., PETITIONERS
v.
BLUE MOUNTAINS BIODIVERSITY PROJECT, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF FOR THE FEDERAL RESPONDENTS
IN OPPOSITION
SETH P. WAXMAN
Solicitor General
Counsel of Record
LOIS J. SCHIFFER
Assistant Attorney General
MICHAEL K. MARTIN
ROBERT L. KLARQUIST
ELLEN J. DURKEE
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTIONS PRESENTED
1. Whether the court of appeals erred in holding that an Environmental Assessment
prepared by the Forest Service was deficient because it failed to analyze
the likely cumulative effects of the proposed action in combination with
other reasonably foreseeable actions in the same vicinity.
2. Whether the court of appeals improperly required the Forest Service,
in preparing its Environmental Assessment, to include a level of detail
in excess of that called for by the National Environmental Policy Act and
implementing regulations.
In the Supreme Court of the United States
No. 98-1467
MALHEUR LUMBER COMPANY, ET AL., PETITIONERS
v.
BLUE MOUNTAINS BIODIVERSITY PROJECT, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
BRIEF FOR THE FEDERAL RESPONDENTS
IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. A1-A20) is reported at 161
F.3d 1208. The opinion of the district court (Pet. App. A21-A98) is unreported.
JURISDICTION
The judgment of the court of appeals was entered on December 2, 1998. The
petition for a writ of certiorari was filed on March 2, 1999. The jurisdiction
of this Court is invoked under 28 U.S.C. 1254(1).
STATEMENT
This case involves a challenge to fire-salvage timber harvests and revegetation
efforts, collectively known as the Big Tower Salvage and Revegetation Project
(Big Tower Project), in the Umatilla National Forest in eastern Oregon.
The district court upheld the Forest Service's decision approving the Big
Tower Project. Pet. App. A21-A98. The court of appeals reversed and remanded
with instructions that the agency prepare an Environmental Impact Statement.
Id. at A1-A20.
1. The National Environmental Policy Act of 1969 (NEPA), 42 U.S.C. 4321
et seq., requires a federal agency to prepare an Environmental Impact Statement
(EIS) if the agency proposes to undertake a "major Federal action[]
significantly affecting the quality of the human environment." 42 U.S.C.
4332(2)(C). In many instances, to determine whether a proposed action would
have a significant environmental impact, the agency prepares an analysis
known as an Environmental Assessment. 40 C.F.R. 1501.4(b), 1508.9.1 The
Environmental Assessment is expected to be a brief and concise document
containing sufficient evidence and analysis for the agency to determine
whether to prepare an EIS or to issue a finding of no significant impact.
40 C.F.R. 1501.4(b), 1508.9(a)(1), 1508.13.
2. In August 1996, a wildfire known as the Tower Fire swept through approximately
51,000 acres of the Umatilla National Forest. By September 1996, the Forest
Service had completed a report on the burned area. The report was based
on specialty reports evaluating the fire's impact on various forest resources,
including vegetation, recreation, fish, and wildlife, and it recommended
emergency actions. Pet. App. A23-A25.
In late 1996, the Forest Service developed a forest-wide recovery strategy
addressing numerous fires, including the Tower Fire, that had occurred in
the Forest during that year. Pet. App. A25. In 1997, the Forest Service
developed a second strategy that focused on three major fires, including
the Tower Fire, that had occurred in the North Fork John Day District. Id.
at A29. Those strategies identified five potential logging projects in the
North Fork John Day watershed, including the Big Tower Project that is at
issue in this appeal. See id. at A5, A25.
The Big Tower Project involves three timber sales totaling approximately
4200 acres. Pet. App. A5, A34. The Project also involves construction of
temporary roads to provide access to the sites, tree planting on the 4200-acre
area once the trees are harvested, planting of trees on an additional 4500
acres, and reconstruction of seven miles of a permanent road. Id. at A34-A35.
The particular area for salvage harvest was selected because it contained
the largest volume of high-value Ponderosa Pine saw timber and because the
chances of natural regeneration were poor due to the loss of mature seed
trees. Id. at A35. The environmental effects of the Big Tower Project were
evaluated through a project-specific Environmental Assessment, which concluded
with a finding of no significant impact. Id. at A6, A35-A36; see also id.
at A35-A50 (district court opinion details contents of Environmental Assessment).
3. The plaintiffs in this case (respondents in this Court) are the Blue
Mountains Biodiversity Project and three other environmental organizations.
Pet. App. A4. After bringing an unsuccessful administrative challenge to
the Big Tower Project, the plaintiffs filed suit in federal district court,
alleging that the Forest Service's approval of the Project violated NEPA
and other environmental laws. Id. at A22-A23. Petitioners, which are timber
companies and a timber trade association, intervened as defendants. On cross-motions
for summary judgment, the district court entered judgment for the defendants.
See id. at A21-A98. The court held, inter alia, that the Forest Service's
approval of the Big Tower Project complied with NEPA and regulations promulgated
thereunder. See id. at A53-A62.
4. Plaintiffs appealed and sought an emergency injunction pending appeal.
The district court (Pet. App. A101-A103) and the court of appeals (id. at
A104-A105) denied emergency injunctive relief. Logging began on the sales
in August 1998, and by the date of oral argument in the court of appeals
more than 80% of the trees in the Big Tower Project had been felled and
removed. Id. at A7. Immediately after oral argument, however, the court
of appeals entered an order granting the plaintiffs' motion for an injunction
pending appeal. Id. at A106-A107. The order stated that an opinion reversing
the judgment of the district court would follow. Id. at A107.2
Approximately one month later, the court of appeals issued an opinion reversing
the judgment of the district court on the NEPA claims. Pet. App. A1-A20.
The court found that the Environmental Assessment "fails to persuade
that no significant impacts would result from the Big Tower project."
Id. at A12. The court faulted the Environmental Assessment for failing to
document the estimated impact from sediment that would result from logging
and road-building and for inadequately discussing mitigation measures. Id.
at A8-A15. The court of appeals further held that the Environmental Assessment
was deficient because it failed to evaluate the cumulative impacts of the
Big Tower sales combined with other salvage sales proposed for the Tower
Fire area, all of which were developed in the coordinated fire recovery
strategy. Id. at A16-A19. The court of appeals remanded the case to the
district court "with instructions that the Forest Service prepare an
EIS." Id. at A4.3
ARGUMENT
Although we believe that the court of appeals erred in its choice of remedy
in this case, we do not believe that the court's decision raises a significant
question of law warranting this Court's review. The petition for a writ
of certiorari should be denied.
1. Petitioners challenge (Pet. 7-10) the court of appeals' holding that
the Forest Service had failed adequately to consider the cumulative impacts
of the Big Tower Project in combination with other planned logging activities.
Petitioners construe the court of appeals' opinion to "require[] that
the Forest Service propose all conceivable actions in a vast area burned
by a wildfire in the same environmental document." Pet. 7. In our view,
petitioners considerably overstate the breadth of the court of appeals'
holding. The court did not require federal agencies to generate comprehensive
NEPA documents covering every "conceivable" activity in a particular
geographic area. Rather, the court in conducting its cumulative impacts
analysis drew heavily upon the facts of this case. The court explained that
all of the proposed sales were reasonably foreseeable. They were developed
as part of a comprehensive forest recovery strategy. In fact, all five sales
were disclosed by name to a coalition of logging companies, along with estimated
sale quantities and timelines even before the Big Tower [Environmental Assessment]
was completed.
Pet. App. A17; see also 40 C.F.R. 1508.7, 1508.27(b) (7) (both quoted at
Pet. App. A16); 40 C.F.R. 1508.25(a) (2).
Kleppe v. Sierra Club, 427 U.S. 390 (1976), does not compel a contrary result.
The Court in Kleppe held that an EIS is not required until an agency proposes
an action, and that "the mere 'contemplation' of certain action is
not sufficient to require an impact statement." Id. at 404. The Court
explained that "[a] court has no authority to depart from the statutory
language and, by a balancing of court-devised factors, determine a point
during the germination process of a potential proposal at which an impact
statement should be prepared." Id. at 406. In the present case, however,
the Big Tower Project had unquestionably been proposed at the time this
suit was filed. The question is not whether an Environmental Assessment
of the Big Tower Project was required at all, but whether the Forest Service
in preparing that document was obligated to consider the likely cumulative
impacts of other timber harvesting activities that formed part of a comprehensive
forest recovery strategy. Kleppe does not resolve that issue. Furthermore,
the Court's decision in Kleppe was issued in 1976, some two years before
the Council on Environmental Quality issued its initial regulations to implement
NEPA. 43 Fed. Reg. 55,990 (1978).4
2. The court of appeals erred in its choice of remedy. Upon finding the
Forest Service's NEPA analysis inadequate, the proper course was for the
court to remand the case to the agency to redetermine the significance of
the proposal in light of the cumulative impacts of the Big Tower Project
with the other projects that were part of the same recovery strategy. See,
e.g., Florida Power & Light Co. v. Lorion, 470 U.S. 729, 744 (1985)
(where a reviewing court concludes that an agency's analysis is defective,
"the proper course, except in rare circumstances, is to remand to the
agency for additional investigation or explanation"). Instead, the
court of appeals effectively arrogated the significance determination to
itself, remanding the case "with instructions that the Forest Service
prepare an EIS." Pet. App. A4; see also id. at A20.
Petitioners have not sought review of that aspect of the court of appeals'
decision, however, and the remedial issue is not fairly included within
the questions presented in the petition. In any event, the remedial question
is not the subject of any widespread disagreement among the courts of appeals.
In other cases, the Ninth Circuit has recognized that the proper remedy
in this circumstance is to remand to the agency to redetermine whether an
EIS should be prepared. See, e.g., Jones v. Gordon, 792 F.2d 821, 829 (1986);
Steamboaters v. FERC, 759 F.2d 1382, 1394 (1985). Other courts of appeals
have reached the same conclusion. See, e.g., National Audubon Soc'y v. Hoffman,
132 F.3d 7, 18-19 (2d Cir. 1997); Fritiofson v. Alexander, 772 F.2d 1225,
1248 (5th Cir. 1985); Foundation on Econ. Trends v. Heckler, 756 F.2d 143,
154-155 (D.C. Cir. 1985).
3. Petitioners argue (Pet. 10) that the court of appeals required an unwarranted
level of detail to be contained in an Environmental Assessment, and that
this Court's review is needed to clarify the proper scope of such a document.
Contrary to petitioners' apparent assumption, we do not believe that the
court of appeals purported to issue any broad pronouncement concerning the
content or degree of detail required for an adequate Environmental Assessment.
Thus, while we agree with petitioners (see Pet. 5, 12-13) that Environmental
Assessments are expected to be more concise than Environmental Impact Statements,
we do not understand the court of appeals' opinion to question that principle.
Rather, the court of appeals' scrutiny of the Big Tower Project Environmental
Assessment involved a fact-specific analysis that does not warrant this
Court's review.
4. Petitioners contend (Pet. 6-7) that post-wildfire environmental analysis
presents issues of great public importance. While we agree generally with
that assessment, we do not believe that the court of appeals' decision in
this case will significantly affect the Forest Service's ability to respond
quickly and effectively to such emergencies.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
LOIS J. SCHIFFER
Assistant Attorney General
MICHAEL K. MARTIN
ROBERT L. KLARQUIST
ELLEN J. DURKEE
Attorneys
MAY 1999
1 The Council on Environmental Quality, which was created by NEPA, has issued
regulations governing compliance with that statute. 40 C.F.R. 1500.1 et
seq.
2 The Forest Service and timber company defendants were ordered to halt
all logging, road-building, and other ground-disturbing activities within
the Tower Fire area until further order of the court. Pet. App. A106-A107.
On the defendants' motion, the court clarified its order, stating that it
did not prohibit road maintenance, erosion-prevention measures, and hunting
or recreational activities. Id. at A108-A109. As further clarified, the
court's order prohibited the hauling of downed logs. Id. at A110-A111.
3 The court ordered that the existing injunction, as clarified (see note
2, supra), would remain in full force and effect until the Forest Service
had satisfied its NEPA obligations. The Forest Service subsequently filed
an unopposed motion to modify the injunction to allow planting of seedlings
and seed ground cover, and removal of "decked" logs, i.e., stacked
fallen logs lying adjacent to roads. In an order dated March 23, 1999, the
court of appeals clarified that its order does not prohibit planting of
trees or seed cover. See 3/23/99 Order 2. The court indicated that the district
court could entertain a motion with respect to the removal of the log decks.
Ibid.
4 Moreover, the court of appeals' analysis of the "cumulative impacts"
issue was one of two independent bases on which the court held the Environmental
Assessment to be deficient. The court also held that the Forest Service
had failed adequately to consider the potential environmental consequences
of the Big Tower Project standing alone. Pet. App. A8-A15; see id. at A12
("The Big Tower [Environmental Assessment] simply fails to persuade
that no significant impacts would result from the Big Tower project.").
For the reasons stated at pages 8-9, infra, that fact-specific holding does
not warrant this Court's review.