Nos. 97-1943 and 97-1992
In the Supreme Court of the United States
OCTOBER TERM, 1998
KAREN SUTTON AND KIMBERLY HINTON, PETITIONERS
v.
UNITED AIR LINES, INC.
VAUGHN L. MURPHY, PETITIONER
v.
UNITED PARCEL SERVICE, INC.
ON PETITIONS FOR WRITS OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
BRIEF FOR THE UNITED STATES AND THE
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION AS AMICUS CURIAE
C. GREGORY STEWART
General Counsel
PHILLIP B. SKLOVER
Associate General Counsel
CAROLYN L. WHEELER
Assistant General Counsel
PAULA R. BRUNER
Attorney
Equal Employment
Opportunity Commission
Washington, D.C. 20507
SETH P. WAXMAN
Solicitor General
Counsel of Record
BILL LANN LEE
Acting Assistant Attorney
General
BARBARA D. UNDERWOOD
Deputy Solicitor General
JAMES A. FELDMAN
Assistant to the Solicitor
General
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTIONS PRESENTED
1. Whether the determination that a person has an actual disability within
the meaning of the Americans with Disabilities Act (ADA), 42 U.S.C. 12102(2)(A),
must be made without regard to mitigating measures, such as medicines or
prosthetic devices.
2. No. 97-1992 only: Whether an employer that terminates an employee solely
because it believes the employee does not satisfy physical criteria established
by a third party such as a government regulatory body could be found to
have terminated the employee because the employee was "regarded as
having" a disability within the meaning of 42 U.S.C. 12102(2)(C).
In the Supreme Court of the United States
OCTOBER TERM, 1998
No. 97-1943
KAREN SUTTON AND KIMBERLY HINTON, PETITIONERS
v.
UNITED AIR LINES, INC.
No. 97-1992
VAUGHN L. MURPHY, PETITIONER
v.
UNITED PARCEL SERVICE, INC.
ON PETITIONS FOR WRITS OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
BRIEF FOR THE UNITED STATES AND THE
EQUAL EMPLOYMENT OPPORTUNITY COMMISSION AS AMICUS CURIAE
INTEREST OF THE UNITED STATES
This brief is submitted in response to the Court's orders inviting the Solicitor
General to file a brief expressing the views of the United States.
STATEMENT
1. Sutton v. United Air Lines. The district court dismissed the complaint
filed by petitioners Karen Sutton and Kimberly Hinton, on the ground that
it failed to state a claim on which relief may be granted under Federal
Rule of Civil Procedure 12(b)(6). The court of appeals affirmed.
a. The complaint alleged that petitioners, who are identical twin sisters,
sought commercial pilot positions with respondent in 1992. Amended Compl.
at 4. Petitioners alleged that they were regional airline pilots at the
time, and that they amply satisfied the basic age, education, experience,
and FAA certification qualifications for a pilot's job with respondent.
Id. at 3. They claimed that respondent granted them interviews for pilot
positions, but that respondent informed each of them at the time of the
interview that their uncorrected vision did not comply with respondent's
minimum requirements. Id. at 4, 6. Petitioners alleged that respondent "rejected
[petitioners] on the basis of their disability, or because [respondent]
regarded [petitioners] as having a disability." Id. at 9.
With respect to the details of their vision, each petitioner alleged that
her uncorrected eyesight is 20/200 or worse in her right eye and 20/400
or worse in her left eye, but each petitioner also alleged that "[w]ith
the use of corrective lenses, [she] has vision that is 20/20 or better."
Amended Compl. at 6. They alleged that, without corrective lenses, each
of them "effectively cannot see to conduct numerous activities such
as driving a vehicle, watching television or shopping in public stores."
Id. at 7. They also alleged, however, that "[w]ith corrective measures,
* * * [each of them] function[s] identically to individuals without a similar
impairment." Ibid.
b. The district court ruled that petitioners had failed to state a claim
upon which relief may be granted. 97-1943 Pet. App. A27-A37. Under the ADA:
The term "disability" means, with respect to an individual -
(A) a physical or mental impairment that substantially limits one or more
of the major life activities of such individual;
(B) a record of such an impairment; or
(C) being regarded as having such an impairment.
42 U.S.C. 12102(2).
The district court first examined the existence of an actual limiting impairment
under clause (A). The court noted that "numerous federal courts have
concluded that the need for corrective eyewear is commonplace and does not
substantially limit major life activities," 97-1943 Pet. App. A32,
and that petitioners therefore "have not stated a claim that they are
substantially limited in the major life activity of seeing." Id. at
A33. The court also held that petitioners' "common moderate vision
impairment * * * does not substantially limit their ability to work within
the meaning of the ADA." Id. at A34. In the court's view, "the
ADA was intended to protect only a limited class of persons; specifically
individuals who suffer from impairments significantly more severe than those
encountered by the average person in everyday life, not people who suffer
from slight shortcomings that are both minor and widely shared." Id.
at A35.
The district court also held that petitioners had failed to state a claim
that respondent "regarded" them as disabled under clause (C) of
the disability definition. The court stated that "[t]he statutory reference
to a substantial limitation indicates that an employer regards an employee
as handicapped in his or her ability to work by finding the employee's impairment
to foreclose generally the type of employment involved." 97-1943 Pet.
App. A36-A37. In the court's view, "[a]t most, [petitioners] can establish
that [respondent] regarded them as unable to satisfy the requirements of
a particular passenger airline pilot position." Id. at A37. The court
added that petitioners "have had no difficulty obtaining other jobs
in their field prior to this one." Ibid.
c. The court of appeals affirmed. 97-1943 Pet. App. A1-A25. Guided by the
EEOC's regulatory definition of "impairment," under which "[t]he
existence of an impairment is to be determined without regard to mitigating
measures such as medicines, or assistive or prosthetic devices," 29
C.F.R. Pt. 1630 App. § 1630.2(h) para. 2, the court held that petitioners
had adequately alleged that they suffered from an "impairment"
of vision under the ADA. 97-1943 Pet. App. A9-A11. The court held, however,
that "[t]he determination of whether an individual's impairment substantially
limits a major life activity should take into consideration mitigating or
corrective measures utilized by the individual." Id. at A16. The court
concluded that "while [petitioners'] uncorrected vision would undoubtedly
'substantially limit' their major life activity of seeing," they "can
prove no set of facts upon which relief may be granted" because their
vision is correctable. Id. at A17-A18.
The court also held that they had not set forth a claim upon which relief
could be granted under the "regarded as" prong of the statute.
The court stated that "in order to establish a disability under the
'regarded as' prong of the ADA with respect to the major life activity of
working, an individual must show that the employer regarded him or her as
being substantially limited in performing either a class of jobs or a broad
range of jobs in various classes." 97-1943 Pet. App. A21. Although
the court accepted as true petitioners' allegation that they "were
disqualified from 'all pilot positions' as they alleged in their Amended
Complaint," the court nonetheless held that petitioners "cannot
show disqualification from a 'class of jobs.'" Id. at A22.
2. Murphy v. United Parcel Service, Inc. The district court granted summary
judgment to respondent on petitioner's claim under the ADA. The court of
appeals affirmed.
a. Petitioner has had high blood pressure (hypertension) since he was ten
years old. For 22 years, petitioner worked as a mechanic. Despite the fact
that his blood pressure was very high (approximately 250/160, see 97-1992
Pet. App. 9a), it was controlled by medication. His own physician and respondent's
physician both testified that, with medication, petitioner's "hypertension
does not significantly restrict his activities and that in general he can
function normally and can engage in activities that other persons normally
do." Id. at 13a.
In August 1994, respondent hired petitioner as a mechanic-a job whose functions
include driving commercial motor vehicles on "road tests" and
"road calls," and which therefore requires satisfaction of Department
of Transportation requirements. 97-1992 Pet. App. 14a. Among those requirements
is that the driver of a commercial motor vehicle "[h]as no current
clinical diagnosis of high blood pressure likely to interfere with his/her
ability to operate a commercial motor vehicle safely." 49 C.F.R. 391.41(b)(6).
The district court construed a subsequent DOT publication to provide that
"in order to be physically qualified to drive a commercial motor vehicle
* * *, an individual must maintain blood pressure less than or equal to
160/90." 97-1992 Pet. App. 16a.1
At the time he was hired, petitioner's blood pressure was measured as 186/124.
97-1992 Pet. App. 16a. In September 1994, respondent realized that petitioner
had not satisfied the 160/90 standard, and petitioner was retested; his
blood pressure was approximately 160/104. See 97-1992 Pet. 2. Petitioner's
treating physician "testified that [petitioner] is unable to use medication
to reduce his blood pressure below 160/100 without suffering severe side
effects." 97-1992 Pet. App. 16a. On October 5, 1994, respondent fired
petitioner. Id. at 16a-17a.
b. The district court held that, for purposes of determining whether petitioner
had shown that he had a disability, his "impairment should be evaluated
in its medicated state." 97-1992 Pet. App. 29a. The court noted that
"[t]he only limitation specifically set by [petitioner's] treating
physician" was a restriction on repetitive lifting of items weighing
200 pounds or more. Id. at 31a. The court stated that such a limitation
"is not of such a nature as to significantly restrict him in his ability
to perform either a class of jobs or a broad range of jobs in various classes
as compared to the average person having comparable training, skills and
abilities," and that therefore petitioner's "high blood pressure
and its concomitant effects do not constitute a disability under the ADA."
Ibid. The court also concluded that "[respondent] did not regard [petitioner]
as disabled, but only that he was not certifiable under DOT regulations."
Id. at 32a. Finally, the district court concluded that petitioner was not
qualified for the job, id. at 33a-35a, that in any event respondent's compliance
with DOT regulations was a complete defense to petitioner's ADA claim, id.
at 35a-37a, and that any accommodation by respondent to petitioner's condition
"would have been an undue hardship on [respondent]," id. at 37a.
c. The court of appeals affirmed, in an unpublished opinion. 97-1922 Pet.
App. 1a-6a. The court noted that petitioner's own doctor had testified that
"when his high blood pressure is medicated, he 'functions normally
doing everyday activity that an everyday person does.'" Id. at 4a.
Relying on its holding in Sutton that the "substantial limitation"
inquiry should assess the individual after mitigating or corrective measures
are taken, the court held that petitioner's high blood pressure is therefore
not a disability. Ibid.
The court of appeals also affirmed the district court's ruling that respondent
did not regard petitioner as having an impairment that limits a major life
activity. The court stated that "[respondent] did not base its termination
of [petitioner] on an unsubstantiated fear that he would suffer a heart
attack or stroke," but "because his blood pressure exceeded the
DOT's requirements for drivers of commercial vehicles." 97-1992 Pet.
App. 5a. In the court's view, it followed that respondent "in its termination
decision, did not regard [petitioner] as having an impairment that substantially
limits a major life activity." Ibid. The court expressly declined to
reach the questions whether petitioner was "otherwise qualified"
for the job under the ADA, ibid., and whether the DOT regulations would
provide a defense to petitioner's ADA claim. Id. at 5a-6a.
DISCUSSION
Both Sutton and Murphy present the basic question whether the existence
of an actual disability under the ADA is to be assessed with or without
taking into consideration mitigating or ameliorative measures employed by
the individual involved. The courts of appeals are divided on that issue;
at least six circuits have held, consistently with the legislative history
and authoritative regulatory construction of the ADA, that mitigating measures
should not be taken into account. Two courts of appeals, including the Tenth
Circuit in these cases, have held that mitigating measures should be taken
into account. The issue on which the courts of appeals are divided is a
significant one, and further review by this Court to resolve the conflict
is therefore warranted. Although the question of mitigating measures is
presented by both Sutton and Murphy, the courts of appeals have tended to
view correctable vision impairments like those at issue in Sutton as special
cases. Because Murphy thus presents the mitigating measures issue in a context
that is likely to lead to a more general resolution of the issue, Murphy
provides a better vehicle for the Court to address the mitigating measures
issue. In addition, if further review is granted with respect to the mitigating
measures issue in Murphy, the Court may well benefit from the opportunity
to review that issue in the broader context that would be provided by reviewing
as well the Tenth Circuit's resolution of the related "regarded as"
issue in that case.
1. The basic definition of "disability" under the ADA is an "impairment
that substantially limits one or more of the major life activities"
of an individual. 42 U.S.C. 12102(2)(A). That definition does not specify
whether the existence or substantiality of the limitation should be measured
with or without mitigating or ameliorative measures that the individual
could take to improve his or her functioning.
The question whether mitigating or ameliorative measures should be taken
into account in assessing a disability has been the subject of frequent
litigation, because it is often dispositive of an ADA claim. In employment
cases, for example, an individual who is found not to be disabled because
mitigating measures are taken into account-and who is not disabled under
the "record of disability" or "regarded as" prongs of
the statutory definition-is not protected by the ADA. Even if the individual
is qualified for the job, see 42 U.S.C. 12112(a), the employer discriminates
against him because of his impairment, the individual poses no threat to
the health or safety of anyone, see 42 U.S.C. 12113(b), and a reasonable
accommodation is readily available that would permit him to do the job,
the individual has no claim under the ADA.
Addressing a wide range of physical and mental impairments, the courts of
appeals have divided on whether mitigating measures should be taken into
account in assessing whether an individual has a disability under the ADA.
The First, Second, Third, Seventh, Eighth, and Eleventh Circuits have held
that mitigation is not to be considered. See Arnold v. United Parcel Service,
Inc., 136 F.3d 854, 859-866 (1st Cir. 1998) (diabetes); Bartlett v. New
York State Bd. of Law Examiners, 156 F.3d 321, 329 (2d Cir. 1998) (learning
disability); Matczak v. Frankford Candy & Chocolate Co., 136 F.3d 933,
937-938 (3d Cir. 1997) (epilepsy); Baert v. Euclid Beverage, Ltd., 149 F.3d
626, 629-630 (7th Cir. 1998) (diabetes); Doane v. City of Omaha, 115 F.3d
624, 627-628 (8th Cir. 1997) (blindness in one eye), cert. denied, 118 S.
Ct. 693 (1998); Harris v. H & W Contracting Co., 102 F.3d 516, 520-521
(11th Cir. 1996) (Graves' disease, an endocrine disorder affecting the thyroid
gland).2 The Tenth Circuit in the instant cases and the Sixth Circuit have
ruled that mitigation should be considered. See Gilday v. Mecosta County,
124 F.3d 760, 766-768 (6th Cir. 1997) (diabetes) (Kennedy, J., concurring
in part and dissenting in part); id. at 768 (Guy, J., concurring in part
and dissenting in part); see also id. at 761 (noting that the "opinion
of the [sic] Judge Kennedy is the opinion of the court with respect to"
the mitigating measures issue). The Fifth Circuit has taken a middle position,
holding in a case involving a degenerative rheumatoid condition and a related
kidney disease that "only serious impairments and ailments that are
analogous to those mentioned in the EEOC Guidelines and legislative history-diabetes,
epilepsy, and hearing impairments-will be considered in their unmitigated
state." Washington v. HCA Health Servs., 152 F.3d 464, 470-471 (5th
Cir. 1998); cf. Chandler v. City of Dallas, 2 F.3d 1385, 1390 (5th Cir.
1993), cert. denied, 511 U.S. 1011 (1994).
2. In our view, the majority position on this issue in the courts of appeals
is correct. Although the courts of appeals that have held that mitigating
measures should be taken into account have argued that the plain terms of
the Act mandate that result, see 97-1943 Pet. App. A16; Gilday, 124 F.3d
at 766-767 (Kennedy, J., concurring in part and dissenting in part), most
courts have held that the terms of the Act are susceptible of either interpretation.
The committee reports, however, make clear Congress's understanding that
"[w]hether a person has a disability should be assessed without regard
to the availability of mitigating measures, such as reasonable accommodations
or auxiliary aids." S. Rep. No. 116, 101st Cong., 1st Sess. 23 (1989);
H.R. Rep. No. 485, 101st Cong., 2d Sess., Pt. 2, at 52 (1990); see also
id., Pt. 3, at 28 ("The impairment should be assessed without considering
whether mitigating measures, such as auxiliary aids or reasonable accommodations,
would result in a less-than-substantial limitation."). Indeed, the
House Reports recounted specific examples that corroborate this understanding:
[A] person who is hard of hearing is substantially limited in the major
life activity of hearing, even though the loss may be corrected through
the use of a hearing aid. Likewise, persons with impairments, such as epilepsy
or diabetes, which substantially limit a major life activity are covered
under the first prong of the definition of disability, even if the effects
of the impairment are controlled by medication.
Id., Pt. 2, at 52; accord id., Pt. 3, at 28-29.
In addition, the agencies entrusted with administering the ADA, and whose
views are entitled to deference, see Bragdon v. Abbott, 118 S. Ct. 2196,
2209 (1998), have similarly concluded that mitigating measures should not
be taken into account. In promulgating regulations defining the term "substantially
limits," the Equal Employment Opportunity Commission explained that
"[t]he determination of whether an individual is substantially limited
in a major life activity must be made on a case by case basis, without regard
to mitigating measures such as medicines, or assistive or prosthetic devices."
29 C.F.R. Pt. 1630 App. § 1630.2(j). See 42 U.S.C. 12116 (requiring
EEOC to promulgate regulations "to carry out" Title I of the ADA).
The Department of Justice, which is required to promulgate regulations to
implement Titles II and III of the ADA, see 42 U.S.C. 12134(a), 12186(b),
has also concluded that "[t]he question of whether a person has a disability
should be assessed without regard to the availability of mitigating measures,
such as reasonable modification or auxiliary aids and services." 28
C.F.R. Pt. 35 App. A § 35.104 (preamble to Title II regulations); 28
C.F.R. Pt. 36 App. B § 36.104 (preamble to Title III regulations).
These views are consistent with those of the Department of Labor, which
enforces Section 503 of the Rehabilitation Act of 1973, 29 U.S.C. 793. See
Office of Federal Contract Compliance Programs v. Commonwealth Aluminum,
No. 82-OFC-6, 1994 WL 59429, at *6 (Feb. 10, 1994).
3. The question whether mitigating measures should be taken into account
in assessing whether an individual has a disability under the ADA is ripe
for this Court's resolution. The conflict in the circuits on the issue is
clear. There is no reason why an individual's rights or an employer's obligations
under the ADA should depend on the fortuity of the circuit in which the
individual is employed; as respondent in Murphy cogently states, the plight
of a national employer that operates in many locations across the country
is particularly difficult. See 97-1992 Br. in Opp. 4. Finally, absent review
by this Court, the conflict in the circuits appears likely to endure. Although
the fractured opinions in Gilday suggest that the Sixth Circuit's view on
the issue may not yet be firm, the Tenth Circuit in the instant cases has
squarely held that mitigating measures should be taken into account in determining
disability. The six circuits that have reached the opposite conclusion have
similarly failed to display any indication that their views are tentative
or likely to change. Accordingly, further review of this question is warranted.
4. Although Sutton and Murphy both present the question whether mitigating
measures should be taken into account in determining disability, the Murphy
case provides a better vehicle for the Court to address the issue. Few courts
of appeals have addressed correctable myopia-the impairment at issue in
Sutton-as a disability, perhaps because employers and others (at least outside
a few contexts, such as the transportation industry and law enforcement)
rarely discriminate on the basis of a correctable vision impairment. But,
aside from the Tenth Circuit, the other courts of appeals that have addressed
the issue have tended to distinguish correctable vision impairments from
other impairments.
For example, the First Circuit in Arnold held unequivocally that disabilities
are generally to be assessed under the ADA without regard to mitigating
measures. See 136 F.3d at 863. The court nonetheless noted that it "might
reach a different result in the case of a myopic individual whose vision
is correctable with eyeglasses." 136 F.3d at 866 n.10. In the court's
view, "[t]he availability of such a simple, inexpensive remedy, that
can provide assured, total and relatively permanent control of all symptoms,
would seem to make correctable myopia the kind of 'minor, trivial impairment[],
* * * that would not be considered a disability under the ADA." Ibid.
(quoting S. Rep. No. 116, supra, at 23). Those same factors seem to underlie
the Fifth Circuit's view that it "c[ould] not say whether mitigating
measures such as eyeglasses or laser surgery should be considered in assessing
whether an individual is disabled." Washington v. HCA Health Servs.,
152 F.3d at 471. The district court in Sutton similarly described myopia
as a "slight shortcoming[] that [is] both minor and widely shared,"
97-1943 Pet. App. A35, whose recognition as a disability would in its view
"subvert[] the policies and purposes of the ADA and distort[] the class
the ADA was meant to protect," id. at A36.
We do not agree that the analysis of a correctable vision impairment differs
from the analysis of other impairments under the ADA. There are, however,
features of vision impairments like myopia that set them somewhat apart
from other impairments under the ADA.3 If the Court were to grant further
review in Sutton, therefore, it is possible that the Court's ultimate decision
would turn on narrow issues about the analysis of myopia under the ADA without
resolving the more general question of whether mitigating measures should
be taken into account in assessing other impairments. Because hypertension-the
condition at issue in Murphy-is far more typical of the types of impairments
at issue in ADA cases, further review in Murphy would give the Court a better
opportunity more generally to resolve the conflict in the circuits regarding
whether mitigating measures should be taken into account.
The question that divides the circuits is squarely presented in Murphy.
There is no dispute that, if a disability is to be assessed in the unmitigated
state, petitioner in Murphy has a disability; his blood pressure is so high
without medication (250/160, see 97-1992 Pet. App. 9a) that it would pose
an immediate threat to his health. See 97-1992 Pet. 7. There also appears
to be no dispute that, if a disability is to be assessed in its mitigated
state, petitioner in Murphy does not have a disability. Although petitioner
himself apparently claims that he has chosen to limit some activities as
a result of his blood pressure, see 97-1992 Pet. App. 13a, petitioner's
physician testified that petitioner's only restriction is that he should
not repetitively lift weights weighing more than 200 pounds, see id. at
13a, 31a. The district court held that that restriction alone was insufficient
to present a material issue of fact regarding whether petitioner was substantially
limited in a major life activity. See id. at 31a. Because there is no basis
to disturb that holding, the question whether petitioner has an actual disability
thus turns entirely on whether his high blood pressure is to be assessed
in its mitigated or unmitigated state.4
5. The petition in Murphy presents three questions in addition to the question
regarding mitigating measures. The second question presented concerns whether
the issuance of a DOT health card to petitioner precludes respondent's claim
that petitioner does not satisfy DOT health standards. 97-1992 Pet. 1. That
question appears to concern the particular factual context of this case,
it was not reached by the court of appeals, see 97-1992 Pet. App. 5a-6a,
and it therefore does not warrant further review. The third question presented
concerns whether respondent could have performed his job with reasonable
accommodations. See 97-1992 Pet. i. That question does not warrant review;
the court of appeals did not reach that question (because it held that petitioner
was not disabled and therefore no reasonable accommodation was required),
and in any event it appears to be of relevance only in the particular factual
circumstances of this case.
The fourth question presented in Murphy concerns the court of appeals' holding
that summary judgment was properly granted to respondent on petitioner's
claim that respondent regarded him as disabled, under 42 U.S.C. 12102(2)(C).
See 97-1992 Pet. i. Petitioner claimed that, regardless of whether he was
in fact disabled, respondent regarded him as disabled when it terminated
his employment, because respondent regarded him as substantially limited
in the major life activity of working. The Tenth Circuit rejected that claim.
The court concluded that respondent did not regard petitioner as disabled
because respondent "did not base its termination of [petitioner] on
an unsubstantiated fear that he would suffer a heart attack or stroke,"
but rather it terminated him "because his blood pressure exceeded the
DOT's requirements for drivers of commercial vehicles." 97-1992 Pet.
App. 5a.5 In the court's view, the fact that respondent viewed petitioner
as unable to hold the job because of government regulatory criteria was
insufficient to raise a material issue of fact as to whether respondent
viewed petitioner as disabled-i.e., as substantially limited, because of
his impairment, in the major life activity of working.
In our view, the court of appeals' holding on this point was a clear legal
error. Regardless of whether respondent based its termination of petitioner
on "unsubstantiated fear" concerning his hypertension or on a
belief that, as a result of petitioner's hypertension, DOT standards precluded
him from driving commercial vehicles, respondent regarded petitioner's impairment
as substantially limiting his ability to work. Although the alleged failure
to satisfy DOT standards could-if it were correct-assist respondent in showing
that pettioner was not qualified for the job, see 42 U.S.C. 12112(a), that
petitioner would "pose a direct threat to the health or safety of other
individuals in the workplace," 42 U.S.C. 12113(b), or that petitioner
failed a "qualification standard" that "has been shown to
be job-related and consistent with business necessity," 42 U.S.C. 12113(a),6
it does not establish or suggest that petitioner was not regarded as substantially
limited in his ability to work. To the contrary, it was the very basis for
respondent's decision to regard petitioner as substantially limited in his
ability to work.
If the Court determines to grant review with regard to the "mitigating
measures" issue in Murphy, the Court may well determine that review
should be granted on this issue as well. It is true that, because the court
of appeals' decision is unpublished, its ruling on this point does not create
a cognizable conflict with any decision of any other court of appeals; indeed,
most other courts to consider the effect of federal regulations on ADA claims
have done so in the context of analyzing the employer's defenses, not in
the context of ruling on the scope of the "regarded as" prong
of the disability definition. See, e.g., Daugherty v. City of El Paso, 56
F.3d 695, 697 (5th Cir. 1995), cert. denied, 516 U.S. 1172 (1996); Prado
v. Continental Air Transp. Co., 982 F. Supp. 1304, 1307 (N.D. Ill. 1997);
Campbell v. Federal Express Corp., 918 F. Supp. 912, 920 (D. Md. 1996).
On the other hand, especially if this Court were to hold that petitioner
is not disabled (because mitigating measures should be taken into account),
respondent ought not be permitted to preclude him from a broad class of
jobs on account of his high blood pressure without being held to have "regarded"
him as being disabled.7 Thus, the two issues in this case are related, such
that the Court may well benefit from the opportunity to construe the "actual
disability" prong of the ADA's disability definition in the somewhat
broader context provided by the "regarded as" prong of that same
definition. Accordingly, although this issue would not independently warrant
further review, the Court may wish to grant review with respect to this
question if it determines to review the issue of mitigating measures.8
CONCLUSION
The petition for a writ of certiorari in No. 97-1992 should be granted with
respect to the first and fourth questions presented. The petition for a
writ of certiorari in No. 97-1943 should be held pending this Court's disposition
of No. 97-1992 and then disposed of accordingly.
Respectfully submitted.
C. GREGORY STEWART
General Counsel
PHILLIP B. SKLOVER
Associate General Counsel
CAROLYN L. WHEELER
Assistant General Counsel
PAULA R. BRUNER
Attorney
Equal Employment
Opportunity Commission
Washington, D.C. 20507
SETH P. WAXMAN
Solicitor General
BILL LANN LEE
Acting Assistant Attorney
General
BARBARA D. UNDERWOOD
Deputy Solicitor General
JAMES A. FELDMAN
Assistant to the Solicitor
General
DECEMBER 1998
1 Both courts below misconstrued the import of the DOT regulations. See
note 5, infra.
2 In addition, the Ninth Circuit has recited the no-mitigation rule without
significant discussion, but then ruled against the plaintiffs on other grounds.
See Holihan v. Lucky Stores, Inc., 87 F.3d 362, 364 (9th Cir. 1996), 117
S. Ct. 1349 (1997); see also Kirkingburg v. Albertson's, Inc., 143 F.3d
1228 (9th Cir. 1998) (amblyopia ("lazy eye") may be disability,
even if brain compensates for it), petition for cert. pending, No. 98-591.
3 Correctable vision impairments under the ADA may present certain unique
issues. In determining whether a given correctable vision impairment substantially
limits the major life activity of seeing, the claimant's ability to see
would have to be compared with "the condition, manner, or duration
under which the average person in the general population can perform that
same major life activity." 29 C.F.R. 1630.2(j)(1)(ii) (emphasis added).
Because correctable vision impairments are so widespread, a number of issues
arise regarding how to make the comparison between the claimant and "the
average person in the general population" and regarding how far the
claimant's vision must diverge from the "average person" before
the claimant could be found to have a disability. Those issues were not
addressed by the court of appeals in Sutton and have received little attention
from other courts.
4 Of course, even if the Court agreed with petitioner that he is disabled,
that would not establish that petitioner can make out his ADA claim. There
would remain at least the further issues that the court of appeals declined
to reach: whether he was qualified for the job of mechanic at UPS and whether
the DOT regulations would provide UPS with a defense. See 97-1992 Pet. App.
5a-6a.
5 Both courts below erred in concluding the DOT standards preclude someone
with blood pressure higher than 160/90 from obtaining a commercial driver's
license. See 97-1992 Pet. App. 5a, 15a-16a, 35a. A regulation issued by
the Federal Highway Administration prohibits the operation of commercial
motor vehicles by individuals who have "a current clinical diagnosis
of high blood pressure likely to interfere with his/her ability to operate
a commercial motor vehicle safely." 49 C.F.R. 391.41(b)(6) (emphasis
added). The regulations further provide that, when an individual is tested
under that standard, "[i]f the blood pressure is consistently above
160/90 mm. Hg., further tests may be necessary to determine whether the
driver is qualified to operate a commercial motor vehicle." 49 C.F.R.
391.43(f). Thus, although the general rule prohibits individuals whose high
blood pressure would interfere with vehicle operation from operating commercial
vehicles, blood pressure above 160/90 does not necessarily or categorically
trigger that prohibition.
The district court referred to a Federal Highway Administration document
entitled "Medical Advisory Criteria for Evaluation Under 49 C.F.R.
Part 391.41." 97-1992 Pet. App. 15a-16a. That document recommends that
no driver with blood pressure over 181/105 should be qualified to operate
a motor vehicle and that drivers with blood pressure between 160/90 and
181/105 may drive for three months and then may be retested to determine
whether their blood pressure has been reduced to 160/90 or below. But the
document notes that its recommendations "are simply guidance established
to help the medical examiner determine a driver's medical qualifications"
and that "[t]he medical examiner may, but is not required to, accept
the recommendations." Accordingly, this document does not absolutely
preclude petitioner from obtaining a commercial driver's license.
6 See also 29 C.F.R. 1630.15(e) (recognizing defense "that a challenged
action is required or necessitated by another Federal law or regulation").
7 DOT certification is required for "all employers, employees, and
commercial motor vehicles, which transport property or passengers in interstate
commerce," 49 C.F.R. 390.3(a), and an inability to obtain certification
thus implicates "a class of jobs or a broad range of jobs in various
classes." 29 C.F.R. 1630.2(j)(3)(i).
8 If the Court grants the petition for a writ of certiorari in Murphy, it
may help to focus the issues by rephrasing the questions presented as we
have done in this brief.