No. 98-405
In the Supreme Court of the United States
OCTOBER TERM, 1998
JANET RENO, ATTORNEY GENERAL, APPELLANT
v.
BOSSIER PARISH SCHOOL BOARD
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
BRIEF FOR APPELLANT IN OPPOSITION
TO MOTION TO DISMISS OR AFFIRM
SETH P. WAXMAN
Solicitor General
Counsel of Record
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
In the Supreme Court of the United States
OCTOBER TERM, 1998
No. 98-405
JANET RENO, ATTORNEY GENERAL, APPELLANT
v.
BOSSIER PARISH SCHOOL BOARD
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLUMBIA
BRIEF FOR APPELLANT IN OPPOSITION
TO MOTION TO DISMISS OR AFFIRM
1. Appellee argues (Motion to Affirm (Mot.) 9-14) that this case is moot
because the next regularly scheduled election for Bossier Parish School
Board will not be held until 2002, after the Board should have adopted a
new redistricting plan following the 2000 census. The Board's current plan,
however, will remain in effect and will govern future elections unless and
until it is replaced by another lawful plan. Thus, if the Board holds a
special election because of a vacancy, the current plan will be used. See
La. Rev. Stat. Ann. § 18:602(2)(A) (1979) (special elections in case
of vacancies). And should the Board fail to adopt a new election plan following
the 2000 census in time for the 2002 elections, or fail to obtain preclearance
for a new plan under Section 5 of the Voting Rights Act of 1965, 42 U.S.C.
1973c, then the current plan would also be used for the 2002 elections.
See City of Rome v. United States, 446 U.S. 156, 182-183 (1980). This case
is therefore similar to numerous cases in which the Court has held that,
when a challenged election practice may be used in future elections, the
challenge remains a live controversy despite the holding of the election.
See Anderson v. Celebrezze, 460 U.S. 780, 784 & n.3 (1983); Storer v.
Brown, 415 U.S. 724, 737 & n.8 (1974); Rosario v. Rockefeller, 410 U.S.
752, 755 (1973).
Moreover, the Attorney General and the private appellants retain a live
interest in the outcome of this litigation. If the district court's judgment
is reversed, then the Board will presumably move expeditiously to prepare
a new plan for preclearance and to hold new elections under that plan if
it is precleared. Should the Board fail to do so, then voters or the Attorney
General might be entitled to an injunction under Section 5 requiring special
elections under a valid plan (either one previously precleared or one fashioned
by the federal courts). See Berry v. Doles, 438 U.S. 190 (1978); Lopez v.
Monterey County, 519 U.S. 9, 18, 21 (1996). The district court's preclearance
of the Board's 1992 plan also directly affects the Attorney General's preclearance
review of future plans submitted by the Board, for if the lower court's
judgment granting preclearance is not set aside, then the Attorney General
will have to use the 1992 plan as the benchmark from which to measure retrogression
for future redistricting submissions by the School Board. See 28 C.F.R.
51.54(b).1
Neither Watkins v. Mabus, 502 U.S. 954 (1991), nor Hall v. Beals, 396 U.S.
45 (1969), supports appellee's contention that a challenge to a voting practice
becomes moot once the election is held. In Watkins, this Court held that
voters' Section 5 challenge to special absentee ballot procedures ordered
by the district court for an election to the Mississippi legislature became
moot once the election was held. See 502 U.S. at 954-955. In that case,
however, the district court ordered the special ballot procedures as an
interim remedy because the Attorney General had objected to the State's
1991 plan, and elections had to be held under the previously precleared
1982 plan after considerable delay; the court made clear that the absentee
ballot procedures were to be used "[s]olely for the September 17[,
1991] primary election for the Mississippi Legislature." 91-434 J.S.
App. 6. There was no reasonable likelihood that the absentee ballot procedures
would be used again, since future elections, even if held under the 1982
plan, could be planned for in due course. In Hall v. Beals, the Court held
that a challenge to a state statute imposing a durational-residency requirement
for voting became moot when the state legislature repealed the challenged
requirement, 396 U.S. at 48; in this case, by contrast, the Board's plan
remains on the books.2
2. Appellee contends (Mot. 14-19) that the district court did not limit
its inquiry to retrogressive intent, but rather properly found an absence
of a nonretrogressive, yet nevertheless discriminatory, purpose to the Board's
plan. That contention cannot withstand scrutiny. After summarily stating
that the "record will not support a conclusion that extends beyond
the presence or absence of retrogressive intent" (J.S. App. 3a), the
court made clear that "[t]he question we will answer, accordingly,
is whether the record disproves Bossier Parish's retrogressive intent in
adopting the Jury plan." Id. at 4a. The district court never again
addressed whether the evidence showed a nonretrogressive but discriminatory
purpose.
The district court's discussion of the evidence under the framework of Village
of Arlington Heights v. Metropolitan Housing Development Corp., 429 U.S.
252 (1977), related only to retrogressive intent. When the court analyzed
whether the 1992 plan bore more heavily on blacks than on whites, it examined
only the "percentage shift in dilution" of blacks' voting strength
in one particular district; that is, it considered only whether the plan
significantly reduced the percentage of blacks in that district from the
percentage under the previous plan, which could amount to retrogression.
See J.S. App. 5a-6a.3 The court also rejected other points raised by the
intervenors to show that the Board enacted the plan with an unlawful purpose
because, it stated, they would not "support a finding of retrogressive
intent." Id. at 6a. The district court also precleared the 1992 plan
despite finding that the Board's history included a "resistance to
court-ordered desegregation" because that evidence was "not enough
to rebut the School Board's prima facie showing that it did not intend retrogression."
Id. at 7a. The district court acknowledged "[e]vidence in the record
tending to establish that the board departed from its normal practices"
in adopting the 1992 plan, but the court found that evidence not probative
because it "is not evidence of retrogressive intent." Ibid. The
court likewise dismissed the evidence of the contemporaneous statements
of Board members because the statements "do not establish retrogressive
intent." Id. at 8a.
To the extent the district court may have examined the Board's discriminatory
but nonretrogressive intent, that examination was plainly insufficient,
as we have explained (J.S. 21-26). The district court did not address the
evidence of such intent under the Arlington Heights framework, as Judge
Kessler pointed out (J.S. App. 13a, 24a). Nor did the district court consider
the point that the Board's discriminatory intent should preclude preclearance
of the plan, even if the Board might have had some legitimate reason for
enacting the plan, such as preserving precincts, as appellee suggests (Mot.
15-16). See City of Pleasant Grove v. United States, 479 U.S. 462, 469 (1987)
(reiterating that a covered jurisdiction has the burden to prove "the
absence of discriminatory purpose" on its part).
The claimed motive of preserving precincts, moreover, is plainly insufficient
to save the 1992 plan, for the record of events makes clear that it could
not have motivated the Board to adopt that plan. There is no evidence that
the Board was concerned about preserving precincts before the black community
of the Parish began to request that a majority-black district be drawn.
In fact, the Board anticipated the necessity of splitting precincts in order
to adopt a plan that would best serve its legitimate objectives (including
preserving the seats of incumbents, a goal that was sacrificed in the 1992
plan, see J.S. 23). In September 1991, after the Attorney General precleared
the Police Jury plan, the Board rejected one member's suggestion that it
adopt the Police Jury plan, and the Board's cartographer, Gary Joiner, told
the Board that it would have to work with the Police Jury to alter precinct
lines for its own plan. J.S. App. 174a. The Board did not move to adopt
the Police Jury plan for another year, but rather continued to explore other
options. And although appellee notes (Mot. 4) that the Board was theoretically
required by statute to adopt a plan before December 31, 1992, there is no
evidence that this factor actually constrained the Board's consideration,
and the district court made no finding to that effect. To the contrary,
because the next regular Board elections were not scheduled until October
1994, the Board had ample time in which to adopt a plan, as its cartographer
reminded the members. J.S. App. 172a-173a. The Board did not make the abrupt
decision to switch course and adopt the Police Jury plan until September
1992, only two weeks after the NAACP presented a plan that demonstrated
that majority-black districts could be created. Id. at 180a.
3. Finally, appellee argues (Mot. 19-28) that Section 5 requires the Attorney
General and this Court to preclear voting changes enacted with a racially
discriminatory intent (as long as those changes do not have a retrogressive
effect). The plain language of Section 5, however, states that a covered
jurisdiction is entitled to preclearance only if it shows a new voting practice
"does not have the purpose and will not have the effect of denying
or abridging the right to vote on account of race or color." 42 U.S.C.
1973c. The language of Section 5 tracks the text of the Fifteenth Amendment
itself, which prohibits purposeful racially discriminatory practices in
voting, whether or not retrogressive. See City of Mobile v. Bolden, 446
U.S. 55, 61-65 (1980) (opinion of Stewart, J.). The statutory text also
does not indicate that the prohibited purpose is limited to a retrogressive
intent. This Court has held that the "effect" prong of Section
5 is limited to a determination whether the new voting practice is retrogressive.
J.S. App. 35a; see also Beer v. United States, 425 U.S. 130, 140 (1976).
But the debate over the "effect" prong has involved how far beyond
the Constitution itself Congress intended Section 5 to reach; there is no
reason to doubt that Congress intended Section 5 to reach "as far as
the Constitution itself." J.S. App. 57a (Breyer, J.).
Appellee's argument rests heavily on an effort to recharacterize this Court's
decision in Beer, supra (see Mot. 24-28). Appellee acknowledges (Mot. 24-25)
that, in Beer, this Court stated that a voting change can violate Section
5 if it "so discriminates on the basis of race or color as to violate
the Constitution." 425 U.S. at 141.4 It suggests, however, that at
the time of the decision in Beer, this Court believed that adoption of a
single-member districting plan would violate the Constitution only if the
plan was enacted with a retrogressive purpose. Beer (which involved a single-member
district-ing plan) did not remotely suggest, however, that constitutional
vote-dilution claims involving single-member districts would require a different
showing of purpose than the showing required for vote-dilution claims involving
multi-member districts. Prior to Beer, this Court had held multi-member
districts unconstitutional without any discussion of retrogression. See
White v. Regester, 412 U.S. 755, 765-770 (1973). Whereas an intent to make
the position of minorities worse would indeed be evidence of discriminatory
intent, it is not required to show that unconstitutional purpose.
Appellee's efforts to avoid the effect of City of Pleasant Grove, supra,
and Busbee v. Smith, 549 F. Supp. 494 (D.D.C. 1982), aff'd mem., 459 U.S.
1166 (1983), are also without merit. Appellee argues (see Mot. 28-29) that
City of Pleasant Grove is consistent with a requirement of retrogressive
intent, but as we have pointed out (J.S. 16), retrogression could not have
been at issue there, because the City had no black voters; indeed, the Court
specifically rejected the argument made there that, "since the annexations
could not possibly have caused an impermissible effect on black voting,
it makes no sense to say that [the City] had a discriminatory purpose."
479 U.S. at 471. Appellee appears to acknowledge (Mot. 28 n.11) that this
Court rejected the position it is now advancing in Busbee v. Smith, but
maintains that summary decision is entitled to little precedential value.5
But while this Court treats its own summary decisions as less demanding
of adherence than its fully articulated decisions, lower courts are not
free to do the same, see Mandel v. Bradley, 432 U.S. 173 (1977), and so
the district court's failure to adhere to Busbee warrants the Court's plenary
consideration of this appeal.
4. The issue presented on this appeal is one of considerable importance
that requires resolution. Beginning shortly after the release of census
data in approximately April 2001, thousands of state and local jurisdictions
covered by Section 5 will be adopting new redistricting plans and submitting
them for preclearance to either the Department of Justice or the United
States District Court for the District of Columbia. In every one of those
submissions, the intent of the submitting jurisdiction will potentially
be at issue. It is essential for both the submitting jurisdictions and the
authorities making preclearance determinations to know whether the inquiry
required by Section 5 reaches beyond retrogressive intent and is coextensive
with the Constitution, and requires the jurisdictions to prove that they
did not act with an intent to discriminate against racial minorities.
* * * * *
For the foregoing reasons, and for those set forth in our jurisdictional
statement, the Court should note probable jurisdiction.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
DECEMBER 1998
1 Even if this case were moot, the appropriate action would not be for the
Court to dismiss the appeal (as appellee requests, Mot. 30). Rather, the
established practice when a case becomes moot on appeal is for this Court
to vacate the lower court's judgment and to remand the case with instructions
to dismiss the complaint, so that the lower court's judgment retains no
further effect. See Arizonans for Official English v. Arizona, 520 U.S.
43, 71 (1997); Watkins v. Mabus, 502 U.S. 954, 955 (1991); United States
v. Munsingwear, Inc., 340 U.S. 36, 39 (1950). The course of action suggested
by appellee would create an incentive for jurisdictions covered by Section
5 to delay the process of obtaining preclearance. A jurisdiction could wait
to file a preclearance action until its election plan was nearly due for
reapportionment; then, if it obtained an erroneous declaratory judgment
granting preclearance, the jurisdiction could argue that the government's
appeal should be dismissed because the plan would not be used in future
elections. Section 5, however, was intended to deprive covered jurisdictions
of the advantages of delay and extended litigation. See South Carolina v.
Katzenbach, 383 U.S. 301, 335 (1966).
2 Appellee requests (Mot. 7-8) that the Court consider the results of Board
elections held in 1996 and 1998 under the 1992 plan, in which African-Americans
were elected to the Board. The Court should decline to consider such evidence
outside the record compiled in the district court, as it declined to do
on the first appeal in this case. See Reno v. Bossier Parish Sch. Bd., 517
U.S. 1154 (1996). The district court invited appellee to reopen the record
on remand to address the 1996 election results, but appellee declined that
invitation, J.S. App. 1a-2a n.1, and it is bound by that choice. Furthermore,
although the results of those elections are subject to public notice, those
bare results (including the race of the winners) cannot dispose of this
case, for they do not provide sufficient information from which to draw
a conclusion about the position of minority voters in Board elections. Without
further information, the mere fact that black candidates have been elected
to the Board, even from majority-white districts, does not permit a court
(or the Attorney General) to conclude with assurance that the voting strength
of the black community in Bossier Parish is no longer being diluted. Those
bare results, for example, provide no information about voter turnout, unusual
features about voting patterns in the districts from which those candidates
were elected, or other circumstances that might have been peculiar to the
1996 and 1998 elections. Thus, as the district court concluded, "[w]ere
we to consider the election results at all, we would need more information
about them." Ibid.
3 Appellee suggests (Mot. 16-17) that, when the district court discussed
the 1992 plan's dilutive impact, it must have been addressing discriminatory
intent generally, and not just retrogressive intent, because it understood
that this Court had used the term "dilutive impact" to refer to
a discriminatory plan, rather than a retrogressive plan. That suggestion
is plainly wrong, for on the prior appeal in this case, this Court made
clear that evidence of a plan's dilutive impact is relevant to show retrogressive
intent, and it reversed the lower court's earlier refusal to consider such
evidence for that purpose. J.S. App. 45a-47a.
4 Appellee also acknowledges (Mot. 24) that the definitive Senate Report
accompanying the 1982 extension of Section 5 expressly approves that formulation
of Section 5 in Beer (see J.S. 19), but it argues that this legislative
history should be disregarded because the Court rejected reliance on the
same Report on the prior appeal in this case (see J.S. App. 42a). The aspect
of the Senate Report rejected by this Court on the prior appeal, however,
involved a different statement in that Report, which suggested that a violation
of Section 2 of the Voting Rights Act, by itself, was a ground for denying
preclearance under Section 5; that statement in the Senate Report was contrary
to the Court's earlier construction of Section 5 in Beer. The Court expressed
doubt that, when Congress reenacted Section 5 without change, it would have
silently disapproved the Court's decision in Beer without amending the statutory
language. Ibid. This case involves Congress's approval of a different part
of the Court's decision in Beer, stating that plans that violate the Constitution
may not be precleared under Section 5; that congressional ratification deserves
great weight.
5 Appellee also suggests (Mot. 28 n.11) that the lower-court decision in
Busbee may have found retrogression. The appeal in that case, however, was
presented to this Court on precisely the opposite assumption. See 82-857
J.S. 11-12 (citing district court findings of no retrogression). In any
event, "[q]uestions which merely lurk in the record are not resolved"
by summary affirmances, and "no resolution of them may be inferred."
Illinois State Bd. of Elections v. Socialist Workers Party, 440 U.S. 173,
183 (1979) (citations and internal quotation marks omitted).