No. 98-829
In the Supreme Court of the United States
FLORIDA DEPARTMENT OF CORRECTIONS, PETITIONER
v.
WELLINGTON N. DICKSON, A/K/A DUKE, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
SUPPLEMENTAL BRIEF FOR THE UNITED STATES
SETH P. WAXMAN
Solicitor General
Counsel of Record
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
In the Supreme Court of the United States
No. 98-829
FLORIDA DEPARTMENT OF CORRECTIONS, PETITIONER
v.
WELLINGTON N. DICKSON, A/K/A DUKE, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
SUPPLEMENTAL BRIEF FOR THE UNITED STATES
Pursuant to this Court's Rule 15.8, the Solicitor General respectfully files
this supplemental brief to advise the Court of an alteration in the United
States' position regarding the appropriate disposition of the petition for
a writ of certiorari, in light of a court of appeals decision that issued
after the brief in opposition was filed in this case.
1. This case presents the question whether Title I of the Americans with
Disabilities Act of 1990 (Disabilities Act), 42 U.S.C. 12111 to 12117, is
a proper exercise of Congress's power under Section 5 of the Fourteenth
Amendment, thereby constituting a valid exercise of congressional power
to abrogate the States' Eleventh Amendment immunity from suit by individuals.
In a brief in opposition filed in December 1998, the United States opposed
the petition for a writ of certiorari predominantly on the ground that no
circuit conflict existed. See Br. in Opp. 5, 13-14.
Since that time, three more courts of appeals have, like the Eleventh Circuit
here, upheld the Disabilities Act's abrogation of Eleventh Amendment immunity.
See Martin v. Kansas, No. 98-3102, 1999 WL 635916 (10th Cir. Aug. 19, 1999);
Muller v. Costello, No. 98-7491, 1999 WL 599285 (2d Cir. Aug. 11, 1999);
Amos v. Maryland Dep't of Pub. Safety & Correctional Servs., 178 F.3d
212 (4th Cir. 1999). On July 23, 1999, however, the en banc Eighth Circuit
became the first and only court of appeals to invalidate the Disabilities
Act's abrogation of Eleventh Amendment immunity, in a case arising under
Title II of that Act. See Alsbrook v. City of Maumelle, 184 F.3d 999, petition
for cert. pending, No. 99-423. The Eighth Circuit subsequently extended
its holding to Title I of the Disabilities Act, which is the Title at issue
in the present case. See DeBose v. Nebraska, No. 97-3541, 1999 WL 595048
(8th Cir. Aug. 9, 1999).
2. As a result of the en banc Eighth Circuit's decisions in DeBose and Alsbrook,
there is now a square conflict in the circuits regarding the constitutionality
of the Disabilities Act's abrogation provision. As the number of court of
appeals' decisions indicates, moreover, the question of Congress's authority
to abrogate Eleventh Amendment immunity in the Disabilities Act has been
extensively evaluated and considered by the courts. The conflict is firmly
entrenched and incapable of resolution absent intervening action by this
Court.
Furthermore, the Disabilities Act is vital civil rights legislation needed
to protect millions of Americans against invidious and irrational stereotypes
and limitations on their ability to function in society and to enjoy "perfect
equality of civil rights and the equal protection of the laws against State
denial or invasion" (Ex parte Virginia, 100 U.S. 339, 346 (1880)).
As a consequence of the Eighth Circuit's decisions, the operation of this
important civil rights legislation has been significantly impaired in seven
States. Unlike litigants within the Eleventh Circuit and the five other
circuits where the Disabilities Act's abrogation of Eleventh Amendment immunity
has been sustained, persons with disabilities in the Eighth Circuit cannot
fully enforce their federal rights under the Disabilities Act in federal
court.
3. In light of these developments, the United States no longer adheres to
the view expressed in its brief in opposition that the petition does not
merit an exercise of this Court's certiorari jurisdiction. However, we also
believe that a grant of the petition at the present time is not warranted.
That is because, on October 13, 1999, this Court will hear oral argument
in United States v. Florida Board of Regents, cert. granted, 119 S. Ct.
902 (1999) (No. 98-796), and Kimel v. Florida Board of Regents, cert. granted,
119 S. Ct. 901 (1999) (No. 98-791). Those cases present the questions of
whether the Age Discrimination in Employment Act of 1967 (ADEA), 29 U.S.C.
621 et seq., contains a clear expression of Congress's intent to abrogate,
and whether the ADEA reflects a proper exercise of Congress's power under
Section 5 of the Fourteenth Amendment. As we noted in our petition for a
writ of certiorari in No. 98-796, while the provisions, scope, and legislative
record of the ADEA differ in some respects from those of the Disabilities
Act, the resolution of the abrogation issue under the ADEA may shed light
on the resolution of the parallel issue under the Disabilities Act. See
Petition at 12-13, United States v. Florida Bd. of Regents, supra. That
is especially so because both statutes concern the scope of Congress's power
to enforce the Equal Protection Clause for classifications (age and disability)
that are not normally subject to heightened judicial scrutiny.
On the other hand, because the ADEA and Disabilities Act differ in some
ways in terms of their structure and legislative record, it may be that
the Court's decision in the Florida Board of Regents cases will not negate
the need for plenary review of the validity of the Disabilities Act's abrogation.
Furthermore, the Florida Board of Regents cases present the separate question-which
is not at issue here-of whether Congress clearly expressed its intent to
abrogate the States' Eleventh Amendment immunity in the ADEA. Were this
Court's resolution of the Florida Board of Regents cases to turn upon that
question, rather than upon the scope of Congress's power under Section 5,
it is quite unlikely that the disposition would offer relevant guidance
to the court of appeals in reviewing the constitutionality of the Disabilities
Act's abrogation.
In short, this Court's decision this Term in the Florida Board of Regents
cases may cast significant light on the question presented by the petition.
Not until a decision issues in those cases will counsel and the Court be
able to undertake a fully informed and considered analysis of whether granting
this petition (or another petition presenting the same issue) is appropriate,
or whether, instead, an order granting, vacating, and remanding to the court
of appeals for reconsideration in light of the decision in Nos. 98-796 and
98-791 is the preferable course of action. We therefore suggest that the
petition be held pending this Court's decision in United States v. Florida
Board of Regents, No. 98-796, and Kimel v. Florida Board of Regents, No.
98-791. Within fourteen days of the decision in those cases, the United
States will submit a supplemental filing containing its views, in light
of that ruling, as to the appropriate disposition of this petition.
* * * * *
The petition for a writ of certiorari should be held pending this Court's
decision in United States v. Florida Board of Regents, No. 98-796, and Kimel
v. Florida Board of Regents, No. 98-791.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
OCTOBER 1999