No. 98-1662
In the Supreme Court of the United States
ROBERT D. ALEXANDER, PETITIONER
v.
MERIT SYSTEMS PROTECTION BOARD
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
BRIEF FOR THE RESPONDENT IN OPPOSITION
SETH P. WAXMAN
Solicitor General
Counsel of Record
DAVID W. OGDEN
Acting Assistant Attorney
General
WILLIAM KANTER
CARL E. GOLDFARB
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
MARY J. JENNINGS
General Counsel
MARTHA B. SCHNEIDER
Assistant General Counsel
ERIC D. FLORES
Attorney
Merit Systems Protection
Board
Washington, D.C. 20419
QUESTIONS PRESENTED
1. Whether the Hatch Political Activity Act (Hatch Act), 5 U.S.C. 1501-1508,
7321-7326 (1994 & Supp. III 1997), violates the equal protection component
of the Due Process Clause of the Fifth Amendment by providing different
penalties for covered state and federal employees who engage in activity
prohibited by the Act.
2. Whether the Hatch Act violates the due process guarantee of the Fifth
Amendment by barring covered state employees, who work in federally financed
state programs, from being candidates in a partisan election, although state
law would otherwise permit them to run for office while on an unpaid leave
of absence.
3. Whether the district court erred by granting the Merit Systems Protection
Board's motion to affirm its final decision, after reviewing the decision
and record under the proper, statutory standard of review.
In the Supreme Court of the United States
No. 98-1662
ROBERT D. ALEXANDER, PETITIONER
v.
MERIT SYSTEMS PROTECTION BOARD
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
BRIEF FOR THE RESPONDENT IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. A1-A20) is reported at 165
F.3d 474. The opinion of the district court (Pet. App. A21-A34) is unreported.
The opinion of the Merit Systems Protection Board (Pet. App. A35-A44) is
reported at 71 M.S.P.B. 636.
JURISDICTION
The judgment of the court of appeals was entered on January 21, 1999. The
petition for a writ of certiorari was filed on April 14, 1999. The jurisdiction
of this Court is invoked under 28 U.S.C. 1254(1).
STATEMENT
1. The Hatch Political Activity Act (Hatch Act), 5 U.S.C. 1501-1508, 7321-7326
(1994 & Supp. III 1997), prohibits covered state and federal employees
from being candidates for elective office. 5 U.S.C. 1502(a)(3). A state
employee is generally covered by the Act if the employee's "principal
employment is in connection with an activity which is financed in whole
or in part by loans or grants made by the United States or a Federal agency."
5 U.S.C. 1501(4). Because state Medicaid programs are funded in large part
by federal grants, see 42 U.S.C. Subchapter XIX ("Grants to States
for Medical Assistance Programs"); 42 C.F.R. 430.30(a)(1), state employees
whose "principal employment is in connection with" a state Medicaid
program are covered by the Hatch Act.
The Merit Systems Protection Board (MSPB or Board) is responsible for enforcing
the Act. When a federal employee violates the Act, the employee must "be
removed from his position, and funds appropriated for the position from
which [he was] removed thereafter may not be used to pay the employee or
individual." 5 U.S.C. 7326. "[I]f the [MSPB] finds by unanimous
vote that the violation does not warrant removal," however, "a
penalty of not less than 30 days' suspension without pay shall be imposed
by direction of the Board." 5 U.S.C. 7326. If the MSPB determines that
a state employee violated the Act and that the violation warrants removal,
the state employer must either (1) dismiss the employee and not rehire him
for 18 months, or (2) forgo federal funds in an amount equal to two times
the employee's annual pay. 5 U.S.C. 1504-1506.
2. Petitioner was employed by the Michigan Department of Social Services
(DSS) as an analyst in the Medicaid program. Pet. App. A3. When petitioner
learned that the incumbent state representative for his district did not
intend to run for re-election, he decided to be a candidate in the 1992
Democratic Party primary for that seat. Ibid. Having had prior experience
in partisan politics and some familiarity with the Hatch Act, petitioner
knew that his candidacy would be unlawful if Medicaid was funded in whole
or part by federal loans or grants. Ibid. However, because DSS employees
referred to the Medicaid funding mechanism as a "reimbursement,"
petitioner thought that Medicaid might be said to be funded by federal "reimbursement"
rather than grants or loans and thus outside the Hatch Act's coverage. Ibid.
Petitioner therefore sought information concerning his Hatch Act coverage-and
was repeatedly told by everyone he asked that he was covered by the Act.
He consulted Ed Kemp, his supervisor; Paul Servais, an employee in DSS's
Human Resources office; and Heidi Weintraub, an attorney with the Office
of Special Counsel (OSC), the federal agency charged with providing advice
about the Hatch Act and prosecuting Hatch Act violations. Pet. App. A3-A4;
5 U.S.C. 1212(f), 1216(a)(2). Kemp told petitioner that he thought his position
was covered by the Hatch Act. Pet. App. A3. Servais and Weintraub both told
petitioner that he was covered by the Hatch Act and could not run for office.
Id. at A3-A4. And Weintraub told petitioner unequivocally that he could
not run for office even if he were on an unpaid leave of absence, and she
sent him a copy of an OSC booklet on the Hatch Act. Id. at A4-A5. Petitioner
said he did not find Servais' and Weintraub's explanations satisfactory
because they did not provide written verification or legal citations supporting
their opinions. Ibid. Petitioner concluded that it was uncertain whether
the Hatch Act applied to him and decided to "run and take a chance
on an unclear situation." Id. at A5. At no time was petitioner ever
told that he could be a candidate without violating the Hatch Act. Ibid.
Petitioner also was of the belief that the Hatch Act's forfeiture provision
would not impose a significant penalty if he did violate the Act. In particular,
petitioner assumed that DSS would be required to forfeit only twice the
amount of salary he actually received during the campaign, an amount he
was sure the agency would be willing to forfeit in order to retain his services.
Pet. App. A5. Petitioner therefore took an unpaid leave of absence during
the campaign as required by Michigan civil service law, and on May 12, 1992,
filed his nominating petition to become a candidate. Ibid. The next day,
he spoke to John Sorbet, a friend and DSS federal funding analyst who had
been on vacation, to ask about Medicaid funding. Ibid. Sorbet informed petitioner
that Medicaid is funded by a federal grant award. Ibid. Petitioner continued
his candidacy nonetheless. During the campaign, petitioner met with an OSC
investigator, who interviewed him and further explained the Hatch Act to
him. Id. at A6. Petitioner continued his campaign. Petitioner lost the primary
election. Ibid.
3. In July 1993, the OSC filed a complaint before the MSPB charging petitioner
with violating the Hatch Act. Pet. App. A6. The MSPB assigned the case to
an administrative law judge (ALJ), who permitted discovery and held a hearing.
Ibid. The ALJ issued a recommended decision in July 1995, finding that petitioner
violated the Hatch Act as charged. Id. at A45-A57. The ALJ recommended that,
although petitioner's violation was knowing and willful, petitioner not
be removed from his job because OSC failed to take more active measures
to dissuade him from violating the Act. Id. at A6-A7, A54.
The OSC filed exceptions to the recommendation, and the Board adopted the
ALJ's recommended decision in part and rejected it in part. Pet. App. A35-A44.
The Board found that petitioner violated the Hatch Act and that his violation
warranted removal because it was knowing and willful. Id. at A6-A7, A39-A43.
Moreover, unlike the ALJ, the Board was "not persuaded by [petitioner's]
attempt to place the blame for his knowing violation of the Hatch Act on
the failure of others to adequately dissuade him." Id. at A43. The
Board therefore ordered that DSS could choose either to remove petitioner
from his position or to forfeit federal funds in an amount equal to twice
petitioner's annual salary. Id. at A7, A44. The Board further ordered that
the same amount of federal funds would be withheld if petitioner was hired
by a Michigan state or local agency within 18 months after his removal.
Ibid. DSS terminated petitioner's employment in response. Id. at A7.1
4. Petitioner sought review of the Board's decision in district court pursuant
to 5 U.S.C. 1508, Pet. App. A21, A24, and the Board filed a motion to affirm,
id. at A21. The district court granted the Board's motion to affirm. Id.
at A21-A34.
The district court concluded that the Board's decision was supported by
substantial evidence and that the Board did not abuse its discretion in
ordering petitioner's removal. The stipulated facts and petitioner's own
admissions, the court explained, provided more than sufficient evidence.
Pet. App. A29. As the court noted: "Alexander does not claim to have
been unaware of the Hatch Act, and he was advised by authoritative sources
that his candidacy would violate the Act. Nonetheless, he persisted in running."
Ibid.2
The district court also rejected petitioner's argument that the Hatch Act
violated his right to equal protection under the Constitution by providing
different penalties for federal and state employees. First, the court held
that petitioner lacked standing to raise an equal protection challenge to
the penalty provisions because he was not harmed by the differences he sought
to challenge; he therefore would receive no benefit from a ruling that differential
punishments are unconstitutional. Pet. App. A32. The district court also
rejected the contention that state employees are penalized more harshly
than federal employees for Hatch Act violations. Ibid. Instead, the court
explained, the Hatch Act could easily be read as penalizing federal employees
more rigorously than state employees. Ibid. Federal employees who violate
the Hatch Act must be penalized in some way, the court observed, whereas
state employees whose violations do not warrant removal receive no penalty.
Moreover, the Hatch Act permits state agencies to forfeit federal funds
rather than impose a removal ordered by the MSPB. Ibid. In any event, the
court concluded, the differential penalty scheme was not implicated in this
case. "Because the Board determined that [petitioner's] violation warranted
removal, it could not have imposed any lesser penalty even if [petitioner]
had been a federal employee." Ibid.3
5. Petitioner appealed and the court of appeals affirmed. Pet. App. A1-A20.
The court of appeals first rejected petitioner's claim that the district
court had erred by deciding the case on summary judgment. Id. at A9. Petitioner
argued that the Tenth Circuit had disapproved of the use of summary judgment
procedures and motions to affirm in appeals from agency decisions under
the Administrative Procedure Act in Olenhouse v. Commodity Credit Corp.,
42 F.3d 1560, 1579 n.29 (1994), because such procedures allegedly invite
improper consideration of evidence outside the administrative record and
reliance upon post hoc rationalizations. The court of appeals, however,
determined that Olenhouse was inapplicable in this case because the Board's
motion relied on the proper standard of review, did not seek to introduce
extra-record evidence, and did not rely on post-hoc rationalizations. Pet.
App. A9.
The court of appeals also rejected petitioner's claim that the Hatch Act
violates the equal protection component of the Due Process Clause by imposing
differential sanctions on state and federal employees who violate the Act.
Pet. App. A15-A20. It was true, the court explained, that the minimum sanction
available under the Act for state employees was removal, whereas there were
lesser sanctions available for federal employees. But that did not amount
to discrimination against state employees, because neither a federal employee
nor a state employee will be removed from his position unless the misconduct
meets a particular standard of culpability, and that standard is identical
for both state and federal employees. Id. at A17. Consequently, the primary
difference between the treatment of state and federal employees under the
Act identified by petitioner was that, if a state employee's misconduct
does not warrant removal, no sanction at all may be imposed; in contrast,
if a federal employee's misconduct does not warrant removal, lesser sanctions
still must be imposed. Id. at A17-A18.4
That difference-the fact that misconduct by state employees that does not
warrant removal goes unpunished, whereas identical conduct by federal employees
may result in punishments other than removal-and the other differences in
the penalty provisions, the court of appeals concluded, survive rational
basis scrutiny. Pet. App. A18-A19. The Hatch Act, the court of appeals explained,
applies to a broader range of political activities for covered federal employees
than for covered state employees. Id. at A18. Moreover, the federal government's
interest as an employer, in promoting government effectiveness and fairness,
deterring improper political influence or the appearance of political influence,
and in awarding merit rather than political performance, differs from its
interest, as a provider of funds to States, in removing partisan political
influence from the administration of those federal funds. Id. at A19. The
different considerations, the court of appeals concluded, "could provide
a rational basis for the different statutory penalty provisions for federal
employees and covered state and local agency employees who violate the Hatch
Act." Ibid. The court of appeals also rejected petitioner's claim that
the MSPB applied the Hatch Act more harshly against state employees than
federal employees, concluding that the case-specific nature of penalty determinations
provided a reasonable basis for the different outcomes in individual cases.
Id. at A20.5
Finally, the court rejected petitioner's argument that employees on a mandatory
unpaid leave of absence under Michigan law must be excepted from the coverage
of the Hatch Act. Pet. App. A11-A12. Following the Eighth Circuit's decision
in Minnesota Department of Jobs & Training v. MSPB, 875 F.2d 179, 183
(1989), the court of appeals concluded that the Hatch Act applies without
regard to an employee's leave status. Pet. App. A12. Quoting the Eighth
Circuit's decision, it explained:
[T]he legislative history of the provisions of the Act makes it unmistakably
clear that covered state employees are subject to the prohibitions of the
Act regardless of leave status. During hearings on a proposal to extend
the Hatch Act to state and local government employees, Congress specifically
considered and rejected a provision which would have exempted from the Hatch
Act's prohibitions those candidates who had taken a leave of absence without
pay. 86 Cong. Rec. 2872-75 (1940).
Ibid. (quoting 875 F.2d at 183).
ARGUMENT
The decision of the court of appeals is correct and does not conflict with
any decision of this Court or of another court of appeals. Accordingly,
it does not warrant further review.
1. Petitioner first argues that the Hatch Political Activity Act (Hatch
Act), 5 U.S.C. 1501-1508, 7321-7326 (1994 & Supp. III 1997), which prohibits
certain political activities by covered federal employees and covered state
employees working in federally funded programs, violates the equal protection
component of the Due Process Clause of the Fifth Amendment because it provides
different penalties for state and federal employees who commit violations.
Pet. 12-14, 18-20. But this case does not present that question; petitioner
lacks standing to raise it; and the contention lacks merit in any event.
a. Petitioner's primary complaint seems to be that the Hatch Act provides
only one remedy, removal from office, for state employees who violate the
Act, while federal employees may be subject to a range of remedies. See
Pet. 12. The Hatch Act, however, imposes a mandatory sanction of removal
for federal employees and state employees alike whenever those employees
commit a violation that, like petitioner's, is sufficiently serious to warrant
removal.6 And, as the court of appeals observed, Pet. App. A17, the MSPB
employs the same test to determine whether a Hatch Act violation warrants
removal whether the case involves a federal or state employee-it asks whether
the violation was serious and occurred under circumstances demonstrating
a deliberate disregard of the law, considering all the aggravating and mitigating
factors. Compare Special Counsel v. Lee, 58 M.S.P.B. 81, 91 (1993) (construing
Section 7326, the provision governing removal of federal employees), with
Special Counsel v. Purnell, 37 M.S.P.B. 184, 200 (1988) (construing Section
1505, the provision governing removal of state employees), aff'd sub nom.
Fela v. MSPB, 730 F. Supp. 779 (N.D. Ohio 1989).
Because the Board found that petitioner's violation here was willful and
aggravated-he was repeatedly warned that his conduct would violate the Hatch
Act and persisted nonetheless-the sanction of removal would have been imposed
(and would have been mandatory) even if petitioner had been a federal employee.
Pet. App. A18; see also id. at A32 ("Because the Board determined that
[petitioner's] violation warranted removal, it could not have imposed any
lesser penalty even if [petitioner] had been a federal employee.").
Consequently, petitioner was not "adversely affected by the omission
of suspensions" and lesser penalties "from the statutory penalties
available for violations by covered state employees." Id. at A18 n.9.
Simply put, if the same penalty provisions applicable to federal employees
were made applicable to state employees, petitioner still would have been
ineligible for any of the lesser penalties, and removal still would have
been mandatory. Ibid.
Because petitioner was not treated differently from a similarly situated
federal employee, this case does not present the question whether providing
different penalties for state and federal employees who violate the Hatch
Act is inconsistent with equal protection. For the same reason, petitioner
lacks standing to raise the issue. Petitioner cannot show that any differences
in the Hatch Act's penalty provisions caused him to suffer an injury in
fact, or that a favorable decision on his challenge to the alleged differences
would redress his injury. He thus cannot meet "the irreducible constitutional
minimum" requirements necessary to establish "standing" to
raise his equal protection claim. Lujan v. Defenders of Wildlife, 504 U.S.
555, 560 (1992). "[A] person to whom a statute may constitutionally
be applied will not be heard to challenge that statute on the ground that
it may conceivably be applied unconstitutionally to others." Broadrick
v. Oklahoma, 413 U.S. 601, 610 (1973). It is precisely such a challenge
that petitioner seeks to raise here. Pet. App. A33.7
b. Petitioner's equal protection claim is, in any event, without merit.
As the district court pointed out, Pet. App. A32, the Hatch Act in many
respects provides for more lenient treatment of state employees. A federal
employee who violates the Hatch Act must be removed from his position unless
the MSPB "finds by unanimous vote that the violation does not warrant
removal." 5 U.S.C. 7326 (emphasis added). In contrast, a state employee
who violates the Act can escape removal if a simple majority of the MSPB
agrees that the violation does not warrant removal; there is no unanimity
requirement for state employees. Moreover, even if the MSPB concludes that
removal is warranted for a state employee, the state agency can decline
to remove the employee if it is willing to forgo federal funds equal to
two times the employee's annual pay. 5 U.S.C. 1504-1506. Federal employees
must be removed as a matter of law. Finally, even where removal of a federal
employee is not warranted, the employee still must be subjected to some
sanction for the violation; state employees whose violations are not sufficiently
serious to warrant removal, in contrast, are subjected to no sanction at
all. 5 U.S.C. 7326. Petitioner, a state employee, surely cannot be heard
to claim that his rights are violated by more favorable treatment of state
employees.
Any differences in the penalties applicable to state and federal employees,
moreover, easily pass muster under the rational basis test, which petitioner
concedes to be the applicable standard here. See Pet. 11-12.8 The Hatch
Act prohibits a broader range of activities for federal employees than for
state employees.9 Congress therefore may rationally have concluded that
a broader range of penalties for federal employees was warranted as well.
In addition, Congress's interest in regulating the conduct of state employees
working in federally funded programs and its interest in regulating the
activities of its own employees are somewhat different. Because a federal
employee's conduct directly affects the effectiveness, efficiency, and public
perception of the federal government, while a state employee's conduct does
not, Congress could have reasonably determined that every Hatch Act violation
by a federal employee must be punished in order to maintain the federal
government's proper functioning and public confidence in it, but that only
the most egregious violations by a state employee-those warranting removal-must
be punished to ensure that the State administers federal funds in accordance
with federal mandates. Cf. United Pub. Workers v. Mitchell, 330 U.S. 75,
99-100 (1947) (the Hatch Act reasonably limits the political activities
of federal employees to promote federal government efficiency); Oklahoma
v. United States Civil Serv. Comm'n, 330 U.S. 127, 143 (1947) (Hatch Act
as applied to state employees does not violate the Tenth Amendment because
it was appropriate and plainly adapted to the federal exercise of spending
power). Moreover, because the federal government, acting as employer, may
directly impose removal or suspension upon its own employees, but relies
on its spending power to influence the employment decisions of the States,
Congress could reasonably have concluded that imposing finely tuned punishments
for minor infractions committed by its own employees is appropriate, but
that encouraging the States to impose such minor punishments through the
spending power would prove too cumbersome to be efficacious and too burdensome
to be worthwhile.
Finally, Congress also could reasonably have determined that the penalty
imposed on petitioner, i.e., removal and 18-month debarment or the forfeiture
of significant federal funding, was necessary to ensure state employees'
compliance with the Hatch Act. Petitioner's conduct demonstrates the reasonableness
of that decision. He was perfectly willing to violate the Hatch Act when
he believed that DSS's financial penalty, if it chose not to remove him,
would amount to only two months of his salary-twice the amount of salary
he received during the campaign, taking into account his leave of absence-an
amount he believed the agency would willingly forfeit.10
c. Alternatively, petitioner appears to argue that the MSPB has applied
the Hatch Act in a fashion that discriminates against state employees. In
particular, petitioner argues that the MSPB has ordered harsher penalties
for state employees than it has for similarly situated federal employees.
Pet. 15-16.
The court of appeals properly rejected that highly fact-intensive contention.
See Pet. App. A20. The MSPB in fact has ordered removal in cases involving
federal employees who, like petitioner, deliberately violated the prohibition
on partisan candidacy. See, e.g., Special Counsel v. Dominguez, 55 M.S.P.B.
652 (1992); Special Counsel v. Carney, 31 M.S.P.B. 32 (1986); Special Counsel
v. Johnson, 26 M.S.P.B. 560 (1985). And the cases upon which petitioner
relies to show that federal employees are treated more leniently are all
distinguishable based on the employee's relative culpability, by the fact
that the penalty was imposed by reason of a compromise in settlement, or
because of other individualized considerations. See Pet. App. A20. Indeed,
after examining the cases petitioner relied upon to support his claim of
unequal treatment, the court of appeals found his claim to be without merit.
Ibid.11
2. Petitioner also claims that the Hatch Act violates due process as applied
to Michigan state employees. Pet. 16-18. In particular, petitioner notes
that Michigan law does not prohibit state employees from running for political
office so long as they take an unpaid leave of absence during their candidacy.
The Hatch Act, in contrast, provides no such exception for covered state
employees working in federally funded programs, see 5 U.S.C. 1501(4), 1502(a)(3),
and the legislative history demonstrates that Congress expressly considered,
but rejected, exceptions for employees who take unpaid leave. As the only
other court of appeals that has addressed this issue held, "it is clear
from the statute and the legislative history that a covered state employee
is prohibited from running for public office in a partisan election, even
if on approved leave without pay." Minnesota Dep't of Jobs & Training
v. MSPB, 875 F.2d 179, 183 (8th Cir. 1989) (en banc); see also United States
Civil Serv. Comm'n v. National Ass'n of Letter Carriers, 413 U.S. 548, 572-573
n.18 (1973).
In essence, petitioner argues that Michigan's civil service law, which permits
employees to run for office while on an unpaid leave of absence, must supersede
the Hatch Act with respect to covered state employees working on federally
funded projects. But that turns the law of pre-emption on its head. So long
as Congress legislates in areas within its constitutional powers-as it does
when it attaches appropriate conditions to federal funding-federal law supersedes
inconsistent state laws. Gade v. National Solid Wastes Management Ass'n,
505 U.S. 88, 98 (1992). And, although petitioner asserts that such pre-emption
in this context violates due process, he cites no legal authority supporting
that assertion.
3. Finally, petitioner argues (Pet. 22-23) that the court of appeals' decision
to permit this case to be resolved through a motion to affirm conflicts
with the Tenth Circuit's decision in Olenhouse v. Commodity Credit Corp.,
42 F.3d 1560 (1994). That assertion is mistaken. In Olenhouse, the Tenth
Circuit disallowed the use of summary judgment in administrative review
proceedings, even when framed as a motion to affirm, on the theory that
it invites the consideration of extra-record evidence and post-hoc rationalizations
in violation of the standard of review set out in the Administrative Procedure
Act. 42 F.3d at 1579-1580. Since Olenhouse, however, the Tenth Circuit has
clarified that, even where the district court uses the label "summary
judgment" to describe its decision, the district court's order will
not be reversed for that reason if it applies the correct standard of review
and does not entertain extra-record evidence or justifications. Baca v.
King, 92 F.3d 1031, 1034 n.1 (1996).
In this case, the court of appeals found it unnecessary to decide whether
to adopt the Olenhouse rule because the district court in fact had relied
only on record evidence and had applied the correct standard of review.
The Fifth Circuit likewise found it unnecessary to decide whether to follow
Olenhouse where, as here, the district court grants an agency's motion to
affirm after reviewing the administrative record under the appropriate standard.
Girling Health Care, Inc. v. Shalala, 85 F.3d 211, 214 (1996). Because those
decisions are consistent with Olenhouse and the Tenth Circuit's treatment
of Olenhouse in Baca, they do not give rise to a conflict in circuit authority
warranting this Court's review.12
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
DAVID W. OGDEN
Acting Assistant Attorney
General
WILLIAM KANTER
CARL E. GOLDFARB
Attorneys
MARY J. JENNINGS
General Counsel
MARTHA B. SCHNEIDER
Assistant General Counsel
ERIC D. FLORES
Attorney
Merit Systems Protection
Board
JULY 1999
1 The termination did not take effect until January 1998 because petitioner
obtained a stay. Pet. App. A7.
2 Petitioner also moved for dismissal of the Board's motion to affirm, relying
on Olenhouse v. Commodity Credit Corp., 42 F.3d 1560, 1579 n.29 (10th Cir.
1994), which "specifically disapproved" of the practice of filing
motions to affirm in administrative review proceedings. Pet. App. A24 n.5.
The court denied the motion, distinguishing Olenhouse because the motion
at issue in that case invited the reviewing court to rely on evidence outside
the administrative record. Ibid. The court also noted that the Sixth Circuit
had not adopted Olenhouse but concluded that, in any event, the case was
not applicable where, as here, the agency relies solely on the administrative
record. Ibid.
3 Although the Hatch Act does not define when removal is warranted, the
Board, in construing the Act, has applied the same factors to determine
whether a violation by a state or federal employee warrants removal. Pet.
App. A17.
4 The court also noted that since the Board found petitioner's willful violation
warranted removal, the penalty would have been the same even if he had been
a federal employee. Pet. App. A18. The court further noted that "[i]t
was for this reason" that the district court found that petitioner
did not have standing to assert an equal protection challenge. Id. at A18
n.9. The court concluded: "While we agree that [petitioner] could have
not have been adversely affected by the omission of suspensions from the
statutory penalties available for violations by covered state employees,
we simply conclude that he has failed to demonstrate he was deprived of
equal protection." Ibid.
5 The court rejected petitioner's "subjective compilation" of
Board decisions since 1984. Pet. App. A20. While petitioner had asserted
that 31 of 33 state or local employees were removed from their positions
as a result of the Board's decisions, and only three of 22 federal employees
were removed for the same violations, the court concluded that most of the
cases involving federal employees were not comparable to petitioner's case
because they involved non-final decisions, involved conduct not prohibited
for covered state employees, or were settled by agreement. Ibid. Only seven
of the 22 cases actually decided by the Board involved federal employees
who engaged in partisan and fund raising activities that were also prohibited
for state employees. Ibid. Of those seven, four employees were suspended
and three were removed. Ibid. The three federal employees who were removed
were similarly situated to petitioner in that they were also found to have
deliberately violated the prohibitions on partisan candidacy. Ibid. Accordingly,
the court rejected petitioner's differential treatment argument as meritless.
Ibid.
6 In particular, a federal employee who violates the Act must "be removed
from his position" unless "the [MSPB] finds by unanimous vote
that the violation does not warrant removal." 5 U.S.C. 7326. Similarly,
where a state employee violates the Act, the MSPB must "determine whether
the violation warrants the removal of the officer or employee." 5 U.S.C.
1505(2). Where the MSPB determines that removal is warranted, the state
employer must either dismiss the employee or forgo an amount of otherwise
available federal funds equal to two times the employee's annual pay. 5
U.S.C. 1506.
7 Nor can petitioner argue that he may be subjected to differential treatment
in the future. To the contrary, because petitioner will not be subjected
to any sanctions unless he violates the Hatch Act again, and he nowhere
indicates that he intends to do so, any claim based on the speculative possibility
of a future application is too remote to be ripe. Cf. Reno v. Catholic Soc.
Servs., Inc., 509 U.S. 43, 58-59 (1993) (mere passage of statute does not
give complainant a ripe claim absent agency action "applying the regulation
to him"); Lujan v. National Wildlife Fed'n, 497 U.S. 871, 891 (1990)
("[A] regulation is not ordinarily considered the type of agency action
'ripe' for judicial review [absent] some concrete action applying the [challenged
provision] to the claimant's situation in a fashion that harms or threatens
to harm him."); City of Los Angeles v. Lyons, 461 U.S. 95 (1983) (individual
who cannot show he is likely to be a victim of the allegedly unconstitutional
policy lacks standing to sue for injunctive relief). Likewise, petitioner's
challenge cannot be justified under a First Amendment overbreadth theory.
Petitioner challenges only the differences in the penalties applicable to
otherwise properly proscribed conduct. As a result, petitioner cannot argue
that the distinctions he seeks to challenge chill protected conduct.
8 Davis v. Michigan Dep't of the Treasury, 489 U.S. 803 (1989), does not
support petitioner's contention that a statutory distinction between federal
and state employees would run afoul of the equal protection guarantee. In
Davis, the Court invalidated a Michigan statute that exempted retirement
benefits paid by the State and localities within the State, but not similar
benefits paid by the federal government, from state income taxes. The court
concluded that the Michigan statute violated the intergovernment tax immunity
doctrine, and noted that traditional equal protection analysis was not applicable
to the question before the Court. Id. at 816-817.
9 The Hatch Act prohibits federal employees from: (1) using official authority
or influence to affect an election; (2) knowingly soliciting, accepting,
or receiving a political contribution, with certain exceptions; (3) running
for partisan office, with certain exceptions; (4) knowingly soliciting or
discouraging political participation by a person having dealings with the
employee's office; and (5) engaging in political activity while on duty
in a federal facility, in uniform, or using a government vehicle. 5 U.S.C.
7323(a), 7324(a), 7325 (1994 & Supp. III 1997). Certain federal employees
may not take an active part in political management or political campaigns.
5 U.S.C. 7323(b) (1994 & Supp. III 1997). By contrast, the Hatch Act
prohibits state employees only from: (1) using official authority or influence
to affect an election; (2) knowingly soliciting, accepting, or receiving
a political contribution; and (3) running for partisan political office.
5 U.S.C. 1502(a).
10 Petitioner also asserts (Pet. 25-30) that the MSPB's decision in Special
Counsel v. DeMeo, 77 M.S.P.B. 158 (1997), appeal pending, No. 98-3132 (filed
Fed. Cir. Jan. 26, 1998), further supports his equal protection claim. In
DeMeo, the MSPB held that the Hatch Act does not require federal employees
who are dismissed for violating the Act to be debarred from re-employment
following their removal. Id. at 174. In contrast, petitioner points out,
the Act provides that, if a State attempts to evade the removal sanction
by rehiring the employee to work on a federally funded program within 18
months of removal, it can lose funding in an amount equal to two years of
the employee's salary. Petitioner, however, did not make that argument below-he
cited DeMeo for the first time after argument in the court of appeals, and
then only as a supplemental authority, even though DeMeo was decided before
petitioner filed his opening brief-and DeMeo is hardly settled law. The
case is currently under review, and the Director of the Office of Personnel
Management has requested reconsideration of DeMeo's holding in Special Counsel
v. Malone, 77 M.S.P.B. 477 (1998), which followed DeMeo; that request for
reconsideration is still pending. DeMeo, in any event, does not support
petitioner's equal protection claim. Even if the Hatch Act prevented States
from circumventing the removal requirement by debarring state employee violators
from federal-fund-related jobs for 18 months and did not impose a similar
debarment period on federal employees, that difference would easily survive
rational basis scrutiny. That federal agencies are permitted to rehire employees
removed from service for violations of the Act does not mean they will choose
to do so. And, given the legislative and other forms of oversight (e.g.,
control through appropriations) to which federal agencies are subject, there
is every reason to believe that they would not so undermine the Hatch Act's
penalty provisions. Since Congress does not exercise similar oversight powers
with respect to state agencies, Congress could rationally have concluded
that an express debarment provision was necessary to prevent state agencies
from circumventing removal requirements by rehiring removed employees.
11 For example, petitioner argues that the Board ordered suspensions in
three cases involving federal employees who deliberately violated the prohibition
on partisan candidacy-Special Counsel v. Baker, 75 M.S.P.B. 155 (1997);
Special Counsel v. Campbell, 58 M.S.P.B. 170 (1993), aff'd, 27 F.3d 1560
(Fed. Cir. 1994); and Special Counsel v. Edenfield, 52 M.S.P.B. 327 (1992).
See Pet. 15, 24. In Baker, however, the action was dismissed, the Hatch
Act complaint was not adjudicated, and no penalty issues were addressed.
75 M.S.P.B. at 156. In Edenfield, the Board adopted a settlement agreement
in which OSC and the employee agreed to a 30-day suspension. 52 M.S.P.B.
at 329. And in Campbell, the Board found that the employee's violation did
not warrant removal even though OSC had warned him against running, because
the employee's agency ethics officer had told him that his candidacy would
not violate the Hatch Act. 58 M.S.P.B. at 182-183. Petitioner, in contrast,
was told by everyone that he could not be a candidate without violating
the Hatch Act, but he decided to become a candidate nonetheless.
12 Petitioner also claims that the district court should have held a hearing
to determine whether the administrative record it was sent in fact was complete.
Pet. 22. Petitioner, however, does not explain what was omitted from the
record, how the omission prejudiced him, or why the omission could not have
been corrected through a motion to supplement containing copies of the omitted
administrative agency record materials. In any event, petitioner's claims
concerning the state of the record transmitted to the district court are
fact-bound and do not warrant this Court's review.