No. 99-418
In the Supreme Court of the United States
GARY LAGUERRE AND JOSE MARTIN AVELAR-CRUZ, PETITIONERS
v.
JANET RENO, ATTORNEY GENERAL, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
BRIEF FOR THE RESPONDENTS IN OPPOSITION
SETH P. WAXMAN
Solicitor General
Counsel of Record
DAVID W. OGDEN
Acting Assistant Attorney
General
DONALD E. KEENER
DAVID M. MCCONNELL
ALISON R. DRUCKER
PAPU SANDHU
Attorneys
Department of Justice
Washington, DC 20530-0001
(202) 514-2217
QUESTIONS PRESENTED
1. Whether the district courts' authority to entertain challenges to the
merits of final orders of deportation on petitions for a writ of habeas
corpus was divested by the Antiterrorism and Effective Death Penalty Act
of 1996 (AEDPA), Pub. L. No. 104-132, 110 Stat. 1214, including Sections
401(e) and 440(a) of AEDPA (110 Stat. 1268, 1277), which repealed the Immigration
and Nationality Act's former provision for habeas corpus in 8 U.S.C. 1105a(a)(10)
(1994), and replaced it with a provision precluding judicial review of deportation
orders entered against aliens convicted of certain criminal offenses.
2. Whether the Attorney General permissibly concluded that Section 440(d)
of AEDPA (110 Stat. 1277), which made aliens convicted of certain criminal
offenses ineligible for discretionary relief from deportation under 8 U.S.C.
1182(c) (1994), should apply in the cases of aliens who had already filed
applications for relief under Section 1182(c) as of the date of AEDPA's
enactment.
3. Whether 8 U.S.C. 1182(c) (1994), as amended by Section 440(d) of AEDPA,
violates constitutional principles of equal protection because it precludes
discretionary relief only for aliens convicted of certain offenses who are
placed in deportation proceedings in the United States, and not also aliens
convicted of similar crimes who are placed in exclusion proceedings when
returning from a trip abroad.
In the Supreme Court of the United States
No. 99-418
GARY LAGUERRE AND JOSE MARTIN AVELAR-CRUZ, PETITIONERS
v.
JANET RENO, ATTORNEY GENERAL, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
BRIEF FOR THE RESPONDENTS IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1a-13a) is reported at 164
F.3d 1035. The memorandum opinion and order of the district court denying
habeas corpus to petitioner LaGuerre (Pet. App. 71a-103a) is unreported.
The memorandum opinion and order of the district court granting habeas corpus
to petitioner Avelar-Cruz (Pet. App. 14a-47a) is reported at 6 F. Supp.
2d 744. The decisions and orders of the Board of Immigration Appeals (Pet.
App. 48a-49a, 104a-105a) and the immigration judge (Pet. App. 50a-59a, 106a-112a)
with respect to both petitioners are unreported.
JURISDICTION
The judgment of the court of appeals was entered on December 22, 1998. Pet.
App. 115a-116a. A petition for rehearing was denied on April 9, 1999. Pet.
App. 113a-114a. On June 28, 1999, Justice Stevens extended the time for
filing a petition for a writ of certiorari to and including September 6,
1999, and the petition was filed on September 7, 1999 (the day after Labor
Day). The jurisdiction of this Court is invoked under 28 U.S.C. 1254(1).
STATEMENT
1. In 1996, Congress enacted several major changes to the Nation's immigration
laws. Those changes were designed in large part to reduce the opportunities
for criminal aliens to obtain administrative relief from deportation, and
to facilitate their removal from the United States by restricting and streamlining
the process of judicial review of their deportation orders. Two enactments
are pertinent to this case: the Antiterrorism and Effective Death Penalty
Act of 1996 (AEDPA), Pub. L. No. 104-132, 110 Stat. 1214 (enacted Apr. 24,
1996), and the Illegal Immigration Reform and Immigrant Responsibility Act
of 1996 (IIRIRA), Pub. L. No. 104-208, Div. C, 110 Stat. 3009-546 (enacted
Sept. 30, 1996).
a. Before the enactment of AEDPA, an alien lawfully admitted for permanent
residence who was subject to deportation because of a criminal conviction
could apply to the Attorney General for discretionary relief from deportation.
To be eligible for such relief, the alien had to show that he had a lawful
unrelinquished domicile in this country for seven years, and that, if his
conviction was for an "aggravated felony," as defined in the Immigration
and Nationality Act (INA), he had not served a term of imprisonment for
that conviction of five years or longer. See 8 U.S.C. 1182(c) (1994) (repealed
1996).1 If the Attorney General, in the exercise of her discretion under
Section 1182(c), denied relief from deportation, then the alien could challenge
that denial by filing a petition for review of his final deportation order
in the court of appeals. See 8 U.S.C. 1105a(a) (1994) (repealed 1996) (incorporating
28 U.S.C. 2341-2351). Under certain circumstances an alien in custody pursuant
to an order of deportation could seek judicial review thereof by filing
a petition for a writ of habeas corpus in district court, pursuant to 8
U.S.C. 1105a(a)(10) (1994) (repealed 1996).
In 1996, Congress twice restricted both the substantive eligibility of criminal
aliens for discretionary relief from deportation and the availability of
judicial review of criminal aliens' deportation orders. First, on April
24, 1996, Congress enacted AEDPA into law. As to substantive eligibility
for relief, Section 440(d) of AEDPA, 110 Stat. 1277, amended 8 U.S.C. 1182(c)
to make certain classes of criminal aliens categorically ineligible for
discretionary relief from deportation under Section 1182(c)-including aliens
who were deportable because they had been convicted of aggravated felonies
or of controlled substance offenses. See 8 U.S.C. 1251(a)(2)(A)(iii) and
(B)(i) (1994). As to judicial review, Section 401(e) of AEDPA-in a provision
entitled "Elimination of Custody Review by Habeas Corpus"-repealed
the previous version of 8 U.S.C. 1105a(a)(10) (1994), which had specifically
permitted aliens in custody pursuant to an order of deportation to seek
habeas corpus relief in district court. 110 Stat. 1268. Section 440(a) of
AEDPA, 110 Stat. 1276-1277, replaced that habeas corpus provision with a
new 8 U.S.C. 1105a(a)(10), which provided that any final order of deportation
against an alien who was deportable for having committed certain criminal
offenses "shall not be subject to review by any court." 110 Stat.
1277.
On September 30, 1996, Congress enacted IIRIRA, which comprehensively amended
the INA. IIRIRA repealed 8 U.S.C. 1182(c) on a prospective basis, see IIRIRA
§ 304(b), 110 Stat. 3009-597, and replaced it with a new form of discretionary
relief known as "cancellation of removal," see 8 U.S.C. 1229b
(Supp. IV 1998). The cancellation of removal provisions, however, were made
applicable only to aliens who are placed in removal proceedings on or after
April 1, 1997, and therefore do not govern petitioners' cases. See IIRIRA
§ 309(a) and (c)(1), 110 Stat. 3009-625. For cases commenced prior
to April 1, 1997, including petitioners' cases, IIRIRA retained the prior
8 U.S.C. 1182(c)-including the amendment made by Section 440(d) of AEDPA
that made certain classes of criminal aliens ineligible for relief under
Section 1182(c).
IIRIRA also replaced the INA's judicial review provisions in 8 U.S.C. 1105a
(1994) with a new 8 U.S.C. 1252 (Supp. IV 1998), again for cases in which
the administrative proceedings were commenced on or after April 1, 1997.
See IIRIRA § 309(c)(1), 110 Stat. 3009-625.2 Cases in which the administrative
proceedings were commenced prior to April 1, 1997, however, continue to
be governed by 8 U.S.C. 1105a, as amended by AEDPA. See IIRIRA § 309(c)(2),
110 Stat. 3009-625. Congress enacted special rules for any such cases in
which the final deportation order was entered on or after October 31, 1996.
One of those special rules, in Section 309(c)(4)(G) of IIRIRA, reinforces
the preclusion of judicial review in amended 8 U.S.C. 1105a(a)(10) by providing
that "there shall be no appeal permitted in the case of an alien who
is inadmissible or deportable by reason of having committed [specified criminal
offenses]." 110 Stat. 3009-626.
b. After the enactment of these changes to the immigration laws, two questions
arose in immigration proceedings about the scope of Section 440(d) of AEDPA,
barring certain criminal aliens from relief under 8 U.S.C. 1182(c).
First, the question arose as to whether Section 440(d) applies to aliens
who were placed in deportation proceedings before the enactment of AEDPA.
On June 27, 1996, the Board of Immigration Appeals (BIA) initially decided
that AEDPA § 440(d) does apply to deportation proceedings that had
already been initiated, but that it should not be applied to aliens who
had already filed applications for Section 1182(c) relief before AEDPA's
enactment. In re Soriano, Int. Dec. No. 3289.3
The Attorney General, exercising her authority under 8 C.F.R. 3.1(h), vacated
the BIA's opinion in Soriano and certified for her decision the question
whether AEDPA § 440(d) applies to applications filed as of the date
of its enactment. On February 21, 1997, the Attorney General concluded in
Soriano that Section 440(d) applies to all deportation proceedings pending
on (or commenced after) the date of AEDPA's enactment, including those proceedings
in which aliens had already submitted applications for Section 1182(c) relief
on the date of enactment. Pet. App. 125a-138a. Following the analytical
framework set forth by this Court in Landgraf v. USI Film Products, 511
U.S. 244 (1994), the Attorney General concluded that application of Section
440(d) to pending deportation cases is not retroactive because it does not
"impair a right, increase a liability, or impose new duties on criminal
aliens. The consequences of [the alien's] conduct remain the same before
and after the passage of AEDPA: criminal sanctions and deportation."
Pet. App. 132a. The Attorney General also concluded that AEDPA § 440(d)
may be understood as "Congress's withdrawal of the Attorney General's
authority to grant prospective relief. Thus, the statute alters both jurisdiction
and the availability of future relief, and should be applied to pending
applications for relief." Ibid.
Second, the question arose whether AEDPA § 440(d) bars the Attorney
General from granting Section 1182(c) relief to criminal aliens who temporarily
proceeded abroad, seek admission to the United States, and are placed in
exclusion proceedings, as well as to criminal aliens in the United States
who are placed in deportation proceedings. The BIA concluded in In re Fuentes-Campos,
Int. Dec. 3318 (May 14, 1997), and In re Gonzalez-Camarillo, Int. Dec. 3320
(June 19, 1997), that AEDPA § 440(d) bars relief only for criminal
aliens placed in deportation proceedings in the United States.
2. a. Petitioner LaGuerre is a native and citizen of Haiti who was lawfully
admitted to the United States as a permanent resident alien on August 13,
1985. On February 23, 1995, LaGuerre was convicted of delivery of a controlled
substance containing cocaine, and of delivery of a controlled substance
containing cocaine within 1000 feet of a school. Pet. App. 72a. On December
19, 1995, the Immigration and Naturalization Service (INS) commenced deportation
proceedings against LaGuerre, charging him with deportability based on his
convictions for an aggravated felony (see 8 U.S.C. 1251(a)(2)(iii)(1994))4
and a controlled substance offense (see 8 U.S.C. 1251(a)(2)(B)(i) (1994)).
Pet. App. 73a.
On April 24, 1996, before LaGuerre had his deportation hearing, the President
signed AEDPA into law. On October 3, 1996, at his deportation hearing, LaGuerre
conceded that he was deportable on the basis of his drug-related convictions,
but he applied for relief from deportation under Section 1182(c). An immigration
judge (IJ) found LaGuerre statutorily ineligible for such relief based on
AEDPA § 440(d). Pet. App. 109a-112a. LaGuerre appealed to the BIA,
which affirmed on August 1, 1997, based on the Attorney General's decision
in Soriano, supra. See id. at 104a-105a.
b. On November 24, 1997, LaGuerre filed a petition for a writ of habeas
corpus in district court. He alleged that the district court had jurisdiction
under 28 U.S.C. 2241, the general federal habeas corpus statute, as well
as the Suspension of Habeas Corpus Clause of the Constitution, Art. I, §
9, Cl. 2. He contended that the Board's denial of his application for relief
under Section 1182(c) based on AEDPA § 440(d) was an improper retroactive
application of the amendment made by AEDPA. Pet. App. 71a.
The district court denied the habeas corpus petition. Pet. App. 71a-102a.
The court ruled (id. at 77a-87a) that it had jurisdiction under 28 U.S.C.
2241. On the merits, however, the court upheld the Attorney General's application
of AEDPA § 440(d) to cases pending at its enactment, concluding that
such application was not impermissibly retroactive because Section 440(d)
withdrew the Attorney General's authority to grant discretionary relief
after its enactment date. Id. at 88a-102a. LaGuerre appealed to the Seventh
Circuit.
3. a. Petitioner Avelar-Cruz is a native and citizen of Mexico who entered
the United States unlawfully in 1975. On September 25, 1987, Avelar-Cruz
became a lawful temporary resident of the United States pursuant to the
legalization provisions of 8 U.S.C. 1255a (1994 & Supp. IV 1998). On
May 10, 1989, he became a lawful permanent resident alien. Pet. App. 15a.
On September 7, 1993, Avelar-Cruz was convicted of possession of a controlled
substance with intent to deliver and delivery of a controlled substance.
As a result of those convictions, the INS charged Avelar-Cruz with deportability
as an alien convicted of an aggravated felony and a controlled substance
violation. At a hearing on June 20, 1994, an IJ found Avelar-Cruz deportable
based on his convictions, and further found him statutorily ineligible for
relief under Section 1182(c) because he had not satisfied one of the statutory
prerequisites for such relief, viz., seven years' lawful domicile in the
United States. The BIA affirmed the IJ's decision. Pet. App. 15a-16a.
On June 27, 1995, the Seventh Circuit reversed the BIA's determination that
Avelar-Cruz had not accumulated seven years' lawful domicile in the United
States, and remanded the case to the BIA. Pet. App. 62a-70a. On February
7, 1996, the BIA remanded the case to an IJ to adjudicate Avelar-Cruz's
application for relief under Section 1182(c). Id. at 60a-61a. While the
case was pending on remand before the IJ, the President signed AEDPA into
law.
On November 18, 1996, the IJ denied Avelar-Cruz's request for Section 1182(c)
relief on the ground that AEDPA § 440(d) had made him statutorily ineligible
for such relief. Pet. App. 50a-57a. On January 8, 1998, the BIA affirmed
the IJ's decision, based on Soriano. Id. at 48a-49a.
b. On February 25, 1998, Avelar-Cruz filed a petition for a writ of habeas
corpus in district court. Like LaGuerre, he invoked the district court's
jurisdiction under 28 U.S.C. 2241 and the Suspension of Habeas Corpus Clause,
and argued that the Attorney General's decision in Soriano was contrary
to the presumption against retroactive application of federal statutes.
He also argued that, if AEDPA § 440(d) were applied to pending cases
such as his, then it would contravene equal-protection principles, because
it bars relief only to aliens who are in the United States and placed in
deportation proceedings and not to aliens returning to the United States
from a temporary trip abroad and facing potential exclusion from the United
States.
On April 27, 1998, the district court granted the habeas corpus petition.
The district court concluded, as it had in LaGuerre, that it had jurisdiction
under 28 U.S.C. 2241 to review the BIA's final deportation order (Pet. App.
20a-28a), and that Section 440(d) of AEDPA is applicable to deportation
cases pending at its enactment (id. at 28a-38a). The court also concluded
(id. at 39a-46a), however, that the application of AEDPA § 440(d) to
Avelar-Cruz's case violates equal protection because in its view the distinction
between deportable and excludable criminal aliens, with respect to the availability
of Section 1182(c) relief, lacks a rational basis. The government appealed
to the Seventh Circuit.
4. The court of appeals consolidated the appeals in LaGuerre and Avelar-Cruz
and on December 22, 1998, issued a decision directing the district court
to dismiss the habeas corpus petitions in both cases. Pet. App. 1a-13a.
The court concluded that Sections 401(e) and 440(a) of AEDPA divested the
district courts of authority to review the merits of final deportation orders
by habeas corpus, and that the bar to judicial review enacted by Congress
does not create any constitutional difficulty under the Suspension of Habeas
Corpus Clause. See id. at 4a-10a.
In reviewing the statutory history of judicial review of deportation orders,
the court observed that, although before 1961 such orders were reviewable
by habeas corpus in the district courts, in 1961 "Congress made review
of such orders by the courts of appeals, without preliminary recourse to
the district courts, the exclusive method of judicial review." Pet.
App. 3a. Although Congress in 1961 expressly preserved "[t]he right
of habeas corpus" in a provision of the INA itself, see ibid. (discussing
8 U.S.C. 1105a(a)(10) (1994)), that provision "was intended to be limited
to situations in which the alien was unable to obtain judicial review under
the new statutory procedure" enacted in 1961, id. at 4a. Further, that
provision in the INA "preserving a limited right to apply for habeas
corpus" was repealed by Section 401(e) of AEDPA. Ibid.
The court acknowledged that dicta in its previous decisions construing AEDPA
§ 440(a)--which amended 8 U.S.C. 1105a(a)(10) to preclude review by
any court of deportation orders entered against aliens convicted of drug
offenses and aggravated felonies--had suggested that some review by habeas
corpus might remain available in the district courts, had noted that Congress
had not expressly amended 28 U.S.C. 2241, and had raised potential constitutional
concerns about a suspension of habeas corpus. Pet. App. 4a. The court concluded
in this case, however, that no constitutional concerns would be raised by
precluding district court review by habeas corpus of petitioners' claims.
The court observed that there was no question in this case of "the
jurisdiction of the immigration authorities over [petitioners]," for
"[t]here can be no doubt that [petitioners] are detained pursuant to
valid orders issued by the responsible authorities." Id. at 5a. Further,
"[t]he issue they wish to press-the issue of whether they are entitled
to ask for discretionary relief from these orders-does not raise doubts
about the jurisdiction of the [INA] over them." Id. at 5a-6a. And,
the court stressed (id. at 6a), "we cannot think of any theory under
which Congress would have wanted [AEDPA §] 440(a) to limit only review
in the courts of appeals and leave intact whatever powers the old [8 U.S.C.
1105a(a)(10) (1994)]-which, remember, [AEDPA §] 440(a) repealed-had
conferred on district courts." If petitioners were correct that the
district courts retained authority to review deportation orders by habeas
corpus even after enactment of AEDPA, then "Congress accomplished nothing
toward its aim of curtailing judicial review" in cases involving aliens
convicted of drug offenses and aggravated felonies. Id. at 8a. Therefore,
the court held (ibid.), "for the class of aliens encompassed by [AEDPA]
[S]ection 440(a), judicial review by means of habeas corpus did not survive
enactment of that [S]ection."
The court also noted, however, that "[i]t does not follow that judicial
review of the class of deportation orders illustrated by the orders in these
two cases has been totally extinguished," for the government acknowledged
that, even after enactment of AEDPA § 440(a), the courts of appeals
retained authority to review substantial constitutional challenges to the
INA presented by aliens convicted of the specified criminal offenses. Pet.
App. 8a-9a. The court also suggested (id. at 10a) that, "if for reasons
beyond the alien's control he could not have raised his substantial constitutional
issue in [the court of appeals] by seeking review here directly under [AEDPA
§] 440(a), he may be able to proceed in the district court directly
under 28 U.S.C. § 2241," but "[t]his we need not decide;
such cases will be very rare, and these two cases are not among them."
Although the court of appeals thus concluded that it had no jurisdiction
in this case, it also examined the merits of petitioners' challenges to
their deportation orders, "lest they feel we've tripped them up on
a technicality," Pet. App. 10a, and found them without substance, id.
at 10a-13a. As for petitioners' contention that AEDPA § 440(d) should
not be applied to their cases, the court found nothing in the text of the
statute to indicate definitively whether Congress intended Section 440(d)
to apply to cases pending at its enactment, noting that some provisions
of AEDPA curtailing the rights of aliens were expressly prospective whereas
others were expressly retroactive. Id. at 10a-11a. The court then considered
issues of retroactivity more generally, and observed that changes in substantive
law are usually not applied retroactively, whereas statutes "that change
merely procedures" may be applied to pending cases, because "people
are much more likely to rely on substantive than procedural law." Id.
at 11a. But, the court noted, "[i]t would border on the absurd to argue
that [petitioners] might have decided not to commit drug crimes, or might
have resisted conviction more vigorously, had they known that if they were
not only imprisoned but also, when their prison term ended, ordered deported,
they could not ask for a discretionary waiver of deportation." Id.
at 11a-12a.
The court also found no merit to Avelar-Cruz's claim that Section 1182(c),
as amended by AEDPA § 440(d), violates equal protection because it
applies only to aliens placed in deportation proceedings in the United States
and not to aliens returning from abroad. That distinction is rational, the
court noted, because "it creates an incentive for deportable aliens
to leave the country-which is after all the goal of deportation-without
their having to be ordered to leave at the government's expense. To induce
their voluntary departure, a little carrot is dangled before them, consisting
of the opportunity to seek a waiver should they seek to return to the country."
Pet. App. 12a.
ARGUMENT
Petitioners renew their contentions that (1) the district courts have authority
under the general federal habeas corpus statute, 28 U.S.C. 2241, to review
their challenges to the merits of final orders of deportation entered against
them, notwithstanding Sections 401(e) and 440(d) of AEDPA, which repealed
the INA's provision of habeas corpus authority to the district courts and
expressly precluded judicial review of challenges to deportation orders
raised by aliens convicted of certain criminal offenses; (2) Section 440(d)
of AEDPA, enacted by Congress to preclude discretionary relief from deportation
under 8 U.S.C. 1182(c) (1994) for such aliens, does not apply in the cases
of aliens against whom deportation proceedings had been commenced before
AEDPA was enacted; and (3) if Section 440(d) does apply in such cases, then
it violates equal protection because it applies only to aliens placed in
deportation proceedings in the U.S. and does not apply to aliens returning
to the United States from a trip abroad.
As petitioners concede (Pet. 17 n.13), the court of appeals' comments on
the merits are dicta, because the court concluded that it did not have jurisdiction
in the case. For that reason alone, the merits issues do not warrant review.
Moreover, petitioners' challenges are closely related to the issues that
were presented in the government's certiorari petitions denied by this Court
in Reno v. Goncalves, 119 S. Ct. 1140 (1999), and Reno v. Navas, 119 S.
Ct. 1141 (1999). The Court's denial of certiorari in those cases may have
reflected a perception that, in light of the Court's decision in Reno v.
American-Arab Anti-Discrimination Committee, 525 U.S. 471 (1999) (AADC),
those petitions presented only issues that were relevant to "transitional
cases," i.e., to deportation proceedings commenced before April 1,
1997, the general effective date of IIRIRA, which comprehensively revised
the INA and established an entirely new statutory framework for removal
of aliens from the United States and judicial review of removal orders.5
Now, almost a year later, the same issues again do not warrant review, because
they do not apply to removal proceedings commenced after April 1, 1997,
and therefore are not of continuing importance, and because most of the
courts of appeals have now resolved the issues presented and the volume
of litigation on those issues has therefore subsided.
Petitioners also argue that, even if this Court does not grant plenary review,
it should vacate the judgment of the court of appeals and remand the case
for further consideration (on jurisdiction) in light of asserted conflicts
in the Seventh Circuit's own cases and (on the merits) in light of this
Court's intervening decision in Martin v. Hadix, 119 S. Ct. 1998 (1999),
concerning retroactivity in another context. Such a remand would serve no
purpose, however, for nothing in either the court of appeals' or this Court's
intervening case law suggests that petitioners would be granted relief on
remand. The petition therefore should be denied.
1. a. Petitioners first argue (Pet. 18-22) that the Court should vacate
the judgment of the court of appeals and remand this case because the court
of appeals' jurisdictional ruling in this case supposedly conflicts with
subsequent circuit case law. Petitioners point out (Pet. 19-20) that, before
the court of appeals' decision in this case, the Seventh Circuit had held
that Section 440(a) of AEDPA absolutely precluded the court of appeals from
entertaining any challenge to a deportation order brought by a criminal
alien covered by Section 440(a), but had suggested that the district courts
might have authority to exercise habeas corpus jurisdiction over constitutional
challenges to deportation orders, notwithstanding Sections 401(e) and 440(a)
of AEDPA. See Chow v. INS, 113 F.3d 659, 668-670 (7th Cir. 1997) (Chow I);
Turkhan v. INS, 123 F.3d 487, 490 (7th Cir. 1997) (Turkhan I). Petitioners
also observe (Pet. 20-21) that, after the court of appeals' decision in
this case, that court allowed the district courts to exercise habeas corpus
jurisdiction over challenges to deportation orders in Chow and Turkhan,
where the aliens, following dismissal of their petitions for review, sought
habeas relief in reliance on the Seventh Circuit's earlier statements that
any relief available on constitutional claims must be by some route other
than a petition for review, such as habeas corpus. See Chow v. Reno, 193
F.3d 892, 893-894 (7th Cir. 1999) (Chow II); Turkhan v. Perryman, 188 F.3d
814, 823-824 (7th Cir. 1999) (Turkhan II). Petitioners argue that the Seventh
Circuit should have followed the same course in this case, to avoid unfairness
to them for having relied on that court's earlier jurisdictional decisions.
Petitioners' assertion of an intracircuit conflict between the decision
in this case and subsequent decisions of the Seventh Circuit ignores distinctions
among the cases6 and in any event does not warrant review by this Court.
See Wisniewski v. United States, 353 U.S. 901 (1957). Moreover, petitioners
overlook that the court of appeals did examine the merits of their claims
precisely to avoid any seeming unfairness that might have arisen from the
fact that the court had previously stated that no claims of any kind could
be raised in the court of appeals by a criminal alien covered by Section
440(a) of AEDPA. See Pet. App. 10a ("But we shall add, lest they feel
that we've tripped them up on a technicality, that they would not have prevailed
even if they hadn't dropped the jurisdictional ball.").
As petitioners concede (Pet. 17 n.13), the court's comments on their claims
were dicta, given the court's jurisdictional holding. But after the court
of appeals issued its decision in this case, it examined the very same claims
again and squarely rejected them on the merits. In Turkhan II, which like
this case involved a criminal alien who applied for Section 1182(c) relief
before AEDPA was enacted, the court reaffirmed that "AEDPA § 440(d)
applies retroactively to bar covered criminal aliens from seeking a discretionary
waiver of deportation under" Section 1182(c) (except in one respect
not relevant here), see 188 F.3d at 827, and concluded that the statute's
application to pending cases does not violate due process, id. at 827-828.7
The court also rejected the same equal-protection challenge as that raised
in this case, relying on its decision in this case. See id. at 828-829.
The court again rejected the same equal-protection challenge in Chow II,
193 F.3d at 894. Accordingly, a remand would serve no purpose in this case,
because the court of appeals has definitively rejected the substance of
petitioners' contentions. See, e.g., Musto v. Perryman, 193 F.3d 888, 891
(7th Cir. 1999) (denying relief to similarly situated alien).
b. Petitioners argue in the alternative (Pet. 22-25) that the Court should
grant plenary review on the question whether the district courts retain
authority under 28 U.S.C. 2241 to review the merits of final deportation
orders. We acknowledge (as we pointed out in our filings in this Court in
Goncalves and Navas) that the Seventh Circuit's jurisdictional ruling conflicts
with decisions of other circuits, which have held that AEDPA did not divest
the district courts of that authority under Section 2241, at least where
the habeas corpus petition is filed by an alien who is precluded by AEDPA
§ 440(a) from raising any challenge to his deportation order by petition
for review in the court of appeals.8 The jurisdictional issue presented
in this case has only limited future significance, however, because the
INA was comprehensively revised by IIRIRA, which prospectively eliminated
Section 440(a) of AEDPA (on which the court of appeals in this case relied)
and replaced the INA's judicial review provisions with an entirely new framework
in 8 U.S.C. 1252 (Supp. IV 1998). Moreover, among the provisions added by
IIRIRA is a new 8 U.S.C. 1252(b)(9) (Supp. IV 1998), which this Court described
in AADC as an "unmistakable 'zipper' clause" (525 U.S. at 483)
channeling all judicial review of removal orders into the courts of appeals.
Aliens may argue, in cases arising under the new removal provisions of IIRIRA,
that the district courts have authority under Section 2241 to review challenges
to removal orders filed by criminal aliens precluded from seeking review
in the courts of appeals by IIRIRA, see 8 U.S.C. 1252(a)(2)(C) (Supp. IV
1998). See, e.g., Richardson v. Reno, 180 F.3d 1311 (11th Cir. 1999), petition
for cert. pending, No. 99-887. If that argument is made, then the courts
should consider, not just the express repeal in AEDPA § 401(e) of the
district court's former habeas corpus authority under 8 U.S.C. 1105a(a)(10)
(1994) (repealed 1996), but also the structure of Section 1252 as a whole,
the proper reach of Section 1252(a)(2)(C), and the relevance of Section
1252(b)(9), all of which were added by IIRIRA, and are applicable only to
removal proceedings commenced after April 1, 1997, but not to this case.
Should the courts of appeals reach conflicting decisions on the continued
availability of habeas corpus review of removal orders after IIRIRA, this
Court will have the opportunity to consider issues about the continuing
availability of habeas corpus under Section 2241 in the context of a proceeding
under IIRIRA, which governs all removal proceedings commenced after April
1, 1997.
c. The jurisdictional ruling of the court of appeals is correct. The court
of appeals properly held that Congress precluded the district courts from
reviewing the merits of deportation orders by habeas corpus. The court correctly
pointed out that, although before 1961 Congress authorized the district
courts to entertain challenges to deportation orders by habeas corpus, "[i]n
1961 Congress made review of such orders by the courts of appeals, without
preliminary recourse to the district courts, the exclusive method of judicial
review." Pet. App. 3a. The Seventh Circuit reasoned that, although
Congress in 1961 preserved a limited authority for the district courts to
grant habeas corpus, see 8 U.S.C. 1105a(a)(10) (1994) (repealed 1996), that
provision "was intended to be limited to situations in which the alien
was unable to obtain judicial review under the new statutory procedure."
Pet. App. 4a.
In AEDPA § 401(e)-entitled "Elimination of Custody Review By Habeas
Corpus"-Congress repealed 8 U.S.C. 1105a(a)(10) (1994), which had previously
preserved some of the district court's habeas corpus authority. Section
440(a) of AEDPA also provided that final deportation orders entered against
certain criminal aliens "shall not be subject to review by any court."
Section 401(e) thus eliminated whatever authority to issue habeas corpus
the district courts had previously retained after 1961 and therefore shifted
all review of deportation orders to the courts of appeals; Section 440(a)
withdrew the availability of review in the courts of appeals at the behest
of criminal aliens, except insofar as the withdrawal of such review would
create serious constitutional questions.9
As the court of appeals observed, petitioners' jurisdictional theory-which
would open the district courts to review under habeas corpus only for criminal
aliens, and not for all other aliens, who must proceed through the INA's
ordinary exclusive review procedure in the courts of appeals --would make
judicial review for criminal aliens more protracted than for noncriminal
aliens, a result demonstrably at odds with Congress's intent to streamline
the process of removing criminal aliens from the country. See Pet. App.
8a (noting that, if petitioners' submission were accepted, then "Congress
accomplished nothing toward its aim of curtailing judicial review [for criminal
aliens], * * * and [m]aybe less than nothing"); Henderson v. INS, 157
F.3d 106, 119 n.9 (2d Cir. 1998) (acknowledging that it would be more consistent
with congressional intent to streamline review for criminal aliens' claims
to proceed in the court of appeals than district court), cert. denied sub
nom. Reno v. Navas, 119 S. Ct. 1141 (1999).
Congress's action in AEDPA to curtail judicial review of deportation orders
for criminal aliens raises no substantial constitutional questions. First,
whatever review of deportation orders is required by the Suspension of Habeas
Corpus Clause is satisfied by the opportunity for direct review in the courts
of appeals as prescribed in the INA. There can be "no question of Congress'
power to prescribe a habeas corpus substitute," Pet. App. 10a; see
Swain v. Pressley, 430 U.S. 372, 381 (1977), and Congress has provided such
a substitute by placing review directly in the courts of appeals. As explained
above (p. 21, n.9, supra), Section 440(a) of AEDPA does not preclude the
courts of appeals from reviewing constitutional challenges to the INA itself
by criminal aliens. Second, Congress is not required by the Suspension of
Habeas Corpus Clause to provide for judicial review of purely statutory
questions arising out of the application of the immigration laws, at least
when such statutory questions concern solely the alien's eligibility for
discretionary relief from deportation, and the alien's deportability is
without dispute. This Court has described the grant of discretionary immigration
relief as an "act of grace" akin to "a judge's power to suspend
the execution of a sentence or the President's [power] to pardon a convict."
INS v. Yueh-Shaio Yang, 519 U.S. 26, 29 (1996). As the court of appeals
observed, it is doubtful the Suspension of Habeas Corpus Clause "requires
preserving habeas corpus as a vehicle for challenging final orders of deportation
in cases in which the jurisdiction of the immigration authorities over the
alien is not in question." Pet. App. 5a.10 Third, Congress's preclusion
of review of petitioners' nonconstitutional claims raises no serious questions
under Article III, for the federal courts have jurisdiction to review statutory
questions only to the extent that Congress assigns it to them, see Block
v. Community Nutrition Inst., 467 U.S. 340 (1984), and "[t]he power
to expel aliens, being essentially a power of the political branches of
the government, * * * may be exercised entirely through executive officers,
with such opportunity for judicial review of their action as Congress may
see fit to authorize or permit," Carlson v. Landon, 342 U.S. 524, 537
(1952) (internal quotation marks omitted); see ibid. ("No judicial
review [of deportation orders] is guaranteed by the Constitution.").11
2. With regard to the temporal scope of Section 440(d) of AEDPA, petitioners
urge the Court to remand the case to the court of appeals in light of Martin
v. Hadix, 119 S. Ct. 1998 (1999), or to grant plenary review. Neither course
of action is warranted.
a. First, a remand to the court of appeals (or plenary review in this Court)
would not be appropriate because, as we have explained, the court of appeals
correctly ruled that it lacked jurisdiction over petitioners' claims. The
court of appeals therefore has no power to entertain petitioners' challenges
to their deportation orders and could not reexamine the merits of those
claims based on Hadix. Because of that jurisdictional barrier (and because
the court of appeals' comments on the merits of petitioners' claims are
therefore dicta), this case also is not an appropriate vehicle for this
Court to give plenary consideration to the merits of petitioners' claims.
Second, petitioners' challenge to the Attorney General's construction in
Soriano of the amendment to Section 1182(c) made by AEDPA § 440(d)
is of limited prospective significance. Congress has repealed Section 1182(c)
for removal proceedings commenced after April 1, 1997, and replaced it with
a new form of discretionary relief, known as cancellation of removal. See
pp. 4-5, supra. Thus, while there is a conflict in the circuits on the temporal
scope of AEDPA § 440(d),12 the question presented here has now been
settled in most circuits and the issue is inherently restricted to "transitional
cases." The Court denied review of the same issue last Term in Goncalves
and Navas, and there is no basis in this case for a different result. The
Attorney General also presently has under consideration a number of proposals
for an administrative response to the court of appeals decisions that have
rejected her construction of AEDPA § 440(d) in Soriano.
Third, the court of appeals' decision raises no broad issues of retroactivity
warranting this Court's review. The court of appeals applied the two-part
test articulated by this Court in Landgraf v. USI Film Products, 511 U.S.
244 (1994), for determining whether a new statute applies to pre-enactment
conduct. The court first considered whether Congress had specifically addressed
the question of the temporal application of AEDPA § 440(d) and determined
that there is no clear indication of congressional intent as to its temporal
scope. See Pet. App. 10a-11a (noting that several provisions of Title IV
of AEDPA were expressly made prospective, and two were expressly made applicable
to pending cases, but Congress expressly indicated neither as to Section
440(d)). The court next examined whether application of Section 440(d) to
petitioners' cases would contravene the traditional presumption against
retroactivity, and concluded that it would not, because, the court observed,
while statutes that impose new primary duties are generally not applied
to pending cases, new laws that change procedures usually are so applied.
See id. at 12a. The court further noted that such procedural changes are
usually applied "retroactively" because they do not disturb "reasonable
expectations," which underlie the presumption against retroactivity.
Ibid. In this case, the court stated, it would "border on the absurd"
to suggest that AEDPA § 440(d) disturbed any reasonable expectation
in the availability of relief from deportation that petitioners might have
had when they decided to commit their crimes or resist conviction at their
criminal trials. Id. at 11a-12a; accord Requena-Rodriguez v. Pasquarell,
190 F.3d 299, 308 (5th Cir. 1999); Jurado-Gutierrez v. Greene, 190 F.3d
1135, 1150-1151 (10th Cir. 1999).13
b. This Court's decision in Hadix provides no basis for a remand. Hadix
involved the temporal reach of a new provision limiting attorney's fees
for prisoner lawsuits, Section 803 of the Prison Litigation Reform Act of
1995 (PLRA), 110 Stat. 1321-66, 42 U.S.C. 1997e. Stressing that retroactivity
implicates issues of "fair notice, reasonable reliance, and settled
expectations," 119 S. Ct. at 2006, the Court concluded that application
of Section 803 to govern work performed in pending cases after the passage
of the new law creates "no retroactivity problem" because that
application controlled only post-enactment conduct by attorneys, id. at
2007. Similarly, as the court of appeals noted in this case (p. 12, supra),
application of Section 440(d) to pending proceedings does not create any
problem involving fair notice, reasonable reliance, or settled expectations
on the part of aliens like petitioners who committed their crimes before
AEDPA was enacted. The court of appeals' decision is therefore consistent
with the principles governing retroactivity articulated by this Court in
Hadix.14
3. Petitioners' equal-protection claim also does not warrant further review.
As is true of the issues of habeas corpus jurisdiction and the temporal
scope of AEDPA § 440(d) discussed above, the equal-protection issue
is of diminishing importance because Congress has repealed Section 1182(c),
and so the claim by its nature applies only to transitional cases. Second,
there is no conflict among the circuits on the issue. Every other circuit
that has addressed the equal-protection challenge to Section 440(d) has
also rejected it. See Almon v. Reno, 192 F.3d 28, 29-32 (1st Cir. 1999);
DeSousa v. Reno, 190 F.3d 175, 184-185 (3d Cir. 1999); Requena-Rodriguez,
190 F.3d at 308-310; Jurado-Gutierrez, 190 F.3d at 1152-1153. Further, even
if the equal-protection claim had merit, the appropriate remedy, given Congress's
overall intent in AEDPA to restrict relief from deportation for criminal
aliens, would be to extend Congress's bar against discretionary relief to
aliens in exclusion proceedings, rather than to strike it for aliens in
deportation proceedings. See DeSousa, 190 F.3d at 185 n.8 (noting that "the
history of Congress' amendments to [Section 1182(c)] shows that, throughout
the 1990s, it had been tightening the controls over granting such waivers");
cf. United States v. Estrada-Torres, 179 F.3d 776, 779 (9th Cir. 1999) (reading
language of AEDPA § 440(d) to eliminate discretionary relief for both
excludable and deportable aliens).
Third, the court of appeals' rejection of petitioners' equal-protection
claim is correct. Congress had a rational basis for precluding certain criminal
aliens placed in deportation proceedings in the United States from obtaining
Section 1182(c) relief, even while allowing criminal aliens seeking to return
to the United States from a trip abroad to remain eligible for such relief.
See Fiallo v. Bell, 430 U.S. 787, 794 (1977) (in light of Congress's plenary
power over immigration, statutory classification must be upheld if it is
based upon any "facially legitimate and bona fide reason"). The
court of appeals observed that Congress's distinction encourages deportable
aliens to leave the country-"which is after all the goal of deportation"-by
providing them with an opportunity to apply for Section 1182(c) relief in
exclusion proceedings if they attempt to return. Pet. App. 12a.15
Petitioners' reliance on Francis v. INS, 532 F.2d 268 (2d Cir. 1976), is
misplaced. Francis addressed a distinction that the BIA had drawn (for purposes
of eligibility for Section 1182(c) relief) between two classes of aliens
placed in deportation proceedings in the United States, based solely on
whether the alien had previously taken a temporary trip abroad. See Requena-Rodriguez,
190 F.3d at 308-309 (explaining Francis); p.3, n.1, supra. Petitioners'
claim challenges an entirely different distinction, between aliens placed
in deportation proceedings in the United States and aliens placed in exclusion
proceedings at the border or a port of entry. That traditional distinction
has been fundamental to the INA. See Landon v. Plasencia, 459 U.S. 21, 25-28
(1983). Given the quite different purposes of the two kinds of proceedings
and the different ways in which they operate, Congress is entitled to make
different judgments about the kinds of claims for discretionary relief that
may be considered in the proceedings.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
DAVID W. OGDEN
Acting Assistant Attorney
General
DONALD E. KEENER
DAVID M. MCCONNELL
ALISON R. DRUCKER
PAPU SANDHU
Attorneys
JANUARY 2000
1 Although Section 1182(c) by its terms applied only to aliens who had temporarily
proceeded abroad and were returning to their domicile in the United States,
it had been interpreted, in response to the Second Circuit's decision in
Francis v. INS, 532 F.2d 268 (1976), also to permit the Attorney General
to waive the grounds of deportation of lawfully admitted permanent resident
aliens who were present in the United States and in deportation proceedings.
See In re Silva, 16 I. & N. Dec. 26 (B.I.A. 1976); Gonzalez v. INS,
996 F.2d 804, 806 (6th Cir. 1993); Ashby v. INS, 961 F.2d 555, 557 &
n.2 (5th Cir. 1992); Tapia-Acuna v. INS, 640 F.2d 223 (9th Cir. 1981).
2 The new Section 1252 provides for judicial review of all final removal
orders in the courts of appeals, see 8 U.S.C. 1252(a)(1) (Supp. IV 1998)
(incorporating 28 U.S.C. 2341-2351), with a limited exception for aliens
subject to removal without a hearing under 8 U.S.C. 1225(b)(1) (Supp. IV
1998), for whom limited review by means of habeas corpus is available, see
8 U.S.C. 1252(a)(1) and (e)(2) (Supp. IV 1998). Section 1252 also carries
forward the preclusion of review in former Section 1105a(a)(10) (as amended
by AEDPA § 440(a)) by providing that "no court shall have jurisdiction
to review any final order of removal against an alien who is removable by
reason of having committed" a crime within several classes of criminal
offenses. 8 U.S.C. 1252(a)(2)(C) (Supp. IV 1998). The new Section 1252(b)(9)
further provides sweepingly that "[j]udicial review of all questions
of law and fact, including interpretation and application of constitutional
and statutory provisions, arising from any action taken or proceeding brought
to remove an alien from the United States under this subchapter shall be
available only in judicial review of a final order under this section"-i.e.,
only in the court of appeals, as provided in Section 1252(a)(1).
3 Eleven of the 12 members of the BIA concluded that AEDPA § 440(d)
applies to pending deportation proceedings commenced before AEDPA was enacted.
Those 11 divided only on whether Section 440(d) applies to aliens who had
already applied for relief under 8 U.S.C. 1182(c) before AEDPA was enacted;
six of the 11 concluded that it does not.
4 The INA defines "aggravated felony" to include illicit trafficking
in a controlled substance. 8 U.S.C. 1101(a)(43)(B) (1994 & Supp. IV
1998).
5 In AADC, the Court construed 8 U.S.C. 1252(g) (Supp. IV 1998), added to
the INA by IIRIRA, which precludes the district courts from entertaining
"any cause or claim by or on behalf of any alien arising from the decision
or action by the Attorney General to commence proceedings, adjudicate cases,
or execute removal orders against any alien under this chapter." Although
the Court held in AADC that Section 1252(g) did prevent the district court
from taking jurisdiction in that case, it rejected the construction of Section
1252(g) principally put forth by the government, which would have eliminated
the district court's authority to entertain challenges to the merits of
final deportation orders. See 525 U.S. at 482-484. Before AADC, the government
had relied on Section 1252(g) in cases like the present one to argue that
the district courts had no habeas corpus authority to review the challenges
presented by the aliens, and the government raised Section 1252(g) in its
certiorari petitions in Goncalves and Navas. The proper construction of
Section 1252(g) presented an issue of ongoing significance, because Section
1252(g) is part of the INA as comprehensively revised by IIRIRA. In light
of AADC, the government no longer relies on Section 1252(g) in this case,
but rather relies on Sections 401(e) and 440(a) of AEDPA, as well as the
general structure of the INA before enactment of AEDPA and IIRIRA, to contend
that the district courts lack such authority. Furthermore, in the decision
below, the court of appeals relied on AEDPA §§ 401(e) and 440(a),
and did not rely on Section 1252(g), to reach its jurisdictional ruling.
Sections 401(e) and 440(a) of AEDPA, however, did not survive the amendments
to the INA made by IIRIRA, and therefore have no ongoing significance beyond
the transitional cases commenced before IIRIRA's effective date.
6 In both Turkhan II and Chow II, the alien previously had filed a petition
for review, which the Seventh Circuit then dismissed for lack of jurisdiction.
See Turkhan I, 123 F.3d at 490; Chow I, 113 F.3d at 668-670. The Seventh
Circuit therefore concluded in Turkhan II and Chow II that those cases fell
within the exception to the jurisdictional bar to habeas review recognized
by the panel in this case (see Pet. App. 10a) for cases in which, "for
reasons beyond the alien's control," he was unable to raise a substantial
constitutional issue directly in the court of appeals. See Turkhan II, 188
F.3d at 824; Chow II, 193 F.3d at 893-894. Here, by contrast, petitioners
did not previously file a petition for review in that court (albeit apparently
due to the decisions in Chow I and Turkhan I), and the court of appeals
therefore did not dismiss any such petition and thus itself prevent review
"for reasons beyond the alien's control." Compare Musto v. Perryman,
193 F.3d 888, 891 (7th Cir. 1999) (ordering dismissal of habeas petition
filed by similarly situated alien). Moreover, although the Seventh Circuit
in Chow I and Turkhan I had left open the prospect of habeas relief on substantial
constitutional claims, see Chow I, 113 F.3d at 668-670; Turkhan I, 123 F.3d
at 490, petitioners seek to raise a non-constitutional claim concerning
the temporal reach of Section 440(d) of AEDPA as well as a constitutional
equal protection claim.
In Singh v. Reno, 182 F.3d 504 (7th Cir. 1999), on which petitioners also
rely (Pet. 20-22), the court of appeals in fact ordered dismissal of the
habeas corpus petition, while directly ordering that prior administrative
proceedings be vacated in the "unusual circumstances" of the particular
procedural due process claim in that case. See 182 F.3d at 511. Petitioners
raise no such claim here.
7 Although the court in Turkhan II stated that Section 440(d) applies "retroactively"
to pending deportation proceedings, the better analysis is that the application
of Section 440(d) to such proceedings does not constitute retroaction at
all, since it controls the Attorney General's authority to grant relief
from deportation in the future, i.e., after AEDPA's enactment. See p. 26,
n.13, infra. In any event, the court in Turkhan II arrived at the same conclusion
as that arrived at by the court below in this case, namely, that Section
440(d) may be applied to deportation proceedings pending at its enactment
without running afoul of either the presumption against retroactive application
of federal civil statutes or constitutional concerns, and there is no reason
to believe the court of appeals would arrive at a different conclusion should
this case be remanded.
8 See Gov't Reply Br., Navas, at 2-3; Gov't Reply Br., Goncalves, at 1-3;
see also Goncalves v. Reno, 144 F.3d 110, 116-126 (1st Cir. 1998), cert.
denied, 119 S. Ct. 1140 (1999); Henderson v. INS, 157 F.3d 106, 118-122
(2d Cir. 1998), cert. denied sub nom. Reno v. Navas, 119 S. Ct. 1141 (1999);
Sandoval v. Reno, 166 F.3d 225, 229-238 (3d Cir. 1999); Bowrin v. INS, 194
F.3d 483, 486-490 (4th Cir. 1999); Requena-Rodriguez v. Pasquarell, 190
F.3d 299, 304-306 (5th Cir. 1999); Pak v. Reno, 196 F.3d 666, 671- 674 (6th
Cir. 1999); Shah v. Reno, 184 F.3d 719, 722-724 (8th Cir. 1999); Magana-Pizano
v. INS, Nos. 97-15678 and 97-70384, 1999 WL 1249703, at *3-*5 (9th Cir.
Dec. 27, 1999); Jurado-Gutierrez v. Greene, 190 F.3d 1135, 1142-1147 (10th
Cir. 1999); Mayers v. INS, 175 F.3d 1289, 1296-1301 (11th Cir. 1999) (all
holding that Congress did not, in AEDPA, divest district courts of authority
under 28 U.S.C. 2241 to address question on retroactive application of AEDPA
§ 440(d)).
9 For that reason, we have argued that AEDPA § 440(a) should not be
read to preclude the courts of appeals from entertaining constitutional
challenges to the INA itself made by criminal aliens. Although Section 440(a)
states broadly that "[a]ny" final order of deportation entered
against certain criminal aliens "shall not be subject to review by
any court," the statute does not express clearly and convincingly an
intent by Congress to preclude judicial review of constitutional claims.
This Court has stated on several occasions that such preclusion of review
of constitutional issues would raise serious constitutional questions. See
Webster v. Doe, 486 U.S. 592, 603 (1988). We therefore read AEDPA §
440(a) to permit the courts of appeals to entertain petitioners' equal-protection
challenge to AEDPA § 440(d). As we explain below (pp. 28-29, infra),
however, that challenge fails on the merits in any event.
We have also argued that the courts of appeals retain jurisdiction to review
threshold issues of alienage and deportability to determine whether the
preclusion of review in AEDPA § 440(a) in fact applies to a petition
for review at hand. The courts of appeals have for the most part agreed.
See Xiong v. INS, 173 F.3d 601 (7th Cir. 1999) (reversing BIA deportability
finding for criminal alien); Hall v. INS, 167 F.3d 852 (4th Cir. 1999) (reviewing
deportability issue to determine court's jurisdiction in case of criminal
alien); Okoro v. INS, 125 F.3d 920, 925 (5th Cir. 1997); Coronado-Durazo
v. INS, 123 F.3d 1322 (9th Cir. 1997); but see Berehe v. INS, 114 F.3d 159,
161 (10th Cir. 1997). That issue is not presented here.
10 The court of appeals also suggested that petitioners' challenges to the
Attorney General's construction of AEDPA § 440(d) in Soriano might
be reviewable in the courts of appeals by review petition, notwithstanding
AEDPA § 440(a). Pet. App. 12a. We submit that Section 440(a) bars review
of that claim in any court, and that such preclusion does not present constitutional
concerns. If that claim is reviewable by the courts, however, it would be
far more consistent with Congress's overall intent to streamline judicial
review of criminal aliens' deportation orders to construe AEDPA § 440(a)
to permit review of that claim in the courts of appeals, rather than to
find that review remains available in the district courts under 28 U.S.C.
2241. Cf. Weinberger v. Hynson, Westcott & Dunning, Inc., 412 U.S. 609,
631-632 (1973) ("It is well established that our task in interpreting
separate provisions of a single Act is to give the Act the most harmonious,
comprehensive meaning possible in light of the legislative policy and purpose.")
(internal quotation marks omitted).
11 Petitioners observe (Pet. 25) that this Court has considered, in habeas
corpus proceedings, aliens' claims that they were eligible to be considered
for discretionary relief from deportation. In neither United States ex rel.
Accardi v. Shaughnessy, 347 U.S. 260 (1954), nor United States ex rel. Hintopoulos
v. Shaughnessy, 353 U.S. 72 (1957), however, did the Court's opinion address
the question of habeas jurisdiction over deportation orders, and it did
not suggest that such jurisdiction was required by the Constitution itself.
This Court has never considered itself bound by sub silentio assumptions
of jurisdiction in the manner that petitioners suggest. See FEC v. NRA Political
Victory Fund, 513 U.S. 88, 97 (1994).
12 Compare the decision below with Goncalves, 144 F.3d at 126-133, Wallace
v. Reno, 194 F.3d 279, 285-288 (1st Cir. 1999), Henderson, 157 F.3d at 129-130,
Sandoval, 166 F.3d at 241, Pak, 196 F.3d at 675-676, Shah, 184 F.3d at 724,
Magana-Pizano, 1999 WL 1249703, at *6-*8, and Mayers, 175 F.3d at 1301-1304.
Compare also DeSousa v. Reno, 190 F.3d 175, 185-187 (3d Cir. 1999) (holding
that AEDPA § 440(d) does apply to aliens convicted before AEDPA but
placed in deportation proceedings after enactment), Requena- Rodriguez,
190 F.3d at 307-308 (same), and Jurado-Gutierrez, 190 F.3d at 1152-1155
(same), with Magana-Pizano, 1999 WL 1249703, at *8-*9 (discussed at p. 27,
n.14, infra).
13 The court of appeals did not elaborate on its point that the application
of AEDPA § 440(d) to pending cases may be understood as a "procedural"
change. As the Attorney General observed in her decision in Soriano, however,
the application of AEDPA § 440(d) to pending deportation proceedings
is not retroactive at all because Section 440(d) governs the availability
of prospective relief from deportation, which itself is intended to remedy
a continuing violation of federal immigration law (the alien's unlawful
presence in the United States). See p. 6, supra; see also Landgraf, 511
U.S. at 273 ("When the intervening statute authorizes or affects the
propriety of prospective relief, application of the new provision is not
retroactive."). This Court confirmed that point in AADC, where it emphasized
that "in all cases, deportation is necessary in order to bring to an
end an ongoing violation of United States law." 525 U.S. at 491. Deportation
and the Attorney General's authority to grant relief from deportation are
therefore matters inherently prospective in nature. See DeSousa, 190 F.3d
at 187 (recognizing that legislative changes affecting the Attorney General's
discretionary authority to grant relief from deportation in the future have
only prospective impact); Samaniego-Meraz v. INS, 53 F.3d 254, 256 (9th
Cir. 1995); De Osorio v. INS, 10 F.3d 1034, 1042 (4th Cir. 1993).
14 In its recent decision in Magana-Pizano, the Ninth Circuit agreed with
the government that AEDPA § 440(d) does apply generally to aliens placed
in deportation proceedings after AEDPA was enacted, if the alien was convicted
before its enactment date. See 1999 WL 1249703, at *9. The court also expressed
concern, however, about aliens who might have pled guilty or nolo contendere
prior to the enactment of AEDPA, based on representations about the availability
of Section 1182(c) relief. The court therefore left open the possibility
of habeas relief upon a specific factual showing by an alien that he had
entered a plea of guilty or nolo contendere in reliance on the availability
of relief under Section 1182(c). The Ninth Circuit's belief that aliens
(and only those aliens) who make such a factual showing could be exempt
from the reach of AEDPA § 440(d) is incorrect. Retroactivity analysis
examines the applicability of a law to the entire class of persons situated
at particular point in time, not on the potentially varying specific reliance
interests of different individuals within such a class. The Solicitor General
has not yet decided whether to seek rehearing en banc in Magana-Pizano.
15 Furthermore, Congress's decision to address criminal aliens in deportation
proceedings and not exclusion proceedings is rational for another reason-aliens
in deportation proceedings pose a much more serious problem simply because
they are much more numerous. See H.R. Rep. No. 469(I), 104th Cong., 2d Sess.
384-385 (1996) (reporting that INS in 1995 removed a total of approximately
32,000 criminal aliens-29,255 arising from deportation cases and only 2,738
from exclusion cases); Almon, 192 F.3d at 31 (noting same). While excludable
criminal aliens may also constitute an immigration problem, "a legislature
traditionally has been allowed to take reform one step at a time, addressing
itself to the phase of the problem which seems most acute to the legislative
mind." McDonald v. Board of Election Comm'rs, 394 U.S. 802, 809 (1969)
(internal quotation marks omitted).