No. 99-944
In the Supreme Court of the United States
HELEN CHENOWETH, MEMBER OF CONGRESS, ET AL., PETITIONERS
v.
WILLIAM JEFFERSON CLINTON, PRESIDENT OF THE UNITED STATES, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF FOR THE RESPONDENTS IN OPPOSITION
SETH P. WAXMAN
Solicitor General
Counsel of Record
LOIS J. SCHIFFER
Assistant Attorney General
ANDREW MERGEN
ETHAN G. SHENKMAN
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTION PRESENTED
Whether individual Members of Congress have standing to challenge a presidential
Executive Order on the ground that the Order exceeded the President's statutory
authority.
In the Supreme Court of the United States
No. 99-944
HELEN CHENOWETH, MEMBER OF CONGRESS, ET AL., PETITIONERS
v.
WILLIAM JEFFERSON CLINTON, PRESIDENT OF THE UNITED STATES, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
BRIEF FOR THE RESPONDENTS IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1-15) is reported at 181
F.3d 112. The opinion of the district court (Pet. App. 16-28) is reported
at 997 F. Supp. 2d 36.
JURISDICTION
The judgment of the court of appeals was entered on July 2, 1999. A petition
for rehearing was denied on September 3, 1999 (Pet. App. 29). The petition
for a writ of certiorari was filed on December 2, 1999. The jurisdiction
of this Court is invoked under 28 U.S.C. 1254(1).
STATEMENT
1. Petitioners are four Members of the United States House of Representatives.
They brought suit in federal district court, challenging the validity of
Executive Order No. (E.O.) 13,061, 3 C.F.R. 221 (1998) (Pet. App. 30-38),
which established the President's American Heritage Rivers Initiative (AHRI).1
The AHRI is a non-regulatory initiative designed "to support community-based
efforts to preserve, protect, and restore [designated] rivers and their
communities." E.O. 13,061, § 1(f) (Pet. App. 31). Local communities
are invited to nominate rivers or river segments to be designated as American
Heritage Rivers, based on their natural, historic, cultural, or economic
values or other unique characteristics. E.O. 13,061, § 2 (Pet. App.
33-35). For each designated river, the Executive Order states that federal
agencies, "to the extent permitted by law and consistent with their
missions and resources, shall coordinate Federal plans, functions, programs,
and resources" to assist local communities in their river protection
or economic revitalization efforts. E.O. 13,061, § 1(b) (Pet. App.
30). Agencies may use federal facilities to support the goals of the AHRI,
but only "to the extent permitted by law and consistent with the agencies'
missions and resources." E.O. 13,061, § 1(j) (Pet. App. 32).
2. Petitioners filed suit in the United States District Court for the District
of Columbia, seeking a declaration that E.O. 13,061 is illegal and an injunction
against its implementation.2 Pet. App. 3. Petitioners alleged that the President
lacked statutory authority to establish the AHRI. They claimed that E.O.
13,061 therefore violated the separation of powers doctrine; the Commerce
Clause (Art. I, § 8, Cl. 3); the Property Clause (Art. IV, § 3,
Cl. 2); the Spending Clause (Art. I, § 9, Cl. 7); the Tenth Amendment;
the Anti-Deficiency Act, 31 U.S.C. 1301 et seq.; the Federal Land Policy
and Management Act of 1976, 43 U.S.C. 1701 et seq.; and the National Environmental
Policy Act of 1969, 42 U.S.C. 4321 et seq. Pet App. 17.
The district court concluded that petitioners lacked standing to sue and
accordingly dismissed the complaint. Pet. App. 16-28. The court found that
"[t]he quality of plaintiffs' injury * * * is too abstract and not
sufficiently specific to support a finding of standing." Id. at 23.
It explained that under District of Columbia Circuit precedent, "an
injury like the one claimed by [petitioners], perpetrated by the Executive
branch and unrelated to a specific piece of legislation, is not sufficiently
specific to support standing." Id. at 24.
3. The court of appeals affirmed. Pet. App. 1-15.
a. The court of appeals held (Pet. App. 7-10) that petitioners' standing
arguments were foreclosed by Raines v. Byrd, 521 U.S. 811, 830 (1997), in
which this Court concluded that individual Members of Congress did not have
standing to bring a constitutional challenge to the Line Item Veto Act.
The court explained that "the injury [petitioners] allegedly suffered
when the President issued Executive Order 13,061-a dilution of their authority
as legislators-is * * * identical to the injury the Court in Raines deprecated
as 'widely dispersed' and 'abstract.'" Pet. App. 8-9. The court also
stated that petitioners' suit would not have been allowed to go forward
even under the District of Columbia Circuit's pre-Raines precedents. Under
those precedents, the court of appeals concluded, petitioners' alleged injury
would have been "found * * * sufficient to satisfy the standing requirement,"
but the complaint would nevertheless have been dismissed in the court's
exercise of "equitable discretion." Id. at 10 (citing Moore v.
United States House of Representatives, 733 F.2d 946, 956 (D.C. Cir. 1984),
cert. denied, 469 U.S. 1106 (1985)).
b. Judge Tatel filed a separate opinion concurring in the judgment. Pet.
App. 13-15. Judge Tatel agreed with the majority that petitioners lack standing
to sue. Id. at 13. Rather than address the impact of Raines on existing
circuit precedent, however, Judge Tatel would have based his decision on
United Presbyterian Church in the U.S.A. v. Reagan, 738 F.2d 1375 (D.C.
Cir. 1984), which held that a Member of Congress lacked standing to contest
the legality of an Executive Order. See Pet. App. 14.
ARGUMENT
The court of appeals' decision is correct and does not conflict with any
decision of this Court or any other court of appeals. Further review is
not warranted.
1. Petitioners contend (Pet. 14) that the court of appeals' "opinion
permitting the President to enact a law contrary to the process set forth
in the Constitution jeopardizes [the] liberties" protected by principles
of separation of powers. The question presented in this Court, however,
is whether petitioners have standing to sue. This Court has "consistently
held that a plaintiff raising only a generally available grievance about
government-claiming only harm to his and every citizen's interest in proper
application of the Constitution and laws, and seeking relief that no more
directly and tangibly benefits him than it does the public at large- does
not state an Article III case or controversy." Lujan v. Defenders of
Wildlife, 504 U.S. 555, 573-574 (1992). The Court's decision in Raines v.
Byrd, 521 U.S. 811 (1997), makes clear that the same principle applies where
a Member of Congress invokes the jurisdiction of the federal courts. See
id. at 830 (holding that the plaintiffs' challenge to the Line Item Veto
Act should be dismissed because the plaintiff Members of Congress "do
not have a sufficient 'personal stake' in this dispute and have not alleged
a sufficiently concrete injury to have established Article III standing").
2. Petitioners' reliance (Pet. 17-18, 22-25) on Coleman v. Miller, 307 U.S.
433 (1939), is misplaced. In Coleman, 21 (out of 40) state senators brought
a mandamus action in the Kansas Supreme Court. Id. at 436. The gravamen
of their suit was that the State's Lieutenant Governor, as presiding officer
of the Senate, had improperly cast a tie-breaking vote in support of ratification
of a proposed amendment to the United States Constitution. Id. at 435-436.
The state supreme court entertained the suit on the merits, concluded that
the Lieutenant Governor was authorized to cast the deciding vote, and held
on that basis that the proposed amendment had been properly ratified by
the Kansas Legislature. Id. at 437. The plaintiffs then sought review in
this Court, which held that "at least the twenty senators whose votes,
if their contention were sustained, would have been sufficient to defeat
the resolution ratifying the proposed constitutional amendment, have an
interest in the controversy which, treated by the state court as a basis
for entertaining and deciding the federal questions, is sufficient to give
the Court jurisdiction to review that decision." Id. at 446; see Raines,
521 U.S. at 822-823 (summarizing Coleman).
In Raines, this Court held that "Coleman stands (at most) for the proposition
that legislators whose votes would have been sufficient to defeat (or enact)
a specific legislative Act have standing to sue if that legislative action
goes into effect (or does not go into effect), on the ground that their
votes have been completely nullified." 521 U.S. at 823 (citation omitted).
The plaintiffs in Raines, by contrast, could "not allege[] that they
voted for a specific bill, that there were sufficient votes to pass the
bill, and that the bill was nonetheless deemed defeated." Id. at 824.
While acknowledging that the Line Item Veto Act might in some sense reduce
the "effectiveness" of the plaintiffs' votes on future appropriations
bills (see id. at 825), the Court explained that "[t]here is a vast
difference between the level of vote nullification at issue in Coleman and
the abstract dilution of institutional legislative power that is alleged
here. To uphold standing here would require a drastic extension of Coleman.
We are unwilling to take that step." Id. at 826.
Like the plaintiffs in Raines (and unlike the plaintiffs in Coleman), petitioners
cannot claim that they comprised all or part of a legislative majority that
would have enacted (or defeated) a specific legislative measure but for
the action of the President. Executive Order No. 13,061 does nothing to
prevent Members of Congress from debating or voting on any bill they wish,
and it does not purport to alter the legal effect of their votes.3 The injury
alleged here is nothing more than the "wholly abstract" diminution
of legislative power that can be asserted whenever the Executive Branch
is alleged to have acted in violation of applicable statutes. Raines, 521
U.S. at 829. To recognize standing in this case would vest individual Members
of Congress with unfettered access to the courts to challenge the validity
of any Executive Branch action they believe to be unlawful-a result severely
at odds with the separation of powers principles that underlie Article III
standing requirements.4
3. Petitioners contend (Pet. 25-27) that the court of appeals improperly
abandoned prior circuit precedent based on a misunderstanding of this Court's
decision in Raines. An intra-circuit conflict typically provides no basis
for invoking this Court's review. See Wisniewski v. United States, 353 U.S.
901, 902 (1957). In any event, all three members of the panel in this case
agreed that petitioners' suit would be foreclosed even under the principles
of legislative standing developed in the District of Columbia Circuit before
Raines was decided. See Pet. App. 10 (majority states that petitioners would
have been found to have standing, but that their suit would have been dismissed
on the ground of equitable discretion); id. at 13-15 (Judge Tatel concludes
that petitioners would lack standing under prior circuit law).
As Judge Tatel explained (Pet. App. 14), the District of Columbia Circuit
case most closely on point is United Presbyterian Church in the U.S.A. v.
Reagan, 738 F.2d 1375 (D.C. Cir. 1984) (Scalia, J.). In that case, an individual
Member of Congress (along with other plaintiffs) filed suit to challenge
an Executive Order governing foreign intelligence and counterintelligence
activities of the Executive Branch. Id. at 1377. The plaintiff Member "assert[ed]
that the Executive Order confer[red] authority on the intelligence agencies
beyond that authorized by Congress, and indeed that the order violate[d]
express limitations imposed by Congress." Id. at 1381. He contended
on that basis "that his powers as a legislator ha[d] been diminished,
constituting sufficient injury to give him standing." Ibid. The court
of appeals rejected that claim, holding that the plaintiff Member lacked
standing because "his complaint [wa]s 'a generalized grievance about
the conduct of government.'" Id. at 1382 (quoting Moore v. United States
House of Representatives, 733 F.2d at 952). Indeed, petitioners cite no
decision of any court suggesting that Executive Branch conduct violative
of statutory restrictions, or in excess of statutory authority, inflicts
a judicially cognizable injury upon an individual legislator.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
LOIS J. SCHIFFER
Assistant Attorney General
ANDREW MERGEN
ETHAN G. SHENKMAN
Attorneys
FEBRUARY 2000
1 After the President announced his intention to establish the AHRI, three
of the petitioners introduced a bill in the House of Representatives that
would have "terminate[d] further development and implementation of
the" initiative. See Pet. App. 2-3 (citing H.R. 1842, 105th Cong.,
1st Sess. (1997)). That bill never came to a vote. Ibid.
2 When petitioners' complaint was filed in December 1997 (see Pet. 4), local
communities had nominated 126 rivers or river segments. See 63 Fed. Reg.
25,479 (1998). No rivers were selected, however, until July 30, 1998 (well
after the district court had issued its decision in this case, see Pet.
App. 16), when the President named 14 American Heritage Rivers from among
those nominated. See 63 Fed. Reg. 41,949 (1998).
3 Petitioners argue (Pet. 18, 24 & n.19) that they cannot overturn E.O.
13,061 through a majority vote in each House because the President can be
expected to veto any such bill. They contend (Pet. 18) that the prospect
of a presidential veto distinguishes this case from Raines, where the Court
observed that "a majority of Senators and Congressmen" could vote
to pass or reject appropriations bills, to repeal the Line Item Veto Act,
or to exempt a particular appropriations bill (or provision thereof) from
the Act's coverage. 521 U.S. at 824. In fact, however, the Court in Raines
specifically noted the possibility of a presidential veto. See id. at 825
n.9.
4 Petitioners seek to characterize E.O. 13,061 as an incursion on their
legislative powers, arguing that "the Members were not allowed to vote
for or against enactment of the AHRI prior to President Clinton's unilateral
enactment of the AHRI." Pet. 18; see also Pet. 19-20 ("despite
the requirement of the Constitution that only Congress may enact laws, President
Clinton enacted the AHRI unilaterally by Executive Order 13061"). As
this Court has recognized, however, "[a]mendment and repeal of statutes,
no less than enactment, must conform with Art. I." INS v. Chadha, 462
U.S. 919, 954 (1983). Any Executive Branch conduct alleged to violate statutory
requirements or proscriptions could, on petitioner's theory of standing,
be recharacterized as an implied amendment or repeal of an enacted law.