No. 99-2077
In the Supreme Court of the United States
UNITED STATES OF AMERICA, PETITIONER
v.
BOARD OF GOVERNORS OF STATE COLLEGES
AND UNIVERSITIES FOR NORTHEASTERN
ILLINOIS UNIVERSITY
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
PETITION FOR A WRIT OF CERTIORARI
SETH P. WAXMAN
Solicitor General
Counsel of Record
BILL LANN LEE
Acting Assistant Attorney
General
BARBARA D. UNDERWOOD
Deputy Solicitor General
PATRICIA A. MILLETT
Assistant to the Solicitor
General
JESSICA DUNSAY SILVER
SETH M. GALANTER
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTION PRESENTED
Whether Title I of the Americans with Disabilities Act of 1990, 42 U.S.C.
12111-12117, is a proper exercise of Congress's power under Section 5 of
the Fourteenth Amendment.
PARTIES TO THE PROCEEDING
Petitioner is the United States of America, which intervened in the court
of appeals to defend the constitutionality of Congress's abrogation of Eleventh
Amendment immunity in the Americans with Disabilities Act of 1990, 42 U.S.C.
12202. Melinda Erickson was the plaintiff in the district court and an appellee
in the court of appeals.
Respondent is the Board of Governors of State Colleges and Universities
for Northeastern Illinois University.
In the Supreme Court of the United States
No. 99-2077
UNITED STATES OF AMERICA, PETITIONER
v.
BOARD OF GOVERNORS OF STATE COLLEGES AND UNIVERSITIES FOR NORTHEASTERN ILLINOIS
UNIVERSITY
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
PETITION FOR A WRIT OF CERTIORARI
The Solicitor General, on behalf of the United States of America, respectfully
petitions for a writ of certiorari to review the judgment of the United
States Court of Appeals for the Seventh Circuit in this case.
OPINIONS BELOW
The opinion of the court of appeals (App., infra, 1a-36a) is reported at
207 F.3d 945. The opinion of the district court (App., infra, 37a-48a) is
unreported.
JURISDICTION
The court of appeals entered its judgment on March 27, 2000. The jurisdiction
of this Court is invoked under 28 U.S.C. 1254(1).
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
The relevant constitutional and statutory provisions are set forth at App.,
infra, 49a-72a.
STATEMENT
1. The Americans with Disabilities Act of 1990 (Disabilities Act), 42 U.S.C.
12101 et seq., is a "comprehensive national mandate for the elimination
of discrimination against individuals with disabilities." 42 U.S.C.
12101(b)(1). Based on extensive study and fact-finding by Congress,1 and
Congress's lengthy experience with the analogous nondiscrimination requirement
in Section 504 of the Rehabilitation Act of 1973, 29 U.S.C. 794 (1994 &
Supp. IV 1998), Congress found in the Disabilities Act that:
(2) historically, society has tended to isolate and segregate individuals
with disabilities, and, despite some improvements, such forms of discrimination
against individuals with disabilities continue to be a serious and pervasive
social problem;
(3) discrimination against individuals with disabilities persists in such
critical areas as employment, housing, public accommodations, education,
transportation, communication, recreation, institutionalization, health
services, voting, and access to public services;
* * * * *
(5) individuals with disabilities continually encounter various forms of
discrimination, including outright intentional exclusion, the discriminatory
effects of architectural, transportation, and communication barriers, overprotective
rules and policies, failure to make modifications to existing facilities
and practices, exclusionary qualification standards and criteria, segregation,
and relegation to lesser services, programs, activities, benefits, jobs,
or other opportunities;
(6) census data, national polls, and other studies have documented that
people with disabilities, as a group, occupy an inferior status in our society,
and are severely disadvantaged socially, vocationally, economically, and
educationally; [and]
(7) individuals with disabilities are a discrete and insular minority who
have been faced with restrictions and limitations, subjected to a history
of purposeful unequal treatment, and relegated to a position of political
powerlessness in our society, based on characteristics that are beyond the
control of such individuals and resulting from stereotypic assumptions not
truly indicative of the individual ability of such individuals to participate
in, and contribute to, society[.]
42 U.S.C. 12101(a). Based on those findings, Congress "invoke[d] the
sweep of congressional authority, including the power to enforce the fourteenth
amendment and to regulate commerce, in order to address the major areas
of discrimination faced day-to-day by people with disabilities." 42
U.S.C. 12101(b)(4).
The Disabilities Act targets three particular areas of discrimination against
persons with disabilities. Title I, 42 U.S.C. 12111-12117, addresses discrimination
by employers affecting interstate commerce; Title II, 42 U.S.C. 12131-12165
(1994 & Supp. III 1997), addresses discrimination by governmental entities;
and Title III, 42 U.S.C. 12181-12189 (1994 & Supp. III 1997), addresses
discrimination in public accommodations operated by private entities.
This case involves a suit under Title I of the Disabilities Act, which provides
that "[n]o covered entity shall discriminate against a qualified individual
with a disability because of the disability of such individual in regard
to job application procedures, the hiring, advancement, or discharge of
employees, employee compensation, job training, and other terms, conditions,
and privileges of employment." 42 U.S.C. 12112(a). A "covered
entity" is defined to include any "person engaged in an industry
affecting commerce who has 15 or more employees," 42 U.S.C. 12111(2)
and (5)(A), and the term "person" incorporates the definition
from Title VII of the Civil Rights Act of 1964, 42 U.S.C. 2000e et seq.,
which includes States. 42 U.S.C. 12111(7); cf. Fitzpatrick v. Bitzer, 427
U.S. 445, 449 & n.2 (1976). The prohibition on discrimination may be
enforced through private suits against public entities. See 42 U.S.C. 12117(a)
(incorporating the enforcement provisions of Title VII); cf. Fitzpatrick,
427 U.S. at 452. The Act expressly abrogates the States' Eleventh Amendment
immunity. 42 U.S.C. 12202 (a "State shall not be immune under the eleventh
amendment to the Constitution of the United States from an action in Federal
or State court of competent jurisdiction for a violation of this chapter")
(footnote omitted).
2. The plaintiff in this case, Melinda Erickson, was employed for five years
in the College of Business and Management at Northeastern Illinois University,
rising from secretary to program associate prior to her termination in 1993.
App., infra, 2a. She filed suit in federal district court alleging that
respondent Board of Governors wrongfully terminated her on the basis of
disability and a pregnancy-related condition. Id. at 38a. Respondent moved
to dismiss the Disabilities Act claim on the ground of Eleventh Amendment
immunity.2 The district court denied the motion, holding that the Disabilities
Act was an appropriate exercise of Congress's power to enforce the Fourteenth
Amendment's Equal Protection Clause and thus validly abrogated respondent's
Eleventh Amendment immunity. Id. at 37a-48a.
3. Respondent took an interlocutory appeal of the denial of Eleventh Amendment
immunity. See Puerto Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy,
Inc., 506 U.S. 139, 147 (1993). The United States intervened on appeal,
pursuant to 28 U.S.C. 2403(a), to defend the constitutionality of the abrogation
of immunity. The court of appeals reversed. App., infra, 1a-36a.
The court held that Congress clearly intended to abrogate Eleventh Amendment
immunity. App., infra, 5a (citing 42 U.S.C. 12202). But the court concluded
that the Disabilities Act's abrogation was not valid legislation to enforce
the Fourteenth Amendment because Congress did not establish a legislative
record sufficient to show that the Act was "reasonable prophylactic
legislation." Id. at 12a.
Judge Diane Wood dissented. App., infra, 15a-36a. She would have joined
the numerous other courts of appeals that had sustained the Disabilities
Act's abrogation of Eleventh Amendment immunity based on the substantial
legislative record and tailored statutory scheme. Id. at 17a-36a.
REASON FOR GRANTING THE PETITION
On April 17, 2000, this Court granted review in Board of Trustees of the
University of Alabama v. Garrett, No. 99-1240. The question concerning the
Disabilities Act's abrogation of Eleventh Amendment immunity raised by this
petition is identical to that presented in No. 99-1240. Accordingly, this
petition should be held pending the Court's decision in that case.
CONCLUSION
The petition for a writ of certiorari should be held pending this Court's
decision in Board of Trustees of the University of Alabama v. Garrett, No.
99-1240, and disposed of in accordance with the decision in that case.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
BILL LANN LEE
Acting Assistant Attorney
General
BARBARA D. UNDERWOOD
Deputy Solicitor General
PATRICIA A. MILLETT
Assistant to the Solicitor
General
JESSICA DUNSAY SILVER
SETH M. GALANTER
Attorneys
JUNE 2000
1 Fourteen congressional hearings and 63 field hearings by a special congressional
task force were held in the three years prior to passage of the Disabilities
Act. See S. Rep. No. 116, 101st Cong., 1st Sess. 4-5, 8 (1989); H.R. Rep.
No. 485, 101st Cong., 2d Sess. Pt. 2, at 24-28, 31 (1990); id. Pt. 3, at
24-25; id. Pt. 4, at 28-29; see also Timothy M. Cook, The Americans with
Disabilities Act: The Move to Integration, 64 Temp. L. Rev. 393, 393 &
nn.1-3 (1991) (listing the individual hearings). Congress also drew upon
reports submitted to Congress by the Executive Branch. See S. Rep. No. 116,
supra, at 6 (citing United States Civil Rights Commission, Accommodating
the Spectrum of Individual Abilities (1983); National Council on Disability,
Toward Independence (1986); and National Council on Disability, On the Threshold
of Independence (1988)); H.R. Rep. No. 485, supra, Pt. 2, at 28 (same).
2 Petitioner also alleged a violation of the Pregnancy Discrimination Act,
42 U.S.C. 2000e(k). Respondent did not seek to dismiss that claim on Eleventh
Amendment grounds, and thus it was not before the court of appeals. App.,
infra, 37a.
APPENDIX A
UNITED STATES COURT OF APPEALS
FOR THE SEVENTH CIRCUIT
No. 98-3614
MELINDA ERICKSON, PLAINTIFF-APPELLEE
AND
UNITED STATES OF AMERICA, INTERVENOR
v.
BOARD OF GOVERNORS OF STATE COLLEGES AND UNIVERSITIES FOR NORTHEASTERN ILLINOIS
UNIVERSITY, DEFENDANT-APPELLANT
[Argued April 27, 1999
Decided March 27, 2000]
Before: ESCHBACH, EASTERBROOK and DIANE P. WOOD, Circuit Judges.
EASTERBROOK, Circuit Judge. We must decide whether Title I of the Americans
with Disabilities Act, 42 U.S.C. §§ 12111-17, is an exercise of
power under § 5 of the Fourteenth Amendment, which confers authority
"to enforce, by appropriate legislation, the provisions of this article."
Defendant in this suit is an arm of Illinois and therefore one of the United
States for purposes of the Eleventh Amendment. Congress has power under
the Commerce Clause to adopt the ADA's rules, but given the Eleventh Amendment
a statute that rests only on the Commerce Clause can not authorize private
suits against states in federal court. Seminole Tribe v. Florida, 517 U.S.
44, 116 S. Ct. 1114, 134 L.Ed.2d 252 (1996). But if § 5 bestows power
to adopt the ADA, then private litigation is compatible with the Eleventh
Amendment. Fitzpatrick v. Bitzer, 427 U.S. 445, 96 S. Ct. 2666, 49 L.Ed.2d
614 (1976).
Melinda Erickson worked for five years in the College of Business and Management
at Northeastern Illinois University, rising from secretary to "program
associate." She contends that the University failed to accommodate
her efforts to have children. Medical care for her infertility was physically
demanding and had side effects. Both the treatment and the circumstances
that gave rise to it were emotionally draining. Erickson often did not come
to work and was late on days when she did appear. She was fired after she
became distraught and stayed home for six working days. Erickson does not
contend that the attendance requirements were designed to discriminate against
persons with disabilities. Instead she argues that the University should
have tolerated absences and tardiness that it would not have condoned from
a healthy employee. Invoking the Eleventh Amendment, the University filed
a motion to dismiss, which the district court denied. 1998 WL 748277, 1998
U.S. Dist. LEXIS 15779 (N.D. Ill. Oct. 1, 1998). The University's interlocutory
appeal is within our jurisdiction, see Seminole Tribe, 517 U.S. at 52, 116
S. Ct. 1114, even though the University does not assert sovereign immunity
with respect to Erickson's claim under the Pregnancy Discrimination Act,
42 U.S.C. § 2000e(k). Scott v. Lacy, 811 F.2d 1153 (7th Cir. 1987).
Cf. Wisconsin Department of Corrections v. Schacht, 524 U.S. 381, 118 S.
Ct. 2047, 141 L.Ed.2d 364 (1998). The United States intervened as a party
in this court to defend the ADA's constitutionality. See 28 U.S.C. §
2403(a).
Three times during the last four Terms, the Supreme Court has addressed
the extent of legislative power under § 5. Kimel v. Florida Board of
Regents, -- U.S. --, 120 S. Ct. 631, 145 L.Ed.2d 522 (2000); Florida Prepaid
Postsecondary Education Expense Board v. College Savings Bank, 527 U.S.
627, 119 S. Ct. 2199, 144 L.Ed.2d 575 (1999); Boerne v. Flores, 521 U.S.
507, 117 S. Ct. 2157, 138 L.Ed.2d 624 (1997). Thrice it has stressed that
the language of § 5, which gives Congress the power to "enforce"
the Fourteenth Amendment, must be taken seriously. Statutes that create
new rights, or expand old rights beyond the Fourteenth Amendment's bounds,
do not "enforce" that amendment.
Boerne dealt with the Religious Freedom Restoration Act of 1993 (RFRA),
42 U.S.C. §§ 2000bb to 2000bb-4, a response to Employment Division
v. Smith, 494 U.S. 872, 110 S. Ct. 1595, 108 L.Ed.2d 876 (1990). Smith had
held that the Free Exercise Clause of the First Amendment never requires
accommodation of religiously inspired practices, so that laws neutral with
respect to religion are valid. The RFRA, by contrast, obliged states to
accommodate practices associated with religion. The Court held that an accommodation
requirement could not be thought to "enforce" a constitutional
norm that does not require accommodation. Florida Prepaid held that Congress
may not use § 5 to abrogate state sovereign immunity on the ground
that statutory rights are "property" under the Fourteenth Amendment.
Kimel held that § 5 does not support the Age Discrimination in Employment
Act, 29 U.S.C. §§ 621-34, because although the ADEA forbids consideration of
an employee's age unless age is a "bona fide occupational qualification
reasonably necessary to the normal operation of the particular business",
§ 623(f)(1), the Constitution's own requirement is considerably more
lenient. The Equal Protection Clause permits a state to consider a person's
age unless age lacks a rational relationship to the state's objective. Most
consideration of age in employment therefore is constitutional; but under
the ADEA most consideration of age is forbidden; Kimel therefore held that
the ADEA sets up an independent rule and does not "enforce" the
Constitution's rule.
Twenty-three days before the Supreme Court decided Boerne, we held in Crawford
v. Indiana Department of Corrections, 115 F.3d 481, 487 (7th Cir. 1997),
that § 5 supports Title II of the ADA, which deals with public services.
Our opinion analogized the ADA to the ADEA and observed that the latter
statute had been applied to states in private litigation. Kimel shows that
if our analogy to the ADEA is precise, then Crawford is no longer authoritative;
Florida Prepaid and Boerne likewise call for a fresh look at the subject.
Elsewhere a great deal of ink has been spilled on this question. After Boerne
but before Kimel, panels of five appellate courts held that § 5 supplies
the necessary legislative power, though there was one squarely contrary
holding by a court en banc. Compare Muller v. Costello, 187 F.3d 298 (2d
Cir. 1999); Coolbaugh v. Louisiana, 136 F.3d 430 (5th Cir. 1998); Clark
v. California, 123 F.3d 1267 (9th Cir. 1997); Martin v. Kansas, 190 F.3d
1120 (10th Cir. 1999); and Kimel v. Florida Board of Regents, 139 F.3d 1426,
1433, 1441-44 (11th Cir. 1998), with Alsbrook v. Maumelle, 184 F.3d 999
(8th Cir. 1999) (en banc). The fourth circuit is internally divided. Although
Amos v. Maryland Department of Public Safety, 178 F.3d 212 (4th Cir. 1999)
(rehearing en banc granted Dec. 28, 1999), holds that private ADA litigation
may proceed against state prisons, Brown v. North Carolina Division of Motor
Vehicles, 166 F.3d 698 (4th Cir. 1999), held that a regulation, based on
the ADA, requiring the state's Division of Motor Vehicles to accommodate
disabled drivers, is unconstitutional. Recently a divided panel of the ninth
circuit disagreed with Brown. See Dare v. California Department of Motor
Vehicles, 191 F.3d 1167 (9th Cir. 1999). The Supreme Court's opinion in
Kimel calls all of these decisions into question, and we think it best to
analyze the subject afresh rather than to rehash pre-Kimel conclusions in
and out of this circuit. Believing that the Supreme Court would tackle the
issue before July, the second circuit declined to reconsider Muller in light
of Kimel. See Kilcullen v. New York State Department of Labor, 205 F.3d
77 (2d Cir. 2000). But settlements have dashed that hope; we therefore undertake
independent consideration.
Whether Congress has authorized federal litigation against states is our
initial question. Kimel answered yes for the ADEA, see 120 S. Ct. at 640-42,
and the same answer is appropriate for the ADA. By incorporating 42 U.S.C.
§ 2000e, the ADA defines persons, and thus employers, to include units
of government. 42 U.S.C. § 12111(5)(A), (7). Fitzpatrick held that
§ 2000e is a sufficiently clear statement. Section 12202 adds that
"[a] State shall not be immune under the eleventh amendment to the
Constitution of the United States from an action in Federal or State court
of competent jurisdiction for a violation of this chapter." Finally,
just in case there were doubt, § 12101(b)(4) invokes all possible sources
of authority to enact the ADA, "including the power to enforce the
fourteenth amendment".
On the question whether a statute such as the ADA enforces the Fourteenth
Amendment, Kimel establishes two principal propositions. First, because
the rational-basis test applies to age discrimination, almost all of the
ADEA's requirements stand apart from the Constitution's rule. Most age discrimination
is rational, and therefore constitutional, yet the Act forbids it. The ADEA
therefore does not "enforce" the Fourteenth Amendment. 120 S.
Ct. at 645-48. Second, there is no need for prophylactic rules to catch
evasions of the rational-basis test by state governments. Congress did not
find that such a problem exists, and there is no evidence of one. The ADEA
therefore cannot be understood as enforcement legislation. 120 S. Ct. at
648-50. Both of these propositions are true of the ADA as well-indeed, the ADA
is harder to conceive as "enforcement" of the Fourteenth Amendment
than is the ADEA. Under the ADEA employers must ignore age but are free
to act on the basis of attributes such as strength, mental acuity, and salary
that are related to age. Hazen Paper Co. v. Biggins, 507 U.S. 604, 113 S.
Ct. 1701, 123 L.Ed.2d 338 (1993). In other words, the ADEA forbids disparate
treatment but not disparate impact. EEOC v. Francis W. Parker School, 41
F.3d 1073, 1077 (7th Cir. 1994); Anderson v. Baxter Healthcare Corp., 13
F.3d 1120 (7th Cir. 1994). Likewise with the Constitution and most other
employment-discrimination laws. E.g., Troupe v. May Department Stores Co.,
20 F.3d 734 (7th Cir. 1994) (the Pregnancy Discrimination Act does not require
accommodation). Title I of the ADA, by contrast, requires employers to consider
and to accommodate disabilities, and in the process extends beyond the anti-discrimination
principle. 42 U.S.C. § 12112(b)(5)(A), (6) (defining failure to accommodate,
and criteria with disparate impacts, as "discrimination"). (Some
other titles of the ADA are less expansive. See Doe v. Mutual of Omaha Insurance
Co., 179 F.3d 557 (7th Cir. 1999). Our concern in this case is Title I,
and unelaborated references to "the ADA" are to Title I.)
A rational-basis test applies to distinctions on the ground of disability,
just as to distinctions on the ground of age. Cleburne v. Cleburne Living
Center, Inc., 473 U.S. 432, 439-42, 105 S. Ct. 3249, 87 L.Ed.2d 313 (1985);
Heller v. Doe, 509 U.S. 312, 319-21, 113 S. Ct. 2637, 125 L.Ed.2d 257 (1993);
United States v. Harris, 197 F.3d 870, 873-76 (7th Cir. 1999). Consideration
of an employee's disabilities is proper, so far as the Constitution is concerned.
See Cleburne, 473 U.S. at 444, 105 S. Ct. 3249 ("governmental consideration
of those differences in the vast majority of situations is not only legitimate
but also desirable"). Consider this from the perspective of a university
such as our defendant. A would-be professor who is not in the top 1% of
the population in mental acuity is not apt to be a good teacher and scholar.
Likewise it is rational for a university to favor someone with good vision
over someone who requires the assistance of a reader. The sighted person
can master more of the academic literature (reading is much faster than
listening), improving his chance to be a productive scholar, and also is
less expensive (because the university need not pay for the reader). An
academic institution that prefers to use a given budget to hire a sighted
scholar plus a graduate teaching assistant, rather than a blind scholar
plus a reader, has complied with its constitutional obligation to avoid
irrational action. But it has not complied with the ADA, which requires
accommodation at any cost less than "undue hardship". 42 U.S.C.
§ 12112(b)(5)(A), § 12111(10). How the "undue hardship"
defense under the ADA compares with the "bona fide occupational qualification"
defense under the ADEA is an interesting question, but not one we need pursue:
both statutes presumptively forbid consideration of attributes that the
Constitution permits states to consider, and then (like the RFRA) require
the state to carry a burden of persuasion in order to take the characteristic
into account. As in Kimel, the fact that the law has made adverse action
based on a characteristic "prima facie unlawful" shows the extent
of its departure from the Constitution's own rule. 120 S. Ct. at 647. Like
the ADEA, the ADA "prohibits very little conduct likely to be held
unconstitutional," id. at 648.
The ADA's main target is an employer's rational consideration of disabilities.
Rational discrimination by definition does not violate a constitutional
provision that condemns only irrational distinctions based on disabilities.
Congress has ample power under the Commerce Clause to forbid rational discrimination,
which may bear especially heavily on a class of persons who suffer from
diminished human (and often financial) capital. But to say that in devising
these new rules Congress is just "enforcing" a substantive command
present in § 1 of the Fourteenth Amendment since 1868 would be a legal
fiction. Boerne, Florida Prepaid, and Kimel hold that fictions do not support
legislation under § 5.
One way to distinguish the ADA from the ADEA would be to emphasize a remark
in Kimel that "[o]ld age . . . does not define a discrete and insular
minority because all persons, if they live out their normal life spans,
will experience it." 120 S. Ct. at 645. The argument would continue
that many disabilities are immutable; few people born blind acquire vision
later. We do not read the Court's observation in Kimel as distinguishing
among characteristics that are subject to rational-basis review; instead
the Court offered the observation as one reason why earlier cases had applied
the rational-basis test to age. Because Cleburne held that the rational-basis
test likewise governs disabilities, the reasoning behind that opinion need
not come back into consideration. We know from Cleburne that rational distinctions
based on disabilities comport with the Constitution. What is more, many
disabilities come and go, or progress with time. Beethoven did not become
deaf, or Milton blind, until middle age. Erickson's medical problem affected
her for a number of years but not for a lifetime (if only because medical
treatment may have succeeded, or because after menopause it would have lost
significance). One can imagine an argument under § 5 for a federal
law dealing with discrimination against persons with life-long disabilities,
but the ADA is not such a law-not only because it extends beyond permanently
disabled persons, but also because "discrimination" as the ADA
defines it, see § 12112(b), has little in common with "discrimination"
in constitutional law.
To see this, consider the role of intent. When a state law or practice does
not expressly concern a particular characteristic (such as race, sex, age,
or disability), but has a disparate impact on persons with that characteristic,
the plaintiff in constitutional litigation must establish that the state
intends to discriminate on the basis of that characteristic. See, e.g.,
Personnel Administrator v. Feeney, 442 U.S. 256, 99 S. Ct. 2282, 60 L.Ed.2d
870 (1979) (sex); Washington v. Davis, 426 U.S. 229, 96 S. Ct. 2040, 48
L.Ed.2d 597 (1976) (race). Things are otherwise under the ADA, which not
only demands accommodation (which forces the employer to consider, rather
than ignore, disabilities) but also prohibits any rule or practice that
has a disparate impact, unless the rule is "job-related for the position
in question and is consistent with business necessity". 42 U.S.C. §
12112(b)(6). See Washington v. Indiana High School Athletic Ass'n, 181 F.3d
840 (7th Cir. 1999) (under the ADA the plaintiff need not show that the
governmental body intended to discriminate on account of disability). Cases
such as Feeney and Davis hold that the Equal Protection Clause does not
forbid laws and practices that have a disparate impact; but the ADA does
forbid them.
By requiring that employers accommodate rather than disregard disabilities,
the ADA is a cousin to the RFRA. Smith held that demands for accommodation
and claims of disparate impact have no constitutional footing under the
Free Exercise Clause; it takes express or intentional discrimination to
violate that provision. See also Church of the Lukumi Babalu Aye, Inc. v.
Hialeah, 508 U.S. 520, 113 S. Ct. 2217, 124 L.Ed.2d 472 (1993). Congress
then enacted the RFRA, which requires every unit of government to justify
any law or practice that burdens a person's exercise of religion, "even
if the burden results from a rule of general applicability". 42 U.S.C.
§ 2000bb-1(a). This requires a state to accommodate religiously motivated
behavior unless it can show a "compelling" reason for neutrality
between religious and secular conduct. Boerne responded that Congress may
not redefine the constitutional rule under the rubric of "enforcement."
What the RFRA did for religion, the ADA does for disabilities. In neither
situation does the Constitution forbid neutral laws or practices that create
disparate impacts; in neither situation does the Constitution require accommodation.
Both the RFRA and the ADA replace the Constitution's approach with a prohibition
of disparate impact and jettison neutrality in favor of accommodation. The
RFRA's demand for a "compelling governmental interest", 42 U.S.C.
§ 2000bb-1(b)(1), made it harder for a government to prevail than do
the ADA's requirements (job-relatedness, business necessity, and undue hardship),
but there is a countervailing difference that makes the ADA the more adventuresome.
The Free Exercise Clause forbids all intentional discrimination against
religious practices; the Equal Protection Clause has no similar rule about
disabilities. Rational discrimination against persons with disabilities
is constitutionally permissible in a way that rational discrimination against
religious practices is not. This makes the ADA harder than the RFRA to justify
under § 5, for "[i]t is precisely in a close case that the independent
judgment of Congress on a constitutional question should make a difference."
Michael W. McConnell, Institutions and Interpretation: A Critique of City
of Boerne v. Flores, 111 Harv. L. Rev. 153, 155 (1997). See also Stephen
L. Carter, The Morgan "Power" and the Forced Reconsideration of
Constitutional Decisions, 53 U. Chi. L. Rev. 819 (1986). Some of the Justices
and several careful scholars believe that the rule of decision in the RFRA
is the Constitution's own. See Boerne, 521 U.S. at 544, 117 S. Ct. 2157
(O'Connor, J., dissenting), 521 U.S. at 565, 117 S. Ct. 2157 (Souter, J.,
dissenting). Others who support the majority position in Smith acknowledge
that the question is difficult. See generally Symposium, Reflections on
City of Boerne v. Flores, 39 William & Mary L. Rev. 597 (1998). But
no one believes that the Equal Protection Clause establishes the disparate-impact
and mandatory-accommodation rules found in the ADA. The statute is outside
the boundaries of constitutional discourse in a way that the RFRA was not.
If the RFRA and the ADEA exceed the § 5 power, then so does the ADA-at
least to the extent it extends beyond remedies for irrational discrimination.
Well, then, can the ADA be sustained as reasonable prophylactic legislation?
Because the ADA requires accommodation, forbids practices with disparate
impact, and disregards the employer's intent, it is harder than the ADEA
to characterize as a remedial measure. The ADEA was a real anti-discrimination
law; unless age was held against the employee, there was no violation. The
ADA goes beyond the anti-discrimination principle, a step that requires
reason to think that only by going to these lengths is it possible to implement
the core constitutional rule. Yet just as for the ADEA, Congress did not
find that states have adopted clever devices that conceal irrational discrimination.
The legislative findings in 42 U.S.C. § 12101 contain not a word about
state governments. Congress did find that persons with disabilities have
been discriminated against; it found the same in the ADEA for age. What
it did not find is that the practices labeled "discrimination"
are irrational (as that term works under the Equal Protection Clause) or
that states are major offenders-a critical inquiry not only under Kimel
but also under Florida Prepaid. Instead, Congress used the word "discrimination"
in § 12101, and Committees of Congress used that word in the legislative
history, to refer to any disadvantage that accompanies a disability. For
example, the statement in H.R. Rep. No. 101-485(II), 101st Cong. 2d Sess.
37 (1990), U.S. Code Cong. & Admin. News at 303, 319, that "inconsistent
treatment of people with disabilities by different State or local government
agencies is both inequitable and illogical for a society committed to full
access for people with disabilities" means only that different public
bodies treated persons differently, because the Rehabilitation Act applied
to some persons but not others; it does not mean that either treatment was
unconstitutional. "Inconsistent" is not a synonym for irrational-especially
not when it was a federal statute that induced the inconsistency on which
the Committee remarked.
Just as in Kimel, legislative statements about discrimination consist "almost
entirely of isolated sentences clipped from floor debates and legislative
reports." 120 S. Ct. at 649. These snippets use the word "discrimination"
in a way that fails to distinguish between rational distinctions (which
the Constitution allows) and irrational ones (which it forbids). The sort
of findings that would permit adoption of the ADA as a precautionary measure,
after the fashion of the Voting Rights Act, see South Carolina v. Katzenbach,
383 U.S. 301, 86 S. Ct. 803, 15 L.Ed.2d 769 (1966), must establish that
states have been able to disguise forbidden discrimination as the permissible
kind. Nothing in the legislative findings, or the debates preceding the
ADA's adoption, shows (or even asserts) that state governments engaged in
deception that prevented victims of irrational discrimination from obtaining
a remedy. Findings underlying Title VII were more substantial, and because
employers frequently disguised their resort to racial criteria it is easier
to justify the disparate-impact features of Title VII as remedial measures.
In re Employment Discrimination Litigation, 198 F.3d 1305 (11th Cir. 1999),
concludes accordingly that § 5 supports the disparate-impact rules
under Title VII, as well as the disparate-treatment rules addressed in Fitzpatrick
v. Bitzer. We leave that question for another day and hold only that the
background of the ADA does not meet the standards that Boerne and Kimel
set for using § 5 to enact prophylactic legislation.
From all of this it follows that the ADA does not "enforce" the
Fourteenth Amendment, and from Seminole Tribe it follows that the Eleventh
Amendment and associated principles of sovereign immunity block private
litigation against states in federal court. But Northeastern Illinois University
must understand the limits of this holding. The ADA is valid legislation,
which both private and public actors must follow. Even if the Supreme Court
should overrule Garcia v. San Antonio Metropolitan Transit Authority, 469
U.S. 528, 105 S. Ct. 1005, 83 L.Ed.2d 1016 (1985), and return to the view
of National League of Cities v. Usery, 426 U.S. 833, 852, 96 S. Ct. 2465,
49 L.Ed.2d 245 (1976), that laws resting only on the Commerce Clause cannot
"directly displace the States' freedom to structure integral operations
in areas of traditional governmental functions," the University still
would be bound by the ADA, for running a university is no more a core governmental
function than is running a railroad. See United Transportation Union v.
Long Island R.R., 455 U.S. 678, 102 S. Ct. 1349, 71 L.Ed.2d 547 (1982).
Like most railroads, most universities in the United States are private.
All our holding means is that private litigation to enforce the ADA may
not proceed in federal court. Erickson may repair to Illinois court-for
although states may implement a blanket rule of sovereign immunity, see
Alden v. Maine, 527 U.S. 706, 119 S. Ct. 2240, 144 L.Ed.2d 636 (1999), Illinois
has not done this. Having opened its courts to claims based on state law,
including its own prohibition of disability discrimination by units of state
government, see 775 ILCS 5/1-102, 5/2-101(B)(1)(c), Illinois may not exclude
claims based on federal law. Howlett v. Rose, 496 U.S. 356, 367-75, 110
S. Ct. 2430, 110 L.Ed.2d 332 (1990); FERC v. Mississippi, 456 U.S. 742,
759-69, 102 S. Ct. 2126, 72 L.Ed.2d 532 (1982); Testa v. Katt, 330 U.S.
386, 67 S. Ct. 810, 91 L.Ed. 967 (1947). Moreover, the United States may
enforce the ADA against the University and other state actors through federal
litigation. West Virginia v. United States, 479 U.S. 305, 311 n. 4, 107
S. Ct. 702, 93 L.Ed.2d 639 (1987). But Erickson has not enlisted the United
States as her champion (its intervention was for the purpose of defending
Erickson's right to sue in her own name), so this suit belongs in state
court.
REVERSED
DIANE P. WOOD, Circuit Judge, dissenting.
The Americans with Disabilities Act, or ADA, 42 U.S.C. § 12111 et seq.,
stands at the intersection of two lines of cases that address Congress's
power under section 5 of the Fourteenth Amendment to abrogate the Eleventh
Amendment immunity of the states. Laws that fall within the section 5 power
may abrogate the States' Eleventh Amendment immunity from suit, if Congress
has made its intent to abrogate "unmistakably clear" in the language
of the statute. See City of Boerne v. Flores, 521 U.S. 507, 117 S. Ct. 2157,
138 L.Ed.2d 624 (1997); Atascadero State Hospital v. Scanlon, 473 U.S. 234,
242, 105 S. Ct. 3142, 87 L.Ed.2d 171 (1985). When the question has been
whether Title VII of the Civil Rights Act represents a valid use of Congress's
power under section 5, courts have answered in the affirmative. See, e.g.,
Fitzpatrick v. Bitzer, 427 U.S. 445, 456-57, 96 S. Ct. 2666, 49 L.Ed.2d
614 (1976); In re Employment Discrimination Litigation Against State of
Alabama, 198 F.3d 1305, 1324 (11th Cir. 1999) (finding that disparate impact
analysis is a valid prophylactic measure and thus that this aspect of Title
VII, equally with the disparate treatment branch, is a valid exercise of
section 5 power).
On the other hand, the Supreme Court has recently ruled that the Age Discrimination
in Employment Act, or ADEA, 29 U.S.C. §§ 621-34, exceeded Congress's
section 5 powers and thus could not as a matter of law override the State's
Eleventh Amendment immunity. Kimel v. Florida Board of Regents, -- U.S.
--, 120 S. Ct. 631, 145 L.Ed.2d 522 (2000). The question before us today,
as the majority recognizes, is which line of authority to apply to yet another
statute, the ADA. This is plainly a delicate and difficult issue, as the
Supreme Court itself appeared to have signaled when it granted certiorari
in Florida Dept. of Corrections v. Dickson, --U.S. --, 120 S.Ct. 976, -- L.Ed.2d
-- (2000), and in Alsbrook v. Arkansas, -- U.S. --, 120 S. Ct. 1003, 145 L.Ed.2d
947 (2000), two cases presenting precisely the problem before us now. The
Court dismissed those two petitions under S. Ct. Rule 46.1, and so it will
not be considering the issue during the present Term. See Florida Department
of Corrections v. Dickson, -- U.S. --, 120 S. Ct. 1236, 145 L.Ed.2d 1131
(2000), and Alsbrook v. Arkansas, -- U.S. --, 120 S.Ct. 1265, -- L.Ed.2d
-- (2000). We must therefore decide this case without the prospect of immediate
guidance from Washington. For the reasons I explain below, I conclude that
Title I of the ADA falls within Congress's section 5 powers under the principles
the Court has articulated. I would therefore find that Erickson is entitled
to bring her ADA suit against Northeastern Illinois University consistently
with the Eleventh Amendment, and I respectfully dissent.
I
Although the literal language of the Eleventh Amendment addresses only the
question of the extent of the judicial power of the United States (which
"shall not be construed to extend to any suit in law or equity, commenced
or prosecuted against one of the United States by Citizens of another State,
or by Citizens or Subjects of any Foreign State," U.S. Const. amend.
XI), the Supreme Court has held in a recent line of decisions that the meaning
of this part of the Constitution is not limited to the precise words of
the text. Instead, the Eleventh Amendment reflects the structural fact that
each state is a sovereign entity within the federal system, and as such,
each state enjoys sovereign immunity from suit except insofar as its immunity
has legitimately been curtailed. See Seminole Tribe v. Florida, 517 U.S.
44, 54, 116 S. Ct. 1114, 134 L.Ed.2d 252 (1996); Alden v. Maine, 527 U.S.
706, 119 S. Ct. 2240, 2253-54, 144 L.Ed.2d 636 (1999); Florida Prepaid Postsecondary
Education Expense Board v. College Savings Bank, 527 U.S. 627, 119 S. Ct.
2199, 2204, 144 L.Ed.2d 575 (1999).
There are a number of ways in which sovereign immunity can be overcome consistently
with the law: the state might consent to suit; to much the same effect,
it might choose to waive its sovereign immunity; or Congress might enact
legislation that abrogates the state's immunity.1 Only the last of those
options is relevant here. Abrogation is constitutionally possible only in
narrow circumstances. First, Congress must make its intent to abrogate "unmistakably
clear" in the language of the statute. See Kimel, 120 S. Ct. at 640
(citing Dellmuth v. Muth, 491 U.S. 223, 228, 109 S. Ct. 2397, 105 L.Ed.2d
181 (1989), and quoting from Atascadero, 473 U.S. at 242, 105 S. Ct. 3142).
Second, it must act pursuant to a valid grant of constitutional power. Kimel,
120 S. Ct. at 642; City of Boerne, 521 U.S. 507, 519, 117 S. Ct. 2157; Green
v. Mansour, 474 U.S. 64, 68, 106 S. Ct. 423, 88 L.Ed.2d 371 (1985). Here,
everyone agrees that the only source of congressional power at issue is
section 5 of the Fourteenth Amendment. Cf. Florida Prepaid, 119 S. Ct. at
2205.
In Kimel, the Court found that the ADEA satisfied the "clear statement"
requirement for abrogation. 120 S. Ct. at 640-42. The majority finds, and
I agree, that the same is true of the ADA. Unlike the majority, however,
I also conclude that Congress legitimately used its power under section
5 of the Fourteenth Amendment when it made the ADA applicable to the states.
As I have already noted, we know that Title VII represents a valid exercise
of Congress's section 5 power to abrogate the Eleventh Amendment immunity
of the states, but the ADEA does not. The Kimel Court made the latter finding
because, following City of Boerne, it concluded that the ADEA was a measure
that went beyond either enforcement of the Fourteenth Amendment or valid
prophylactic measures designed to prevent violations of the Constitution.
See Kimel, 120 S. Ct. at 645, 648-49. In Florida Prepaid, the Court explained
the difference between valid efforts to exercise section 5 powers and those that go beyond the constitutional limits as follows:
While the line between measures that remedy or prevent unconstitutional
actions and measures that make a substantive change in the governing law
is not easy to discern, and Congress must have wide latitude in determining
where it lies, the distinction exists and must be observed. There must be
a congruence and proportionality between the injury to be prevented or remedied
and the means adopted to that end.
119 S. Ct. at 2205 (quoting from City of Boerne, 521 U.S. at 519-20).
While the majority appears to concede that Kimel should guide our decision
with respect to the ADA, its reading of Kimel overlooks important qualifications
on that decision. The majority sees Kimel as a case holding that virtually
all discrimination that is subject to rational basis review for equal protection
clause purposes is outside the scope of Congress's section 5 powers. Ante,
at 5. I find no hint of this in Kimel; to the contrary, after recognizing
that age discrimination is subject to rational basis review, the Court took
pains to analyze the ADEA in detail before finding that it cannot be sustained
against the states as a valid exercise of the section 5 powers. That analysis
would have been entirely beside the point if the mere fact of rational basis
review was enough to decide the case. Furthermore, the majority here, in
rejecting the idea that the accommodation provisions of the ADA could be
sustained under section 5 (ante at 7) ignores the express holding of Kimel
that "we have never held that section 5 precludes Congress from enacting
reasonably prophylactic legislation." 120 S. Ct. at 648. Last, the
majority appears to hold that virtually all antidiscrimination statutes
that focus on disparate impact, rather than intentional disparate treatment,
exceed Congress's section 5 powers. In so doing, it has created a square
conflict with the Eleventh Circuit's decision in Employment Discrimination,
supra, 198 F.3d at 1324.
Kimel provides the analytical approach for assessing whether a statute addressing
discrimination is a valid exercise of the section 5 power. Looking at both
the legislative record and the language of the pertinent statute, the Kimel
Court first asked whether the substantive requirements of the statute were
proportionate to any unconstitutional conduct that the statute could have
targeted. 120 S. Ct. at 645. It looked to earlier decisions that had considered
the constitutional implications of age discrimination and found it significant
that all had upheld age distinctions against constitutional challenges.
See Gregory v. Ashcroft, 501 U.S. 452, 111 S. Ct. 2395, 115 L.Ed.2d 410
(1991); Vance v. Bradley, 440 U.S. 93, 99 S. Ct. 939, 59 L.Ed.2d 171 (1979);
Massachusetts Bd. of Retirement v. Murgia, 427 U.S. 307, 96 S. Ct. 2562,
49 L.Ed.2d 520 (1976) (per curiam). Second, it consulted the legislative
record to see if it revealed either (1) a pattern of age discrimination
committed by the states or (2) "any discrimination whatsoever that
rose to the level of constitutional violation." 120 S. Ct. at 648-50.
Finding neither element present, the Court concluded that Congress did not
in the ADEA validly abrogate the states' sovereign immunity.
Following this roadmap, one can see that the ADA differs critically from
the ADEA in the areas the Supreme Court deemed significant. The first question
concerns the level of constitutional protection the Supreme Court has recognized
in prior cases for persons with disabilities. With that standard in mind,
the next question is whether the ADA represents a proportionate response
to the likelihood of constitutional vioations.
The leading case on the equal protection dimensions of disability discrimination
is City of Cleburne v. Cleburne Living Center, Inc., 473 U.S. 432, 105 S.
Ct. 3249, 87 L.Ed.2d 313 (1985). Although, as the majority observes, the
Court ultimately decided that rational basis review was proper for the ordinance
in that case, the majority finds the Court's reasoning to be irrelevant,
ante at 6. The majority also pays no heed to the fact that the Court struck
down the Cleburne ordinance because it unconstitutionally discriminated
against the mentally retarded (clearly illustrating that legislation prohibiting
discrimination with respect to a category that receives rational basis review
might indeed be enforcing the Constitution). I cannot dismiss either aspect
of Cleburne so readily.
The specific question before the Court in Cleburne was whether a local ordinance
that required a special use permit for a home for the mentally retarded,
but that imposed no such requirement for many similar uses, violated the
equal protection rights of the mentally disabled. The Court held that mental
retardation should not be treated as a "quasi-suspect classification"
for equal protection purposes, but it nevertheless found that the ordinance
failed rational basis scrutiny, because the permit requirement "rest[ed]
on an irrational prejudice against the mentally retarded. . . ." Cleburne,
473 U.S. at 450, 105 S. Ct. 3249.2 In coming to that conclusion, the Court
subjected the city's proffered reasons in defense of the ordinance to careful
scrutiny, even while it avoided introducing undue rigidity into its analysis
by using terms like "suspect" or "quasi-suspect" classifications-terms
which the Court later pointed out had sometimes given rise to the erroneous
notion that scrutiny that was strict in theory was often fatal in fact.
See Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 237, 115 S. Ct. 2097,
132 L.Ed.2d 158 (1995).
Both the rationale of Cleburne and the nature of disability discrimination
itself, as outlined in the congressional findings and legislative history
of the ADA, highlight important differences between disability and age as
bases for differential treatment, and they reveal, contrary to the majority's
surprising suggestion, that the ADA is indeed a statute designed to prohibit
irrational discrimination.
As the Kimel Court observed, older persons "have not been subjected
to a history of purposeful unequal treatment." 120 S. Ct. at 645 (citing
Murgia, 427 U.S. at 313, 96 S. Ct. 2562, quoting San Antonio Independent
School Dist. v. Rodriguez, 411 U.S. 1, 28, 93 S. Ct. 1278, 36 L.Ed.2d 16
(1973)). In contrast, Congress found in the ADA that disabled persons have
been "subjected to a history of purposeful unequal treatment,"
"in such critical areas as employment, housing, public accommodations,
education, transportation, communication, recreation, institutionalization,
health services, voting, and access to public services." 42 U.S.C.
§ 12101. Second, harking back to the well known idea in United States
v. Carolene Products, 304 U.S. 144, 152-53 n. 4, 58 S. Ct. 778, 82 L.Ed.
1234 (1938), in no meaningful sense of the term can the elderly be regarded
as a "discrete and insular minorit[y]"; to the contrary, as Kimel
notes, "all persons, if they live out their normal life spans, will
experience [old age]." 120 S. Ct. at 645. This is a strong reason to
believe that the normal political processes are adequate to protect the
interests of the elderly and that they will not be singled out for unconstitutionally
discriminatory treatment.
The disabled stand in a distinctly different position. Not everyone is or
will become disabled. And the fact that some disabilities arise later in
life and some do not persist for a lifetime does not make them the equivalent
of the inexorable aging process. The point is that Congress found that those
who are disabled will suffer during the time they are disabled from the
same invidious discrimination that has haunted racial minorities and women.
The ADA reflects Congress's finding that society has the ability to, and
has historically, "tended to isolate and segregate individuals with
disabilities." 42 U.S.C. § 12101.
There are other reasons as well to conclude that the ADA is a permissible
exercise of Congress's section 5 power. Apart from the salient differences
between age and disability as bases for categorization, the two statutes
fare quite differently under the proportionality analysis required by Boerne
and Kimel. The broad sweep of the ADEA caused the Supreme Court to find
that it was not a proportional response to the problem of age discrimination.
The ADEA prohibits all employment discrimination on the basis of age against
persons in the protected class (those above the age of 40). 29 U.S.C. § 623(a)(1). The only tempering of this rule appears in the
statutory rules allowing an employer to justify age-based distinctions if
it shows either a substantial basis for believing that all or nearly all
employees above a given age lack the qualifications required for the position
or that reliance on the age classification is necessary because individual
testing for qualifications is highly impractical. Kimel, 120 S. Ct. at 647
(citing Western Air Lines v. Criswell, 472 U.S. 400, 422, 105 S. Ct. 2743,
86 L.Ed.2d 321 (1985)). The EEOC's implementing regulations, as well as
cases decided under the ADEA, make it clear that these exceptions were intended
to be narrow ones. See 29 C.F.R. § 1625.6(a); see also Western Air
Lines, 472 U.S. at 422, 105 S. Ct. 2743.
The ADA adopts a more nuanced approach to the problem of disability discrimination.
An employer is entitled to treat a disabled person differently-indeed, even
to deny employment to the person on that basis-if there are no reasonable
accommodations that will permit the individual to do the job and she cannot
handle the job without accommodations. 42 U.S.C. § 12113. See, e.g., Stewart v. County of Brown, 86 F.3d 107, 112 (7th
Cir. 1996); Pond v. Michelin North America, Inc., 183 F.3d 592, 596 (7th
Cir. 1999); Sieberns v. Wal-Mart Stores, Inc., 125 F.3d 1019, 1022 (7th
Cir. 1997). Thus, while an employer discriminating on the basis of age must
demonstrate that it would be "highly impractical" not to do so,
an employer making distinctions on the basis of disability need only show
that "reasonable steps" of accommodation, such as moifying work
schedules, training materials, facilities, or policies, will not work. See
42 U.S.C. §§ 12113, 12111. The incorporation of a reasonableness
standard in the duty to accommodate, which itself modifies the duty not
to discriminate on the basis of disability, is essentially a legislative
incorporation of the proportionality test required under the Constitution.
It also illustrates, contrary to the majority's suggestion, that the duty
to accommodate is not a command to give "special" treatment; instead,
it spells out the way that discrimination is to be avoided. I would therefore
find that the ADA meets the first part of the Kimel analysis.
The second question under Kimel requires us to consider whether the legislative
record reveals either a pattern of age discrimination committed by the states
or "any discrimination whatsoever that [rises] to the level of constitutional
violation." 120 S. Ct. at 649. Here, although the evidence is stronger
on the second point than the first, the record shows both kinds of disability
discrimination.
With respect to the first question (i.e. legislative findings pertaining
specifically to state behavior), the legislative record is admittedly sparse.
Nevertheless, the House Report notes that "inconsistent treatment of
people with disabilities by different state or local government agencies
is both inequitable and illogical." H.R. Rep. No. 101-485(II), U.S.
Code Cong. & Admin. News at 319. More importantly, the express congressional
findings with respect to pervasive discrimination address many areas that
are controlled to a significant degree by state and local governments. For
example, Congress identified discrimination in education as a particular
problem. See 42 U.S.C. § 12101(3). Education in this country is overwhelmingly
an enterprise of state and local government.3 Another sector singled out
in the statute was health services, see 42 U.S.C.
§ 12101(3), in which state and local governments also play a powerful
role.4 The story is similar for transportation, which is also mentioned
in § 12101(3).5 Congress's specific attention to sectors with such
a substantial state and local governmental presence indicates that it knew
that government action at the state level was an important part of the problem
it was addressing.
The other evidence the Kimel Court found lacking for the ADEA-a record of
discrimination that reveals constitutional violations-is present in abundance
for the ADA. It would be hard to imagine greater scrutiny than Congress
gave to the harm caused by disability discrimination when it passed the
ADA. Its findings explain in painstaking detail the extent of the evil.
See 42 U.S.C. § 12101.6 We give congressional findings substantial
deference, because Congress "is far better equipped than the judiciary
to amass and evaluate the vast amounts of data bearing upon legislative
questions." Turner Broadcasting System, Inc. v. F.C.C., 520 U.S. 180,
195, 117 S. Ct. 1174, 137 L.Ed.2d 369 (1997). This is the legislative task
the Supreme Court contemplated in Cleburne, where it held that the way disabled
people are "to be treated under the law is a difficult and often a
technical matter, very much a task for legislators guided by qualified professionals
and not by the perhaps ill-informed opinions of the judiciary." Cleburne,
473 U.S. at 442-43, 105 S. Ct. 3249.
The ADA's legislative findings distinguish the ADA from both the ADEA and
RFRA, the statute before the Court in City of Boerne. Like the ADEA and
unlike the ADA, Congress did not make findings in the RFRA about the seriousness
or scope of discrimination against religious persons. See 42 U.S.C. §§
2000bb to 2000bb-4. As I have already noted, in the ADEA Congress never
identified "any discrimination whatsoever that rose to the level of
constitutional violation." Kimel, 120 S. Ct. at 649. The only evidence
the Kimel Court found showing the harm at which the ADEA was aimed was a
few "isolated sentences clipped from floor debates and legislative
reports." Id. When formulating the ADA, in contrast, Congress compiled
an immense legislative record. It examined all this evidence and found that
"[t]he severity and pervasiveness of discrimination against people
with disabilities [was] well documented." H.R. 101-485(II), U.S. Code
Cong. & Admin. News at 312. This factor therefore points toward a conclusion
that the legislative basis for a valid exercise of Congress's section 5
powers is present for the ADA, even though it was not for the ADEA or RFRA.
Before leaving this subject, it is important to note that the majority has
elevated a single point in the legislative history to dispositive significance:
the absence of a statement somewhere to the effect that "we are passing
this law because we need to correct discrimination on the basis of disability
committed by the states." I see nothing in Kimel that gives such primacy
to this single point. Combining the explicit coverage of sectors in which
the states are the principal actors, with the deliberate decision of Congress
to make the states subject to the statute, and finally with the enormous
legislative record documenting the depth of the problem of disability discrimination,
I find the second part of the Kimel approach to be satisfied for the ADA.
II
Given its conclusion about the Eleventh Amendment, the majority does not
reach the last question that was presented in this case, which was whether
the analysis that applies to an Eleventh Amendment argument directed at
the general prohibition in the ADA against discrimination is different from
the analysis appropriate to the accommodation provisions of the Act. Because
I would reject the general Eleventh Amendment defense, I add a brief word
on this point. In my view, because the accommodation duty and the duty to
avoid discrimination are nothing more than two sides of the same coin, the
answer is no.
The ADA defines discrimination to include "not making reasonable accommodations
to the known physical or mental limitations of an otherwise qualified individual
with a disability who is an applicant or employee, unless . . . [the] covered
entity can demonstrate that the accommodation would impose an undue hardship
on the operation of the business of such covered entity." 42 U.S.C.
§ 12112(b)(5)(A). The Act also provides that an employer may defend
against a charge of discrimination by showing that its goals require discrimination-
that they "cannot be accomplished by reasonable accommodation."
42 U.S.C. § 12113(a).
The University argues that this statutory accommodation process is unconstitutional
under Printz v. United States, 521 U.S. 898, 117 S. Ct. 2365, 138 L.Ed.2d
914 (1997), because it violates the Tenth Amendment by forcing state officials
to administer a federal regulatory scheme. In my view, however, the Printz
model has no bearing on the question before us. The flaws the Court identified
in Printz included the act of conscripting state officials to administer
a federal program, the effective reallocation of duties from the branches
of the federal government to which the Constitution assigned them to the
state officials, and the conferral of policy-making authority on the state
officials without adequate guidance. The Printz Court found that forcing
the state to implement this type of regulatory system violated the principles
of separation of powers and dual sovereignty. Id. at 922, 932, 930, 117
S. Ct. 2365.
The ADA does not establish anything like the regulatory scheme for handguns
at issue in Printz. The ADA is instead a straightforward law prohibiting
discrimination on the part of all employers, private and governmental alike,
and defining the way the prohibition must be implemented. It provides the
employers with precise definitions to follow: a reasonable accommodation
is one tailored to the discrimination issue before the employer, which does
not "impose an undue hardship on the operation [of the employer's business]."
42 U.S.C. § 12112(b)(5)(A). Unlike the regulatory system before the
Printz Court, the ADA does not confer any special powers on employers in
general or on state employers in particular. Employers are not administering
a federal benefit by providing a reasonable accommodation; they are refraining
from discrimination and to some degree taking preventative measures. There
is no duty to accommodate that is separate from the general obligation to
avoid discrimination against the disabled.
It bears repeating that, for this purpose, state employers stand in exactly
the same position as private employers. As this court held in Travis v.
Reno, 163 F.3d 1000, 1004-05 (7th Cir. 1998), federal law may pervasively
regulate states as market participants; the anti-commandeering law of Printz
only comes into play when the federal government calls on the states to
use their sovereign powers to implement a federal regulatory program. In
Travis, which came to the result later endorsed by the Supreme Court in
Reno v. Condon, supra, we concluded that the Drivers Privacy Protection
At (DPPA) did not violate the Tenth Amendment. The DPPA requires disclosure
of certain records by the state, and so necessarily forces the state to
come up with a system of determining which records should be disclosed,
as well as how best to disclose them. The system was found constitutional
because it affects states in their role as owners of databases, not in their
role as governments. Condon, 120 S. Ct. at 672; Travis, 163 F.3d at 1004.
Though the ADA forces the states to comply with a federal regulation, it
affects the states in their role as employers, not in their role as governments.
Federal regulations of states acting as employers have been upheld in the
past. In Garcia v. San Antonio Metropolitan Transit Authority, 469 U.S.
528, 105 S. Ct. 1005, 83 L.Ed.2d 1016 (1985), the Court held that state
employers may be forced to follow the federal Fair Labor Standards Act's
wage and hour rules. Nothing in the recent line of Eleventh Amendment decisions
undermines that rule. To the contrary, in Alden v. Maine the Court went
out of its way to reaffirm that "[t]he constitutional privilege of
a State to assert its sovereign immunity in its own courts does not confer
upon the State a concomitant right to disregard the Constitution or valid
federal law." 119 S. Ct. at 2266. Instead, the Court assumed that the
states would ordinarily live up to their duties under federal law as a matter
of good faith, and it noted that enforcement of federal obligations by the
federal government remains permissible under the constitutional design.
Id. at 2267. The fact of dual sovereignty does not, therefore, carry with
it any implication that states are allowed to disregard or to frustrate
valid federal programs. See City of New York v. United States, 179 F.3d
29, 35 (2d Cir. 1999).
By defining discrimination in part as not making reasonable accommodations
to disabled employees, the ADA does impose costs on employers, including
the states. Employers must affirmatively act to alter any practices they
have in place that discriminate against the disabled. Of course, this makes
a great deal of sense. Just because an employer has a discriminatory practice,
such as maintaining steep stairways or only offering breaks at wide intervals
and therefore not allowing diabetics to take their medication, does not
mean that the employer should be able to continue such a discriminatory
practice without violating the ADA, any more than an employer's refusal
in the past to construct a women's restroom would justify a refusal to hire
female employees. The ADA allows an employer to adjust the workplace environment
on a case-by-case basis, adopting only those changes that are reasonably
necessary to refrain from discriminating against the disabled individual
or individuals in question.
The ADA hardly broke new ground when it incorporated this type of affirmative
duty. The Equal Protection Clause often requires states to take affirmative
measures to eliminate or prevent discriminatory systems. For example, states
with racially discriminatory reapportionment plans must redraw their congressional
districts. See, e.g., Shaw v. Reno, 509 U.S. 630, 652, 113 S. Ct. 2816,
125 L.Ed.2d 511 (1993) (holding that the state's reapportionment plan might
violate the Equal Protection Clause). The logic of the University's argument
here would, if taken to its limits, call into question every affirmative
injunction a court has ever entered to prevent threatened future violations
of the constitutional guarantee of equal protection of the laws. Nothing
in the Supreme Court decisions on which the University relies even hints
at such a radical result. Similarly, the First Amendment guarantee of the
right of free exercise of religion carries with it an implied duty on the
part of the state to make reasonable adjustments. See, e.g., Sherbert v.
Verner, 374 U.S. 398, 403-04, 83 S. Ct. 1790, 10 L.Ed.2d 965 (1963); Wisconsin
v. Yoder, 406 U.S. 205, 231, 92 S. Ct. 1526, 32 L.Ed.2d 15 (1972); Church
of the Lukumi Babalu Aye v. City of Hialeah, 508 U.S. 520, 546, 113 S. Ct.
2217, 124 L.Ed.2d 472 (1993); Zorach v. Clauson, 343 U.S. 306, 313-14, 72
S. Ct. 679, 96 L.Ed. 954 (1952). Boerne does not overrule these direct constitutional
rulings.
Last, as I indicated above, I do not read any of the Supreme Court's recent
decisions as overruling prior rulings that have upheld congressional legislation
prohibiting measures with a discriminatory impact as valid exercises of
the section 5 power. As the Eleventh Circuit explained in Employment Discrimination,
"disparate impact analysis was designed as a 'prophylactic' measure."
198 F.3d at 1321 (citing Connecticut v. Teal, 457 U.S. 440, 449, 102 S.
Ct. 2525, 73 L.Ed.2d 130 (1982), Albemarle Paper Co. v. Moody, 422 U.S.
405, 417, 95 S. Ct. 2362, 45 L.Ed.2d 280 (1975), and Griggs v. Duke Power
Co., 401 U.S. 424, 435, 91 S. Ct. 849, 28 L.Ed.2d 158 (1971)). The Eleventh
Circuit went on to explain that even though, in a disparate impact case,
"the plaintiff is never explicitly required to demonstrate discriminatory
motive, a genuine finding of disparate impact can be highly probative of
the employer's motive since a racial 'imbalance is often a telltale sign
of purposeful discrimination.'" Id. (citing International Brotherhood
of Teamsters v. United States, 431 U.S. 324, 339-40 n. 20, 97 S. Ct. 1843,
52 L.Ed.2d 396 (1977)). It found from this that the disparate impact provisions
of Title VII are preventive rules that have the necessary congruence between
the means used and the constitutional violation to be addressed (intentional
discrimination). Id. at 1322. Nothing in Kimel comes close to suggesting
that the Court was overruling this long line of its own authority, upon
which the Eleventh Circuit carefully relied, and I am not prepared to take
that step in the present case.
For all these reasons, I therefore respectfully dissent from the majority's
conclusion that the Eleventh Amendment bars Erickson's suit against Northeastern
University.
1 The extent of the protection from suit that results from a finding of
sovereign immunity is also an important question, because, at least in certain
contexts, sovereign immunity is qualified rather than absolute. See, e.g.,
the Foreign Sovereign Immunities Act, 28 U.S.C. §§ 1602, 1605.
Despite the exchange between the majority and dissenters in College Savings
Bank v. Florida Prepaid Postsecondary Educ. Expense Bd., 527 U.S. 666, 119
S. Ct. 2219, 2230-31, 2235-37, 144 L.Ed.2d 605 (1999), on the significance
of market participation for sovereign immunity purposes, there remains some
tension in the Supreme Court's cases on this point. See Reno v. Condon,
- U.S -, 120 S. Ct. 666, 145 L.Ed.2d 587 (2000) (finding the Driver's Privacy
Protection Act to be a valid exercise of Congress's Commerce Clause power,
and non-violative of state sovereignty under both the Tenth and Eleventh
Amendments, because it regulated the state's market activities); California
v. Deep Sea Research, 523 U.S. 491, 506-07, 118 S. Ct. 1464, 140 L.Ed.2d
626 (1998) (finding that, in determining whether sovereign immunity applies
to states, the Court looks at whether sovereign immunity would apply to
the federal government, because "this Court has recognized a correlation
between sovereign immunity principles applicable to States and the Federal
government," and at whether sovereign immunity would apply to a foreign
government). Although I recognize that the Supreme Court may ultimately
have more to say on the subject, I am assuming here, consistently with College
Savings and Kimel, that the commercial character of the operation of a state
university system is not enough to qualify the state's Eleventh Amendment
immunity.
2 This implies a more exacting test for rationality than the majority finds
in Cleburne, ante at 6-7. The majority goes on to advance the astonishing
propositions that it would be rational for a university to conclude that
anyone not in the top 1% of the population is not apt to be a good teacher
and scholar, or that it would be rational to refuse to hire a blind professor
because she could not master material as fast as her sighted colleagues.
Such a view flies in the face of evidence about the accomplishments of the
visually impaired; it assumes rationality in the process of choosing who
exactly falls within the top 1% of the population; and it illustrates exactly
the kind of stereotyped thinking that the ADA was designed to combat.
3 A 1995 study by the Department of Education showed that 90% of elementary
and secondary education in the United States is public-only 10% of students
are enrolled in private schools. See <http://www.ed.gov>.
4 Together, state and local governments were responsible for 12.7% of the
United States' health expenditures in 1998, while private individuals and
corporations were responsible for only 54% of those costs. See < http://www.hcfa.gov>.
5 Government as a whole paid about 50% of transportation costs in the United
States in 1996, with state and local governments covering about 60% of those
costs, or 34.5% of the total. See <http://www.bts.gov>.
6 Congress found that:
(1) some 43,000,000 Americans have one or more physical or mental disabilities,
and this number is increasing as the population as a whole is growing older;
(2) historically, society has tended to isolate and segregate individuals
with disabilities, and, despite some improvements, such forms of discrimination
against individuals with disabilities continue to be a serious and pervasive
social problem;
(3) discrimination against individuals with disabilities persists in such
critical areas as employment, housing, public accommodations, education,
transportation, communication, recreation, institutionalization, health
services, voting, and access to public services;
(4) unlike individuals who have experienced discrimination on the basis
of race, color, sex, national origin, religion, or age, individuals who
have experienced discrimination on the basis of disability have often had
no legal recourse to redress such discrimination;
(5) individuals with disabilities continually encounter various forms of
discrimination, including outright intentional exclusion, the discriminatory
effects of architectural, transportation, and communication barriers, overprotective
rules and policies, failure to make modifications to existing facilities
and practices, exclusionary qualification standards and criteria, segregation,
and relegation to lesser services, programs, activities, benefits, jobs,
or other opportunities;
(6) census data, national polls, and other studies have documented that
people with disabilities, as a group, occupy an inferior status in our society,
and are severely disadvantaged socially, vocationally, economically, and
educationally;
(7) individuals with disabilities are a discrete and insular minority who
have been faced with restrictions and limitations, subjected to a history
of purposeful unequal treatment, and relegated to a position of political
powerlessness in our society, based on characteristics that are beyond the
control of such individuals and resulting from stereotypic assumptions not
truly indicative of the individual ability of such individuals to participate
in, and contribute to, society;
(8) the Nation's proper goals regarding individuals with disabilities are
to assure equality of opportunity, full participation, independent living,
and economic self-sufficiency for such individuals, and
(9) the continuing existence of unfair and unnecessary discrimination and
prejudice denies people with disabilities the opportunity to compete on
an equal basis and to pursue those opportunities for which our free society
is justifiably famous, and costs the United States billions of dollars in
unnecessary expenses resulting from dependency and nonproductivity.
42 U.S.C. § 12101.
APPENDIX B
UNITED STATES DISTRICT COURT FOR THE
NORTHERN DISTRICT OF ILLINOIS
No. 95 C 2451
MELINDA ERICKSON, PLAINTIFF-APPELLEE
v.
BOARD OF GOVERNORS OF STATE COLLEGES AND UNIVERSITIES FOR NORTHEASTERN ILLINOIS
UNIVERSITY, DEFENDANT
[Sept. 30, 1998]
MEMORANDUM OPINION AND ORDER
NORDBERG, Senior J.
Plaintiff Melinda Erickson ("Erickson") seeks compensatory and
punitive damages from her former employer, Northeastern Illinois University
("the University") pursuant to the Pregnancy Discrimination Act,
42 U.S.C. § 2000e(k), and the American with Disabilities Act ("ADA"),
42 U.S.C. §§ 12101-12213. The basis of Erickson's complaint is
that the University wrongfully terminated her on the basis of disability
and a pregnancy-related condition. However, at this juncture, the case brings
before the Court deeper questions concerning the nature of our federal system
of government and forces us to consider the extent of Conress's power to
abrogate a State's Eleventh Amendment immunity.
BACKGROUND
In November 1988, Erickson began working for the University, which is an
arm of the State of Illinois. She held various positions within her former
employer's organization until December 1993, when the University terminated
her employment. On April 13, 1994, Erickson filed claims with the Equal
Employment Opportunity Commission ("EEOC") and the Illinois Department
of Human Rights, charging the University with discrimination on the basis
of disability and a pregnancy-related condition. After receiving notice
of the right to sue from the EEOC, Erickson filed her complaint against
the University with the clerk of this Court. The University subsequently
filed a motion to dismiss Erickson's ADA claim for lack of jurisdiction,
based on the States' Eleventh Amendment immunity from suit. For the reasons
set forth below, the Court denies Defendant's motion.
DISCUSSION
The Eleventh Amendment provides: "The Judicial power of the United
States shall not be construed to extend to any suit in law or equity, commenced
or prosecuted against one of the United States by Citizens of another State,
or Citizens or Subjects of any Foreign State." U.S. CONST. amend. XI.
While this text seems to limit only the federal courts' Article III power,
the United States Supreme Court has long understood the Eleventh Amendment
"to stand not so much for what it says, but for the presupposition
. . . which it confirms." Blatchford v. Native Village of Noatok, 501
U.S. 775, 779, 111 S. Ct. 2578, 2581, 115 L.Ed.2d 686 (1991). See also Varner
v. Illinois State University, 150 F.3d 706, 708 (7th Cir.) (citing Blatchford
). This presupposition is the precept inherent in our federal form of government
that each state, although part of a union, is a sovereign entity. Id. (citing
Seminole Tribe v. Florida, 517 U.S. 44, 54, 116 S. Ct. 1114, 134 L.Ed.2d
252 (1996)). "Accordingly, the States enjoy an immunity from suit in
federal court by all private parties for all causes of action, including
suits arising under federal statutes." Id. See also Hans v. Louisiana,
134 U.S. 1, 15, 10 S. Ct. 504, 507, 33 L.Ed. 842 (1890); Doe v. University
of Illinois, 138 F.3d 653, 656-57 (7th Cir. 1998).
The Eleventh Amendment bar to suit is not absolute, however. States may
consent to suit in federal court, and, under certain circumstances, Congress
may abrogate the States' sovereign immunity. Port Authority Trans-Hudson
Corp. v. Feeny, 495 U.S. 299, 304, 110 S. Ct. 1868, 109 L.Ed.2d 264 (1990).
In the present case, the State of Illinois, represented by University, did
not consent to be sued by Erickson. The only issue, therefore, is whether
Congress validly abrogated the States' Eleventh Amendment immunity when
it enacted the ADA.
Two recent Supreme Court cases, Seminole Tribe and City of Boerne v. Flores,
-- U.S. --, 521 U.S. 507, 117 S. Ct. 2157, 138 L.Ed.2d 624 (1997), have
forced a number of courts to consider this very question. While the clear
majority of circuit and district courts have concluded that the ADA constitutes
an appropriate congressional abrogation of States' immunity,1 a significant
minority has reached the opposite conclusion.2 In the absence of a dispositive
Seventh Circuit decision entered after City of Boerne, the Court now joins
the debate.
Congress may validly abrogate State sovereign immunity under a federal statute
such as the ADA if it unequivocally expresses its intent to do so and if
it acts pursuant to a valid exercise of power. See Seminole Tribe, 517 U.S.
at 55. In the present case, the University does not quibble over Congress's
expressed intent to abrogate State immunity with the ADA, nor should it,
as the statute is quite clear on this point. See 42 U.S.C. § 12202
("A State shall not be immune under the eleventh amendment to the Constitution
of the United States from an action in Federal or State court of competent
jurisdiction for a violation of this chapter."). Instead, Defendant
focuses on the second requirement and the supposed changes in Eleventh Amendment
jurisprudence wrought by City of Boerne. In essence, the University argues
that, after City of Boerne, the ADA is not a valid exercise of Congress's
power under § 5 of the Fourteenth Amendment.
Section 5 provides that "Congress shall have power to enforce, by appropriate
legislation, the provisions" of the Amendment, including the Equal
Protection Clause. U.S. CONST. amend. XIV, § 5. The Equal Protection
Clause forbids a State from "'deny[ing] to any person within its jurisdiction
the equal protection of all the laws,' which is essentially a direction
that all persons similarly situated should be treated alike." City
of Cleburne v. Cleburne Living Ctr., Inc., 473 U.S. 432, 439, 105 S. Ct.
3249, 87 L.Ed.2d 313 (1985) (internal citations omitted). "Correctly
viewed, § 5 is a positive grant of legislative power authorizing Congress
to exercise its discretion in determining whether and what legislation is
needed to secure the guarantees of the Fourteenth Amendment." Katzenbach
v. Morgan, 384 U.S. 641, 651, 86 S. Ct. 1717, 16 L.Ed.2d 828 (1966). The
broad scope of this § 5 power allows Congress to enact "[w]hatever
legislation is . . . adapted to carry out the objects the amendments have
in view, whatever tends to enforce submission to the prohibitions they contain,
and to secure to all persons the enjoyment of perfect equality of civil
rights and the equal protection of the laws against State denial or invasion"
as long as it is not prohibited. Ex parte Virginia, 100 U.S. 339, 345-346,
25 L.Ed. 676 (1879).
The Supreme Court in Seminole Tribe confirmed that valid legislation pursuant
to § 5 could form the basis for congressional abrogation of States'
sovereign immunity. 571 U.S. at 63-66. One year later, in City of Boerne,
the Court refined its understanding of Congress's § 5 power when it
examined the constitutionality of the Religious Freedom Restoration Act
of 1993 ("RFRA"), 42 U.S.C. § 2000bb to 2000bb-4. RFRA was
a legislative response to Employment Div., Dep't of Human Resources of Or.
v. Smith, in which the Supreme Court had held that the Free Exercise Clause
did not require states to make exceptions to neutral and generally applicable
laws that significantly burdened religious practices. See 494 U.S. 872,
887, 110 S. Ct. 1595, 1595, 108 L.Ed.2d 876 (1990). By enacting RFRA, Congress
attempted to circumvent Smith's holding. The crux of the statute was its
requirement that laws substantially burdening the exercise of religion must
be justified as the least restrictive means of furthering a compelling state
interest. See 42 U.S.C. § 2000bb-1.
City of Boerne was the Supreme Court's response to Congress and RFRA. With
that decision, the Court invalidated RFRA as an unconstitutional exercise
of Congress' § 5 power. It determined that the statute was "so
out of proportion" to the problems it was intended to correct that
it could not be viewed as "enforcing" the provisions of the Fourteenth
Amendment. 117 S. Ct. at 2170. First, the Court found no "pattern or
practice of unconstitutional conduct under the Free Exercise Clause as interpreted
in Smith." Id. at 2171. Second, it adjudged that RFRA imposed "the
most demanding test known to constitutional law," creating a likelihood
that the statute would invalidate many state laws. Id. Third, it held that
RFRA "contradict[ed] vital principles necessary to maintain separation
of powers and the federal balance." Id. at 2172. The statute was such
a sweeping and direct response by Congress to the Court's interpretation
of the First Amendment that it could be interpreted as an attempt to expand
the substantive meaning of the Fourteenth Amendment. Id.
Central to the Supreme Court's conclusion that RFRA was unconstitutional
was the use of the "congruence and proportionality" test. As the
Court explained,
[w]hile the line between measures that remedy or prevent unconstitutional
actions and measures that make a substantive change in the governing law
is not easy to discern, and Congress must have wide latitude in determining
where it lies, the distinction exists and must be observed. There must be
a congruence and proportionality between the injury to be prevented or remedied
and the means adopted to that end. Lacking such a connection, legislation
may become substantive in operation and effect.
Id. at 2164. Considering RFRA in light of this requirement, the Supreme
Court observed that "RFRA's legislative record lacks examples of modern
instances of generally applicable laws passed because of religious bigotry."
City of Boerne, 117 S. Ct. at 2169. Accordingly, the Court concluded that
the requisite congruence and proportionality between RFRA and the injury
Congress intended the statute to remedy or prevent did not exist.
Twenty-three days before City of Boerne, the Seventh Circuit found the ADA
to be a valid exercise of Congress's Section 5 power, even though the statute
forbade "a form of discrimination remote from the contemplation of
the framers of the Fourteenth Amendment." Crawford v. Indiana Dept.
of Corrections, 115 F.3d 481, 487 (7th Cir. 1997). While the appellate court
has not yet had occasion to address the effects of City of Boerne on its
Eleventh Amendment jurisprudence in the ADA context, it has done so in the
contexts of both the Age Discrimination in Employment Act ("ADEA")
and the Equal Pay Act ("EPA"). See Varner v. Illinois State University,
150 F.3d 706 (7th Cir. 1998)(EPA); Goshtaby v. Board of Trustees of the
University of Illinois, 123 F.3d 427 (7th Cir. 1997) (ADEA).
In Goshtaby, after examining City of Boerne, the court concluded that the
core analysis for determining whether Congress has overstepped the bounds
of its section 5 enforcement authority was unchanged. Goshtaby, 123 F.3d
at 769. "The critical question remains whether the act remedies constitutional
violations or whether it imposes new substantive constitutional rights through
legislation. Legislation which deters or remedies constitutional violations
falls within 'the sweep of Congress' enforcement power.'" Id. (citing
City of Boerne, 117 S. Ct. at 2163). Of course, the court also noted, "enforcing"
a substantive constitutional right is not the same as changing the nature
of that right. For a statute to be preventative or remedial, congruence
and proportionality must exist between the injury to be corrected and means
employed to achieve that goal. Id., 141 F.3d at 769 (citing Boerne, 117
S. Ct. at 2164).
In Varner v. Illinois State University, the appellate court again described
the task of determining whether legislation is appropriate under Congress's
section 5 power as dependent on whether that legislation "deters or
remedies unconstitutional conduct." 150 F.3d at 715. Citing City of
Boerne, the court explained that deterrent or remedial legislation may be
valid "even if in the process it prohibits conduct which is not itself
unconstitutional." Id. at 716. As in Goshtaby, the Seventh Circuit
referred to the congruence and proportionality test as the marker of constitutional
validity. Id. Critical to the Varner court's analysis of the EPA in light
of the congruence and proportionality test was the fact that Congress had
examined the amount and frequency of sex-based wage discrimination in the
workplace as a preface to enacting the statute. Id. Furthermore, the Seventh
Circuit accorded substantial deference to Congress's findings that extensive
discrimination existed, since the legislature must have "wide latitude"
to demarcate the line between substantive and remedial legislation. Id.
(citing Boerne, 117 S. Ct. at 2164). The findings of substantial discrimination
that undergirded the enactment of the EPA provided a significant contrast
to the RFRA, which had a legislative record "devoid of any reference
to modern examples of the kind of unconstitutional conduct purportedly targeted
by the legislation." Id. at 716-17.
In this case, the University contends that, in light of City of Boerne,
"the ADA's elevation of handicap discrimination to a status comparable
to race and gender discrimination, in the absence of a history of state
violations of the Equal Protection Clause, cannot be sustained as an exercise
of Congress' Fourteenth Amendment enforcement power." (Defendant's
Memorandum In Support Of Its Motion To Dismiss at 2.). However, the Court
finds the ADA to be more analogous to the ADEA and EPA than to RFRA. Unlike
RFRA, Congress did incorporate into the ADA modern instances of persistent
discrimination suffered by individuals with disabilities. See 42 U.S.C.
§ 12101(a). The statute provides concrete and detailed information
on the nature and extent of this discrimination "in such critical areas
as employment, housing, public accommodations, education, transportation,
communication, recreation, institutionalization, health services, voting,
and access to public services." 42 U.S.C. § 12101(a)(3).
In addition, the ADA explicitly characterizes individuals with disabilities
as "a discrete and insular minority who have been faced with restrictions
and limitations, subjected to a history of purposeful unequal treatment,
and relegated to a position of political powerlessness in our society .
. . based on characteristics that are beyond the control of such individuals
and resulting from stereotypic assumptions not truly indicative of the individual
ability of such individuals to participate in, and contribute to society." Id. at § 12101(a)(7). Moreover, the statute's stated purpose is:
(1) to provide a clear and comprehensive national mandate for the elimination
of discrimination against individuals with disabilities;
(2) to provide clear, strong, consistent, enforceable standards addressing
discrimination against individuals with disabilities;
(3) to ensure that the Federal Government plays a central role in enforcing
the standards established in this chapter on behalf of individuals with
disabilities; and
(4) to invoke the sweep of congressional author- ity, including the power
to enforce the fourteenth amendment and to regulate commerce, in order to
address the major areas of discrimination faced day-to-day by people with
disabilities.
Id. at § 12101(b).
Based on these legislative expressions, the Court finds that the ADA is
not analogous to RFRA. Consequently, the Court agrees with the Seventh Circuit's
pre-City of Boerne reasoning in Crawford and considers that case to be consistent
with the appellate court's later analysis of § 5 and State's immunity
under the Eleventh Amendment as expressed in Goshtaby and Varner. In the
absence of a more definitive statement from the Seventh Circuit or the United
States Supreme Court, the Court finds that Congress legitimately abrogated
the States' Eleventh Amendment immunity when it enacted the ADA pursuant
to § 5 of the Fourteenth Amendment.
CONCLUSION
For the foregoing reasons, the Court DENIES the University's motion to dismiss
Erickson's [sic] for lack of jurisdiction and finds that Defendant is not
immune, under the Eleventh Amendment, to a lawsuit brought pursuant to the
ADA. The Court sets a status hearing for October 15, 1998 at 3:00 p.m.
1 See Alsbrook v. City of Maumelle, No. 97-1825, 1998 WL 598793 (8th Cir.
Sept. 11, 1998); Coolbaugh v. Louisiana, 136 F.3d 430 (5th Cir. 1998); Kimel
v. Florida Board of Regents, 139 F.3d 1426 (11th Cir. 1998); Seaborn v.
Florida Dep't of Corrections, 143 F.3d 1405 (11th Cir. 1998); Varner v.
Illinois State University, 150 F.3d 706 (7th Cir. 1998); Clark v. California,
123 F.3d 1267 (9th Cir. 1997); Anderson v. Department of Public Welfare,
1 F. Supp.2d 456, 468 (E.D. Pa. 1998); Lamb v. John Umstead Hosp., No. 5:97CV-1019-BR3,
1998 WL 651142 (E.D. N.C. Sept. 1, 1998); McGarry v. Director, Department
of Revenue, 7 F. Supp. 2d 1022 (W.D. Mo. 1998); Meekison v. Voinovich, No.
96 CV 00931, 1998 WL 543889 (S.D. Ohio Aug. 21, 1998); Muller v. Costello,
997 F. Supp. 299, 304 (N.D.N.Y. 1998) (stating that the clear majority holding
in the circuits is that Congress validly enacted the ADA pursuant to §
5 of the Fourteenth Amendment); Thorpe v. Ohio, No. C-1-96-764, 1998 WL
612868 (S. D. Ohio Aug. 28, 1998); Emma C. v. Eastin, 985 F. Supp. 940 (N.D.
Cal. 1997); Martin v. Kansas, 978 F. Supp. 992, 994 (D. Kan. 1997) (summarizing
the majority position); Zimmerman v. State of Or. Dep't of Justice, 983
F. Supp. 1327 (D. Or. 1997) (dicta); Wallin v. Minnesota Dep't of Corrections,
974 F. Supp. 1234 (D. Minn. 1997); Hunter v. Chiles, 944 F. Supp. 914, 917
(S.D. Fla. 1996); Niece v. Fitzner, 941 F. Supp. 1497, 1503-04 (E.D. Mich.
1996).
2 Humenansky v. Regents of the University of Minnesota, 152 F.3d 822 (8th
Cir. 1998); Nihiser v. Ohio Environmental Protection Agency, 979 F. Supp.
1168 (S.D. Ohio 1997); Pierce v. King, 918 F. Supp. 932 (E.D.N.C. 1996)
(dicta, decided before Seminole Tribe); Garrett v. Board of Trustees, 989
F. Supp. 1409 (N.D. Ala. 1998); Brown v. North Carolina Division of Motor
Vehicles, 987 F. Supp. 451 (E.D.N.C. 1997). See also Autio v. AFSCME, Local
3139, 140 F.3d 802 (8th Cir. 1998), reh'g granted and opinion vacated (July
7, 1998).
APPENDIX C
CONSTITUTION OF THE UNITED STATES
AMENDMENT XI
The Judicial power of the United States shall not be construed to extend
to any suit in law or equity, commenced or prosecuted against one of the
United States by Citizens of another State, or by Citizens or Subjects of
any Foreign State.
* * * * *
AMENDMENT XIV
SECTION 1. All persons born or naturalized in the United States, and subject
to the jurisdiction thereof, are citizens of the United States and of the
State wherein they reside. No State shall make or enforce any law which
shall abridge the privileges or immunities of citizens of the United States;
nor shall any State deprive any person of life, liberty, or property, without
due process of law; nor deny to any person within its jurisdiction the equal
protection of the laws.
* * * * *
SECTION 5. The Congress shall have power to enforce, by appropriate legislation,
the provisions of this article.
42 U.S.C. 12101:
§ 12101. Findings and purpose
(a) Findings
The Congress finds that-
(1) some 43,000,000 Americans have one or more physical or mental disabilities,
and this number is increasing as the population as a whole is growing older;
(2) historically, society has tended to isolate and segregate individuals
with disabilities, and, despite some improvements, such forms of discrimination
against individuals with disabilities continue to be a serious and pervasive
social problem;
(3) discrimination against individuals with disabilities persists in such
critical areas as employment, housing, public accommodations, education,
transportation, communication, recreation, institutionalization, health
services, voting, and access to public services;
(4) unlike individuals who have experienced discrimination on the basis
of race, color, sex, national origin, religion, or age, individuals who
have experienced discrimination on the basis of disability have often had
no legal recourse to redress such discrimination;
(5) individuals with disabilities continually encounter various forms of
discrimination, including outright intentional exclusion, the discriminatory
effects of architectural, transportation, and communication barriers, overprotective
rules and policies, failure to make modifications to existing facilities
and practices, exclusionary qualification standards and criteria, segregation,
and relegation to lesser services, programs, activities, benefits, jobs,
or other opportunities;
(6) census data, national polls, and other studies have documented that
people with disabilities, as a group, occupy an inferior status in our society,
and are severely disadvantaged socially, vocationally, economically, and
educationally;
(7) individuals with disabilities are a discrete and insular minority who
have been faced with restrictions and limitations, subjected to a history
of purposeful unequal treatment, and relegated to a position of political
powerlessness in our society, based on characteristics that are beyond the
control of such individuals and resulting from stereotypic assumptions not
truly indicative of the individual ability of such individuals to participate
in, and contribute to, society;
(8) the Nation's proper goals regarding individuals with disabilities are
to assure equality of opportunity, full participation, independent living,
and economic self-sufficiency for such individuals; and
(9) the continuing existence of unfair and unnecessary discrimination and
prejudice denies people with disabilities the opportunity to compete on
an equal basis and to pursue those opportunities for which our free society
is justifiably famous, and costs the United States billions of dollars in
unnecessary expenses resulting from dependency and nonproductivity.
(b) Purpose
It is the purpose of this chapter-
(1) to provide a clear and comprehensive national mandate for the elimination
of discrimination against individuals with disabilities;
(2) to provide clear, strong, consistent, enforceable standards addressing
discrimination against individuals with disabilities;
(3) to ensure that the Federal Government plays a central role in enforcing
the standards established in this chapter on behalf of individuals with
disabilities; and
(4) to invoke the sweep of congressional authority, including the power
to enforce the fourteenth amendment and to regulate commerce, in order to
address the major areas of discrimination faced day-to-day by people with
disabilities.
42 U.S.C. 12102:
§ 12102. Definitions
As used in this chapter:
(1) Auxiliary aids and services
The term "auxiliary aids and services" includes-
(A) qualified interpreters or other effective methods of making aurally
delivered materials available to individuals with hearing impairments;
(B) qualified readers, taped texts, or other effective methods of making
visually delivered materials available to individuals with visual impairments;
(C) acquisition or modification of equipment or devices; and
(D) other similar services and actions.
(2) Disability
The term "disability" means, with respect to an individual-
(A) a physical or mental impairment that substantially limits one or more
of the major life activities of such individual;
(B) a record of such an impairment; or
(C) being regarded as having such an impairment.
(3) State
The term "State" means each of the several States, the District
of Columbia, the Commonwealth of Puerto Rico, Guam, American Samoa, the
Virgin Islands, the Trust Territory of the Pacific Islands, and the Commonwealth
of the Northern Mariana Islands.
42 U.S.C. 12111:
§ 12111. Definitions
As used in this subchapter:
(1) Commission
The term "Commission" means the Equal Employment Opportunity Commission
established by section 2000e-4 of this title.
(2) Covered entity
The term "covered entity" means an employer, employment agency,
labor organization, or joint labor-management committee.
(3) Direct threat
The term "direct threat" means a significant risk to the health
or safety of others that cannot be eliminated by reasonable accommodation.
(4) Employee
The term "employee" means an individual employed by an employer.
With respect to employment in a foreign country, such term includes an individual
who is a citizen of the United States.
(5) Employer
(A) In general
The term "employer" means a person engaged in an industry affecting
commerce who has 15 or more employees for each working day in each of 20
or more calendar weeks in the current or preceding calendar year, and any
agent of such person, except that, for two years following the effective
date of this subchapter, an employer means a person engaged in an industry
affecting commerce who has 25 or more employees for each working day in
each of 20 or more calendar weeks in the current or preceding year, and
any agent of such person.
(B) Exceptions
The term "employer" does not include-
(i) the United States, a corporation wholly owned by the government of the
United States, or an Indian tribe; or
(ii) a bona fide private membership club (other than a labor organization)
that is exempt from taxation under section 501(c) of title 26.
(6) Illegal use of drugs
(A) In general
The term "illegal use of drugs" means the use of drugs, the possession
or distribution of which is unlawful under the Controlled Substances Act
[21 U.S.C. § 801 et seq.]. Such term does not include the use of a
drug taken under supervision by a licensed health care professional, or
other uses authorized by the Controlled Substances Act or other provisions
of Federal law.
(B) Drugs
The term "drug" means a controlled substance, as defined in schedules
I through V of section 202 of the Controlled Substances Act [21 U.S.C. §
812].
(7) Person, etc.
The terms "person", "labor organization", "employment
agency", "commerce", and "industry affecting commerce",
shall have the same meaning given such terms in section 2000e of this title.
(8) Qualified individual with a disability
The term "qualified individual with a disability" means an individual
with a disability who, with or without reasonable accommodation, can perform
the essential functions of the employment position that such individual
holds or desires. For the purposes of this subchapter, consideration shall
be given to the employer's judgment as to what functions of a job are essential,
and if an employer has prepared a written description before advertising
or interviewing applicants for the job, this description shall be considered
evidence of the essential functions of the job.
(9) Reasonable accommodation
The term "reasonable accommodation" may include-
(A) making existing facilities used by employees readily accessible to and
usable by individuals with disabilities; and
(B) job restructuring, part-time or modified work schedules, reassignment
to a vacant position, acquisition or modification of equipment or devices,
appropriate adjustment or modifications of examinations, training materials
or policies, the provision of qualified readers or interpreters, and other
similar accommodations for individuals with disabilities.
(10) Undue hardship
(A) In general
The term "undue hardship" means an action requiring significant
difficulty or expense, when considered in light of the factors set forth
in subparagraph (B).
(B) Factors to be considered
In determining whether an accommodation would impose an undue hardship on
a covered entity, factors to be considered include-
(i) the nature and cost of the accommodation needed under this chapter;
(ii) the overall financial resources of the facility or facilities involved
in the provision of the reasonable accommodation; the number of persons
employed at such facility; the effect on expenses and resources, or the
impact otherwise of such accommodation upon the operation of the facility;
(iii) the overall financial resources of the covered entity; the overall
size of the business of a covered entity with respect to the number of its
employees; the number, type, and location of its facilities; and
(iv) the type of operation or operations of the covered entity, including
the composition, structure, and functions of the workforce of such entity;
the geographic separateness, administrative, or fiscal relationship of the
facility or facilities in question to the covered entity.
42 U.S.C. 12112:
§ 12112. Discrimination
(a) General rule
No covered entity shall discriminate against a qualified individual with
a disability because of the disability of such individual in regard to job
application procedures, the hiring, advancement, or discharge of employees,
employee compensation, job training, and other terms, conditions, and privileges
of employment.
(b) Construction
As used in subsection (a) of this section, the term "discriminate"
includes-
(1) limiting, segregating, or classifying a job applicant or employee in
a way that adversely affects the opportunities or status of such applicant
or employee because of the disability of such applicant or employee;
(2) participating in a contractual or other arrangement or relationship
that has the effect of subjecting a covered entity's qualified applicant
or employee with a disability to the discrimination prohibited by this subchapter
(such relationship includes a relationship with an employment or referral
agency, labor union, an organization providing fringe benefits to an employee
of the covered entity, or an organization providing training and apprenticeship
programs);
(3) utilizing standards, criteria, or methods of administration-
(A) that have the effect of discrimination on the basis of disability; or
(B) that perpetuate the discrimination of others who are subject to common
administrative control;
(4) excluding or otherwise denying equal jobs or benefits to a qualified
individual because of the known disability of an individual with whom the
qualified individual is known to have a relationship or association;
(5)(A) not making reasonable accommodations to the known physical or mental
limitations of an otherwise qualified individual with a disability who is
an applicant or employee, unless such covered entity can demonstrate that
the accommodation would impose an undue hardship on the operation of the
business of such covered entity; or
(B) denying employment opportunities to a job applicant or employee who
is an otherwise qualified individual with a disability, if such denial is
based on the need of such covered entity to make reasonable accommodation
to the physical or mental impairments of the employee or applicant;
(6) using qualification standards, employment tests or other selection criteria
that screen out or tend to screen out an individual with a disability or
a class of individuals with disabilities unless the standard, test or other
selection criteria, as used by the covered entity, is shown to be job-related
for the position in question and is consistent with business necessity;
and
(7) failing to select and administer tests concerning employment in the
most effective manner to ensure that, when such test is administered to
a job applicant or employee who has a disability that impairs sensory, manual,
or speaking skills, such test results accurately reflect the skills, aptitude,
or whatever other factor of such applicant or employee that such test purports
to measure, rather than reflecting the impaired sensory, manual, or speaking
skills of such employee or applicant (except where such skills are the factors
that the test purports to measure).
(c) Covered entities in foreign countries
(1) In general
It shall not be unlawful under this section for a covered entity to take
any action that constitutes discrimination under this section with respect
to an employee in a workplace in a foreign country if compliance with this
section would cause such covered entity to violate the law of the foreign
country in which such workplace is located.
(2) Control of corporation
(A) Presumption
If an employer controls a corporation whose place of incorporation is a
foreign country, any practice that constitutes discrimination under this
section and is engaged in by such corporation shall be presumed to be engaged
in by such employer.
(B) Exception
This section shall not apply with respect to the foreign operations of an
employer that is a foreign person not controlled by an American employer.
(C) Determination
For purposes of this paragraph, the determination of whether an employer
controls a corporation shall be based on-
(i) the interrelation of operations;
(ii) the common management;
(iii) the centralized control of labor relations; and
(iv) the common ownership or financial control, of the employer and the
corporation.
(d) Medical examinations and inquiries
(1) In general
The prohibition against discrimination as referred to in subsection (a)
of this section shall include medical examinations and inquiries.
(2) Preemployment
(A) Prohibited examination or inquiry
Except as provided in paragraph (3), a covered entity shall not conduct
a medical examination or make inquiries of a job applicant as to whether
such applicant is an individual with a disability or as to the nature or
severity of such disability.
(B) Acceptable inquiry
A covered entity may make preemployment inquiries into the ability of an
applicant to perform job-related functions.
(3) Employment entrance examination
A covered entity may require a medical examination after an offer of employment
has been made to a job applicant and prior to the commencement of the employment
duties of such applicant, and may condition an offer of employment on the
results of such examination, if-
(A) all entering employees are subjected to such an examination regardless
of disability;
(B) information obtained regarding the medical condition or history of the
applicant is collected and maintained on separate forms and in separate
medical files and is treated as a confidential medical record, except that-
(i) supervisors and managers may be informed regarding necessary restrictions
on the work or duties of the employee and necessary accommodations;
(ii) first aid and safety personnel may be informed, when appropriate, if
the disability might require emergency treatment; and
(iii) government officials investigating compliance with this chapter shall
be provided relevant information on request; and
(C) the results of such examination are used only in accordance with this
subchapter.
(4) Examination and inquiry
(A) Prohibited examinations and inquiries
A covered entity shall not require a medical examination and shall not make
inquiries of an employee as to whether such employee is an individual with
a disability or as to the nature or severity of the disability, unless such
examination or inquiry is shown to be job-related and consistent with business
necessity.
(B) Acceptable examinations and inquiries
A covered entity may conduct voluntary medical examinations, including voluntary
medical histories, which are part of an employee health program available
to employees at that work site. A covered entity may make inquiries into
the ability of an employee to perform job-related functions.
(C) Requirement
Information obtained under subparagraph (B) regarding the medical condition
or history of any employee are subject to the requirements of subparagraphs
(B) and (C) of paragraph (3).
42 U.S.C. 12113:
§ 12113. Defenses
(a) In general
It may be a defense to a charge of discrimination under this chapter that
an alleged application of qualification standards, tests, or selection criteria
that screen out or tend to screen out or otherwise deny a job or benefit
to an individual with a disability has been shown to be job-related and
consistent with business necessity, and such performance cannot be accomplished
by reasonable accommodation, as required under this subchapter.
(b) Qualification standards
The term "qualification standards" may include a requirement that
an individual shall not pose a direct threat to the health or safety of
other individuals in the workplace.
(c) Religious entities
(1) In general
This subchapter shall not prohibit a religious corporation, association,
educational institution, or society from giving preference in employment
to individuals of a particular religion to perform work connected with the
carrying on by such corporation, association, educational institution, or
society of its activities.
(2) Religious tenets requirement
Under this subchapter, a religious organization may require that all applicants
and employees conform to the religious tenets of such organization.
(d) List of infectious and communicable diseases
(1) In general
The Secretary of Health and Human Services, not later than 6 months after
July 26, 1990, shall-
(A) review all infectious and communicable diseases which may be transmitted
through handling the food supply;
(B) publish a list of infectious and communicable diseases which are transmitted
through handling the food supply;
(C) publish the methods by which such diseases are transmitted; and
(D) widely disseminate such information regarding the list of diseases and
their modes of transmissability1 to the general public.
Such list shall be updated annually.
1 So in original. Probably should be "transmissibility".
(2) Applications
In any case in which an individual has an infectious or communicable disease
that is transmitted to others through the handling of food, that is included
on the list developed by the Secretary of Health and Human Services under
paragraph (1), and which cannot be eliminated by reasonable accommodation,
a covered entity may refuse to assign or continue to assign such individual
to a job involving food handling.
(3) Construction
Nothing in this chapter shall be construed to preempt, modify, or amend
any State, county, or local law, ordinance, or regulation applicable to
food handling which is designed to protect the public health from individuals
who pose a significant risk to the health or safety of others, which cannot
be eliminated by reasonable accommodation, pursuant to the list of infectious
or communicable diseases and the modes of transmissability1 published by
the Secretary of Health and Human Services.
1 So in original. Probably should be "transmissibility".
42 U.S.C. 12114:
§ 12114. Illegal use of drugs and alcohol
(a) Qualified individual with a disability
For purposes of this subchapter, the term "qualified individual with
a disability" shall not include any employee or applicant who is currently
engaging in the illegal use of drugs, when the covered entity acts on the
basis of such use.
(b) Rules of construction
Nothing in subsection (a) of this section shall be construed to exclude
as a qualified individual with a disability an individual who-
(1) has successfully completed a supervised drug rehabilitation program
and is no longer engaging in the illegal use of drugs, or has otherwise
been rehabilitated successfully and is no longer engaging in such use;
(2) is participating in a supervised rehabilitation program and is no longer
engaging in such use; or
(3) is erroneously regarded as engaging in such use, but is not engaging
in such use;
except that it shall not be a violation of this chapter for a covered entity
to adopt or administer reasonable policies or procedures, including but
not limited to drug testing, designed to ensure that an individual described
in paragraph (1) or (2) is no longer engaging in the illegal use of drugs.
(c) Authority of covered entity
A covered entity-
(1) may prohibit the illegal use of drugs and the use of alcohol at the
workplace by all employees;
(2) may require that employees shall not be under the influence of alcohol
or be engaging in the illegal use of drugs at the workplace;
(3) may require that employees behave in conformance with the requirements
established under the Drug-Free Workplace Act of 1988 (41 U.S.C. §
701 et seq.);
(4) may hold an employee who engages in the illegal use of drugs or who
is an alcoholic to the same qualification standards for employment or job
performance and behavior that such entity holds other employees, even if
any unsatisfactory performance or behavior is related to the drug use or
alcoholism of such employee; and
(5) may, with respect to Federal regulations regarding alcohol and the illegal
use of drugs, require that-
(A) employees comply with the standards established in such regulations
of the Department of Defense, if the employees of the covered entity are
employed in an industry subject to such regulations, including complying
with regulations (if any) that apply to employment in sensitive positions
in such an industry, in the case of employees of the covered entity who
are employed in such positions (as defined in the regulations of the Department
of Defense);
(B) employees comply with the standards established in such regulations
of the Nuclear Regulatory Commission, if the employees of the covered entity
are employed in an industry subject to such regulations, including complying
with regulations (if any) that apply to employment in sensitive positions
in such an industry, in the case of employees of the covered entity who
are employed in such positions (as defined in the regulations of the Nuclear
Regulatory Commission); and
(C) employees comply with the standards established in such regulations
of the Department of Transportation, if the employees of the covered entity
are employed in a transportation industry subject to such regulations, including
complying with such regulations (if any) that apply to employment in sensitive
positions in such an industry, in the case of employees of the covered entity
who are employed in such positions (as defined in the regulations of the
Department of Transportation).
(d) Drug testing
(1) In general
For purposes of this subchapter, a test to determine the illegal use of
drugs shall not be considered a medical examination.
(2) Construction
Nothing in this subchapter shall be construed to encourage, prohibit, or
authorize the conducting of drug testing for the illegal use of drugs by
job applicants or employees or making employment decisions based on such
test results.
(e) Transportation employees
Nothing in this subchapter shall be construed to encourage, prohibit, restrict,
or authorize the otherwise lawful exercise by entities subject to the jurisdiction
of the Department of Transportation of authority to-
(1) test employees of such entities in, and applicants for, positions involving
safety-sensitive duties for the illegal use of drugs and for on-duty impairment
by alcohol; and
(2) remove such persons who test positive for illegal use of drugs and on-duty
impairment by alcohol pursuant to paragraph (1) from safety-sensitive duties
in implementing subsection (c) of this section.
42 U.S.C. 12115:
§ 12115. Posting notices
Every employer, employment agency, labor organization, or joint labor-management
committee covered under this subchapter shall post notices in an accessible
format to applicants, employees, and members describing the applicable provisions
of this chapter, in the manner prescribed by section 2000e-10 of this title.
42 U.S.C. 12116:
§ 12116. Regulations
Not later than 1 year after July 26, 1990, the Commission shall issue regulations
in an accessible format to carry out this subchapter in accordance with
subchapter II of chapter 5 of title 5.
42 U.S.C. 12117:
§ 12117. Enforcement
(a) Powers, remedies, and procedures
The powers, remedies, and procedures set forth in sections 2000e-4, 2000e-5,
2000e-6, 2000e-8, and 2000e-9 of this title shall be the powers, remedies,
and procedures this subchapter provides to the Commission, to the Attorney
General, or to any person alleging discrimination on the basis of disability
in violation of any provision of this chapter, or regulations promulgated
under section 12116 of this title, concerning employment.
(b) Coordination
The agencies with enforcement authority for actions which allege employment
discrimination under this subchapter and under the Rehabilitation Act of
1973 [29 U.S.C. § 701 et seq.] shall develop procedures to ensure that
administrative complaints filed under this subchapter and under the Rehabilitation
Act of 1973 are dealt with in a manner that avoids duplication of effort
and prevents imposition of inconsistent or conflicting standards for the
same requirements under this subchapter and the Rehabilitation Act of 1973.
The Commission, the Attorney General, and the Office of Federal Contract
Compliance Programs shall establish such coordinating mechanisms (similar
to provisions contained in the joint regulations promulgated by the Commission
and the Attorney General at part 42 of title 28 and part 1691 of title 29,
Code of Federal Regulations, and the Memorandum of Understanding between
the Commission and the Office of Federal Contract Compliance Programs dated
January 16, 1981 (46 Fed. Reg. 7435, January 23, 1981)) in regulations implementing
this subchapter and Rehabilitation Act of 1973 not later than 18 months
after July 26, 1990.
* * * * *
42 U.S.C. 12202:
§ 12202. State immunity
A State shall not be immune under the eleventh amendment to the Constitution
of the United States from an action in1 Federal or State court of competent
jurisdiction for a violation of this chapter. In any action against a State
for a violation of the requirements of this chapter, remedies (including
remedies both at law and in equity) are available for such a violation to
the same extent as such remedies are available for such a violation in an
action against any public or private entity other than a State.
1 "So in original. Probably should be "in a".