No. 98-1993
In the Supreme Court of the United States
STATE OF FLORIDA
v.
J.L.
ON WRIT OF CERTIORARI
TO THE SUPREME COURT OF FLORIDA
BRIEF FOR THE UNITED STATES
AS AMICUS CURIAE SUPPORTING PETITIONER
SETH P. WAXMAN
Solicitor General
Counsel of Record
JAMES K. ROBINSON
Assistant Attorney General
MICHAEL R. DREEBEN
Deputy Solicitor General
IRVING L. GORNSTEIN
Assistant to the Solicitor
General
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTION PRESENTED
Whether police officers may possess reasonable suspicion for a stop and
frisk when they receive an anonymous tip that a person of a particular description,
at a particular location, is illegally carrying a concealed firearm, and
the officers promptly verify the observable details provided by the tip.
In the Supreme Court of the United States
No. 98-1993
STATE OF FLORIDA
v.
J.L.
ON WRIT OF CERTIORARI
TO THE SUPREME COURT OF FLORIDA
BRIEF FOR THE UNITED STATES
AS AMICUS CURIAE SUPPORTING PETITIONER
INTEREST OF THE UNITED STATES
This case presents a recurring question of whether police officers may respond
to an anonymous tip that a particular person is illegally carrying a concealed
firearm by verifying observable details of the tip, and then conducting
an investigative stop and frisk. Because that question arises in prosecutions
conducted by the United States, the United States has a substantial interest
in its resolution.
STATEMENT
1. Florida police received an anonymous tip that several young black males
were standing at a bus stop in front of a pawn shop near 183d Street and
Northwest 24th Avenue, Miami, Florida, and that one of them was carrying
a gun. The anonymous caller gave a description of each person, and said
that the person carrying the gun had a plaid-looking shirt. Officer Carmen
Anderson and another officer were dispatched to the location specified in
the tip and arrived there within approximately six minutes. When Officer
Anderson arrived, she saw three young black males standing at the bus stop
in front of the pawn shop; one of the three was wearing a plaid shirt. Anderson
immediately approached the person wearing the plaid shirt (respondent) and
asked him to put his hands up on the bus stop. As she began to frisk respondent,
Officer Anderson noticed the butt of a gun protruding from his left pocket.
Anderson then removed the gun from respondent's pocket. Pet. App. A39-A43.
While officer Anderson frisked respondent, the other officer frisked the
two persons who were standing with respondent at the bus stop. Id. at A45.
Respondent, who was then 16 years old, was charged in juvenile court with
carrying a concealed firearm in violation of Fla. Stat. Ann. § 790.01
(1995), and possession of a firearm by a minor, in violation of Fla. Stat.
Ann. § 790.22(3) (1995). Respondent moved to suppress the gun on the
ground that it was obtained in violation of the Fourth Amendment to the
Constitution. The district court granted the motion to suppress. Pet. App.
A35.
2 Third District Court of Appeal reversed. Pet. App. A31-A34. The court
held that when police officers verified all the details of the anonymous
tip other than the existence of the gun, they had a reasonable suspicion
that respondent was committing the crime of carrying a concealed weapon,
and therefore had authority to stop and frisk him. Id. at A33. The court
explained that "where a confirmed tip concerns an individual with a
gun, the officer is faced with the choice of stopping and searching the
individual, or waiting until the individual brandishes or uses the gun and
the latter choice is unacceptable, thus leaving the stop and frisk as the
only reasonable choice." Ibid.
3. The Supreme Court of Florida quashed the decision of the Third District
Court of Appeal. Pet. App. A1-A28. The court held that an anonymous tip
concerning presently occurring criminal activity cannot give rise to reasonable
suspicion when police can verify only the innocent details of the tip. Instead,
the court held that an anonymous tip could serve as the basis for reasonable
suspicion in three narrowly-defined circumstances: (1) when the tip relates
suspicious behavior which the police verify as suspicious upon arrival;
(2) when the tip contains predictions of future events that the police subsequently
verify; and (3) when the tip is coupled with independent police work that
uncovers additional suspicious circumstances. Id. at A5-A6. Applying that
analysis, the court held that, because the tip in this case concerned presently
occurring criminal activity and police verified only the innocent details
of the tip, the police lacked reasonable suspicion to stop and frisk respondent.
Id. at A7-A9.
The court acknowledged that other jurisdictions had held that police verification
of the innocent details of an anonymous tip can create reasonable suspicion
when the tip concerns a concealed firearm. Pet. App. A9-A10. The court rejected
the reasoning in those cases, stating that "we determine that there
is no firearm or weapons exception to the Fourth Amendment." Id. at
A11.
Two judges dissented. Pet. App. A15-A28. The dissent observed that "[t]he
possession without authority of a concealed firearm by any individual in
a public place or at a public event is a prescription for disaster, but
the possession of a concealed firearm by a child is an especially dangerous
and explosive situation." Id. at A15. Noting that "[t]he unfortunate
reality of today's society is that dangerous persons of all ages stand armed
and ready to shoot law enforcement officers and citizens," id. at A16,
the dissenting judges concluded that, "when the police receive an anonymous
tip alleging that a person is carrying an illegally concealed weapon and
only the innocent details of the tip are verifiable, the police may conduct
an investigatory stop and frisk of the suspect," id. at A18.
SUMMARY OF ARGUMENT
The Fourth Amendment permits a police officer to conduct a brief investigatory
stop of an individual based on reasonable suspicion that criminal activity
is afoot, and, when the officer reasonably believes that the suspect may
be armed and dangerous, the officer may frisk him for weapons. An officer's
reasonable suspicion that an individual may be illegally carrying a concealed
firearm justifies both a stop and a frisk. And that reasonable suspicion
may be based on an anonymous tip that an individual of a particular description
is currently in a particular place and is illegally carrying a concealed
weapon, when the officer corroborates the observable facts in the tip and
has no reason to find the tip unreliable.
In Alabama v. White, 496 U.S. 325 (1990), this Court made clear that an
anonymous tip may furnish the requisite reasonable suspicion for an investigative
stop. In that case, the reasonableness of relying on the tip was strengthened
by the tip's accurate prediction of the suspect's movements. But the Court
did not establish a bright-line rule in White that an anonymous tip must
contain predictive details that the police confirm in order to establish
reasonable suspicion. Nor would any such rule accord with this Court's consistent
recognition that reasonable suspicion turns on the "totality of the
circumstances-the whole picture." United States v. Cortez, 449 U.S.
411, 417 (1981).
The totality of the circumstances necessarily includes not only the quality
of the information in an anonymous tip and its reliability (as revealed
through corroboration), but also the nature and immediacy of the threat
flowing from the illegal activity described in the tip. Officers who receive
an anonymous tip that an individual of a particular description is carrying
a bomb outside of a courthouse, or is concealing an automatic pistol outside
a school, cannot ignore the potential threat of violence when, upon arriving
at the location, they find the described individual at the scene. The same
is true when police receive an anonymous tip that a described individual
is illegally carrying a concealed weapon in a public place. An anonymous
tip that an individual has a gun will not always provide the reasonable
suspicion to justify a stop and frisk; the question turns on the particular
facts, assessed in a common-sense manner. But the potential for immediate
and lethal use of the gun is a highly relevant factor in determining whether
the police have reasonable suspicion for a stop and frisk.
All of the federal courts of appeals and the majority of the state courts
that have considered the issue have come to that conclusion. In determining
that a stop and frisk may be conducted in certain cases when police receive
an anonymous tip that a described individual is carrying a weapon, those
courts have emphasized the absence of any alternative course for the police
to take that is consistent with protection of the officer's and the public's
safety. For an officer to approach the individual and seek to engage him
in a consensual conversation runs the risk that the officer may be shot.
And for the officer to observe and follow the individual as he moves about
the streets may make it impossible for the officer to intervene before the
individual uses the weapon in an act of violence, which could be fatal for
innocent members of the public. A stop and frisk in that situation may strike
the appropriate balance between the individual's privacy interests and the
protection of public safety.
The state supreme court erred in rejecting all reliance on an anonymous
tip that an individual has a gun where the officer cannot point to observable
suspicious behavior or accurate predictions of future behavior. The court
believed that to hold otherwise would create a "firearms exception"
to reasonable suspicion analysis, but that is incorrect. The totality of
the circumstances test accommodates consideration of the possible presence
of an illegally concealed weapon in assessing what action officers may take
in response to an anonymous tip. Nor does the approach we advocate permit
officers to act on anonymous tips regardless of indicia of unreliability.
Some tips may warrant no response, or only further investigation. But anonymous
tips are often a valuable source of information in law enforcement. A categorical
rule that deprives officers of the use of anonymous tips in forming a reasonable
suspicion, absent the inclusion of accurate predictions of future behavior,
places an unjustified restraint on the ability of the police to prevent
violent criminal activity.
ARGUMENT
AN OFFICER CAN HAVE REASONABLE SUSPICION TO CONDUCT A STOP AND FRISK WHEN
THE OFFICER CONFIRMS THE INNOCENT DETAILS OF AN ANONYMOUS TIP THAT A PERSON
IS ILLEGALLY CARRYING A CONCEALED FIREARM
A. Reasonable Suspicion That A Person Is Illegally Carrying A Concealed
Firearm Justifies A Stop And Frisk
1. In Terry v. Ohio, 392 U.S. 1, 30 (1968), the Court held that police officers
may stop and briefly detain a person for questioning when they have reason
to conclude that "criminal activity may be afoot." The Court has
subsequently made clear that the standard for a Terry stop is one of "reasonable
suspicion supported by articulable facts." United States v. Sokolow,
490 U.S. 1, 7 (1989). That standard does not permit an investigative stop
based on an officer's subjective hunch. Ibid. The level of suspicion for
a Terry stop, however, "is considerably less than proof of wrongdoing
by a preponderance of the evidence," and is "obviously less demanding
than that for probable cause." Ibid. All that is required is "some
minimal level of objective justification to validate the detention or seizure."
INS v. Delgado, 466 U.S. 210, 217 (1984). In evaluating the validity of
a stop, a court must consider "the totality of circumstances-the whole
picture." Cortez, 449 U.S. at 417.
The principle that an officer may conduct an investigative stop based on
reasonable suspicion of wrongdoing serves government interests of overwhelming
importance. As explained in Adams v. Williams, 407 U.S. 143, 145-146 (1972):
The Fourth Amendment does not require a policeman who lacks the precise
level of information necessary for probable cause to arrest to simply shrug
his shoulders and allow a crime to occur or a criminal to escape. On the
contrary, Terry recognizes that it may be the essence of good police work
to adopt an intermediate response. A brief stop of a suspicious individual,
in order to determine his identity or to maintain the status quo momentarily
while obtaining more information, may be most reasonable in light of the
facts known to the officer at the time.
2. In Terry, the Court also recognized that an officer who makes an investigative
stop potentially places himself at great risk. Noting that "every year
in this country many law enforcement officers are killed in the line of
duty and thousands more are wounded," the Court concluded that police
officers who make investigative stops should not be required "to take
unnecessary risks in the performance of their duties." 392 U.S. at
23.
The Court therefore held that, when an officer has reason to believe that
a suspect "may be armed and presently dangerous," the officer
"is entitled for the protection of himself and others in the area to
conduct a carefully limited search of the outer clothing of such persons
in an attempt to discover weapons which might be used to assault him."
392 U.S. at 30; id. at 17 n.13. Such a weapons search, known as a "frisk,"
is a "reasonable search under the Fourth Amendment, and any weapons
seized may properly be introduced in evidence against the person from whom
they were taken." Id. at 31. As the Court has subsequently explained,
"[s]o long as the officer is entitled to make a forcible stop, and
has reason to believe that the suspect is armed and dangerous, he may conduct
a weapons search limited in scope to this protective purpose." Adams,
407 U.S. at 146.
3. Under Terry, not every investigative stop automatically justifies a frisk.
In some cases, an officer may have reasonable suspicion that a crime is
being committed, but the crime is not one that is ordinarily associated
with violence, and the officer has no other basis for believing that the
person suspected of the offense may be armed and dangerous. In such cases,
the officer may conduct a stop, but not a frisk. Where the nature of crime
itself supplies a reasonable suspicion that the suspect may be armed and
dangerous, however, a reasonable suspicion that the crime is occurring simultaneously
furnishes a justification for both a stop and a frisk.
That was the situation in Terry itself. The activities of the individuals
involved in that case created a reasonable suspicion that they were planning
a robbery, and it was "reasonable to assume," that such a crime
"would be likely to involve the use of weapons." 392 U.S. at 28.
The officer in Terry therefore had a justification for both a stop and a
frisk. That same analysis is applicable when an officer has a reasonable
suspicion that a person is illegally carrying a concealed firearm. Since
it is reasonable to believe that a person committing a crime involving the
illegal carrying of a concealed weapon may be dangerous, an officer who
has a reasonable suspicion that such a crime is occurring may simultaneously
stop and frisk the person suspected of the offense.
B. A Sufficiently Verified Anonymous Tip Can Create Reasonable Suspicion
1. In Terry, the officer's reasonable suspicion of wrongdoing was based
on his own observations. Reasonable suspicion, however, can also be based
on information supplied by another person. For example, in Adams, the Court
held that an officer had a sufficient basis to conduct a stop and a frisk
when a person known to the officer approached him and informed him that
a man in a nearby vehicle was carrying narcotics and had a gun at his waist.
407 U.S. at 144-147. The Court expressly rejected the argument that a stop
and frisk can only be based on an officer's personal observations, explaining
that:
Informants' tips, like all other clues and evidence coming to a policeman
on the scene, may vary greatly in their value and reliability. One simple
rule will not cover every situation. Some tips, completely lacking in indicia
of reliability, would either warrant no police response or require further
investigation before a forcible stop of a suspect would be authorized. But
in some situations-for example, when the victim of a street crime seeks
immediate police aid and gives a description of the assailant, or when a
credible informant warns of a specific impending crime-the subtleties of
the hearsay rule should not thwart an appropriate police response.
Id. at 147.
In Adams, the Court pointed out that information from a known informant
presents a "stronger case [for reasonable suspicion] than obtains in
the case of an anonymous telephone tip." 407 U.S. at 146. But anonymous
tips, if sufficiently detailed and corroborated, may support a finding of
even probable cause. In Illinois v. Gates, 462 U.S. 213 (1983), this Court
sustained a warrant based on an anonymous letter to the police implicating
a husband and wife in narcotics trafficking and predicting a travel itinerary
involving a short round trip from Illinois to Florida, which turned out
largely to be accurate. Even though the police were able to verify only
innocent behavior, id. at 243 n.13, the Court held that the totality of
the circumstances supported the issuance of the warrant in that case.
In White, 496 U.S. at 325, the Court held that a less-detailed anonymous
tip that is sufficiently corroborated can establish reasonable suspicion
for a Terry stop. There, police received an anonymous tip that Venesa White
would be leaving 235-C Lynwood Terrace Apartments at a particular time in
a brown Plymouth station wagon with the right taillight lens broken, that
she would be going to Dobey's Motel, and that she would be in possession
of about one ounce of cocaine in a brown attache case. Police proceeded
immediately to the apartment building, saw a person leave the 235 building
with nothing in her hands, saw that person enter a car that matched the
description given by the caller, and observed the person drive the car in
the direction of Dobey's Hotel. Officers stopped the car just before it
reached the Hotel. The Court held that, while the tip standing alone was
insufficient to establish reasonable suspicion of wrongdoing, id. at 329,
it was sufficiently corroborated to justify the investigative stop, id.
at 330.
In reaching that conclusion, the Court acknowledged that police had not
confirmed some of the significant details of the tip, including the name
of the woman and the particular apartment from which she left, and it recognized
that police had stopped the car without being certain that it would stop
at the Hotel rather than drive past it. 496 U.S. at 331. The Court concluded,
however, that the tip had been sufficiently confirmed to warrant a reasonable
suspicion of wrongdoing. Id. at 331-332. The Court explained that "it
is not unreasonable to conclude in this case that the independent corroboration
by the police of significant aspects of the informer's predictions imparted
some degree of reliability to the other allegations." Ibid. The Court
gave particular weight to confirmation of the predictive elements of the
tip, reasoning that a caller's ability to predict future behavior tends
to demonstrate "inside information." Id. at 332. The Court stressed
that "[b]ecause only a small number of people are generally privy to
an individual's itinerary, it is reasonable for police to believe that a
person with access to such information is likely to also have access to
reliable information about that individual's illegal activities." Ibid.
The lesson of White is that confirmation of significant aspects of an anonymous
caller's predictions of future behavior can be sufficient to establish reasonable
suspicion. White did not suggest, however, that verifying a prediction of
future behavior is a necessary precondition for crediting an anonymous tip.
Instead, White reaffirmed that the question whether a particular tip furnishes
reasonable suspicion depends on "the totality-of-the-circumstances."
White, 496 U.S. at 330. See United States v. Bold, 19 F.3d 99, 104 (2d Cir.
1994) (White does not establish categorical rule that anonymous tips must
have predictive information that police confirm in order to establish reasonable
suspicion); United States v. Clipper, 973 F.2d 944, 949 (D.C. Cir. 1992)
(same).
2. Because the value of an anonymous tip in establishing reasonable suspicion
depends on the totality of the circumstances, the relevant standards, as
with other reasonable suspicion inquiries, "are 'not readily, or even
usefully, reduced to a neat set of legal rules.'" Ornelas v. United
States, 517 U.S. 690, 695- 696 (1996) (quoting Illinois v. Gates, 462 U.S.
at 232). As the Court has made clear, both the quantity and detail of the
information as well as its reliability, as revealed by corroboration, are
critical factors in assessing the worth of an anonymous tip. White, 496
U.S. at 330. But the reasonable suspicion calculus also takes into account
the nature and immediacy of the criminal threat described in the tip. That
factor plays an important role in determining whether a tip provides a sufficient
objective basis to justify the investigatory step of a stop and frisk.
a. As for the quality of the tip, a tip that is definite about the occurrence
of criminal activity is more likely to help create a reasonable suspicion
than a tip that states only that criminal activity may be occurring. In
the Interest of H.B., 381 A.2d 759, 762-763 (N. J. 1977). A tip that is
sufficiently specific and detailed to identify a particular person at a
particular place is more likely to help establish a reasonable suspicion
than a description that could potentially apply to numerous persons in an
area. Id. at 761-762; Speight v. United States, 671 A.2d 442, 447-448 (D.C.
1995). And a tip that appears to be based on personal observation is more
likely to help create a reasonable suspicion than one that appears to be
based on second or third-hand knowledge. State v. Williams, 591 N.W.2d 823,
830 (Wis. 1999); see also State v. Pulley, 863 S.W. 2d 29, 32 (Tenn. 1993)
(when an informant reports an incident at or near the time of its occurrence,
it is often reasonable for police to adopt a working assumption that the
tip is based on first-hand knowledge); State v. Hasenbank, 425 A.2d 1330,
1333 (Me. 1980) (same).
b. As for reliability, confirmation of the innocent details of an anonymous
tip lends some reliability to the report of wrongdoing. Bold, 19 F.3d at
103. Police need not confirm all details of a tip in order to have a reasonable
suspicion of wrongdoing.1 The Fourth Amendment requires neither "perfection"
nor "infallibility." Gates, 462 U.S. at 245-246 n.14. The extent
of corroboration is nonetheless relevant. The failure to confirm at least
some significant details of the tip could readily undermine a finding of
reasonable suspicion. In contrast, when police confirm all innocent details
of a tip, that can lend significant support to a finding of reasonable suspicion.
United States v. Gibson, 64 F.3d 617, 622-623 (11th Cir. 1995). The timing
of corroboration is also significant. When police promptly arrive at the
place that criminal conduct is allegedly occurring and immediately confirm
the innocent details of a tip, it both helps to ensure that the reported
information is not stale and reduces the possibility of detaining the wrong
person. Id. at 623. When police do not arrive promptly, the inference of
reasonable suspicion is weakened. Speight, 671 A. 2d at 447-448.
c. A critically important factor bearing on the totality of the circumstances
is whether the tip concerns conduct that may pose an immediate danger of
violence. For example, if an officer receives an anonymous tip that a person
meeting a particular description is standing outside a particular federal
building with a bomb, and police immediately verify that a person meeting
that description is outside that building, police should be able to conduct
a stop and frisk. Similarly, if police receive an anonymous tip that a person
meeting a particular description is standing outside a particular elementary
school and is carrying a concealed sawed-off shotgun, and police promptly
confirm that a man meeting that description is outside that school, police
should have authority to conduct a stop and frisk. What those examples have
in common is that the reported conduct may pose an immediate danger of violence,
and the only alternatives to an immediate stop and frisk-a consensual encounter
or further observation-create an unreasonable risk of danger to the police
and the public. See Wayne R. LaFave, Search and Seizure § 9.4(h), at
229 (3d ed. 1996) ("in some instances the need for immediate action
may be so great that substantial doubts about the reliability of the informant
or his information cannot be permitted to stand in the way of prompt police
action").
Violence resulting from an individual's sudden use of an illegally concealed
weapon presents particular dangers to the public. For example, in 1990,
the use of firearms resulted in approximately 37,000 gunshot deaths and
259,000 nonfatal injuries. Bold, 19 F.3d at 104. Moreover, between 1987
and 1996, the use of firearms resulted in the deaths of 696 law enforcement
officers, 92% of the officers killed in the line of duty. Pet. App. A16.
An individual who is illegally carrying a concealed weapon thus poses a
particular danger to the public.2
C. A Stop and A Frisk Are Generally Justified When An Anonymous Caller Reports
That A Person Is Illegally Carrying A Concealed Firearm And Police Promptly
Confirm The Innocent Details Of The Tip
As the preceding discussion makes clear, there is no categorical rule concerning
when the combination of an anonymous tip and police corroboration can establish
reasonable suspicion. Anonymous tips and police corroboration come in a
variety of forms, and no rule can capture all the relevant permutations
and combinations. But at least when (1) an anonymous tip provides a description
of a particular person at a particular location illegally carrying a concealed
firearm, (2) police promptly verify the pertinent details of the tip except
the existence of the firearm, and (3) there are no factors that cast doubt
on the reliability of the tip, a stop and frisk should be permitted. In
such cases, the totality of circumstances establish a "reasonable suspicion"
that a particular person is engaged in criminal activity and may be armed
and dangerous.
All of the federal circuits that have addressed the question have come to
that conclusion. The leading case is Clipper, 973 F.2d at 944. There, the
D.C. Circuit held that police officers had reasonable suspicion for a stop
and a frisk when they obtained an anonymous tip that a person wearing particular
clothing was at a particular location and was armed with a gun, and the
officers promptly confirmed all the details except the existence of the
gun. The court explained that the totality of the circumstances "must
include those in which the anonymous informant makes no predictions, but
provides the police with verifiable facts while alerting them to an imminent
danger that the police cannot ignore except at risk to their personal or
the public's safety." Id. at 949-950.
The court also emphasized that "an officer who has been able to corroborate
every item of information given by an anonymous informant other than actual
possession of a weapon is faced with an 'unappealing choice.'" Clipper,
973 F.2d at 951. "He must either stop and search the individual or
'at best follow him through the streets . . . hoping he [will] commit a
crime, or at least brandish the weapon, out of doors,' where the police
can intervene." Ibid (quoting United States v. McClinnhan, 660 F.2d
500, 502 (D.C. Cir. 1981)). The court added that "[t]his element of
imminent danger distinguishes a gun tip from one involving possession of
drugs. If there is any doubt about reliability of an anonymous tip in the
latter case, the police can limit their response to surveillance or engage
in 'controlled buys.' Where guns are involved, however, there is the risk
that an attempt to 'wait out' the suspect might have fatal consequences."
Ibid.
Similarly, in Bold, 19 F.3d at 99, the Second Circuit held that police had
reasonable suspicion to conduct a stop when they promptly confirmed all
the innocent details of an anonymous tip that a specifically identified
man in a certain location was armed. Like the D.C. Circuit, the Second Circuit
reasoned that "[w]here the tip concerns an individual with a gun, the
totality-of-the-circumstances test for determining reasonable suspicion
should include consideration of the possibility of the possession of a gun,
and the government's need for a prompt investigation." Id. at 104.
The court noted that 200 million handguns and other lethal firearms are
in circulation in the United States, that more than 4.2 million are added
each year, and that in 1990, those weapons caused 37,000 gunshot deaths
and 259,000 nonfatal injuries. Ibid. The court concluded that, given the
report that the suspect was armed with a gun, the likelihood that the suspect's
possession of the gun was illegal, and the inability of the officer to confirm
that the suspect was armed, the officer had reasonable suspicion to conduct
a stop. Ibid.
In Gibson, 64 F.3d at 617, the Eleventh Circuit reached a similar conclusion,
upholding a stop and frisk of a man in a bar, based on an anonymous tip,
swift confirmation of all the innocent details of the tip, and several other
factors. The court emphasized that "the anonymous tip concerned the
presence of two potentially armed individuals in a public establishment,"
and that "[t]his fact raised the stakes for the officers involved because
they not only had to worry about their own personal safety, but that of
the 20 to 40 innocent bystanders who were also present." Id. at 623.
Finally, in United States v. Deberry, 76 F.3d 884 (1996), the Seventh Circuit
held that police had reasonable suspicion to conduct a stop when they confirmed
the innocent details of an anonymous tip that a person was illegally carrying
a concealed firearm. The court explained that "[a]rmed persons are
so dangerous to the peace of the community that the police should not be
forbidden to follow up a tip that a person is armed, and as a realistic
matter this will require a stop in all cases." Id. at 886.
The federal circuits do not stand alone in holding that officers ordinarily
have authority to conduct a stop and frisk when they confirm the details
of an anonymous tip that a person is illegally armed. The state courts that
have addressed the question have generally reached the same conclusion.
In the Interest of H.B., 381 A.2d at 763-764 (To deny police the right to
conduct a stop and frisk "in the face of the violent climate of the
times and the universal threat of handguns, * * * would seem foolhardy and
wrong, and needlessly expose society and the police community to serious
risk of death or injury."); Hasenbank, 425 A.2d at 1333 ("When
police receive detailed and immediately verifiable information that a specifically
described individual possesses a concealed weapon, the police are justified
in stopping the person and conducting a limited protective search for weapons.");
State v. Jernigan, 377 So.2d 1222, 1225 (La. 1979) (When an anonymous tip
is sufficiently specific, police corroborate the details of the tip, and
"the information, if correct, presents an immediate and real danger
to the public, prompt police action is justified to prevent a possible serious
harm."); United States v. Johnson, 540 A.2d 1090, 1092 (D.C. 1988)
(Where tip provided "detailed information about the precise location
where the suspect could be found and suggested an on-going crime involving
the sale of a gun or guns," and there was "virtually immediate
corroboration of all the innocent circumstances," police had reasonable
suspicion to conduct an investigative stop.); State v. Kuahuia, 616 P.2d
1374, 1375 (Haw. 1980) (Where anonymous informant "detail[ed] the time,
place, and his personal observation of the firearm," and police "promptly
responded to verify and to act upon the information," and "especially
because a firearm was allegedly involved, the police were duty-bound to
make at least a temporary stop for investigative purposes."); Pulley,
863 S.W. 2d at 32-34 (Given the report of a presently occurring firearms
offense, the corroboration of many of the details, and the threat of violence,
police had a sufficient basis for an investigative stop.); Speight, 671
A.2d at 448 ("[T]he report that an individual was armed-potentially
implicating the safety of both police officers and the public-combined with
the officers' corroboration of an extremely detailed description minutes
after hearing the radio broadcast, justified the intrusion involved in briefly
detaining and frisking the [suspect]."). The analysis of those courts
is sound and should be followed here.
D. The State Court's Reasons For Precluding A Finding Of Reasonable Suspicion
In This Case Are Unsound
The Florida Supreme Court, in finding that the officers lacked reasonable
suspicion, raised two objections. First, the court believed that police
verification of the innocent details of an anonymous tip that describes
a presently occurring crime cannot, absent predictions of future behavior,
sufficiently show that a tip is reliable. Pet. App. A3-A9. Second, the court
reasoned that to hold otherwise would create a "gun exception"
to the reasonable suspicion standard, id. at A9-A11. That reasoning is seriously
flawed.
1. To take the later objection first, the approach we advocate does not
create a "gun exception" to the reasonable suspicion standard.
Instead, it simply recognizes that what constitutes "reasonable"
suspicion depends in part on whether a tip describes a situation that could
pose an immediate danger of violence.
That recognition is fully in keeping with the Court's stop and frisk decisions.
In particular, the Court's cases instruct that the reasonable suspicion
standard takes into account the "totality of the circumstances."
Cortez, 449 U.S. at 417, that it is to be examined from the point of view
of the "reasonably prudent" officer, Terry, 392 U.S. at 27, and
that it does not "require that police officers take unnecessary risks
in the performance of their duties," id. at 23. Given those teachings,
the reasonable suspicion standard necessarily takes into account what any
"reasonably prudent" officer would consider: that when an anonymous
caller reports that a person is illegally carrying a concealed firearm,
and there is no reason to discredit the tip, the reasonably prudent course
is to conduct an immediate stop and frisk. Public safety requires that the
officer engage in some form of intervention before the weapon is deployed.
If the officer must engage in a consensual encounter with the suspect and
ask him whether he has a gun, he runs a risk that the response will be a
bullet. And if the officer must await the brandishing of the gun, he runs
the risk that the gun will be used on someone else before he can prevent
it. The requirement that an officer have "some minimal level of objective
justification" before conducting a stop or frisk (Delgado, 466 U.S.
at 217), does not require an officer to run those risks.
The concept of "reasonable suspicion" is a "fluid" one
that "take[s] [its] substantive content from the particular contexts
in which the standard[] [is] being assessed." Ornelas, 517 U.S. at
696. The Fourth Amendment protects against "unreasonable" searches
and seizures; it does not prevent officers from taking reasonable measures
to prevent individuals from illegally walking the streets with concealed
firearms. It is not "unreasonable" for an officer to conduct a
stop and frisk when an anonymous caller reports that a particular person
in a particular place is carrying an illegally concealed firearm, police
officers confirm all the details of the tip besides the existence of the
firearm, and there are no specific reasons to discredit the tip. A reasonable
suspicion standard that led to a different conclusion would not fulfill
its intended purpose of implementing the Fourth Amendment's protection against
unreasonable searches and seizures. See Terry, 392 U.S. at 19 ("[S]top
and frisk theory" should not "divert attention from the central
inquiry under the Fourth Amendment-the reasonableness in all the circumstances
of the particular governmental invasion of a citizen's personal security.").
In a variety of Fourth Amendment settings, the Court has held that the Fourth
Amendment permits police to take reasonable steps to protect their own safety
or the safety of others. Richards v. Wisconsin, 520 U.S. 385, 394 (1997)
(police may make an unannounced entry to execute a warrant when they have
"reasonable suspicion that knocking and announcing their presence would,
under the particular circumstances, be dangerous"); Maryland v. Buie,
494 U.S. 325, (1990) (police officers executing an arrest warrant in a house
may take reasonable steps to ensure their safety including conducting a
protective sweep for weapons based on reasonable suspicion); Tennessee v.
Garner, 471 U.S. 1, 11 (1985) (police officer may use deadly force when
they have "probable cause to believe that the suspect poses a threat
of serious physical harm, either to the officer or to others"); Michigan
v. Long, 463 U.S. 1032, 1052 (1983) (police may search the interior of car
during traffic stop based on reasonable suspicion, in part because police
officers are "particularly vulnerable" during such investigations).
Pennsylvania v. Mimms, 434 U.S. 106, 106 (1977) (per curiam) (police may
order driver out of car during traffic stop in order to protect the safety
of the officer); Warden v. Hayden, 387 U.S. 294, 297-299 (1967) (When there
are exigent circumstances, police officers who have probable cause do not
need a warrant to continue a hot pursuit into a house and search for a robbery
suspect and weapons he might use against them, since "the Fourth Amendment
does not require police officers to delay in the course of an investigation
if to do so would gravely endanger their lives or the lives of others.").
The principle underlying those cases is also applicable here.
2. The state supreme court's requirement of confirmed predictions before
an anonymous tip can form the basis for reasonable suspicion would deprive
the police of a source of valuable information that may prevent some violent
crime. It bears emphasis that anonymous tips "frequently contribute
to the solution of otherwise 'perfect crimes.'" Gates, 462 U.S. at
238. The value of anonymous tips would be significantly reduced if there
were a categorical rule that only tips containing verifiable predictions
of future behavior can create reasonable suspicion. Valuable tips come not
only from "insiders" who have the ability to make predictions
of future behavior, but also from persons who personally observe presently
occurring crime in their own neighborhoods and wish to remain anonymous
because of a bona fide fear of retaliation. Williams, 591 N.W.2d at 831;
United States v. White, 648 F.2d 29, 43-44 (D.C. Cir. 1981); United States
v. Walker, 294 A.2d 376, 377-378 (D.C. 1972). The Fourth Amendment should
not be interpreted to categorically preclude officers from relying on such
tips simply because the tips do not contain predictions of future behavior.
There is always a possibility that an anonymous caller who reports a presently
occurring offense is someone with a grudge attempting to settle a score
through a false claim of criminal conduct. But the same could have been
said about the caller in White. Indeed, that was the basis for the dissent
in that case. 496 U.S. at 333 (Stevens, J., dissenting). The Court's decision
in White necessarily rejects the view that the mere possibility that a caller
is a dishonest person with a grudge, rather than a person with reliable
information, undermines reliance on an anonymous tip.
Moreover, States, including Florida, make it a crime to provide a fraudulent
report to the police. Fla. Stat. Ann. § 365.171(16) (West 1999) (false
"911" calls); Id. § 817.49 (West 1999) (false reports of
the commission of crimes to law enforcement officers). When combined with
the increasingly common police practice of using caller ID to identify the
telephone number and location of the caller, and the increasing public awareness
of that practice, those laws can significantly deter the making of false
reports. LaFave, supra, § 9.4, at 45-46 (2000 pocket part).
There remain legitimate concerns about reliance on anonymous tips. But when
the tip concerns conduct as potentially dangerous as the illegal concealment
of a firearm, police verify the innocent details of the tip, and no circumstances
call into question the reliability of the tip, the public interest in preventing
violence outweighs those concerns. Because the Florida Supreme Court failed
to apply that analysis, and instead adopted the view that verification of
the innocent details of an anonymous tip of a presently occurring crime
can never provide reasonable suspicion, even when the crime consists of
carrying a concealed firearm, its judgment should be reversed.
CONCLUSION
The judgment should be reversed and the case should be remanded for further
proceedings.
SETH P. WAXMAN
Solicitor General
JAMES K. ROBINSON
Assistant Attorney General
MICHAEL R. DREEBEN
Deputy Solicitor General
IRVING L. GORNSTEIN
Assistant to the Solicitor
General
DECEMBER 1999
1 Thus, as noted above, although the police in White could not confirm several
of the significant details of the tip, reasonable suspicion was nonetheless
established. 496 U.S. at 331-332. And in Gates, confirmation of significant
details of an anonymous letter was sufficient to establish probable cause,
even though there was one significant mistake in the letter. 462 U.S. at
245-246 & n.14.
2 Florida law prohibits a person from carrying a concealed firearm unless
he is licensed to do so. Fla. Stat. Ann. § 790.01(2) and (3) (West
1999). A person under 21 years of age is not eligible for such a license.
Id. § 790.06(b). Florida law therefore prohibits any person under 21
from carrying a concealed firearm.