No. 99-830
In the Supreme Court of the United States
DON STENBERG, ATTORNEY GENERAL OF NEBRASKA,
ET AL., PETITIONERS
v.
LEROY CARHART
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE EIGHTH CIRCUIT
BRIEF FOR THE UNITED STATES AS
AMICUS CURIAE SUPPORTING RESPONDENT
SETH P. WAXMAN
Solicitor General
Counsel of Record
BARBARA D. UNDERWOOD
Deputy Solicitor General
PAUL R.Q. WOLFSON
Assistant to the Solicitor
General
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
HARRIET S. RABB
General Counsel
MARCY J. WILDER
Deputy General Counsel
KENNETH Y. CHOE
Attorney
Department of Health and
Human Services
Washington, D.C. 20002
QUESTION PRESENTED
Nebraska Revised Statutes Annotated Section 28-328(1) (Michie Supp. 1999)
prohibits any "partial-birth abortion" except when "necessary
to save the life of the mother," and § 28-326(9) defines "partial-birth abortion" as an "abortion
procedure" in which a person "deliberately and intentionally deliver[s]
into the vagina a living unborn child, or a substantial portion thereof,
for the purpose of performing a procedure that the person performing such
procedure knows will kill the unborn child and does kill the unborn child."
The question presented is whether this prohibition against "partial-birth
abortion" unduly burdens the constitutional right of a woman to terminate
a pregnancy, or is unconstitutionally vague.
In the Supreme Court of the United States
No. 99-830
DON STENBERG, ATTORNEY GENERAL OF NEBRASKA,
ET AL., PETITIONERS
v.
LEROY CARHART
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE EIGHTH CIRCUIT
BRIEF FOR THE UNITED STATES AS
AMICUS CURIAE SUPPORTING RESPONDENT
INTEREST OF THE UNITED STATES
Under certain circumstances where the federal government is responsible
for an individual's medical care, the government will either provide or
pay for abortion services. For example, the Indian Health Service (IHS)
affords eligible individuals access to all health care services that an
IHS facility has the capacity to provide and that a physician determines
to be a medically appropriate course of treatment. In IHS facilities with
the capacity to provide abortion services, eligible individuals are entitled
to such services in cases of rape or incest, or when the pregnancy endangers
the life of the woman. See 25 U.S.C. 1676; Pub. L. No. 106-113, App. D, § 509, 113 Stat. 1501A-274. Similarly, a pregnant inmate in
the custody of the Bureau of Prisons (BOP) is entitled to abortion services
at government expense when the pregnancy results from rape, or when the
life of the woman would be endangered if the fetus were carried to term.
See BOP Program Statement No. 6070.05 (Aug. 9, 1996). The Nebraska statute
challenged in this case prohibits certain methods of abortion even for victims
of rape or incest, and indeed for some women with life-threatening conditions.1
The challenged Nebraska statute, and similar statutes enacted in other States,
could therefore affect the ability of the IHS and the BOP to provide or
pay for abortion services for pregnant women for whose medical care they
are responsible.
Under the Medicaid and Medicare programs, federal law guarantees payment
for covered physician services, including abortion services in cases involving
rape, incest, or endangerment of a woman's life. When the pregnancy results
from rape or incest, Medicaid and Medicare will pay for abortion services
even though the pregnancy may not endanger the woman's life. See 42 U.S.C.
1396a(a)(8), 1396a(a)(10)(A), 1396d(a)(5)(A), 1395k(a)(1), 1395x(s)(1),
1395y(a)(1)(A); H.R. Conf. Rep. No. 479, 106th Cong., 1st Sess. 569 (1999).
Because, as noted above, the Nebraska provisions challenged in this case
prohibit certain methods of abortion even for victims of rape or incest,
and indeed for life-threatening conditions, the challenged provisions, and
similar ones enacted by other States, could affect the ability of Medicaid
and Medicare beneficiaries to obtain covered abortion services by the procedure
that a physician determines to be the medically most appropriate abortion
method for the individual woman.
In addition, both the 104th and the 105th Congresses passed, but the President
vetoed, legislation to prohibit "partial-birth abortion" except
where necessary to save the life of the woman. The President's vetoes were
based in part on concerns about the constitutionality of the bills as passed
by the Congress. Similar legislation has been introduced in the 106th Congress,
and the framing of that legislation has turned in part on a perceived need
to avoid constitutional objections. The United States therefore has an interest
in the clarification of the constitutional principles that would govern
federal legislation similar to the statutes under review in this case.
STATEMENT
1. In 1997, the Nebraska legislature enacted into law provisions prohibiting
an abortion method referred to as "partial-birth abortion." The
statute provides the following definition:
Partial-birth abortion means an abortion procedure in which the person performing
the abortion partially delivers vaginally a living unborn child before killing
the unborn child and completing the delivery. For purposes of this subdivision,
the term partially delivers vaginally a living unborn child before killing
the unborn child means deliberately and intentionally delivering into the
vagina a living unborn child, or a substantial portion thereof, for the
purpose of performing a procedure that the person performing such procedure
knows will kill the unborn child and does kill the unborn child.
Neb. Rev. Stat. Ann. § 28-326(9) (Michie Supp. 1999). Section 28-328(1)
further provides: "No partial-birth abortion shall be performed in
this state, unless such procedure is necessary to save the life of the mother
whose life is endangered by a physical disorder, physical illness, or physical
injury, including a life-endangering physical condition caused by or arising
from the pregnancy itself." The "intentional and knowing performance
of an unlawful partial-birth abortion" in violation of the law is made
a felony, id. § 28-328(2), and prosecution may be brought by either
the Attorney General or a county attorney, id. § 28-328(5). The pregnant
woman on whom the "partial-birth abortion" is performed may not
be held criminally responsible, but the physician may be prosecuted, id.
§ 28-328(3) and (4).
2. Shortly after passage, respondent brought suit in district court to enjoin
the operation of the partial-birth abortion statute as unconstitutional.
Respondent contended that the statute is unconstitutionally vague; that
by its terms it prohibits even the most widely used abortion procedures,
including conventional dilation and evacuation (D&E) and suction curettage;
and that even if, as petitioners argued, the statute is limited to the dilation
and extraction (D&X) method of abortion (also known as intact D&E),
it nonetheless imposes an unconstitutional undue burden on the right of
a woman to terminate her pregnancy.
The district court, after taking testimony from respondent and expert medical
witnesses for both sides, concluded that the statute was unconstitutional
as applied to respondent, in light of respondent's medical practice. Pet.
Supp. App. 56-60, 87-88. The court declined to make a determination whether
the statute is valid on its face. Id. at 53-56. The district court agreed
with all three of respondent's contentions. First, it concluded that, even
if the Nebraska statute bans the D&X procedure alone, it is unconstitutional
as applied to respondent because, for at least 10-20 patients treated by
respondent in a year, the D&X method is the safest available method
of abortion. Id. at 60-62. Second, the district court concluded that the
terms of the statute also restrict respondent from performing the conventional
D&E procedure. Id. at 74-85. Third, it found the statute unconstitutionally
vague insofar as its proscription of a method of abortion turns on whether
the physician delivers a "substantial portion" of a fetus into
the vagina. Id. at 86-87.
3. The court of appeals affirmed on the ground that the statute restricts
conventional D&E abortion; it did not reach the other two bases for
the district court's decision. Pet. App. 1-22.2 Centrally, the court rejected
petitioners' contention that the statute by its terms reaches only the D&X
procedure, in which, as petitioners define it, a physician removes all of
the intact fetus, except for its head, from the uterus into the vagina and
then performs a procedure designed to bring about fetal demise. The crucial
problem with that argument, the court stated, is that the ban also operates
when the physician removes a "substantial portion" of a fetus
into the vagina before fetal demise. "[I]f 'substantial portion' means
an arm or a leg-and surely it must --then the ban created by [the law] encompasses
both the D&E and the D&X procedures. * * * [I]n any sensible and
ordinary reading of the word, a leg or arm is 'substantial.'" Id. at
16 (internal quotation marks omitted). Because the law, under the court
of appeals' reading, "prohibit[s] the most common procedure for second-trimester
abortions," the court found that it imposes "an undue burden on
a woman's right to choose to have an abortion." Id. at 19.
SUMMARY OF ARGUMENT
Nebraska's statutory ban on "partial-birth abortion" is unconstitutional
for three reasons.
First, as the court of appeals concluded, the statutory definition of partial-birth
abortion, on its face, is so broad that it reaches the abortion procedure
most commonly used in the second trimester of pregnancy, conventional dilation
and evacuation (D&E). In some circumstances the statute may also reach
the abortion procedure most often used in the first trimester of pregnancy,
suction curettage. There is no dispute that, if the Nebraska statute does
in fact reach so far as to prohibit either conventional D&E or suction
curettage, then it is unconstitutional. Although petitioners present various
arguments to show that the Nebraska legislature actually intended to prohibit
only one abortion procedure, dilation and extraction (D&X), those arguments
lack a firm basis in the text of the challenged statute.
Petitioners argue that, under principles of federalism, the federal courts
should accept as controlling the construction of the statute (as limited
to D&X) offered by the Nebraska Attorney General. That argument is wide
of the mark because the Nebraska Attorney General has not been delegated
the responsibility for construing the ban, which is a criminal proscription
enforceable in the courts, and even if the Nebraska Attorney General could
limit his office's prosecutions under the statute to the D&X procedure,
he could not control prosecutions under the statute by county attorneys,
who are independent under state law. Petitioners also invoke the canon that
courts should construe statutes to avoid constitutional doubt, but that
principle is of little utility here, for the statute is not fairly susceptible
of petitioners' construction. Even if it were, petitioners' construction
would not avoid constitutional questions in this case, but would simply
shift the grave constitutional issue to the question whether a ban on the
D&X procedure, with an exception only to save the life of the woman,
unduly burdens a woman's constitutional right to terminate a pregnancy.
Second, the statutory ban on partial-birth abortion is unconstitutionally
vague. "Partial-birth abortion" is not a generally accepted medical
term nor a term of art with common-law roots. Its reach, therefore, must
be discerned by reference to the statutory definition accompanying the ban.
But, contrary to petitioners' submission, that statutory definition provides
no assurance that the ban is limited to the D&X procedure. Even if a
reading of the ban as reaching conventional D&E and suction curettage
is not compelled, the statute on its face is certainly readily susceptible
of such a construction, and the statute gives no clear guidance as to which
procedures are included within the ban and which are not. Further, because
the conventional D&E and D&X procedures have features in common,
it is particularly important that a criminal statute purporting to distinguish
between the two define the proscribed behavior with clarity, which this
statute does not do. Absent a definite and controlling construction of this
criminal proscription by the courts, therefore, a physician considering
whether to perform even more regularly used abortion procedures would proceed
at considerable peril, given the uncertainty of the statute's reach. That
uncertainty also creates a chilling effect on the exercise of constitutionally
protected rights in this sensitive area.
Third, even if the statute's proscriptive reach is limited to the D&X
procedure, the ban is unconstitutional because the statute fails to provide
an exception to preserve the pregnant woman's health. The statute therefore
prohibits the D&X method even when a physician concludes that that method
is best suited to preserve the health of a particular woman. Indeed, this
law is so broadly written that it prohibits the D&X method even when
termination of a pregnancy is necessary to avoid serious adverse health
consequences to the pregnant woman, and other methods would cause an increased
risk of harm to her. Petitioners suggest that alternative abortion procedures
remain available to pregnant women in such circumstances. But for at least
some women, those other procedures would jeopardize their health. Conventional
D&E, for example, may involve significantly greater risk of uterine
perforation, and the labor-induction procedure also presents a greater risk
of complications for some women. The ban therefore forces at least some
pregnant women to forego a safer abortion method for one that would compromise
their health. In so doing, it creates a substantial obstacle to obtaining
an abortion for the pregnant women for whom the statute is relevant.
ARGUMENT
A. Nebraska's Ban On Partial-Birth Abortion Proscribes The Abortion Procedures
Most Widely Used Before Fetal Viability, And Is Therefore Unconstitutional
1. We begin with the principle that the Constitution protects the right
of a woman to choose to terminate her pregnancy. See Planned Parenthood
v. Casey, 505 U.S. 833, 870 (1992) (joint opinion). That right, an aspect
of liberty protected by the Due Process Clause of the Fourteenth Amendment,
means that "a State may not prohibit any woman from making the ultimate
decision to terminate her pregnancy before viability." Id. at 879.
Even after viability, the woman's "constitutional liberty * * * to
have some freedom to terminate her pregnancy," id. at 869, is sufficiently
weighty that a State may not prohibit abortion "where it is necessary,
in appropriate medical judgment, for the preservation of the life or health
of the mother." Id. at 879 (quoting Roe v. Wade, 410 U.S. 113, 164-165
(1973)); see also id. at 872 (under Roe, State may prohibit abortion after
viability "provided the life or health of the mother is not at stake").
Casey also recognized that a State may, throughout a woman's pregnancy,
seek to advance legitimate interests in the pregnant woman's health and
safety and in "protecting the potentiality of human life." 505
U.S. at 875-876; see id. at 871. Before viability, however, the State's
interest in the protection of potential life does not extend to unduly burdening
the right of a woman to obtain an abortion should she so choose. Rather,
it permits the State to enact regulations to ensure that the woman's choice
is "thoughtful and informed," and that she understands that "there
are philosophical and social arguments of great weight" on both sides
of the abortion question. Id. at 872. Thus, "the State may take measures
to ensure that the woman's choice is informed," and may even seek to
persuade a pregnant woman "to choose childbirth over abortion."
Id. at 878.
The manner in which the State seeks to promote the interests recognized
as legitimate in Casey must not so impinge on the woman's constitutional
liberty as to create an "undue burden" on her right to choose
to terminate her pregnancy. "A finding of an undue burden is a shorthand
for the conclusion that a state regulation has the purpose or effect of
placing a substantial obstacle in the path of a woman seeking an abortion
of a nonviable fetus." 505 U.S. at 877. Pursuant to that standard,
a State may further its interest in potential life only with the purpose
"to inform the woman's free choice, not hinder it," and may not
advance even a permissible purpose in such a way that has an unduly restrictive
effect on the woman's ability to choose to terminate her pregnancy. Ibid.;
see also id. at 878.
2. Under the principles of Casey, the Nebraska provisions challenged in
this case are unconstitutional. In examining the effect of the challenged
statute on a woman's right to terminate her pregnancy, it is important to
bear in mind that the statute applies throughout pregnancy. It is neither
framed nor intended as a regulation of abortion procedures only after viability.
Moreover, the abortion methods prohibited by the statute are all used prior
to fetal viability and prior to the third trimester; this is true for the
dilation and extraction (D&X) procedure-which all agree is banned by
the statute-as well as the more widely used conventional dilation and evacuation
(D&E) and suction curettage methods of abortion.3
The statute makes abortion illegal unless fetal demise occurs before any
"substantial portion" of the fetus emerges into the vagina.4 That
restriction fails to take account of the medical fact that, in the most
common methods of abortion currently used in the first and second trimester-conventional
D&E and suction curettage-fetal demise in many cases does not occur
prior to the removal of at least some part of the fetus into the vagina.5
That medical fact carries significant constitutional implications for this
case, for petitioners do not dispute that, if the statutory definition of
"partial-birth abortion" does reach either conventional D&E
or suction curettage, then it is unconstitutional, for it would unduly burden
the ability of women to obtain abortion services.
The lower courts correctly concluded that Nebraska's statutory definition
of "partial-birth abortion" is on its face so broad that it reaches
the most common method of abortion in the second trimester of pregnancy,
conventional D&E. See Pet. App. 16-17; Pet. Supp. App. 74-85. The challenged
law prohibits any "partial-birth abortion" except where the procedure
is necessary to save the life of the pregnant woman, Neb. Rev. Stat. Ann.
§ 28-328(1) (Michie Supp. 1999), and defines partial-birth abortion
as follows:
Partial-birth abortion means an abortion procedure in which the person performing
the abortion partially delivers vaginally a living unborn child before killing
the unborn child and completing the delivery. For purposes of this subdivision,
the term partially delivers vaginally a living unborn child before killing
the unborn child means deliberately and intentionally delivering into the
vagina a living unborn child, or a substantial portion thereof, for the
purpose of performing a procedure that the person performing such procedure
knows will kill the unborn child and does kill the unborn child.
Id. § 28-326(9).
This language on its face reaches the conventional D&E abortion procedure,
which is used as early as the 13th week of pregnancy. See Pet. Supp. App.
9. The crucial language covers "deliberately and intentionally delivering
into the vagina a living unborn child, or a substantial portion thereof,"
with the purpose of causing fetal demise. As the district court observed
(id. at 76), "a surgeon cannot perform a standard D & E in the
usual case" without delivering a substantial portion of the fetus into
the vagina. The standard D&E operation involves inserting a forceps
inside the uterus and pulling fetal tissue out of the uterus through the
cervix into the vagina, emptying the uterus as safely as possible for the
woman.6 See id. at 12; J.A. 55. Fetal demise does not necessarily take place
inside the uterus but rather may occur after a substantial portion of the
fetus has been delivered from the uterus into the vagina. Pet. Supp. App.
12-13.
The definition of partial-birth abortion in the Nebraska statute also appears
to reach the abortion procedure most widely used in the first trimester
(and most widely used overall), suction curettage, typically used from the
6th through the 12th week of pregnancy. See Pet. Supp. App. 7.7 In that
procedure, the cervix is dilated, a small tube (cannula) attached to a vacuum
device is inserted through the vagina into the uterus, and vacuum suction
is used to remove the fetus from the uterus. Id. at 8. The vacuum procedure
itself causes fetal demise, which may occur after the fetus or embryo has
passed from the uterus. See id. at 9, 28.
Because the challenged statute proscribes the conventional D&E and suction
curettage methods of abortion, the most widely used abortion procedures
before viability, the statute places an undue burden on the right of women
to terminate pregnancy and is unconstitutional. Cf. Planned Parenthood v.
Danforth, 428 U.S. 52, 77 (1976) (in holding ban on saline amniocentesis
as form of abortion unconstitutional, Court stressed that the procedure
was "employed in a substantial majority * * * of all post-first-trimester
abortions").
3. Petitioners argue, however, that the Nebraska legislature intended the
provisions challenged here to reach only the D&X procedure, and so the
court of appeals' decision adopting a broader construction of the statutory
language should be rejected. Pet. Br. 22-23. They also argue that, because
the Attorney General prosecutes violations of the partial-birth abortion
ban, the Court should defer to his limited construction of the statute as
controlling (id. at 12-13), and that the Court should also adopt that limited
construction in order to avoid constitutional doubts about the statute (id.
at 24-28).
Of course, petitioners' interpretation of the statute "is of some importance
and merits attention, for they are the officials charged with enforcement
of the statute." Bellotti v. Baird, 428 U.S. 132, 143 (1976). Nevertheless,
both lower courts have now construed the Nebraska statute before the Court,
and both have found it to be significantly broader than petitioners suggest.
This Court normally defers to an interpretation of state law that has been
reached by two lower courts. See Casey, 505 U.S. at 880. In any event, the
limited construction proffered by petitioners is unpersuasive because it
lacks grounding in the text of the statute.
a. Petitioners first argue (Pet. 15-16) that the term "partial-birth
abortion" is commonly understood to refer only to the D&X procedure.
"Partial-birth abortion," however, is not a term recognized by
the medical profession, see Pet. Supp. App. 5; J.A. 36, nor is it a term
of art with a settled common law meaning. The Nebraska legislature therefore
deemed it necessary to provide a statutory definition of the term. When
a legislature defines a term in a statute, courts are obligated to follow
that definition. Meese v. Keene, 481 U.S. 465, 484-485 (1987). And if petitioners
were correct that the legislature intended the ban to cover only the dilation
and extraction procedure, then one would have expected the legislature to
have expressly defined "partial-birth abortion" to mean "dilation
and extraction," which is a term with a discernable meaning known to
the medical profession, see Pet. Supp. App. 15-16; J.A. 599-601, or simply
to ban dilation and extraction in haec verba; yet the legislature did not
do so.
Second, petitioners suggest (Pet. Br. 16-18) that the statute distinguishes
between the overall abortion "procedure" regulated by the law
and the separate and distinct "procedure" by which the physician
causes fetal demise. They argue that the D&X procedure differs from
other abortion procedures because the process by which the contents of the
fetal skull are removed by suction is a separate "procedure" within
the overall abortion "procedure." The statutory language, however,
does not support petitioners' submission that the legislature intended to
distinguish between the two "procedures." Rather, the statute
defines "partially delivers vaginally" to mean delivery of the
fetus (or a substantial portion thereof) into the vagina for the purpose
of performing a procedure to cause fetal demise, not before performing a
procedure designed to do so. See Neb. Rev. Stat. Ann. § 28-326(9) (Michie
Supp. 1999).
Finally, petitioners contend that the statute was intended to reach only
the situation where the physician delivers all of the fetus, except for
the head, into the vagina intact, before causing fetal demise, and therefore
does not reach the conventional D&E procedure. Even if that reading
were correct (and for the reasons given at pp. 10-13, supra, it is not),
the ban would still in many cases reach suction curettage, which, because
of the extremely small size of the fetus or embryo, often involves the removal
of the fetus intact, and before fetal demise, into the vagina. See Pet.
Supp. App. 9; J.A. 42, 44, 257, 259.
b. Petitioners further urge (Pet. Br. 28) that the courts should defer to
their limited interpretation of the partial-birth abortion ban, under a
"variation" of the administrative-law principle of Chevron U.S.A.
Inc. v. National Resources Defense Council, Inc., 467 U.S. 837, 844 (1984).
That argument is inapposite for several reasons. First, Nebraska's ban is
a criminal statute, enforceable through prosecutions in the courts. See
Neb. Rev. Stat. Ann. § 28-328(2) (Michie Supp. 1999) (defining "intentional
and knowing performance of an unlawful partial-birth abortion" as a
felony). Thus, while the Nebraska prosecuting authorities undoubtedly have
"a very specific responsibility to determine for [themselves] what
this statute means, in order to decide when to prosecute," this Court
has not held that the interpretation of a criminal statute by those charged
with prosecuting offenses under it is entitled to deference. See Crandon
v. United States, 494 U.S. 152, 177 (1990) (Scalia, J., concurring in the
judgment).8
Second, the Nebraska Attorney General does not have exclusive authority
to bring prosecutions under the partial-birth abortion statutes. The county
attorneys of Nebraska also have such authority. See Neb. Rev. Stat. Ann.
§ 23-1201(1) (Michie 1999) (duty of county attorneys to bring criminal
prosecutions); id. § 28-328(5) (noting that county attorney may file
criminal charges under partial-birth abortion statute). While the Attorney
General has authority to "consult with and advise the county attorneys,
when requested by them, in all criminal matters," id. § 84-205(3),
it does not appear that the Attorney General may compel the county attorneys
(who are independently elected, see id. § 32-522) to follow his interpretation of state criminal statutes in
deciding whether to bring a criminal prosecution. Thus, even if the Attorney
General's limited construction of the partial-birth abortion statute were
binding in any future prosecutions brought by his office, there is no reason
to believe that the county attorneys would be so bound.
c. Petitioners also argue that the courts should accept their construction
of the partial-birth abortion statute under the principle that courts should
adopt constructions of statutes that avoid casting doubt on the constitutionality
of those statutes, where such a construction is reasonable. We of course
have no disagreement with the proposition that, when a court is faced with
two reasonable constructions of a statute, and one places the statute in
constitutional doubt while the other avoids a constitutional question, the
courts should adopt the latter. Indeed, this Court has followed that rule
of construction in some of its prior abortion cases. See, e.g., Planned
Parenthood Ass'n v. Ashcroft, 462 U.S. 476, 493-494 (1983) (opinion of Powell,
J.). But that canon operates only when the narrower construction of the
statute is "fairly possible," and "[i]t is qualified by the
proposition that avoidance of a difficulty will not be pressed to the point
of disingenuous evasion." Rust v. Sullivan, 500 U.S. 173, 191 (1991)
(internal quotation marks omitted); see also Thornburgh v. American College
of Obstetricians & Gynecologists, 476 U.S. 747, 768-769 (1986).9 For
the reasons given above (pp. 10-13, supra), we do not believe it is "fairly
possible" to restrict Nebraska's ban to the D&X procedure.
Furthermore, even if we assume otherwise, the principle of avoiding constitutional
doubt is still of limited utility here, for adopting petitioners' construction
of the partial-birth abortion statute does not avoid a constitutional question;
rather, it creates one. Cf. Rust, 500 U.S. at 191 (observing, when choosing
among proffered interpretations of a statute, that "it was likely that
any set of regulations promulgated by the Secretary [to implement the statute]
* * * would be challenged on constitutional grounds"). To be sure,
the constitutional question created by petitioners' narrower construction
of the Nebraska statute is somewhat different from that created by the broader
construction reached by the court of appeals, which petitioners acknowledge
would be unconstitutional (Pet. Br. 25 n.10). And the Court might well conclude
that the Nebraska legislature should not be presumed to have adopted a statute
that even the State's Attorney General would not defend against constitutional
challenge.10 But even if petitioners' construction were adopted, the statute
would nonetheless present the grave constitutional question, addressed at
pp. 22-30, infra, whether a ban on the D&X procedure-without any exception
to preserve the health of the pregnant woman-constitutes an undue burden
on the woman's right to terminate her pregnancy.11
B. The Nebraska Statute Is Unconstitutionally Vague
Our discussion above shows that the statute under challenge reaches abortion
procedures other than what petitioners contend to be its principal target,
the D&X procedure. It may be argued that a broad reading of the statute
is not compelled. But even so, the statute is certainly readily susceptible
of an interpretation that gives it a scope far broader than petitioners
suggest. That being so, the statute presents serious problems of fair notice,
for it fails to differentiate with adequate precision the procedures that
are within its reach from those that are not.
It bears emphasis that the provision under review is a criminal statute
touching on sensitive constitutional rights. In that context, the need for
precision is particularly great, for uncertainty about the scope of permissible
conduct may deter activity that is constitutionally protected, but nonetheless
arguably falls within the reach of the criminal proscription. See Colautti
v. Franklin, 439 U.S. 379, 390-391 (1979), limited in part on other grounds,
Webster v. Reproductive Health Servs., 492 U.S. 490, 516-521 (1989) (opinion
of Rehnquist, C.J.); see also Baggett v. Bullitt, 377 U.S. 360, 379 (1964).
The matter must be viewed from the perspective of a physician attempting
to decide whether an abortion procedure he or she has determined to be medically
most appropriate would, or would not, render the physician liable to criminal
prosecution: Does the Nebraska statute provide a physician about to perform
a particular procedure with sufficient guidance so that the doctor can know
whether the procedure is lawful?
In our view it does not. Rather, it "conditions potential criminal
liability on confusing and ambiguous criteria." Colautti, 439 U.S.
at 394. As we have noted, "partial-birth abortion" does not have
a medically or historically rooted meaning. The Nebraska legislature undertook
to define it, but the legislature's definition is highly problematic. One
aspect of the problem is that the ban operates whenever the doctor delivers
a fetus, "or a substantial portion thereof," into the vagina.
Neb. Rev. Stat. Ann. § 28-326(9) (Michie Supp. 1999). No guidance is
provided as to what constitutes a "substantial portion" of a fetus.
Petitioners suggest that the statute applies only when all but the head
of the fetus has passed through the cervix prior to fetal demise. The legislature
did not, however, limit the statute to that specific situation. The physician,
in conducting an abortion procedure, is therefore required to guess whether
the extent to which a fetus has emerged from the uterus before fetal demise
is sufficiently minimal to fall outside the statute's reach, or is substantial
enough to constitute a crime.12
There is, moreover, a more basic problem presented by the statute: there
are not always bright lines distinguishing one surgical abortion procedure
from another. "Names are given to certain types of abortion methods,
but each time those methods are performed, their progression depends on
the particulars of the physician and the patient. The physician cannot know,
before the abortion begins, what steps will be necessary and she cannot
know, during or after the abortion, where and when fetal demise occurs,
unless the fetus is still living upon delivery." Planned Parenthood
v. Verniero, 41 F. Supp. 2d 478, 494 (D.N.J. 1998). In addition, in some
surgical situations, it may simply be impossible for the physician to control
the portion of the fetus that is removed from the uterus, or the timing
of that removal in relation to fetal demise. See J.A. 42, 151. For example,
given the very small size of the fetus or embryo in early pregnancy, it
is not clear that a physician conducting suction curettage could carry out
the operation in such a way as to ensure fetal demise prior to the fetus
emerging from the uterus intact.13
In all those situations, the physician would be placed in serious peril
of criminal liability, for he might have delivered a "substantial portion"
of the fetus into the vagina before bringing about fetal demise. In light
of that peril and the minimal surgical distinctions among some abortion
procedures, it is particularly essential that a statute regulating such
a procedure state with clarity what is proscribed and what is permitted.
Otherwise, many physicians might well decide to avoid performing abortions,
a constitutionally protected activity, altogether. That is precisely the
concern at which the vagueness doctrine is directed, and is sufficient reason
to find the Nebraska statute invalid. See Colautti, 439 U.S. at 394, 396.14
C. The Nebraska Statute Is Invalid Because, Even If It Is Clearly Limited
To Dilation And Extraction, It Endangers The Health Of Some Women
Even if, contrary to our submission, the statute under review is clearly
and definitely limited to the D&X procedure, it is nevertheless unconstitutional.
Although the statute expressly permits the procedure when it is "necessary
to save the life of the mother," Neb. Rev. Stat. Ann. § 28-328(1) (Michie Supp. 1999), it contains no exception at all to
preserve the pregnant woman's health. Thus, the statute forbids the D&X
procedure even when any alternative procedure would compromise the woman's
health. This Court's decisions do not permit the State to subordinate a
woman's health in that manner. Just as a State may not ban abortion when
continuing the pregnancy would endanger a pregnant woman's health, see Roe,
410 U.S. at 165-166, and Casey, 505 U.S. at 879-880, so too a State may
not restrict a particular method of abortion when so doing would endanger
a woman's health, see Thornburgh v. American College of Obstetricians &
Gynecologists, 476 U.S. at 768-769; Danforth, 428 U.S. at 79.
1. From the outset, this Court has made clear that preservation of the woman's
health is an integral part of the constitutional right to terminate a pregnancy.15
Thus, in Roe itself, the Court observed that the decision whether to terminate
a pregnancy may turn on "[s]pecific and direct harm medically diagnosable,"
410 U.S. at 153, and held that even after viability, a State may not proscribe
abortion "where it is necessary, in appropriate medical judgment, for
the preservation of the life or health of the mother," id. at 165 (emphasis
added). In Doe v. Bolton, 410 U.S. 179 (1973), the Court invalidated requirements
that any abortion be performed in an accredited hospital, with approval
by a hospital staff abortion committee, and with confirmation of the performing
physician's judgment, based on his examination of the patient, by two other
doctors. The Court stressed that the abortion-committee approval requirement
substantially overbore "[t]he woman's right to receive medical care
in accordance with her licensed physician's best judgment," id. at
197, and that a requirement of concurrence by two independent doctors, even
after the attending physician had determined "based upon his best clinical
judgment [that] an abortion [was] necessary" (id. at 191), had "no
rational connection with a patient's needs," id. at 199.
The Court also has invalidated restrictions on particular abortion procedures
when the restrictions required women to forego a safer method of abortion
for one that imposed increased health risks. In Danforth, where the Court
invalidated a ban on abortion by saline amniocentesis as a method of abortion
after the first 12 weeks of pregnancy, the Court stressed that, "as
a practical matter, [the ban] forces a woman and her physician to terminate
her pregnancy by methods more dangerous to her health than the method outlawed."
428 U.S. at 79.
Even after viability, when the State's interest in regulating abortion is
strongest, the Court has invalidated restrictions that would subject the
pregnant woman to increased health risks. In Colautti, the Court held void
for vagueness a requirement that a physician employ only that method of
abortion that would most likely preserve fetal life, unless a different
technique "would not be necessary in order to preserve the life or
health of the mother." 439 U.S. at 397. The Court ruled that it was
impermissibly uncertain under the statute whether the physician should consider
his duty to the patient paramount to that of the fetus, or whether it required
a "'trade-off' between the woman's health and additional percentage
points of fetal survival." Id. at 400.
Likewise in Thornburgh v. American College of Obstetricians & Gynecologists,
supra, the Court invalidated a requirement that a physician use the method
that would most likely result in a live birth unless that method "would
present a significantly greater medical risk to the life or health of the
pregnant woman." 476 U.S. at 768. The Court concluded that the statute
was "not susceptible to a construction that does not require the mother
to bear an increased medical risk in order to save her viable fetus."
Id. at 768-769.
This line of authority was not questioned in Casey. Indeed, in that decision,
where the Court upheld informed-consent and waiting-period requirements
except in cases of "medical emergency," the Court observed that
the medical-emergency exception, which permitted an immediate abortion where
"delay will create serious risk of substantial and irreversible impairment
of a major bodily function," did not (as had been contended) foreclose
"the possibility of an immediate abortion despite some significant
health risks." 505 U.S. at 879-880. Further, the Court stated, "[i]f
the contention were correct [that the statute required delays that imposed
health risks], we would be required to invalidate the restrictive operation
of the provision, for the essential holding of Roe forbids a State to interfere
with a woman's choice to undergo an abortion procedure if continuing her
pregnancy would constitute a threat to her health." Id. at 880. Thus,
because the State may not, in regulating methods of abortion, endanger a
woman's health even after fetal viability, when the State's interest in
protecting potential life is strongest (see Thornburgh v. American College
of Obstetricians & Gynecologists, supra, and Casey, 505 U.S. at 879),
a fortiori the State may not do so before viability.
2. Under these principles, the record establishes that the Nebraska statute
is invalid. The Nebraska statute lacks any exception to preserve a pregnant
woman's health. It requires some women to forego a safer method of abortion
for one that escalates the risk to their health. This is an "undue
burden" on the right to terminate a pregnancy, within the meaning of
Casey. Whatever might be the State's interest in seeking to ban a particular
method of abortion, such a restriction places a "substantial obstacle"
in the path of the woman seeking to terminate a pregnancy, and is therefore
impermissible under Casey, 505 U.S. at 877.16
Petitioners argue (Pet. Br. 30-31, 35-36) that the statute nevertheless
passes constitutional muster because women have available alternative methods
of abortion, such as the D&E procedure and labor induction.17 But even
though those other procedures may be generally safe, in the sense that they
satisfy a standard of medical care for the population at large, nonetheless
for some women those procedures will be particularly risky. Those women,
not the population at large, are the proper focus of the constitutional
inquiry, for "[l]egislation is measured for consistency with the Constitution
by its impact on those whose conduct it affects." Casey, 505 U.S. at
894.18
Petitioners argue, for example, that the conventional D&E procedure
is safe and routinely performed (Pet. Br. 36). But precisely because the
D&E procedure is used for the overwhelming majority of second-trimester
abortions, one must presume that women who have abortions by other methods
do so for medically appropriate reasons. And indeed, the record shows that
the conventional D&E procedure has significant risks for some women
that are avoided by the D&X procedure. For example, conventional D&E
requires the physician to introduce a forceps several times into the uterus.
Each insertion of the forceps into the uterus carries a risk of uterine
perforation or laceration. See Pet. Supp. App. 20, 109. That risk is largely
absent in the D&X procedure, which involves much less use of surgical
instruments inside the uterus. See J.A. 101-102, 121, 151-152, 268, 275.
Particularly for a woman whose uterus is weakened by a previous medical
condition, the D&X procedure may be more appropriate because it reduces
the chance of further damage to the uterus.19
Petitioners also suggest that the labor induction procedure remains available
as an alternative method of abortion. In the labor induction method, a physician
inserts a needle through the woman's abdomen into the amniotic sac and introduces
either a saline solution or urea followed by prostaglandin. Those chemicals
are intended to cause fetal demise and induce uterine contractions, resulting
in expulsion of the uterine contents. Pet. Supp. App. 24. Labor induction,
however, involves considerable stress on the woman's body, must be performed
in a hospital, and takes significantly more time than other abortion procedures.
Id. at 24-25, 35; J.A. 69-70, 273-274. Further, labor induction is impossible
for some women, such as those who are carrying a severely deformed fetus
with hydrocephalus, where the head of the fetus may be too large to pass
through the cervix. Pet. Supp. App. 35-36; J.A. 286. Labor induction is
also medically inappropriate for some women with hypertension, heart disease,
or diabetes, and for other women who may have reactions to the drugs used
to induce the labor. Pet. Supp. App. 25; J.A. 69-70, 287; see also Pet.
Supp. App. 147-148 (listing other risks from inductions).
Finally, in some cases, an abortion may be performed without running afoul
of the statute by inducing fetal demise in the uterus through an injection
of Lidocaine or Digoxin and then evacuating the contents of the uterus through
the cervix, which has been dilated. Respondent testified that he attempts
to use this procedure when it is possible. See J.A. 64-67, 110-113; Pet.
Supp. App. 18-19. The procedure entails significant risks, however, because
it requires introduction of a needle through the woman's abdomen into the
uterine cavity, and the needle may carry bacteria from the bowel into the
uterus, where it can cause infection. The needle can also break blood vessels
and introduce chemicals into the pregnant woman's bloodstream. J.A. 291-292.
The danger of perforating the bowel is particularly significant before 20
weeks' gestation, when the uterus has not grown large enough to push other
structures out of the way; respondent, therefore, does not perform this
procedure before that point. J.A. 66. The procedure is also contraindicated
for some woman (even after 20 weeks) who have seizure disorders and heart
disease. J.A. 67, 113.20
3. It may be true that, if the D&X procedure were not available, some
or even most women seeking an abortion in the second trimester would find
another method available. But as the district court's findings make clear,
for at least some women, those other methods will be appreciably less safe
than the D&X procedure. Yet at the same time, requiring women to undergo
those other methods of abortion does not advance any interest in either
potential life or the health of the woman. Thus, a ban on the D&X procedure
without any health exception will endanger the health of some women. That
result constitutes an undue burden on those women's right to terminate their
pregnancies.
CONCLUSION
The judgment of the court of appeals should be affirmed.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
BARBARA D. UNDERWOOD
Deputy Solicitor General
PAUL R.Q. WOLFSON
Assistant to the Solicitor
General
HARRIET S. RABB
General Counsel
MARCY J. WILDER
Deputy General Counsel
KENNETH Y. CHOE
Attorney
Department of Health and
Human Services
MARCH 2000
1 The statute permits "partial-birth abortion" only when that
procedure is necessary to preserve the woman's life. See Neb. Rev. Stat.
Ann. § 28-328(1) (Michie Supp. 1999). Thus, even when an abortion is
necessary to save the woman's life, a physician may not use a method of
abortion covered by the statute if some other method of abortion would also
save her life, even if the alternative procedure would impose far greater
health risks on the woman. See Pet. App. 70-71 (dissenting opinion of Chief
Judge Posner in Hope Clinic v. Ryan, 195 F.3d 857 (7th Cir. 1999) (en banc),
petitions for cert. pending, Nos. 99-1152, 99-1156 and 99-1177).
2 Although the district court had considered only the validity of the statute
as applied to respondent, the court of appeals suggested that the facial
validity of the statute was before it. See Pet. App. 15.
3 Indeed, respondent testified that he generally performs D&X abortions
only up to 20 weeks' gestation. After that point, when the woman's health
so permits, he usually attempts, as part of the abortion procedure, to cause
fetal demise inside the uterus. See Pet. Supp. App. 18-19.
4 The statute does not appear to reflect a state interest in promoting fetal
life. It does not prohibit abortion procedures in which fetal demise occurs
inside the uterus, nor does it implicate the abortion procedures of hysterotomy
and hysterectomy, in which the fetus is surgically removed from the uterus
through an abdominal incision rather than through the vagina.
5 In some circumstances, it is possible to perform an abortion by inducing
fetal demise inside the uterus and then removing the fetal material from
the uterus. The evidence in this case, however, established that this procedure
is available only after 20 weeks' gestation. See Pet. Supp. App. 18-19,
59, 63. Ironically, therefore, the statute might have the effect of encouraging
women to delay their abortions until after 20 weeks' gestation. The district
court found that there is no maternal health benefit in forcing women to
wait until after 20 weeks' gestation so that an abortion may be performed
in that manner, and that there is "appreciable risk to maternal health
in doing so." Id. at 63.
6 To minimize the use of forceps inside the uterus and increase safety,
physicians may "bring as much of the fetus into the vagina as possible
when performing a D & E." Eubanks v. Stengel, 28 F. Supp. 2d 1024,
1035 (W.D. Ky. 1998), appeal pending, No. 98-6671 (6th Cir. argued Dec.
15, 1999).
7 Although the lower courts did not in this case reach the question whether
the Nebraska statute bars suction curettage, the same panel of the court
of appeals, in two other cases involving closely similar statutory proscriptions
in Iowa and Arkansas, concluded that the language does reach suction curettage.
See Planned Parenthood v. Miller, 195 F.3d 386, 389 (8th Cir. 1999), petition
for cert. pending, No. 99-1112; Little Rock Family Planning Servs., P.A.
v. Jegley, 192 F.3d 794, 798 (8th Cir. 1999).
8 This case does not involve a situation where proscriptions in a statute
administered by an agency may be enforced through both civil and criminal
processes. Nebraska's partial-birth abortion statute provides that, upon
the filing of a criminal charge for violation of the ban, the Attorney General
shall also commence administrative delicensure proceedings against the physician
charged with performing the allegedly unlawful abortion. Neb. Rev. Stat.
Ann. § 28-328(5) (Michie Supp. 1999). In that delicensure proceeding,
the physician is afforded the opportunity to demonstrate that the abortion
was necessary to save the life of the pregnant woman, and it appears that
the physician has the burden of proof on that issue, see ibid., a feature
of the statute that presents serious constitutional concerns in the criminal
context, see United States v. Vuitch, 402 U.S. 62, 70-71 (1971). The Director
of Regulation and Licensure is empowered to make findings on that question,
and those findings are admissible at the criminal trial of the physician.
Neb. Rev. Stat. Ann. § 28-328(5) (Michie Supp. 1999).
This limited administrative proceeding does not provide a basis for affording
deference to petitioners' construction of the ban under principles similar
to Chevron. The delicensure proceeding is essentially ancillary to the criminal
trial. Moreover, it is far from clear that, at the delicensure proceeding,
the physician has any opportunity to contend that the procedure was not
a "partial-birth abortion" within the meaning of the statute,
or that the Director of Regulation and Licensure is empowered to make a
determination to that effect. In any event, even if the Director could in
such a proceeding provide an administrative construction of the partial-birth
abortion ban, the Nebraska courts plainly have primary authority to interpret
that statute through the criminal process.
9 Thornburgh v. American College of Obstetricians & Gynecologists was
overruled in part on other grounds, relating to informed-consent and waiting-period
requirements, in Casey, see 505 U.S. at 870.
10 The district court observed, however, that the legislative history did
not demonstrate that the Nebraska legislature intended to prohibit only
the D&X procedure, and that the legislature may not have understood
that the procedure "varies in only small ways from the standard D &
E technique." Pet. Supp. App. 83.
11 Although petitioners have not previously asked the federal courts to
certify to the Nebraska Supreme Court the question whether the partial-birth
abortion statute reaches any method of abortion other than the D&X method,
and do not request such certification now (Pet. Br. 25 n.10), petitioners
observe that this Court might find it useful to certify various questions
to the Nebraska Supreme Court after oral argument (ibid.). This Court has
expressed strong approval of the certification procedure, see Arizonans
for Official English v. Arizona, 520 U.S. 43, 75-80 (1997), and has certified
questions of statutory interpretation to state supreme courts when (as in
this case) one proffered reading of a statute would be clearly unconstitutional
whereas another reading would present different, but nonetheless substantial,
constitutional questions. See Virginia v. American Booksellers Ass'n, 484
U.S. 383, 393-394 (1988); Bellotti v. Baird, 428 U.S. at 144-146. Such certification,
if it clarifies the scope of the statute under review here, could significantly
assist the Court's task in adjudicating the constitutionality of that statute.
We note, however, some potential drawbacks to certification in this case.
First, the Court also has pending certiorari petitions presenting the question
of the constitutionality of similarly worded statutes in Iowa, Illinois,
and Wisconsin. See Miller v. Planned Parenthood, No. 99-1112 (filed Dec.
23, 1999) (Iowa); Hope Clinic v. Ryan, No. 99-1152 (filed Jan. 10, 2000)
(Illinois); Planned Parenthood v. Doyle, No. 99-1156 (filed Jan. 10, 2000)
(Wisconsin); Christensen v. Doyle, No. 99-1177 (filed Jan. 14, 2000) (Wisconsin).
The supreme courts of those States would not necessarily interpret their
statutes in a manner identical to that adopted by the Supreme Court of Nebraska.
Thus, even if the Nebraska Supreme Court were to issue a definitive ruling
clarifying the scope of Nebraska's law, the Court would not necessarily
avoid reaching some of the constitutional questions raised by that law in
the present posture of this case, because the same questions might be presented
in the Iowa, Illinois, or Wisconsin cases. Second, respondent's vagueness
objections to the Nebraska statute include the contentions that the statute
does not give fair warning of the scope of its proscription, and that several
kinds of procedures other than the D&X procedure might fall within its
scope. In this circumstance, certification may be less useful, because "no
single adjudication [by the state supreme court] could eliminate the constitutional
difficulty. Rather it would require extensive adjudications, under the impact
of a variety of factual situations, to bring the challenged statute * *
* within the bounds of permissible constitutional certainty." Procunier
v. Martinez, 416 U.S. 396, 401 n.5 (1974) (internal quotation marks omitted)
(referring to abstention), overruled in part on other grounds, Thornburgh
v. Abbott, 490 U.S. 401 (1989); see also Baggett v. Bullitt, 377 U.S. 360,
376-378 (1964) (also abstention).
12 The statute's reference to a "living" fetus also presents a
serious vagueness problem. The statute punishes one who delivers a substantial
portion of a living fetus into the vagina with the intention to cause fetal
demise, and who then causes fetal demise. In many abortion procedures, however,
it is uncertain when exactly fetal demise occurs. In both suction curettage
and conventional D&E procedures, fetal demise does not necessarily occur
immediately after the first part of the fetus is brought into the vagina.
See J.A. 62-64; Pet. Supp. App. 19. Fetal demise may occur only after the
doctor has removed the greater portion, and certainly a "substantial
portion," of the fetus from the uterus into the vagina. See Pet. Supp.
App. 29. In that situation, the doctor might find that he violated the statute
even though he had no intention of removing the fetus intact before causing
fetal demise, and in fact had not done so.
13 Suction curettage is performed as early as the sixth week of pregnancy,
when the embryo is approximately 4-5 mm. in length. F. Gary Cunningham et
al., Williams Obstetrics 152 (20th ed. 1997).
14 The Court has also emphasized that vague statutes present a concern about
arbitrary enforcement. See City of Chicago v. Morales, 527 U.S. 41, 60-64
(1999); Kolender v. Lawson, 461 U.S. 352, 357-358 (1983). We recognize that
petitioners have publicly taken the position that the statute under review
will only be enforced against a physician who performs the D&X procedure.
It may be that, if the Attorney General nonetheless brought a prosecution
under the statute against a physician who performed a conventional D&E
or suction curettage procedure, that physician might have a valid due process
defense to such a prosecution, as he had previously been assured by petitioners
that his conduct was lawful. But as we have explained (p. 16, supra), it
is not evident that the Attorney General can bind independent county attorneys
in the State to the same prosecutorial policy. Thus, in light of the expansive
terminology used in the statute, a physician in Nebraska who performed a
conventional D&E or suction curettage procedure would legitimately be
concerned that such conduct could be prosecuted under the partial-birth
abortion statute. Given the controversy that surrounds abortion, there is
a legitimate concern that abortion providers might in the future be the
target of arbitrary prosecutions. Cf. Baggett, 377 U.S. at 373-374.
15 Even before Roe, in United States v. Vuitch, 402 U.S. 62 (1971), the
Court stressed that professional medical judgments are in fact, and are
considered in law, important to the decision to terminate a pregnancy. There,
the Court construed the District of Columbia's abortion statute, which prohibited
abortions except where necessary to preserve the woman's "life or health,"
to place the burden of proof on the prosecution as to whether the abortion
was so necessary. The Court stressed that "doctors are encouraged by
society's expectations, by the strictures of malpractice law and by their
own professional standards to give their patients such treatment as is necessary
to preserve their health." Id. at 71.
16 In Casey, the Court made clear that the State may pursue two legitimate
interests in regulating abortion: the health of the pregnant woman and the
protection of potential life. 505 U.S. at 871. The statute under review,
however, does not promote either of these interests (nor have petitioners
argued that it does). Plainly it does not promote maternal health, for it
may require women seeking abortions to undergo procedures that increase
the risk to their health. And it does not protect potential life, for it
prohibits only one method of abortion, and permits the woman to choose another,
albeit possibly less safe, method to terminate the pregnancy. See Pet. App.
64-65 (dissenting opinion of Chief Judge Posner in Hope Clinic, supra).
17 Petitioners observe (Pet. Br. 35) that neither the American Medical Association
nor the American College of Obstetricians and Gynecologists (ACOG) has found
the D&X procedure to be the only appropriate procedure sufficient to
preserve the health of the woman. The ACOG policy statement cited by petitioners
further states, however, that the D&X procedure "may be the best
or most appropriate procedure in a particular circumstance to save the life
or preserve the health of a woman," J.A. 601 (emphasis added)-that
is, D&X may be medically superior to other procedures in particular
cases, taking into account the need to avoid increased risks to the woman's
health.
18 Thus, in Casey, where the Court invalidated a prohibition against performing
an abortion on a married woman unless she had notified her husband of her
intent to undergo an abortion, the Court assumed that the great majority
of married women would notify their husbands of their plans to have an abortion,
but nonetheless held that the restriction was invalid because of its effect
on the small but appreciable class of women who did not intend to notify
their husbands of their intent to do so. See 505 U.S. at 894-895. Similarly,
in Bellotti v. Baird, 443 U.S. 622 (1979), the Court invalidated as excessively
restrictive Massachusetts' parental-consent and judicial bypass provisions
governing abortions for minors. The provisions imposed an "undue burden"
on a minor's right to terminate pregnancy, in part because they required
that parents be notified of any effort by a minor to invoke the judicial
bypass procedure. The lead opinion stressed that, although most parents
would probably not obstruct a minor child's right to go to court to obtain
a judicial order permitting an abortion, some parents might do so, and the
children of those parents needed an avenue of redress not subject to such
obstruction. Id. at 647 (opinion of Powell, J.).
19 In addition, the record establishes that the D&X procedure avoids
several other complications associated with the conventional D&E procedure,
such as lacerations from sharp bone fragments passing through the cervical
os and the risk that fetal tissue remaining in the uterus could cause infection
or hemorrhaging. Pet. Supp. App. 19-22, 62-63; J.A. 102-103, 151, 269, 277.
20 In addition, hysterotomy (surgical removal of the fetus from the uterus
through the abdomen rather than through the cervix into the vagina) and
hysterectomy (surgical removal of the entire uterus) are available as methods
of abortion in some circumstances, but they present significantly greater
risk to the pregnant woman and are used only in exceptional circumstances.
J.A. 281-282; Pet. Supp. App. 26. (Petitioners do not suggest that these
methods of abortion are adequate alternatives to the D&X method.) Suction
curettage cannot be performed after 15 weeks' gestation. Pet. Supp. App.
8. Respondent also testified that the labor induction method is inadvisable
in the second trimester. J.A. 69-70. Therefore, at least between 15 and
20 weeks' gestation, only the D&E and D&X methods of abortion are
generally available.