No. 98-1904
In the Supreme Court of the United States
UNITED STATES OF AMERICA; UNITED STATES DEPARTMENT OF JUSTICE; AND UNITED
STATES DEPARTMENT OF STATE, PETITIONERS
v.
LESLIE R. WEATHERHEAD
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
REPLY BRIEF FOR THE PETITIONERS
SETH P. WAXMAN
Solicitor General
Counsel of Record
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
REPLY BRIEF FOR THE PETITIONERS
On November 23, 1999, we moved this Court to vacate the judgment below and
remand for dismissal based on mootness. In the event the Court does not
determine that the case is moot, however, we submit this reply brief.
1. The Executive Order Protects Against The Harm To National Security That
Arises From The Act Of Disclosing A Confidential Communication From A Foreign
Government
Respondent "has no quarrel" (Resp. Br. 15) with the constitutional
principles outlined in our opening brief (Gov't Br. 15-16, 21-27) establishing
that the Executive Branch- not Congress and not the courts-has the primary
respon- sibility and authority for managing the Nation's foreign relations.
Nor does he contest that the ability to protect the secrecy of foreign government
communications is integral to the exercise of that power. See id. at 17-27.
Respondent, moreover, concedes (Br. 13) that the State Department's declarations
in this case showed that "the British government wished the letter
[at issue] kept confidential," and that the United States' "important"
relationship with Britain "might suffer if the letter [were] released
despite British protest." Instead, respondent argues only that the
harm arising from breaching a foreign government's expectation of confidentiality
does not constitute "damage to the national security," as defined
in Executive Order No. 12,958, 3 C.F.R. 333 (1996). Respondent is wrong.
a. One scours respondent's brief in vain for reference to any language in
the Executive Order that forecloses consideration of the harm arising from
breach of a foreign government's trust-a harm that Presidents have recognized
and protected since the dawn of the Republic (Gov't Br. 17-20, 35-37). His
argument finds no home in the Order's definition of "[d]amage to the
national security," which encompasses all "harm to the national
defense or foreign relations of the United States from the unauthorized
disclosure of information, to include the sensitivity, value, and utility
of that information." Exec. Order No. 12,958, § 1.1(l) (emphasis
added). That language plainly embraces the harm to "foreign relations"
emanating from the very act of "unauthorized disclosure of information."
The Order thus recognizes that there are circumstances when, for example,
although the words in a particular letter might appear innocuous, a series
of developments in the foreign affairs arena might leave the United States'
relations with the authoring country in such a condition that any additional
breach of trust could seriously undermine important diplomatic efforts and
thus "harm" the Nation's "foreign relations."
The Executive Order, moreover, specifically provides in its declassification
provisions that, if "the release" of classified information will
"damage relations between the United States and a foreign government,"
the document falls within the extraordinary category of information that
is exempt from the general ten-year rule for declassification. Exec. Order
No. 12,958, § 1.6(d)(6); see also id. § 3.4(b)(6) (similar, for
25-year declassification rule). Those special exceptions confirm that the
damage to diplomatic relations resulting from the act of releasing a document
is an independent and highly relevant component of the "[d]amage to
the national security" against which the Executive Order is intended
to guard. Respondent's only answer to this argument is to suggest (Br. 43-44),
without reasoned explanation, that the Order entirely disconnects the foreign
relations harms that permit classification in the first instance from those
that prohibit declassification. Yet the latter is simply a form of continued
or renewed "classification." There is simply no basis for concluding
that the Executive Order was intended to be solicitous of a foreign government's
expectations of confidentiality concerning 25-year-old documents, but not
with respect to communications sent last week.
b. Respondent attempts (Br. 38, 40-42) to avoid the Executive Order's clear
import by equating the "information" that the Order protects from
disclosure with the "content[s]" of a document. But that is wrong.
The Executive Order defines the "[i]nformation" that it protects
from disclosure as "any knowledge that can be communicated * * * regardless
of its physical form or characteristics." Exec. Order No. 12,958, §
1.1(b). That language plainly embraces not just the internal contents of
a document, but also "any knowledge" that disclosure of the document
would reveal, such as the acknowledgment that a foreign government made
a particular communication, that it communicated with the United States
government at all, or that it chose to convey views or concerns about a
particular subject to the United States or another government.1 Further,
respondent's isolated focus on a single document's words overlooks the fact
that
[t]he significance of one item of information may frequently depend upon
knowledge of many other items of information. What may seem trivial to the
uninformed, may appear of great moment to one who has a broad view of the
scene and may put the questioned item of information in its proper context.
United States v. Marchetti, 466 F.2d 1309, 1318 (4th Cir.), cert. denied,
409 U.S. 1063 (1972); see also CIA v. Sims, 471 U.S. 159, 178-179 (1985).
Respondent next seizes upon that part of the definition of "[d]amage
to the national security" that states that the analysis is "to
include the sensitivity, value, and utility of that information." Exec.
Order No. 12,958, § 1.1(l). That addendum does nothing to aid respondent's
reading of the Order. As explained in our opening brief (at 30), one important
measure of the "sensitivity" of information is the fact that the
foreign government communicated it in confidence and continued at the time
of a FOIA request to object to its disclosure in breach of that trust. Respondent's
attempt to distinguish between the "sensitivity" of a document's
contents (which he would deem covered by the Executive Order) and the foreign
government's "sensitivity" about disclosure of those contents
(which he would not protect), erects an artificial and, for all practical
diplomatic purposes, inscrutable line between protected and unprotected
communications. Furthermore, the ordinary meaning of the word "includ[es]"
"is not one of all-embracing definition, but connotes simply an illustrative
application of the general principle." Federal Land Bank v. Bismarck
Lumber Co., 314 U.S. 95, 100 (1941). Respondent attempts to distinguish
Bismarck by pointing out (Br. 43) that "the formulation that does appear"
in the Executive Order is "to include" rather than "includes."
Why respondent thinks the infinitive of a verb rather than one of its active
tenses fundamentally alters its meaning escapes us. Whether the word is
"prescriptive" (ibid.) or descriptive, it is not exhaustive.2
c. Unable to support his cramped view of damage to national security with
the actual text of the Executive Order, respondent relies (Br. 39-41) on
words that are not there- that is, on the absence in the current Executive
Order of a presumption in the prior Order that the release of "foreign
government information" would damage the United States' foreign relations.
See Exec. Order No. 12,356, § 1.3(b) and (c), 3 C.F.R. 169 (1983).
Even if one assumes the highly questionable proposition that the absence
of language is sufficient to overcome the Executive Branch's reasonable
interpretation of the actual text of its own Executive Order, respondent's
argument is to no avail. First, the present case was decided on the basis
that the classified letter concerned the "foreign relations or foreign
activities of the United States," not that it was "foreign government
information." Pet. App. 7a & n.2. Nothing in the new Executive
Order altered the manner in which "foreign relations or foreign activities"
information is classified. See Exec. Order No. 12,958, § 1.5(d); Exec.
Order No. 12,356, § 1.3(a)(5).
Second, even assuming it is relevant, elimination of the across-the-board
presumption that disclosure of "foreign government information"
will always harm national security because of the prospect of a broader
impact on diplomatic communications plainly does not mean that the disclosure
of such information will never harm the national security in that way. It
simply means that such harm will no longer woodenly be presumed for every
bit of information that is tied to a foreign official. Instead, the Executive
Order requires that an actual judgment be made by a responsible Executive
Branch official that the interest in maintaining the confidentiality of
diplomatic discourse is relevant to and should be invoked for each document
considered for classification.3
Third, the flaw in respondent's reasoning is highlighted by the fact that
the presumption of harm also was eliminated for "the identity of a
confidential foreign source, or intelligence sources or methods." See
Exec. Order No. 12,356, § 1.3(c). Yet there is no basis for extrapolating
from that action the counterintuitive conclusion that the government intended
to foreclose itself from determining in individual cases that an intelligence
source or confidential foreign source communicated information against a
background understanding or assumption of confidentiality, and that breach
of that person's trust would seriously impair the government's ability to
gather intelligence or foreign relations information in the future. See
Sims, 471 U.S. at 169-180.
Respondent asserts (Br. 46 n.24) that, for intelligence sources and confidential
foreign sources, the government could simply "'identify and describe'
the harm that would flow from disclosure of this 'information.'" But
respondent cannot have it both ways. If, as respondent's answer assumes,
the Executive Order continues to include within the definition of "damage
to the national security" the harm that arises solely from breaching
the expectation of confidentiality of an intelligence source or confidential
foreign source, notwithstanding the elimination of the prior Order's presumption
to that effect, then the current Executive Order also must continue to afford
such protection to foreign government information. Respondent's effort to
elide the problem by asserting (ibid.) that confidential foreign sources
and intelligence sources can be protected under Exemption 3 overlooks the
fact that (unlike intelligence sources) no separate statute protects "confidential
foreign sources" as such. In any event, the fact that Congress has
chosen to protect intelligence sources under a statutory scheme of its own
making says nothing about the President's independent intent or ability
to protect such information as he considers necessary in his own Executive
Order.4
d. If there were any ambiguity in the Executive Order's text, the court
of appeals should have deferred to the Executive Branch's reasonable interpretation
of its language. See Udall v. Tallman, 380 U.S. 1, 4 (1965). Indeed, deference
to the Executive's interpretation of an Executive Order should be even greater
than it is to an agency's construction of its own regulations. See Martin
v. Occupational Safety & Health Review Comm'n, 499 U.S. 144, 150-151
(1991). In the latter situation, the agency's regulation and ultimately
its interpretation must correlate with the terms of an Act of Congress.
With respect to Executive Orders, by contrast, the Executive Branch is wholly
responsible for establishing the Order's operational goals, selecting the
substantive criteria to regulate Executive Branch behavior, interpreting
the Order's terms, and applying the Order in various factual contexts. The
entire process is thus internalized to the Executive Branch and involves
subjects of "predominant executive authority and of traditional judicial
abstention." Webster v. Doe, 486 U.S. 592, 616 (1988) (Scalia, J.,
dissenting). Moreover, because the Order concerns foreign affairs and national
security-matters steeped in a tradition of independent Executive authority
and accumulated expertise-the rule of deference to the Executive's interpretation
should apply with particular force.
Respondent's contention (Br. 37 n.15) that the construction of the Executive
Order by those whom the President expressly charged with its interpretation
and implementation (see Gov't Br. 3-4) merits no deference is baseless.
Respondent objects (Br. 37 n.15) that petitioners' withholding of the letter
he requested did not rest on a settled interpretation of the Executive Order,
yet fails to recognize that this litigation arose on the heels of the new
Executive Order's effective date. Both of the State Department declarations,
which explain the basis for non-disclosure and articulate the Executive
Branch's construction of the Order, were filed within six months of the
Order's effective date, see Exec. Order. No. 12,958, § 6.2. Respondent
offers no explanation why such a contemporaneous construction of the Order
should not receive substantial deference.
Respondent's extraordinary contention (Br. 28, 32, 37 n.15) that, in FOIA,
Congress foreclosed judicial deference to the Executive's interpretation
of its own Order is unsupported by citation to any specific statement in
FOIA's text or legislative history evidencing such an unprecedented abandonment
of traditional principles of administrative law and inter-branch comity.5
Absent compelling indications to the contrary, this Court should be loath
to infer that Congress intended courts to afford the Executive Branch less
deference in construing the language of its own Order addressing a subject
matter (foreign affairs) that respondent concedes (Br. 15) "is the
province and responsibility of the Executive," than courts traditionally
afford the Executive Branch's construction of text enacted by Congress.
See Chevron U.S.A. Inc. v. Natural Resources Defense Council, Inc., 467
U.S. 837, 843-844 (1984).
e. Finding no basis for his position in the Executive Order, respondent
repeatedly cites (Br. 41, 44) the President's statement when he signed the
Executive Order, that "we will no longer presumptively classify certain
categories of information, whether or not the specific information otherwise
meets the strict standards for classification." (Respondent's emphasis).
But that statement supports our reading of the Executive Order. It shows
that the President did not alter the underlying definition of "damage
to the national security," and thereby abandon a conception of harm
to foreign relations that has been recognized since George Washington's
administration (see Gov't Br. 17-21, 35-37).6 Instead, the President eliminated
an across-the-board presumption that every single communication from a foreign
government automatically requires classification and substituted in its
place a directive that each "specific" piece of foreign government
"information" be independently evaluated for the impact its disclosure
would have on national security.
Respondent's additional suggestion (Br. 44-45) that the Executive Branch's
reading of its own Order somehow undercuts its commitment to reform of the
classification system is belied by his amici's concession that, "[d]uring
the first three years of the Clinton Order's implementation, federal agencies
declassified 131 percent more pages than during the previous sixteen years
combined." Reporters Comm., et al. Br. 13 (citing Information Security
Oversight Office, 1998 Report to the President (Aug. 31, 1999) (1998 Report)).
Moreover, the State Department, which has been classifying information based
on the reading of the Executive Order that respondent considers "meaningless"
(Br. 45), accounts for only one percent of all national security classification
decisions made by Executive Branch agencies, and has been commended for
its exceptional declassification efforts. See 1998 Report at 5, 26.
2. Courts In FOIA Cases Must Afford The Utmost Deference To Executive Branch
Judgments That Disclosure Could Reasonably Be Expected To Damage The National
Security
a. Respondent insists (Br. 16-33) that this Court must adopt a construction
of FOIA that "would empower a court to substitute its own [classification]
decision for that of the agency" (id. at 31 (emphasis and citation
omitted)), and thus would effectively vest in the judiciary the final judgment
on what matters should be classified in the interests of national security.
All this, respondent claims (Br. 33-35), can be done without raising any
constitutional concerns. But, as demonstrated in our opening brief (at 15-27)
with authority that respondent does not challenge (see Resp. Br. 15):
[T]he very nature of executive decisions as to foreign policy is political,
not judicial. * * * They are delicate, complex, and involve large elements
of prophecy. * * * They are decisions of a kind for which the Judiciary
has neither aptitude, facilities nor responsibility and which has long been
held to belong in the domain of political power not subject to judicial
intrusion or inquiry.
Chicago & S. Air Lines, Inc. v. Waterman S.S. Corp., 333 U.S. 103, 111
(1948). Because judgments about the harm to foreign relations and national
security necessarily entail large elements of prediction, those predictive
judgments "must be made by those with the necessary expertise in protecting
classified information." Department of the Navy v. Egan, 484 U.S. 518,
529 (1988).
For reasons too obvious to call for enlarged discussion, the protection
of classified information must be committed to the broad discretion of the
agency responsible, and this must include broad discretion to determine
who may have access to it. Certainly, it is not reasonably possible for
an outside non-expert body to review the substance of such a judgment and
to decide whether the agency should have been able to make the necessary
affirmative prediction [of risk to national security] with confidence. Nor
can such a body determine what constitutes an acceptable margin of error
in assessing the potential risk.
Ibid. (internal quotation marks, citation, and ellipsis omitted).7 Accordingly,
the classification judgments of those "who must of course be familiar
with 'the whole picture,' as judges are not, are worthy of great deference."
Sims, 471 U.S. at 179.8
b. Before interpreting FOIA in such a constitutionally suspect manner, this
Court would have to find the clearest expression of an intent by Congress
to abandon centuries of congressional respect for the Executive's judgments
concerning the confidentiality of national security information. See Gov't
Br. 17-21. That evidence is wholly lacking.
First, respondent is correct that FOIA provides that courts "shall
determine the matter de novo." 5 U.S.C. 552(a)(4)(B) (Supp. IV 1998).
"But it is a 'fundamental principle of statutory construction (and,
indeed, of language itself) that the meaning of a word cannot be determined
in isolation, but must be drawn from the context in which it is used.'"
Reno v. Koray, 515 U.S. 50, 56 (1995). Thus, "[a]s [this Court's] decisions
underscore, a characterization" of statutory terms, like de novo, that
is "fitting in certain contexts may be unsuitable in others."
NationsBank. v. Variable Annuity Life Ins. Co., 513 U.S. 251, 262 (1995).
Such caution is particularly appropriate when courts construe statutory
language that arises at the delicate intersection of Congress's power to
legislate and the "plenary and exclusive power of the President as
the sole organ of the federal government in the field of international relations."
United States v. Curtiss-Wright Export Corp., 299 U.S. 304, 320 (1936).
The starkest evidence that Congress intended a particular and nuanced application
of de novo review in Exemption 1 cases is the fact that, in the immediately
following sentence of the judicial review provision, FOIA directs that,
"[i]n addition to any other matters to which a court accords substantial
weight, a court shall accord substantial weight to an affidavit of an agency
concerning the * * * technical feasibility" of making records available
in electronic format. 5 U.S.C. 552(a)(4)(B) (Supp. IV 1998). Given (i) Congress's
addition of the "substantial weight" language in 1996 against
the backdrop of an unbroken wall of judicial precedent according "substantial
weight" to Executive Branch declarations describing the basis for classification
judgments in national security cases9; (ii) the 1974 Conference Report's
explicit statement that courts would give "substantial weight"
to an agency's "unique insights into what adverse [e]ffects might occur
as a result of public disclosure," S. Conf. Rep. No. 1200, 93d Cong.,
2d Sess. 11 (1974); and (iii) the absence of any other established use of
the "substantial weight" standard under FOIA to which Congress
could have been referring, this 1996 amendment provides a powerful textual
confirmation that de novo review under FOIA operates (as the Constitution
requires and as Congress intended in 1974) with special delicacy and utmost
deference to agency expertise in national security cases.10 So considered,
respondent's insistence that the meaning of "de novo" is "fixed"
and unwavering (Br. 18 n.10) rings hollow.11
Second, the Conference Report on the 1974 amendments to FOIA, in which Exemption
1 was enacted in its current form, establishes Congress's intent that courts,
"in making de novo determinations in section 552(b)(1) cases,"
accord "substantial weight" to an agency's "unique insights
into what adverse [e]ffects might occur as a result of public disclosure,"
and thus of the necessity of classification in the national security area.
See S. Conf. Rep. No. 1200, supra, at 11. Members of Congress echoed that
expectation. See Gov't Br. 45 n.41. Respondent's lengthy review of the 1974
legislative history (Br. 24-33) never comes to grips with that straightforward
(and now codified) language of the Conference Report, which specifically
reconciles the standard of "substantial weight" with the provision
for de novo review.
Moreover, in securing final passage of the bill, as well as in overriding
President Ford's veto, sponsors and supporters of the legislation repeatedly
cited the quoted language of the Conference Report as critical to their
understanding of the effect of the amendments to Exemption 1.12 Sponsors
also explained that the language was designed to "accommodate"
President Ford's concerns both before and after the veto.13 Indeed, Representative
Moorhead, the bill's House sponsor, explicitly advised his colleagues that
the final bill required deference. 120 Cong. Rec. 34,166 ("great weight");
see also id. at 34,167 (judge would not decide "whether he himself
would have classified the document in accordance with his own ideas of what
should be kept secret").14 Furthermore, there is no merit to respondent's
contention (Br. 26-27) that Congress's rejection of a version of the bill
that created a presumption that agency judgments were reasonable forecloses
all deference to the agency.15
Third, the fact that FOIA directs courts to "determine the matter de
novo" simply begs the question of precisely what "matter"
is to be reviewed de novo in Exemption 1 cases. Unlike most other FOIA exemptions,
for which Congress set the substantive terms and conditions for withholding,
Exemption 1 specifically defers to the President's own formula for classifying
national security information. Thus, the text of Exemption 1 envisions a
court reviewing de novo only the discrete inquiries whether the "matters"
exempted from disclosure are "(A) specifically authorized under criteria
established by an Executive order to be kept secret in the interest of national
defense or foreign policy and (B) are in fact properly classified pursuant
to such Executive order." 5 U.S.C. 552(b)(1). Those inquiries do not,
by their nature, entail more than ensuring that the agency has applied only
those classification criteria and categories identified in the Executive
Order, followed the procedures outlined in the Order for classifying information,
and articulated a substantive classification judgment that neither is foreclosed
by the Order's text nor lacks any plausible basis.16
Nothing in the text of Exemption 1 or FOIA's provision for de novo review,
in other words, compels courts to probe behind the Executive Branch's reasoned
explanation and second-guess the Executive's predictive and experiential
judgments about whether and how the release of foreign affairs information
will adversely impact the United States' diplomatic relations. Indeed, even
respondent concedes (Br. 28) that judicial superintendence of the agency's
factual conclusions must halt at this point. But if FOIA's de novo provision
permits deference to agency factual determinations, it surely is sufficiently
capacious to permit deference to those delicate and seasoned predictive
judgments about foreign relations repercussions that Executive Branch officials
are singularly well-positioned to make and that fall outside the responsibility
and expertise of the Judicial Branch. See S. Conf. Rep. No. 1200, supra,
at 11 ("substantial weight" should be given to an agency's "unique
insights into what adverse [e]ffects might occur as a result of public disclosure")
(emphasis added).
Respondent's insistence that the Executive Order must "specifically
authorize[]" (Br. 19) each classification decision misapprehends its
terms and operation.17 The Order requires only that an Executive Branch
official "determine[]" that the appropriate level of damage "reasonably
could be expected to result" from disclosure, and then articulate the
basis for that judgment. Exec. Order No. 12,958, § 1.2(a)(4). The word
"determine" envisions a conclusion based on investigation and
reasoning, or a reasoned choice between viable alternatives. See Webster's
Third New Int'l Dictionary 616 (1986). The requisite decision, moreover,
is not that damage definitively will or will not result, but that it "reasonably
could be expected" to occur. Thus, in an Exemption 1 case, a court
could not order release of a document that has been classified under the
Executive Order unless the court decided-viewing the matter from the perspective
of responsible Executive Branch officials, who are acting on behalf of the
President and have expertise and insights that are themselves entitled to
the utmost judicial deference- that those officials could not permissibly
determine, on the basis of all information they deem relevant, that identified
harm to the national security could reasonably be expected to result from
disclosure.
It follows, then, that classification judgments in the national security
arena are not amenable to judicial labeling as "right" or "wrong,"
"authorized" or "unauthorized." No predicate "showing"
(Resp. Br. 13) or quantum of courtroom proof is required by the Executive
Order (or FOIA) to undergird every calibrated judgment about damage to national
security. Rather than being provable as "right" or "wrong,"
classification judgments fall along a spectrum from the most plausibly correct
to the implausible. Yet nothing in FOIA directs courts (much less provides
them the equipment or guidance necessary) to sift out the most plausible
from the moderately plausible classifications and order disclosure of the
latter, or to shelter the moderately plausible while exposing the merely
plausible. Permitting judicial invalidation of only those classification
judgments that fall at the implausible end of the spectrum is thus the only
form of de novo review that successfully reconciles the limited textual
scope of the Exemption 1 inquiry, the language of the Executive Order, the
realities of national security classification decisionmaking, and the Constitution's
separation-of-powers mandate.18
c. Finally, the complaint of amici Center for National Security Studies,
et al. (Br. 22-25) that enforcing Congress's requirement of deference to
Executive Branch judgments in national security cases is inconsistent with
FOIA's goal of encouraging governmental openness misses the mark. It in
fact is respondent's, amici's, and the court of appeals' approach that encourages
the President to adopt broad, categorical, and inflexible classification
criteria. For, under their approach, as soon as an Executive Order permits
any individualized evaluation of the need for classification of foreign
government communications, the classification judgments of Executive Branch
officials will suddenly become subject to judicial second-guessing across
the country. The end result of respondent's and his amici's position would
thus be a decrease in the disclosure of national security information, either
because the erratic protection of confidences will deter foreign governments
from sharing vital information with the United States government in the
first place,19 or because the President will be forced to adopt sweeping,
automatic, and wooden classification rules.
* * * * *
For the reasons stated in our motion dated November 23, 1999, the Court
should vacate the judgment of the court of appeals and remand with directions
that the case be dismissed as moot. If the Court does not dispose of this
case on mootness grounds, then, for the foregoing reasons and for those
stated in our opening brief, the judgment of the court of appeals should
be reversed.
Respectfully submitted.
SETH P. WAXMAN
Solicitor General
DECEMBER 1999
1 For example, if the United States had completely severed relations with
Country X, and the head of that country subsequently wrote a letter to a
newly inaugurated President that stated only "I congratulate you on
your election," the Executive Order (unlike respondent) would recognize
the impact on foreign relations that could result not just from releasing
the words in the letter, but also from prematurely disclosing that the leader
of Country X made any communication at all with the United States. Similarly,
if the pro-Western prime minister of a hypothetical country sought to maintain
a precarious domestic position by voicing in emphatic terms criticisms of
the President of the United States, but then later expressed his views in
a letter to the President in markedly more restrained terms out of his respect
for the President or support of the relevant American policy, the Executive
Order would permit protection of that unwritten "information"
because of the harm to the Nation's foreign relations that discrediting
the pro-Western government would entail.
2 In fact, the "to include" language is designed to ensure that
the concept of damage to the national security is not given a narrow scope.
It requires that, in determining the harm that could result from disclosure,
consideration be given not only to negative impacts in their own right,
but also to the inherent and positive "value" or "utility"
to the United States of controlling certain information.
3 Other courts have recognized that the current Executive Order continues
to protect against the harm arising from the breach of a foreign government's
expectation of confidentiality. McErlean v. United States Dep't of Justice,
No. 97 Civ. 7831, 1999 WL 791680, at *5 (S.D.N.Y. Sept. 30, 1999); Students
Against Genocide v. Department of State, No. CIVA96-667, 1998 WL 699074,
at *11 (D.D.C. Aug. 24, 1998); Billington v. Department of Justice, 11 F.
Supp. 2d 45, 58 (D.D.C. 1998).
4 Respondent's constricted vision of damage to the national security also
fails to account for the fact that the Executive Order specifically defines
"foreign government information" and "confidential source"
by reference to the foreign government's or individual's expectation of
confidentiality. Exec. Order. No. 12,958, § 1.1(d) and (k). The fact
that the Order makes that expectation an important definitional criterion
renders implausible the assertion that the Executive Branch must ignore
the impact of a breach of that expectation in evaluating the damage to national
security that would be caused by disclosure.
5 In fact, the legislative history is to the contrary. See 120 Cong. Rec.
6811 (1974) (Rep. Erlenborn) ("[T]he court would not have the right
to review the criteria under the Executive Order. The description 'in the
interest of the national defense or foreign policy' is descriptive of the
area that the criteria have been established in but does not give the court
the power to review the criteria.").
6 This conclusion is reinforced by numerous other passages in the President's
signing statement, which give assurance that the new Executive Order "still
maintain[s] necessary controls over information that legitimately needs
to be guarded in the interests of national security," "safeguard[s]
the information that we must hold in confidence to protect our Nation and
our citizens[]," "continue[s] to protect information that is critical
to the pursuit of our national security interests," "maintain[s]
every necessary safeguard and procedure to assure that appropriately classified
information is fully protected," "can [be] trust[ed] to protect
our national security," and provides "a model for protecting our
national security." Resp. Br. Opp. App. 26a-28a; see also Exec. Order
No. 12,958 (preamble) (the national interest requires certain information
to be kept confidential to protect "our participation in the community
of nations").
7 Accord Marbury v. Madison, 5 U.S. (1 Cranch) 137, 166 (1803) ("The
subjects are political. They respect the nation, not individual rights,
and being entrusted to the executive, the decision of the executive is conclusive.
The application of this remark will be perceived by adverting to the act
of congress for establishing the department of foreign affairs. This officer,
as his duties were prescribed by that act, is to conform precisely to the
will of the President. He is the mere organ by whom that will is communicated.
The acts of such an officer, as an officer, can never be examinable by the
courts.") (emphasis added).
8 Amici Center for National Security Studies, et al., claim (Br. 14-16)
that Congress has long asserted control over national security information.
While we do not dispute that Congress has some role in this area, as specifically
demarcated by the Constitution (see, e.g., Art. I, § 8; Art. II, §
2, para. 2), neither amici nor respondent cites any authority for the proposition
that Congress may assign to the Judicial Branch the power to substitute
its own classification decisions for those of the Executive Branch. Cf.
Morrison v. Olson, 487 U.S. 654, 677 (1988) ("duties of a nonjudicial
nature may not be imposed on judges holding office under Art. III of the
Constitution"). Amici's only support for the existence of such a power,
moreover, is a number of assertions of congressional power the constitutionality
of which remains an open question. Compare Nat'l Sec., et al. Br. 15 n.15
with American Foreign Serv. Ass'n v. Garfinkel, 490 U.S. 153 (1989). It
also rests (Nat'l Sec., et al. Br. 15) upon a misreading of House and Senate
rules that (i) in fact do not permit Congress to "declassify"
(ibid.) anything, (ii) pertain only to disclosure of information in Congress's
possession (as opposed to information in the Executive Branch's possession),
and (iii) permit public release of classified information over a Presidential
objection only under circumstances so extraordinary that we are aware of
no instance in which they were ever successfully invoked. Finally, amici's
argument that this Court has never invalidated an Act of Congress on separation
of powers grounds that did not violate a specific provision of the Constitution
is wrong (see Metropolitan Wash. Airports Auth., Inc. v. Citizens for the
Abatement of Aircraft Noise, 501 U.S. 252 (1991); Myers v. United States,
272 U.S. 52 (1926)); is irrelevant (see Gov't Br. 15 (citing express textual
authority for President's control over national security information); Public
Citizen v. United States Dep't of Justice, 491 U.S. 440, 488-489 (1989)
(Kennedy, J., concurring) (statute that "interfere[s] with the manner
in which the President obtains information necessary to discharge his duty
assigned under the Constitution" violates that same constitutional
provision)); and is beside the point, because we do not argue that FOIA,
as properly construed, is unconstitutional, but rather that the court of
appeals' erroneous construction of FOIA and the Executive Order raises substantial
constitutional concerns.
9 At the time Congress added the "substantial weight" language
to FOIA's text in 1996, no fewer than 46 court of appeals' decisions had
held that courts must afford "substantial weight" to agency affidavits
in national security exemption cases (predominantly arising under Exemption
1, but some also arising under Exemption 3). See Minier v. CIA, 88 F.3d
796, 800 (9th Cir. 1996); Oglesby v. United States Dep't of Army, 79 F.3d
1172, 1178 (D.C. Cir. 1996); Jones v. FBI, 41 F.3d 238, 244 (6th Cir. 1994);
McDonnell v. United States, 4 F.3d 1227, 1242-1244 (3d Cir. 1993); Maynard
v. CIA, 986 F.2d 547, 554-556 & n.7 (1st Cir. 1993); Krikorian v. Department
of State, 984 F.2d 461, 464 (D.C. Cir. 1993); Hunt v. CIA, 981 F.2d 1116,
1119 (9th Cir. 1992); Wiener v. FBI, 943 F.2d 972, 980 (9th Cir. 1991),
cert. denied, 505 U.S. 1212 (1992); Bowers v. U.S. Dep't of Justice, 930
F.2d 350, 357 (4th Cir.), cert. denied, 502 U.S. 911 (1991); Fitzgibbon
v. CIA, 911 F.2d 755, 762, 766 (D.C. Cir. 1990); Patterson v. FBI, 893 F.2d
595, 601 (3d Cir.), cert. denied, 498 U.S. 812 (1990); Alyeska Pipeline
Serv. Co. v. EPA, 856 F.2d 309, 315 (D.C. Cir. 1988); American Friends Serv.
Comm. v. Department of Defense, 831 F.2d 441, 444 (3d Cir. 1987); King v.
United States Dep't of Justice, 830 F.2d 210, 225-226 (D.C. Cir. 1987);
Goldberg v. United States Dep't of State, 818 F.2d 71, 76 (D.C. Cir. 1987),
cert. denied, 485 U.S. 904 (1988); Simmons v. United States Dep't of Justice,
796 F.2d 709, 711 (4th Cir. 1986); Miller v. United States Dep't of State,
779 F.2d 1378, 1383, 1387 (8th Cir. 1985); Doherty v. United States Dep't
of Justice, 775 F.2d 49, 52 (2d Cir. 1985); Abbotts v. Nuclear Regulatory
Comm'n, 766 F.2d 604, 606 (D.C. Cir. 1985); Miller v. Casey, 730 F.2d 773,
776, 777 (D.C. Cir. 1984); Davis v. CIA, 711 F.2d 858, 860 (8th Cir. 1983),
cert. denied, 465 U.S. 1035 (1984); Afshar v. Department of State, 702 F.2d
1125, 1131 (D.C. Cir. 1983); Ingle v. Department of Justice, 698 F.2d 259,
268 (6th Cir. 1983), abrogated on other grounds, United States Dep't of
Justice v. Landano, 508 U.S. 165 (1993); Salisbury v. United States, 690
F.2d 966, 970 (D.C. Cir. 1982); Gardels v. CIA, 689 F.2d 1100, 1104 (D.C.
Cir. 1982); Hrones v. CIA, 685 F.2d 13, 18 (1st Cir. 1982); Taylor v. Department
of Army, 684 F.2d 99, 106-107 (D.C. Cir. 1982); Carlisle Tire & Rubber
Co. v. United States Customs Serv., 663 F.2d 210, 216, (D.C. Cir. 1980);
Stein v. Department of Justice, 662 F.2d 1245, 1253 (7th Cir. 1981); Military
Audit Project v. Casey, 656 F.2d 724, 738, 741, 745, 747 (D.C. Cir. 1981);
Phillippi v. CIA, 655 F.2d 1325, 1332 (D.C. Cir. 1981); Baez v. United States
Dep't of Justice, 647 F.2d 1328, 1335 (D.C. Cir. 1980); Sims v. CIA, 642
F.2d 562, 571 (D.C. Cir. 1980); Lesar v. United States Dep't of Justice,
636 F.2d 472, 481 (D.C. Cir. 1980); Halperin v. CIA, 629 F.2d 144, 147-148,
150, 152-153 (D.C. Cir. 1980); Founding Church of Scientology v. National
Sec. Agency, 610 F.2d 824, 830 n.54 (D.C. Cir. 1979); Hayden v. National
Sec. Agency/Central Sec. Serv., 608 F.2d 1381, 1384, 1387 (D.C. Cir. 1979),
cert. denied, 446 U.S. 937 (1980); Goland v. CIA, 607 F.2d 339, 350 n.64,
352 (D.C. Cir. 1978), cert. denied, 445 U.S. 927 (1980); Founding Church
of Scientology v. Bell, 603 F.2d 945, 951 (D.C. Cir. 1979); Terkel v. Kelly,
599 F.2d 214, 215 (7th Cir. 1979), cert. denied, 444 U.S. 1013 (1980); Irons
v. Bell, 596 F.2d 468, 471 n.5 (1st Cir. 1979); Ray v. Turner, 587 F.2d
1187, 1194 (D.C. Cir. 1978); DiViaio v. Kelley, 571 F.2d 538, 542 (10th
Cir. 1978); Halperin v. Department of State, 565 F.2d 699, 705 (D.C. Cir.
1977); Weissman v. CIA, 565 F.2d 692, 697 n.10 (D.C. Cir. 1977); Bell v.
United States, 563 F.2d 484, 487 (1st Cir. 1977).
10 See also Sims, 471 U.S. at 179 (national security judgments of Executive
officials under FOIA Exemption 3 "are worthy of great deference").
11 Cf. NationsBank, 513 U.S. at 262 ("The tendency to assume that a
word which appears in two or more legal rules, and so in connection with
more than one purpose, has and should have precisely the same scope in all
of them, runs all through legal discussions. It has all the tenacity of
original sin and must constantly be guarded against.").
12 See 120 Cong. Rec. 36,866 (1974) (Sen. Kennedy) (courts would be expected
to give agency affidavits "considerable weight"); id. at 36,623
(Rep. Moorhead); id. at 34,166, 36,627 (Rep. Ehrlenborn); id. at 36,630
(Rep. Horton); id. at 36,628-36,629 (Rep. Rousselot); id. at 36,628 (Rep.
Broomfield); id. at 36,629 (Rep. Aspin); id. at 36,870 (Sen. Muskie); id.
at 36,880 (Sen. Ribicoff); cf. id. at 6813 (Rep. Mink) (advocating deference
before Conference Report adopted); id. at 6804 (Rep. Matsunaga) (same);
id. at 6808 (Rep. McCloskey) (same).
13 See 120 Cong. Rec. 36,244, 36,622 (1974) (Rep. Moorhead); id. at 33,159
(letter from Sen. Kennedy and Rep. Moorhead to President Ford).
14 Respondent's assertion (Br. 30 n.13) that Representative Moorhead did
not support deference parses the Representative's statements beyond recognition.
In reality, Representative Moorhead explained that "no one familiar
with the legislative history could ever imagine that Members of Congress
could almost unanimously vote to write into law" amendments that allowed
a court to overturn an agency's "'reasonable'" conclusion that
"'disclosure of a document would endanger our national security.'"
120 Cong. Rec. 36,623 (1974). It was that "obviously dangerous provision"-
advanced here by respondent-that Congress rejected. Ibid.
15 See Universal Elecs., Inc. v. United States, 112 F.3d 488, 492-493 (Fed.
Cir. 1997) ("[M]uch of the confusion in this area of the law arises
from commingling the notion of a presumption of correctness with the notion
of deference - two notions that are designed to serve separate functions.
Unlike the burden of production and burden of persuasion, each of which
allocates roles between the two parties to a litigation, deference is a
legal concept that allocates roles between one adjudicating tribunal and
another.") (citation omitted).
16 Cf. Aronson v. IRS, 973 F.2d 962, 967 (1st Cir. 1992) ("[O]nce a
court determines that the statute in question is an Exemption 3 statute,
and that the information requested at least arguably falls within the statute,
FOIA de novo review normally ends. * * * Any further review must take place
under more deferential, administrative law standards.").
17 Contrary to respondent's characterization (Br. 19), FOIA does not require
that each classification judgment be "specifically authorized,"
but only that the classification be shown to have been made pursuant to
"specifically authorized * * * criteria." 5 U.S.C. 552(b)(1).
18 On November 19, 1999, the President made a minor amendment to the Executive
Order that pertains to the timing of automatic declassification and a technical
amendment that pertains to the Information Security Oversight Office. We
have lodged a copy of that Order with the Clerk of this Court.
19 See Sims, 471 U.S. at 175 (if confidentiality is not protected, "many
[sources] could well refuse to supply information to the Agency in the first
place"); United States v. Weber Aircraft Corp., 465 U.S. 792, 803 n.23
(1984) ("[M]uch if not all of the information * * * would not find
its way into the public realm even if we refused to recognize the privilege,
since under those circumstances the information would not be obtained by
the Government in the first place.").