No. 00-1032
In the Supreme Court of the United States
STATE OF CONNECTICUT,
EX REL. RICHARD BLUMENTHAL,
ATTORNEY GENERAL OF CONNECTICUT, ET AL., PETITIONERS
v.
UNITED STATES DEPARTMENT OF THE INTERIOR,
ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
BRIEF FOR THE UNITED STATES IN OPPOSITION
BARBARA D. UNDERWOOD
Acting Solicitor General
Counsel of Record
JOHN C. CRUDEN
Acting Assistant Attorney General
ROGER MARTELLA
ELIZABETH ANN PETERSON
M. ALICE THURSTON
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTIONS PRESENTED
In 1983, Congress enacted the Connecticut Indian Land Claims Settlement
Act (Settlement Act), 25 U.S.C. 1751 et seq. The Settlement Act provided
for federal recognition of the Mashantucket Pequot Indian Tribe (Tribe).
In addition, in exchange for extinguishing the Tribe's claim of aboriginal
title to hundreds of acres of land, the Act established a fund for the purchase
of certain lands by the Tribe. The Act identified boundaries within which
any lands acquired by the Tribe with those settlement funds would be held
in trust by the Secretary of the Interior and become part of the Tribe's
reservation. The question presented is as follows:
Whether the Settlement Act precludes the Secretary of the Interior from
exercising her general authority pursuant to Section 5 of the Indian Reorganization
Act, 25 U.S.C. 465, and regulations issued thereunder, to take lands into
trust for the benefit of the Tribe with respect to lands that were not acquired
by the Tribe with settlement funds and that lie outside the boundaries of
the reservation established by the Settlement Act.
In the Supreme Court of the United States
No. 00-1032
STATE OF CONNECTICUT,
EX REL. RICHARD BLUMENTHAL,
ATTORNEY GENERAL OF CONNECTICUT, ET AL., PETITIONERS
v.
UNITED STATES DEPARTMENT OF THE INTERIOR,
ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE SECOND CIRCUIT
BRIEF FOR THE UNITED STATES IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1a-22a) is reported at 228
F.3d 82. The opinion of the district court (Pet. App. 23a-47a) is reported
at 26 F. Supp. 2d 397.
JURISDICTION
The judgment of the court of appeals was entered on September 25, 2000.
The petition for a writ of certiorari was filed on December 22, 2000. The
jurisdiction of this Court is invoked under 28 U.S.C. 1254(1).
STATEMENT
1. Prior to 1983, the State of Connecticut recognized the Mashantucket Pequot
Tribe (Tribe) as the sole successor to the aboriginal Western Pequot Tribe,
which formerly occupied portions of western Connecticut. The Tribe had an
existing, State-recognized reservation of approximately 200 acres near the
Towns of Ledyard, Preston, and North Stonington, Connecticut. In 1976, the
Tribe filed a federal lawsuit against certain private land owners, claiming
that in 1855 Connecticut had transferred nearly 800 acres of the Tribe's
land without congressional approval, in violation of the Trade and Intercourse
Act, now codified at 25 U.S.C. 177. The lawsuit clouded title to hundreds
of acres of land in Connecticut. The State intervened as a third-party defendant.
The parties subsequently negotiated a settlement, which was later ratified
by Congress in the Connecticut Indian Land Claims Settlement Act of 1983
(Settlement Act), 25 U.S.C. 1751 et seq. Pet. App. 5a.
The Settlement Act extinguished the Tribe's claim of aboriginal title to hundreds of acres of land. 25 U.S.C. 1753. In exchange,
the Act provided for federal recognition of the Tribe, 25 U.S.C. 1758; established
a settlement fund to enable the Tribe to acquire certain additional lands,
25 U.S.C. 1754; and identified boundaries within which any lands acquired
by the Tribe with settlement funds would be held in trust by the Secretary
of the Interior and become part of the Tribe's reservation, 25 U.S.C. 1752(3).
The Act defined the Tribe's reservation to include the 200-acre reservation
previously recognized by the State, as well as "any settlement lands
taken in trust by the United States for the Tribe." 25 U.S.C. 1752(7).
The Act defined the "settlement lands" to include certain lands
provided by the State to implement the settlement, as well as about 800
acres of "private settlement lands" that were identified on a
map filed with the State. 25 U.S.C. 1752(3) and (4).
Section 1754 of the Act, entitled "Mashantucket Pequot Settlement Fund,"
created a $900,000 settlement fund. Under subsection (b) of that provision,
entitled "Expenditure of Fund; private settlement lands; economic development
plan; acquisition of land and natural resources," the bulk of that
fund was made available immediately to acquire the "private settlement
lands." 25 U.S.C. 1754(b)(2). Unexpended portions of the fund could
be used to finance an "economic development plan," which could
include the acquisition of property other than the private settlement lands.
25 U.S.C. 1754(b)(3). Subsection 1754(b) further provided that:
(7) Lands or natural resources acquired under this subsection which are
located within the settlement lands shall be held in trust by the United
States for the benefit of the Tribe.
(8) Land or natural resources acquired under this subsection which are located
outside of the settlement lands shall be held in fee by the Mashantucket
Pequot Tribe, and the United States shall have no further trust responsibility
with respect to such land and natural resources. Such land and natural resources
shall not be subject to any restriction against alienation under the laws
of the United States.
25 U.S.C. 1754(b)(7) and (8) (emphasis added).
The Settlement Act states that "all laws and regulations of the United
States of general application to Indians * * * which are not inconsistent
with any specific provision of this subchapter shall be applicable to the
Tribe." 25 U.S.C. 1758(a).1
2. In January 1993, the Tribe asked the Secretary of the Interior to take
certain lands into trust for the Tribe. The lands were located outside the
reservation delineated by the Settlement Act and (except as discussed below)
were acquired by the Tribe without the use of settlement funds.
Section 5 of the Indian Reorganization Act (IRA), 25 U.S.C. 465, grants
the Secretary broad authority to take lands into trust on behalf of Indian
Tribes and individual Indians. See Pet. App. 27a n.5 (quoting Section 5).
The Secretary's determination whether to take lands into trust pursuant
to Section 5 is limited by regulations issued by the Department of the Interior.
25 C.F.R. Pt. 151. Among other things, those regulations obligate the Secretary
to consider: (1) the Indians' need for additional land; (2) the purposes
for which the land will be used; (3) the impact on the State and its political
subdivisions resulting from removal of the land from State tax rolls; and
(4) the jurisdictional problems and potential conflicts that may arise from
taking the land into trust. 25 C.F.R. 151.10. Off-reservation, noncontiguous
lands may be taken into trust by the Secretary in keeping with those criteria,
but only following notice to, and an opportunity to comment by, state and
local governments. The regulations specifically contemplate an opportunity
for judicial review of trust determinations. See 25 C.F.R. 151.12.2
The Tribe initially sought to transfer into trust six parcels of land owned
by it in fee, totaling about 245 acres. The land is located outside the
reservation area defined in the Settlement Act and within the Towns of Ledyard,
North Stonington, and Preston. Most of that land is undeveloped, and the
Tribe proposed to retain it as a "green buffer" around the reservation
that was established by the Settlement Act. The only proposed alteration
to the land was the paving of an existing 4.5 acre gravel parking lot. The
Tribe subsequently withdrew its application with respect to an 82-acre tract
of land that had been purchased with settlement funds. The revised application
sought to have five lots, comprising about 165 acres, taken into trust by
the Secretary. It is undisputed that none of that land was purchased with
settlement funds.
In May 1995, the Secretary, after considering the regulatory criteria governing
Section 5 determinations, granted the Tribe's application to take the land
into trust. Pet. App. 2a.
3. Following the Secretary's action, petitioners filed this action pursuant
to the Administrative Procedure Act, 5 U.S.C. 702, seeking to enjoin the
Secretary from taking the land into trust on the ground, inter alia, that
she was precluded from doing so under the terms of the Settlement Act.3
The Secretary deferred taking the lands into trust pending the outcome of
this litigation.
On cross-motions for summary judgment, the district court granted summary
judgment for petitioners. Pet. App. 23a-47a. The court observed that, while
"Con-gress has enacted numerous [Indian land claim] settle-ment acts,"
"[t]his appears to be the first case in which a state has opposed a
trust acquisition by the Secretary on the ground that the acquisition is
barred by a federal statute approving an Indian land claims settlement."
Id. at 26a. On the merits, the court framed the parties' disagreement over
the interpretation of the Settlement Act as follows:
The parties' dispute centers on the meaning of the phrase "acquired under this subsection" in
§ 1754(b)(8). [Petitioners] suggest, in effect, that the phrase means
"acquired by or for the Mashantucket Pequot Tribe." Thus construed,
the phrase renders § 1754(b)(8) a prohibition against the Secretary's
accepting into trust any land located outside the settlement lands. [Respondents]
contend that § 1754(b) of the statute, the section in which subsection (8) appears,
pertains to the use of the Settlement Fund and, accordingly, that the phrase
"acquired under this subsection" means "purchased with money
from the Settlement Fund." Construed in this manner, the provision's
acknowledged prohibition on the Secretary's § 465 authority is not
triggered in this case because the land at issue was not purchased with
Settlement Fund money.
Pet. App. 32a-33a.
The district court determined that Section 1754(b)(8) and, in particular,
the phrase "acquired under this subsection" is ambiguous. Pet.
App. 33a. The court then considered "other indicia of statutory meaning,"
beginning with the legislative history, and concluded that "[petitioners']
interpretation of the statute is correct." Id. at 34a. In so holding,
the court declined to accord any deference to the Department of the Interior's interpretation
of the Settlement Act, or to invoke the canon of construction that ambiguities
contained within statutes passed for the benefit of Indians should be construed
in favor of the Indians. Id. at 42a-46a. The court permanently enjoined
the Secretary from taking the land into trust. Id. at 47a.
4. The court of appeals reversed. Pet. App. 1a-22a. The court held that
the Settlement Act does not categorically preclude the Secretary from taking
the lands at issue into trust and, in particular, that Section 1754(b)(8)
"applies only to land purchased with settlement funds." Id. at
9a.
The court began with the language of the statute. "Reading § 1754
as a whole," the court found "that the phrase 'acquired under
this subsection' in § (b)(8) is determinative of the statute's reach."
Pet. App. 9a. The court explained that, given that Section 1754 is entitled
"Mashantucket Pequot Settlement Fund," and that the heading of
subsection (b) of that section refers specifically to the "Expenditure
of Fund," the reference in Section 1754(b)(8) to "'acquired under
this subsection' is logically read to mean 'acquired with settlement funds.'"
Id. at 9a-10a. Petitioners' contrary interpretation, the court reasoned,
simply "renders the phrase 'acquired under this subsection' superfluous."
Id. at 9a.4
The court explained its construction of Section 1754(b) as follows:
[L]and acquired by the Tribe with settlement funds are either automatically
taken into trust under § (b)(7) if they are within the boundaries of the settlement lands,
or may not be taken into trust if outside those boundaries. The statute
is silent with regard to lands, like the contested 165 acres here, not purchased
with settlement funds. As to such lands, whether or not they are within
settlement land boundaries, the Settlement Act does not apply. The Tribe
may apply to the Secretary to take them into trust under the 1934 IRA, and
the Secretary's decision will be governed by the considerations outlined
in the relevant regulations. Nothing in § (b)(7) supplants the Secretary's power under the IRA to take into
trust lands acquired without the use of settlement funds.
Pet. App. 10a.
Although the court found "little, if any, ambiguity" (Pet. App.
12a) as to the meaning of Section 1754(b)(8), it nevertheless considered
other evidence of Congress's intent. Considering the statute as a whole
and its purpose, the court explained that nothing in the statute "indicates
that Congress intended to establish the outermost boundaries of the Tribe's
sovereign territory." Id. at 13a. By contrast, the Maine Indian Claims
Settlement Act (Maine Settlement Act), 25 U.S.C. 1721 et seq.-upon which
all agree the Mashantucket Pequot Settlement Act was modeled-broadly circumscribed
the authority of the United States to acquire lands in trust for the affected
tribes "[e]xcept for the provisions of this subchapter," and thus
"supplant[ed] the Secretary's authority to take land into trust under
the 1934 IRA beyond that expressly contemplated by the Maine Settlement
Act." Pet. App. 14a (quoting Maine Settlement Act). "The absence
of an analogous provision in the Settlement Act at issue in this case confirms
that the Settlement Act was not meant to eliminate the Secretary's power
under the IRA to take land purchased without settlement funds into trust
for the benefit of the Tribe." Ibid.
The court also considered the legislative history of the Settlement Act,
but concluded that it offered "only ambiguity, contradiction, and silence."
Pet. App. 16a. At the same time, the court concluded that its interpretation
was supported by the canon that statutes passed on behalf of Indians should
be construed in favor of the Indians. Id. at 17a-18a. In the court's view, the relatively favorable
economic situation enjoyed by the Tribe today "does not strip the Indian
canon of its force," particularly since the Tribe was impoverished
at the time the Settlement Act was enacted. Id. at 18a-19a (citing Oregon
Dep't of Fish & Wildlife v. Klamath Indian Tribe, 473 U.S. 753 (1985)).
In addition, the court concluded that "the deference we generally owe
to an agency's interpretation of an ambiguous statute supports our view
of this appeal." Id. at 19a. As the court explained, even though a
subordinate employee of the Department of the Interior had taken differing positions on the scope
of the Settlement Act, the agency's views were still entitled to consideration,
because the agency had "provided a reasoned analysis in support of
its new determination that § (b)(8) refers only to land purchased with
money from the settlement fund." Id. at 21a (citing Rust v. Sullivan,
500 U.S. 173, 186-187 (1991)).
Finally, the court observed that, to the extent that petitioners were objecting
to the Secretary's exercise of her authority to take land into trust pursuant
to the IRA "because the Mashantucket Pequots now have the purchasing
power to make substantial real estate acquisitions," petitioners' arguments
would be better addressed to Congress than to the courts. Pet. App. 22a.
"Other federally recognized Indian tribes are not saddled with a geographical
limit to the land that can be taken into trust by the Secretary." Id.
at 21a. And, as the court put it, "we see no reason to fashion a rule
[in this case] that limits the Tribe from seeking authorization, after administrative
proceedings, to have land placed into trust with the Secretary simply because
* * * [of] the Tribe's recent economic good fortune." Id. at 21a-22a.
5. The court of appeals remanded the case for further proceedings. Pet.
App. 22a. On remand, petitioners will be permitted to press their arguments
that Section 5 of the IRA is an impermissible delegation of legislative
power, and that the Secretary's decision to take the land at issue in this
case into trust pursuant to Section 5 was arbitrary and capricious. See
note 3, supra; Gov't C.A. Br. 38-39.
ARGUMENT
The court of appeals correctly and unanimously rejected petitioners' contentions
that the Settlement Act precludes the Secretary from taking the lands at
issue in this case into trust on behalf of the Tribe pursuant to her general
authority under Section 5 of the IRA. The court's ruling does not conflict
with any decision of this Court or any other court of appeals, and the interlocutory
posture of this case strongly counsels against further review here.
1. Petitioners renew (Pet. 13-21) their argument that the Settlement Act
prevents the Secretary from taking the lands at issue into trust pursuant
to Section 5 of the IRA, even though the lands were not purchased with settlement
funds. That contention was properly rejected by the court of appeals.
Given its plain meaning, the phrase "acquired under this subsection"
in Section 1754(b)(8) of the Settlement Act limits the trust prohibition
to lands acquired through the particular means identified in Section 1754(b)-i.e.,
the expenditure of the settlement fund. See 25 U.S.C. 1754(b)(1) ("The
Secretary is authorized and directed to expend, at the request of the Tribe,
the Fund together with any and all income accruing to such Fund in accordance
with this subsection."). As the court of appeals explained, that conclusion
is supported by the headings used in Section 1754, the language of other
provisions of Section 1754, and the statute as a whole. See Pet. App. 9a-11a.
Petitioners' contrary construction all but renders the key phrase "acquired
under this subsection" superfluous. Id. at 9a.
The design of Section 1754(b)(8) is clear. Section 1754 establishes a fund
with which the Tribe could purchase "private settlement lands"
that could be added to its reservation. 25 U.S.C. 1752(3). Congress anticipated
that there might be a surplus in the fund after purchasing those lands,
and it provided that remaining funds could be used to fund an "economic
development plan," which could be used to acquire additional property.
25 U.S.C. 1754(b)(2). Section 1754(b)(8) directs that the Secretary shall
not take any additional property so acquired-i.e., under Section 1754(b),
with settlement funds-into trust. Section 1754(b)(8) simply does not address
the status of lands acquired with resources other than those provided by
the settlement fund.
By contrast, the Maine Settlement Act, which the parties agree was the model
for the Settlement Act under which this case arises (see Pet. App. 13a),
does contain an express prohibition on the exercise of the Secretary's general
Section 5 authority to take non-settlement lands into trust for the Indian
Tribes covered by that Act. See 25 U.S.C. 1724(e). "[I]t is generally
presumed that Congress acts intentionally and purposely in the disparate
inclusion or exclusion." Rodriguez v. United States, 480 U.S. 522,
525 (1987) (citations omitted). And, as the court of appeals concluded,
the disparate provisions of the Maine Settlement Act and the Mashantucket
Pequot Settlement Act in this case furnish "strong" evidence that,
in enacting the Mashantucket Pequot Settlement Act, Congress did not intend,
sub silentio, to circumscribe the Secretary's Section 5 authority to take
land into trust with respect to lands acquired by the Tribe without using
settlement funds. Pet. App. 13a.
Petitioners' reliance (Pet. 14-15) on the Indian Land Consolidation Act
(ILCA), 25 U.S.C. 2202 et seq., is misplaced. The ILCA specifically provides
that "nothing in this section is intended to supersede any other provision
of Federal law which authorizes, prohibits, or restricts the acquisition
of land for Indians with respect to any specific tribe, reservation, or
state[s]." 25 U.S.C. 2202. In that regard, the ILCA operates in the
same fashion as the savings clause of the Settlement Act at issue in this
case, which provides that all federal Indian laws of general applicability
are applicable to the Mashantucket Pequot Tribe, except as specifically
provided by the Settlement Act. 25 U.S.C. 1758(a). Petitioners identify
nothing in the ILCA that operates by itself to preclude the lands at issue
in this case from being taken into trust by the Secretary under the IRA,
or that specifically bears on the construction of Section 1754(b) of the
Settlement Act. In any event, petitioners' reliance on the separate ILCA
simply underscores that their interpretation lacks footing in the terms
of the Settlement Act itself.5
Petitioners' resort (Pet. 17-18) to legislative history is also unavailing.
As the court of appeals explained, nothing in the legislative history compels
a different conclusion from the one that follows from the statutory text.
Pet. App. 15a-17a. Indeed, if anything, the legislative history simply confirms
that Section 1754(b) "establishes the terms under which the settlement
fund is to be administered," H.R. Rep. No. 43, 98th Cong., 1st Sess.
7 (1983), which is consistent with the court of appeals' conclusion that
the key phrase-"acquired under this subsection"-in Section 1754(b)(8)
means acquired with settlement funds. The other aspects of the legislative
history relied upon by petitioners do not confirm their interpretation of
the statute, but instead at most introduce "only ambiguity, contradiction,
and silence." Pet. App. 16a.
The court of appeals' interpretation does not render Section 1754(b)(5)
superfluous. See Pet. 16-17. Section 1754(b)(5) relieves the United States
of its trust responsibility over settlement funds or property acquired with
such funds as monies are disbursed from the settlement fund. Subsection
(b)(5) does not address the distinct question of the legal status of lands
that are not acquired with settlement funds. The purpose of subsection (b)(8),
by contrast, is to establish the legal status of lands that are purchased
with settlement funds but are located outside the statutorily-defined settlement
lands. The legislative history makes clear that the two provisions have
distinct purposes, explaining that subsection (b)(5) is addressed to the
United States' responsibility with regard to specific funds that have been
disbursed under the Settlement Act. Pet. App. 11a-12a.6
Petitioners point to a difference in language used in subsections (b)(7)
and (b)(8) ("acquired under this subsection") and in subsection
(b)(5) ("purchased with these sums"), and argue (Pet. 16) that
Congress would not have used both phrases to mean acquired with settlement
funds. The phrase "purchased with these sums," however, makes
sense in the context of subsection (b)(5). As written in subsection (b)(5),
"purchased with these sums" does not refer to the settlement fund,
but rather to "sums paid" from the "Fund or any portion thereof
[as] disbursed by the Secretary in accordance with this section [1754]."
25 U.S.C. 1754(b)(5). Because subsection (b)(5) is more specific regarding
the Secretary's responsibility with respect to "portion[s] * * * disbursed"
and "sums paid" from the settlement fund, it makes sense that
Congress did not use the more general "acquired under this subsection"
phrase found in subsections (b)(7) and (b)(8). Conversely, because subsections
(b)(7) and (b)(8) are addressed primarily to the status of lands, and not
the disbursement of settlement funds, it makes sense that Congress did not
use the "sums paid" formulation employed in subsection (b)(5).
Finally, the court of appeals correctly rejected the contention that the
Settlement Act was "a comprehensive statute intended to settle once-and-for-all
the extent of the Mashantucket Pequot's sovereignty." Pet. App. 13a.
The Settlement Act resolved specific aboriginal land claims in a specific
suit, and was explicitly intended to "remove all clouds on titles resulting
from such Indian land claims." 25 U.S.C. 1751(c). Petitioners err (Pet.
20-21) in attempting to broaden the enactment in an effort to prevent this
Tribe from receiving the benefit of laws generally applicable to all other
Indian Tribes. That there may be some uncertainty as to what lands may ultimately
become Indian trust lands is true for all States in which Indian Tribes
own (or may acquire) property that may be taken into trust pursuant to the
IRA. The uncertainty is not unique to the Settlement Act at issue in this
case, and is not a result of the court of appeals' interpretation of that
Act.
2. Petitioners argue (Pet. 21-28) that the court of appeals improperly invoked
the canon of construction that ambiguities contained within statutes or
treaties passed for the benefit of Indians should be resolved in favor of
Indians. That contention is without merit. This Court often invokes that
canon in interpreting federal enactments pertaining to Indian Tribes and
has recently observed that the canon is "deeply rooted in this Court's
Indian jurisprudence." County of Yakima v. Confederated Tribes &
Bands of the Yakima Indian Nation, 502 U.S. 251, 269 (1992).7 In addition,
as the court of appeals recognized, the Court has invoked the canon "where
Indians were at no legal disadvantage." Pet. App. 18a-19a (discussing
Oregon Dep't of Fish & Wildlife v. Klamath Indian Tribe, 473 U.S. 753,
758, 766 (1985)). Congress legislates against the backdrop of the settled
Indian canon of construction.
In any event, the court of appeals' discussion of the Indian canon of construction
does not warrant review. That is particularly true in light of the fact
that that discussion was not necessary to the court's conclusion that the
Settlement Act does not preclude the Secretary from taking into trust lands
that are not purchased with settlement funds. The court based its holding
first and foremost on its reading of the statutory provisions at issue,
see Pet. App. 9a-12a; it simply added that, to the extent that there was
any ambiguity in the statute, its interpretation found "additional
support in the unique canon of construction governing statutory provisions
involving Indians." Id. at 17a.
Petitioners contend that the Indian canon of construction is outdated, and
suggest that "[c]larification of the rule is particularly important in the era following enactment of
the Indian Gaming Regulatory Act [IGRA] when many tribes, like the Mashantucket
Pequots, have attained great wealth and benefit through the assistance of
non-Indian business interests." Pet. 28. The lower court case law does
not support that conclusion. But, in any event, this case would be a poor
vehicle in which to consider that argument in light of the fact that the
Settlement Act at issue was passed five years before IGRA. Similarly, while
petitioners highlight the recent economic success enjoyed by the Tribe in
this case, it is undisputed that, at the time of the enactment of the Mashantucket
Pequot Settlement Act, "the Tribe was impoverished, with no obvious
future source of revenue in sight." Pet. App. 3a. Thus, as the court
of appeals explained below, even accepting petitioners' argument "that
the Indian canon of construction applies with less force to statutes or
treaties negotiated with a wealthy, powerful, and well-represented Indian
tribe," that principle "has no application" with respect
to the Settlement Act involved in this case. Id. at 19a.8
3. Petitioners argue (Pet. 28-29) that the court of appeals improperly took
account of the Department of the Interior's interpretation of the Settlement
Act. That argument also does not merit review. To begin with, just as was
true with respect to the Indian canon of construction, the court's discussion
of the agency's interpretation was not necessary to the court's holding
that the Settlement Act does not prevent the Secretary from taking the lands
at issue into trust; rather, the court simply added that, "[i]nsofar
as agency deference remains appropriate in this case, it confirms our interpretation
of the Settlement Act." Pet. App. 19a.
In any event, as this Court has repeatedly recognized, agencies are not
forbidden from clarifying or changing their position on the interpretation of a statute with which
they are charged with administering. As long as an agency provides a reasoned
explanation for its change in position, its interpretation may still be
afforded deference by a reviewing court. See Smiley v. Citibank (S.D.),
N.A., 517 U.S. 735, 742 (1996); Good Samaritan Hosp. v. Shalala, 508 U.S.
402, 416 (1993). The court of appeals in this case concluded that "[t]he
Department of the Interior has provided a reasoned analysis in support of
its new determination that § 8(b) refers only to land purchased with
money from the settlement fund," and that, "even according [that
interpretation] less deference than usual," the court should still
"take account of the agency's position." Pet. App. 21a. That conclusion
is correct and does not merit further review.9
4. Finally, review is not warranted to consider petitioners' broad-brush
arguments that the sovereignty of Connecticut has been (or will be, with
respect to hypothetical future trust applications by the Tribe) improperly
diminished. The only question decided by the court of appeals is whether
the Settlement Act categorically precludes the Secretary from exercising
her general authority under Section 5 of the IRA to take lands into trust
for the Tribe, even with respect to lands that were not acquired by the
Tribe with settlement funds. To the extent that petitioners object to the
scope of the Secretary's authority to take lands into trust for Indians
pursuant to Section 5, or to the exercise of that authority in this case
based on particular factors other than the Settlement Act, they may present
those arguments on remand to the district court, and possibly still prevail
in their effort to prevent the Secretary from taking the lands at issue
into trust. See note 3, supra; Gov't C.A. Br. 38-39. In that regard, the
interlocutory nature of this case in itself counsels strongly against granting
certiorari. See Virginia Military Inst. v. United States, 508 U.S. 946,
946 (1993) ("We generally await final judgment in the lower courts
before exercising our certiorari jurisdiction.") (Scalia, J., respecting
the denial of the petition for writ of certiorari).
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
BARBARA D. UNDERWOOD
Acting Solicitor General
JOHN C. CRUDEN
Acting Assistant Attorney General
ROGER MARTELLA
ELIZABETH ANN PETERSON
M. ALICE THURSTON
Attorneys
MARCH 2001
1 At the time the Settlement Act was enacted, "the Tribe was impoverished,
with no obvious future source of revenue in sight." Pet. App. 3a. In
1990, the Tribe obtained approval to conduct Class III gaming activities
on its reservation, pursuant to the Indian Gaming Regulatory Act (IGRA),
25 U.S.C. 2701. The Tribe operates a casino on its reservation, which has
proved to be economically successful, generating new wealth for the Tribe
as well as economic opportunities for the surrounding non-tribal communities.
Pet. App. 3a, 46a n.24. The Tribe pays approximately "$400,000 per
year in property taxes to the Town of Ledyard" with respect to the
operation of the casino, and it employs numerous non-Indian members of the
community. Ibid.
2 Land that is taken into trust by the Secretary ordinarily is considered
to be "Indian country" within 18 U.S.C. 1151. In addition, Indian
trust lands generally are exempted from state or local taxation, local zoning
and regulatory requirements, and state criminal and civil jurisdiction over
certain matters involving Indians on those lands. Pet. App. 4a.
3 Petitioners also claimed, inter alia, that Section 5 of the IRA amounts
to an unconstitutional delegation of legislative authority to the Executive
Branch, and that the Secretary's decision to take the land at issue into
trust violated the National Environmental Policy Act of 1969, 42 U.S.C.
4321 et seq., and the Coastal Zone Management Act of 1972, 16 U.S.C. 1451
et seq., and was otherwise arbitrary and capricious. See Pet. App. 24a n.1.
4 The court rejected petitioners' argument that this construction in turn
rendered Section 1754(b)(5) superfluous, explaining that petitioners had
"miscontrue[d] the meaning of [that provision]." Pet. App. 11a.
"Section (b)(5) pertains to trust responsibilities over the settlement
funds and provides for the automatic stripping of trust responsibilities
'[a]s the fund . . . is disbursed.'" Id. at 11a-12a (quoting subsection
(b)(5)). Subsection (b)(5), however, "is silent as to the status of
lands purchased with settlement funds"; instead, the court explained,
that issue is dealt with by subsections (b)(7) and (b)(8) of Section 1754.
Id. at 12a.
5 Petitioners are correct (Pet. 14) that certain provisions of the IRA are
inconsistent with certain other "specific provisions" of the Settlement
Act-provisions not at issue here. For example, the Settlement Act precludes
the Secretary from taking into trust pursuant to Section 5 of the IRA any
lands outside the settlement lands if they are purchased with settlement
funds. Similarly, the Department has concluded that it cannot add lands
to the reservation, pursuant to Section 7 of the IRA, given the finite definition
of the newly formed reservation in the Settlement Act. 25 U.S.C. 1752(7).
Those specific provisions of the IRA are therefore displaced to the extent
they are inconsistent with the Settlement Act. Since taking lands into trust
does not automatically add lands to a reservation, however, petitioners
are incorrect in asserting (Pet. 15) that, because the Secretary's authority
under Section 7 of the IRA is displaced, her authority under Section 5 of
the IRA to take lands into trust is also displaced.
6 The committee reports explain:
Section [1754](b)(5) provides that as portions of the settlement fund are
disbursed to the proper tribal officials, the United States shall have no
further responsibility for the use of those funds disbursed. The United
States, of course, retains a responsibility for those monies that remain
in the settlement fund.
S. Rep. No. 222, 98th Cong., 1st Sess. 14 (1983); H.R. Rep. No. 43, supra,
at 8.
7 See, e.g., Hagen v. Utah, 510 U.S. 399, 411 (1994); Montana v. Blackfeet
Tribe, 471 U.S. 759, 766 (1985); County of Oneida v. Oneida Indian Nation,
470 U.S. 226, 247 (1985); see also Three Affiliated Tribes of the Fort Berthold
Reservation v. Wold Eng'g, 467 U.S. 138, 149 (1984); McClanahan v. Arizona
State Tax Comm'n, 411 U.S. 164, 174 (1973); Choctaw Nation v. United States,
318 U.S. 423, 431-433 (1943); Alaska Pac. Fisheries v. United States, 248
U.S. 78, 89 (1918); Choate v. Trapp, 224 U.S. 665, 675 (1912).
8 Petitioners imply that the Nation's Indian Tribes have been transformed
by the passage of the IGRA into wealthy, co-equal participants in the legislative
process. That is incorrect. The vast majority of the Nation's Indian Tribes
continue to live at or below the poverty level. In addition, "[m]ore
than two-thirds of Indian Tribes do not participate in Indian gambling at
all." Final Report of the National Gambling Impact Study Commission
6-2 (July 18, 1999), drafted pursuant to the National Gambling Impact Study
Commission Act, Pub. L. No. 104-169, 110 Stat. 1482. And for the majority
of Indian Tribes that do have gambling facilities, "the revenues have
been modest." Id. at 6-3.
9 Moreover, the factual premise of petitioners' argument-i.e., that the
Department changed its position on the proper interpretation of the Settlement
Act-is itself debatable. A regional solicitor of the Bureau of Indian Affairs
initially concluded that lands located outside the settlement area must
be held in fee and may not be held in trust, relying primarily on the legislative
history of the Settlement Act. Following a more detailed analysis of the
statute, however, that same official later reconsidered his view and determined
that the lands at issue could be taken into trust. The regional solicitor
was not authorized to bind the Department, and the agency itself has only
adopted one position: that the Settlement Act does not prevent the Secretary
from exercising her general authority pursuant to the IRA with respect to
lands that are not acquired with settlement funds. Cf. Wisconsin v. City
of New York, 517 U.S. 1, 23 (1996) ("[T]he mere fact that the Secretary's
decision overruled the views of some of his subordinates is by itself of
no moment in any judicial review of his decision."); see Gov't C.A.
Br. 35-36.