No. 00-1872
In the Supreme Court of the United States
ROY NESET, PETITIONER
v.
UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE EIGHTH CIRCUIT
BRIEF FOR THE UNITED STATES IN OPPOSITION
THEODORE B. OLSON
Solicitor General
Counsel of Record
STUART E. SCHIFFER
Acting Assistant Attorney
General
JACOB M. LEWIS
MARK S. DAVIES
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217
QUESTION PRESENTED
Whether a person engaged in unlicensed, low power radio broadcasts can raise,
as a defense to an action for an injunction brought by the government in
district court, the alleged invalidity of the Federal Communications Commission's
regulations concerning low power radio stations.
In the Supreme Court of the United States
No. 00-1872
ROY NESET, PETITIONER
v.
UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE EIGHTH CIRCUIT
BRIEF FOR THE UNITED STATES IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. A1-A15) is reported at 235
F.3d 415. The opinion of the district court (Pet. App. A16-A26) is reported
at 10
F. Supp. 2d 1113.
JURISDICTION
The judgment of the court of appeals was entered on November 28, 2000. A
petition for rehearing was denied on March 15, 2001 (Pet. App. A27). The
petition for a writ of certiorari was filed on June 13, 2001. The jurisdiction
of this Court is invoked under 28 U.S.C. 1254(1).
STATEMENT
1. The Communications Act of 1934 (Communications Act or Act) seeks "to
maintain the control of the United States over all the channels of radio
transmission." 47 U.S.C. 301. The Act therefore provides that "[n]o
person shall use or operate any apparatus for the transmission of * * *
signals by radio" without "a license in that behalf granted under
the provisions of this [Act]." Ibid. The Act authorizes the Federal
Communications Commission (FCC or Commission) to grant radio licenses when
it finds that the "public convenience, interest, or necessity will
be served thereby." 47 U.S.C. 307(a). The Act also authorizes the Commission
to issue rules and regulations regarding license applications and orders
regarding specific license applications. 47 U.S.C. 154(i).
Section 402(a) of Title 47 of the United States Code specifies that any
challenge to the validity of an FCC rule or regulation must be brought under
the Hobbs Administrative Orders Review Act, 28 U.S.C. 2342 (1994 & Supp.
V 1999), which in turn provides that the courts of appeals have "exclusive
jurisdiction to enjoin, set aside, suspend (in whole or in part), or to
determine the validity of (1) all final orders of the Federal Communications
Commission made reviewable by section 402(a) of title 47." 28 U.S.C.
2342 (1994 & Supp. V 1999). See also Columbia Broad. Sys., Inc. v. United
States, 316 U.S. 407, 425 (1942) (FCC's promulgation of regulations is an
order reviewable under Section 402(a)). Section 402(b) of Title 47 further
provides that the United States Court of Appeals for the District of Columbia
Circuit has exclusive jurisdiction to review FCC orders regarding individual
license applications, modifications, revocations, or suspensions. 47 U.S.C.
402(b) (1994 & Supp. V 1999).
The Communications Act provides a number of mechanisms to enforce its licensing
requirement, including cease-and-desist orders (47 U.S.C. 312 (1994 &
Supp. V 1999)), monetary and in rem forfeitures (47 U.S.C. 503, 510), and
criminal penalties (47 U.S.C. 501). The Act also authorizes the government
to seek injunctive relief by granting jurisdiction to the district courts,
"upon application of the Attorney General of the United States at the
request of the Commission, alleging
a failure to comply with or a violation of any of the provisions of this
chapter by any person, to issue a writ or writs of mandamus commanding such
person to comply with the provisions of this chapter." 47 U.S.C. 401(a)
(1994).
2. In 1997, the FCC received a complaint from an AM radio station in Tioga,
North Dakota, that petitioner was engaged in unlicensed broadcasting in
the Tioga area at a frequency of 88.1 MHz. Pet. App. A3. The FCC sent petitioner
a warning letter, which informed him that 47 U.S.C. 301 prohibits broadcasting
without a license. Ibid. Petitioner refused to stop broadcasting. Ibid.
After FCC officials determined that petitioner's signal exceeded the blanket
license permitted under Part 15 of the FCC's regulations, Pet. App. A3-A4,
the United States filed suit in federal district court to enjoin petitioner
from broadcasting without a license in violation of 47 U.S.C. 301. Pet.
App. A4. In his answer, petitioner admitted that he had engaged in radio
broadcasting and that he had not applied to the FCC for a license or for
a waiver of the Communications Act's licensing requirements. Ibid. Nevertheless,
he opposed the government's request for an injunction on the ground that
the FCC's regulations, which at that time prohibited the licensing of low
power radio stations such as petitioner's, violated his rights under the
First Amendment and other constitutional and statutory provisions. Id. at
A18.1
The district court granted the government's request for an injunction. Pet.
App. A16-A26. The court found that "it cannot be disputed that [petitioner]
has violated the licensing requirement of 47 U.S.C. § 301." Id.
at A18. The court concluded that petitioner "has made low-power radio
transmissions in excess of the exemption limits provided by 47 C.F.R. §
15.239(b) so that [petitioner] is required to have a license in making such
transmissions, and * * * [petitioner] has violated [the licensing requirement
of] 47 U.S.C. § 301." Pet. App. A18. In addition, the court ruled
that it did not have subject matter jurisdiction over petitioner's statutory
defenses in light of 47 U.S.C. 402 and 28 U.S.C. 2342 (1994 & Supp.
V 1999), which vests in the courts of appeals exclusive jurisdiction to
review "all policies, practices and regulations adopted by the FCC."
Pet. App. A19. Finally, relying on United States v. Dunifer, 997 F. Supp.
1235 (N.D. Cal. 1998), aff'd, 219 F.3d 1004 (9th Cir. 2000), the court held
that petitioner did not have standing to raise an as-applied constitutional
challenge to the FCC's low power rules because he had never applied for
a broadcast license, and any claim that the rules were unconstitutionally
overbroad failed because the regulatory scheme set forth procedures for
the agency to follow and provided for judicial review of any ruling. Pet.
App. A20-A23.
3. The United States Court of Appeals for the Eighth Circuit affirmed. Pet.
App. A1-A15. Relying on its prior decision in United States v. Any and All
Radio Station Transmission Equipment (Fried), 207 F.3d 458 (2000), cert.
denied, 121 S. Ct. 761 (2001), the appeals court held that "the district
court lacked subject matter jurisdiction over [petitioner's] affirmative
defenses attacking the validity of the microbroadcasting regulations."
Pet. App. A13. The court of appeals reiterated, as it had in Fried, that
"the exclusive jurisdiction of the Court of Appeals over rulemaking
* * * may not be evaded by seeking to enjoin a final order of the FCC in
the district court." Ibid. (quoting Fried, 207 F.3d at 463) (citing
FCC v. ITT World Communications, Inc., 466 U.S. 463, 468 (1984)). The court
also stated that "[petitioner's] defensive attack on the validity of
the microbroadcasting regulations would be just as much 'an evasion of the
exclusive jurisdiction of the Court of Appeals as is a preemptive strike
by seeking an injunction.'" Ibid. (quoting Fried, 207 F.3d at 463).
The court of appeals also ruled that "the district court did not abuse
its discretion in permanently enjoining [petitioner] from broadcasting without
a license" because "[t]he record established that [petitioner]
was broadcasting without a license or a waiver in violation of the Communications
Act, as amended." Pet. App. A14. It therefore affirmed the district
court's judgment. Ibid.2
The court of appeals, with four judges dissenting, denied petitioner's request
for en banc review. Pet. App. A27.
4. After the events at issue in this case, the Commission determined that
low power stations that meet certain conditions will not interfere with
existing full power FM stations. It therefore issued new rules establishing
two classes of low power noncommercial radio stations, one at a maximum
of 100 watts and one at a maximum of 10 watts. In re Creation of Low Power
Radio Service, 15 F.C.C.R. 2205 (rel. Jan. 27, 2000), aff'd on recons.,
FCC 00-349 (rel. Sept. 28, 2000). A petition to review the FCC's low power
rules is pending before the United States Court of Appeals for the District
of Columbia Circuit. National Ass'n of Broad. v. FCC, No. 00-1054 (argued
Nov. 28, 2000).
Subsequently, Congress passed the Act of December 21, 2000, Pub. L. No.
106-553, § 632, 114 Stat. 2762, 2762A-111 (2000) (Broadcasting Preservation
Act). In that Act, Congress ordered the FCC to modify its low power rules
in certain ways, including to "prohibit any applicant from obtaining
a low-power FM license if the applicant has engaged in any manner in the
unlicensed operation of any station in violation of [47 U.S.C.] section
301." § 632(a)(1)(B), 114 Stat. 2762A-111. On April 2, 2001, the
Commission issued rules implementing the Broadcasting Preservation Act,
including the disqualification of unlicensed broadcasters. See Creation
of a Low Power Radio Service, Second Report and Order, FCC 01-1000, ¶¶
10-11.3
ARGUMENT
On January 8, 2001, this Court denied certiorari in United States v. Any
and All Radio Station Transmission Equipment (Fried), 207 F.3d 458 (8th
Cir. 2000), the decision upon which the court of appeals relied in this
case. See 121 S. Ct. 761 (2001). The decision in this case presents issues
essentially the same as those that were presented in Fried, and there have
been no subsequent developments that would strengthen the basis for certiorari.
Accordingly, the Court should deny the petition in this case.
1. a. The court of appeals correctly affirmed the district court's conclusion
that it lacked jurisdiction to entertain petitioner's First Amendment challenge
to the FCC's licensing regulations.4 As the court of appeals held, the Communications
Act confines review of FCC regulations to the courts of appeals. See Pet.
App. A12-A13.
The Communications Act expressly provides that "[a]ny proceeding to
enjoin, set aside, annul, or suspend any order of the Commission under this
chapter (except those appealable under subsection (b) of this section5)
shall be brought as provided by and in the manner prescribed in chapter
158 of title 28." 47 U.S.C. 402(a) (emphasis added). That chapter in
turn provides, in relevant part, that "[t]he court of appeals (other
than the United States Court of Appeals for the Federal Circuit) has exclusive
jurisdiction to enjoin, set
aside, suspend (in whole or in part), or to determine the validity of-(1)
all final orders of the Federal Communications Commission made reviewable
by section 402(a) of title 47." 28 U.S.C. 2342(1) (emphasis added).
This Court long ago held that "the Commission's promulgation of [its]
regulations is an order reviewable under [47 U.S.C.] 402(a)." Columbia
Broad. Sys., Inc. v. United States, 316 U.S. 407, 425 (1942). As the Eighth
Circuit earlier concluded, "[i]t is hard to think of clearer language
confining the review of regulations to the Courts of Appeal[s]." Fried,
207 F.3d at 463.
Moreover, as the court of appeals noted (Pet. App. A13), this Court has
held that the exclusive jurisdiction of the courts of appeals over FCC rulemaking
may not be evaded by seeking to enjoin a final order of the FCC in the district
court. See FCC v. ITT World Communications, Inc., 466 U.S. 463, 468 (1984).
See also Fried, 207 F.3d at 463. "A defensive attack on the FCC regulations
is as much an evasion of the exclusive jurisdiction of the Court of Appeals
as is a preemptive strike by seeking an injunction." Pet. App. A13
(quoting Fried, 207 F.3d at 463). Therefore, in this case, just as in ITT,
the only "appropriate procedure for obtaining judicial review of the
agency's [regulatory actions] was appeal to the Court of Appeals as provided
by statute." 466 U.S. at 468.
As the court of appeals recognized in Fried, the statutory scheme's requirement
of an initial regulatory decision by the Commission followed by review in
the court of appeals makes eminent sense. 207 F.3d at 463. It "ensure[s]
review based on an administrative record made before the agency charged
with implementation of the statute." Ibid. In addition, it "ensure[s]
uniformity of decisionmaking because of uniform factfinding made by the
agency." Ibid. Finally, it "bring[s] to bear the agency's expertise
in engineering and other technical questions." Ibid.
b. Petitioner mistakenly claims (Pet. 17-18) that Section 402(a) is not
applicable to his challenge because the FCC has not issued an "order"
from which he could appeal. Contrary to petitioner's contention that "the
F.C.C. regulatory scheme disallowing micro-broadcasting does not constitute
an appealable 'order' under § 402(a)" (Pet. 17), the promulgation
of regulations is (as we have explained above) an "order" within
the meaning of Section 402(a). See Columbia Broad. Sys., 316 U.S. at 425.
Petitioner's lack of standing to challenge those regulations directly (see
Pet. 17) does not negate the existence of an "order" triggering
the applicability of Section 402(a).
To the extent that petitioner's argument is based on the absence of any
order that he personally can appeal at this time, petitioner himself is
responsible for that situation. He could have petitioned the FCC for a rulemaking
to repeal or modify its low power broadcasting regulations. See 47 C.F.R.
1.401(a) (providing that "[a]ny interested person may petition for
the issuance, amendment or repeal of a rule or regulation" of the Commission).
If the Commission denied the request, or granted it in a manner that aggrieved
petitioner, he could have appealed that order to the court of appeals in
accordance with Section 402(a).
In the alternative, petitioner could have raised his challenge to the FCC's
low power broadcasting policies by filing an application for a broadcast
license, accompanied by a request for a waiver of the FCC's low power regulations.
If the Commission denied his application and request for waiver, petitioner
could then have appealed the denial to the United States Court of Appeals
for the District of Columbia Circuit, where he could have asserted that
the regulations were constitutionally invalid. See 47 U.S.C. 402(b)(1) (1994
& Supp. V 1999); note 5, supra. See generally Turro v. FCC, 859 F.2d
1498, 1499 (D.C. Cir. 1988). The fact that petitioner sought to bypass the
Communication Act's judicial review procedures cannot vest the district
courts with jurisdiction to review FCC rules in contravention of the Act's
command that review of those rules is the exclusive province of the courts
of appeals. See United States v. Dunifer, 219 F.3d 1004, 1007 (9th Cir.
2000).
There is also no merit to petitioner's claim (Pet. 21) that the Commission
could use the waiver process to insulate "blatantly unconstitutional
regulations" from review. The FCC's failure to act on a license application
or waiver in a timely manner is subject to review by mandamus in the court
of appeals. See Telecommunications Research and Action Ctr. v. FCC, 750
F.2d 70 (D.C. Cir. 1984). Furthermore, as we have explained, someone who
wants to make a constitutional challenge to an existing regulation can do
so by filing a petition requesting the FCC to repeal the objectionable regulation,
see 47 C.F.R. 1.401(a), and may obtain judicial review of the Commission's
action on that petition in the court of appeals, 47 U.S.C. 402(a).
c. Petitioner also errs in contending (Pet. 16-17) that the decision in
this case is inconsistent with 47 U.S.C. 401(a), which vests jurisdiction
in the district courts
to grant the government's request for an injunction against a violation
of the Communications Act. Contrary to petitioner's contention that Section
401(a) permits him to "assert all available defenses" in the district
court (Pet. 17), that provision does not address the defenses that can be
raised, much less suggest that the district court is empowered to address
the validity of FCC rules. In any event, the invalidity of the FCC's low
power broadcasting regulations would not undermine the basis for the government's
injunction, which is that petitioner chose to broadcast without obtaining
a license as required by the Act. See United States v. Any and All Radio
Station Transmission Equipment (Perez), 218 F.3d 543, 549-550 (6th Cir.
2000) (holding that First Amendment does not provide a defense to the forfeiture
of radio equipment used in unlicensed low power broadcasting).
Petitioner's assertion (Pet. 18) that the decision of the court of appeals
"departs from established federal jurisdiction and standing principles
when a party faces an enforcement action brought by the government"
is unfounded. Petitioner's sole support for that proposition (see Pet. 19)
is a single sentence from a treatise on federal courts that does not address
the question at issue here-whether a defendant in an enforcement action
can raise an issue in that action when resolution of that issue is committed
by statute to another forum and the defendant has bypassed available opportunities
to raise the issue in the forum to which it is statutorily committed.
2. Petitioner asserts (Pet. 10-15) that there is a conflict between the
decision in this case and the Sixth Circuit's decision in United States
v. Any and All Radio Transmission Equipment (Strawcutter), 204 F.3d 658
(2000). There, the Sixth Circuit concluded that a district court may, in
ruling on a forfeiture action against radio equipment used for unlicensed
broadcasting, consider whether the low power regulations are unconstitutional.
Id. at 667. Although there is tension between the two cases,6 as in Fried,
this Court's review is not warranted at this time.
a. First, this case is not an appropriate one in which to resolve the disagreement
among the courts of appeals, because resolution of that disagreement will
not affect the ultimate outcome of this litigation. The asserted invalidity
under the First Amendment of the FCC's low power broadcast regulations is
not a defense to an action to enforce the Communications Act's licensing
requirements.
It has long been settled that the Act's prohibition on broadcasting without
a license does not violate the First Amendment. National Broad. Co. v. United
States (NBC), 319 U.S. 190, 227 (1943) ("The right of free speech does
not include * * * the right to use the facilities of radio without a license.");
see also Turner Broad. Sys., Inc. v. FCC, 512 U.S. 622, 638 (1994); Red
Lion Broad. Co. v. FCC, 395 U.S. 367, 388-389 (1969). Indeed, petitioner
conceded in the district court (Pet. App. A20) that the Communications Act's
licensing requirement is valid. Thus, even if petitioner is correct that
he would qualify for a license but for an unconstitutional impediment to
his receiving one, he still has no entitlement to broadcast without one.
If the rule were otherwise, the "confusion and chaos" that was
characteristic of the airwaves before effective government regulation-in
which, with "everybody on the air, nobody could be heard," NBC,
319 U.S. at 212-would necessarily reappear because of the inevitable interference.
Strawcutter itself and a subsequent Sixth Circuit decision support that
conclusion. The court noted in Strawcutter that "[t]he district court
may have been right when it concluded that even if the challenged regulation
is unconstitutional, the statute is valid, and that [the broadcaster's]
violation of the statute is the beginning and end of the government's forfeiture
case." 204 F.3d at 668. And, in United States v. Any and All Radio
Station Transmission Equipment (Perez), 218 F.3d 543, 549-550 (2000), the
Sixth Circuit affirmed a district court's ruling that the First Amendment
did not provide a defense to forfeiture of radio equipment used in unlicensed
low power broadcasting. The court stated: "Because [the claimant] does
not have a First Amendment right to broadcast his views on an unlicensed
radio station, this argument does not present a defense to forfeiture."
Id. at 549- 550.
In sum, as a practical matter, it makes no difference which court has jurisdiction
over petitioner's challenge to the FCC's regulations, because that challenge
cannot immunize petitioner from the consequences of his violation of the
Act's licensing requirement.7
b. This Court's resolution of the disagreement among the courts of appeals
is also not necessary at this time because there is reason to believe that
the Sixth Circuit may reconsider its current position. In Strawcutter, the
Sixth Circuit adopted Judge Morris Arnold's concurrence in the original
panel opinion in Fried. See 204 F.3d at 667. One month after the Strawcutter
decision was issued, however, Judge Arnold and Judge McMillian voted to
vacate the prior opinions (including Judge Arnold's concurrence) and to
affirm the district court in accordance with the views of Judge Noonan.
Pet. App. A9-A10; see 207 F.3d at 462-463. It is possible, given the Eighth
Circuit's reversal of position, that the Sixth Circuit will likewise reconsider
its view when presented with an appropriate opportunity.
For that reason, two courts of appeals have questioned the continuing vitality
of the Strawcutter opinion. The Second Circuit, for example, noted the decision
in Strawcutter but observed that "in reaching that result the Sixth
Circuit relied in relevant part on an Eighth Circuit opinion that was superseded."
Prayze, 214 F.3d at 251. Similarly, the Ninth Circuit, after explaining
that it found the reasoning of the court of appeals in Fried "persuasive,"
cited Prayze, "pointing out the Sixth Circuit's reliance on now out-of-date
Eighth Circuit case law." United States v. Dunifer, 219 F.3d 1004,
1007 & n.7 (9th Cir. 2000).8
Further doubt as to the vitality of the Sixth Circuit's position has also
been created by La Voz Radio de La Communidad v. FCC, 223 F.3d 313, 318
(2000), in which the Sixth Circuit held that a district court lacked jurisdiction
to consider the validity of the FCC low power rules in the context of a
lawsuit for injunctive relief initiated by the broadcaster. The La Voz court
distinguished Strawcutter on the ground that in Strawcutter there was no
final order, the rationale offered by Judge Arnold's concurring opinion.
223 F.3d at 320. The Eighth Circuit's subsequent decision to abandon that
rationale calls into question the distinction relied upon by the Sixth Circuit
in La Voz.
Finally, the Sixth Circuit recently declined to extend Strawcutter to the
situation in which the FCC seeks an injunction to enforce a previously issued
cease and desist order. See United States v. Szoka, No. 99-02008, 2001 Fed.
App. 0245P (July 30, 2001), available at http: //pacer.ca6.uscourts.gov/cgibin/getopn.pl?
OPINION=01a0245p.06 (visited July 30, 2001), at 7-10. Although the court
of appeals noted that its "holding is not meant to cast any doubt on
the court's prior holding in Strawcutter," the court expressly "reserve[d]
for another day" the question presented in this case and
"in Fried"-"whether a broadcaster can raise constitutional
arguments to the district court in defense against the government's motion
for an injunction when an FCC cease and desist order has not previously
been issued." Id. at 13 n.13. Thus, the Sixth Circuit has left open
the possibility that it will reconsider its reasoning in Strawcutter, at
least in the factual context presented here. Moreover, the fact that Strawcutter
has not been applied by the Sixth Circuit to actually invalidate a forfeiture
on the merits further diminishes that decision's precedential force.
c. Two final considerations counsel against review by this Court at this
time. The first is the FCC's adoption of rules authorizing low power broadcasting.
See p. 6, supra. That action may significantly reduce the number of FCC
enforcement actions. As petitioner emphasizes (Pet. 7-8), in the past many
individuals may have felt frustrated with the agency's flat prohibition
on low power broadcasting. Now, however, the FCC has established a regulatory
regime, in accordance with the Broadcasting Preservation Act, that permits
low power licensing in appropriate circumstances and has begun to issue
construction permits for low power stations under its new rules. FCC Broadcast
Actions, Report No. 44965 (actions of Apr. 12, 2001) (granting 25 low power
permits) (available at http://www.fcc.gov/ Bureaus/Mass_Media/Public_Notices/
Brdcst_Actions/ ac010417.txt) (visited July 30, 2001). The FCC's new low
power rules may therefore substantially reduce the future significance of
this case, which arose under the prior regulatory regime.
Second, petitioner's ineligibility for a low power FM license is now a result
of statute. Under the Broadcasting Preservation Act, the Commission is required
to preclude any applicant from obtaining a low power FM license if that
applicant has "engaged in any manner in the unlicensed operation of
any station in violation of [47 U.S.C.] section 301." Pub. L. No. 106-553,
§ 632(a)(1)(B), 114 Stat. 2762A-111. See Creation of a Low Power Radio
Service, Second Report and Order, FCC 01-1000, ¶¶ 10-11 (Apr.
2, 2001). It is established here that petitioner has engaged in unlicensed
broadcasting in violation of 47 U.S.C. 301. Pet. App. A14. To the extent
that petitioner disagrees with the congressional choice to render him ineligible
for a low power license, he may challenge the statutory bar in federal district
court without regard to the exclusive jurisdiction provisions of 47 U.S.C.
402 (1994 & Supp. V 1999). See Time Warner Entm't Co., L.P. v. FCC,
93 F.3d 957, 965 (D.C. Cir. 1996). Because petitioner's ineligibility now
rests upon a statute that petitioner may challenge in district court, the
court of appeals' jurisdictional ruling has little future significance so
far as petitioner's individual circumstances are concerned.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
THEODORE B. OLSON
Solicitor General
STUART E. SCHIFFER
Acting Assistant Attorney
General
JACOB M. LEWIS
MARK S. DAVIES
Attorneys
AUGUST 2001
1 Petitioner used a one-watt transmitter with a 30-watt amplifier to broadcast
a signal that could be heard at a range of about 5 miles from his property.
Pet. App. A3. In 1997, when this dispute arose, the Commission generally
would not license low power radio stations, i.e., stations operating at
under 100 watts. Until 1978, the Commission had licensed low power (typically
10-watt) educational stations. In 1978, however, the Commission explained
that it would no longer license such stations because they "function
in a manner which defeats the opportunity for other more efficient operations
which could serve larger areas, and bring effective noncommercial educational
radio service to many who now lack it." In re Changes in the Rules
Relating to Noncommercial Educational FM Broadcast Stations, 69 F.C.C.2d
240, 248 (1978), aff'd on recons., 70 F.C.C.2d 972, 973 (1979). The Commission
has since abandoned its policy against licensing low power radio stations
and established a system for licensing them. See p. 6, infra.
2 Judge Heaney dissented. In his view, "district courts in this type
of case have jurisdiction to hear First Amendment challenges to the Federal
Communications Commission's prohibition of microbroadcasting in the context
of an enforcement action filed against them." Pet. App. A15.
3 By order dated January 8, 2001, the District of Columbia Circuit ordered
the parties in the National Association of Broadcasters case to file supplemental
briefs addressing the constitutionality of the Broadcasting Preservation
Act's disqualification of unlicensed broadcasters. The court has set the
matter for argument on September 6, 2001.
4 As we have noted above, in the district court, petitioner challenged the
regulations on a variety of constitutional and statutory grounds. See p.
4, supra. His petition for a writ of certiorari, however, concerns only
his First Amendment challenge. See Pet. i (referring to "a constitutional
defense"; id. at 10 (describing "the issue presented" as
"whether the federal district courts have jurisdiction to consider
the constitutionality of FCC regulations"); id. at 22-23 (relying on
the importance of the First Amendment issues at stake to support the request
for review).
5 Subsection (b) of 47 U.S.C. 402 gives the United States Court of Appeals
for the District of Columbia Circuit jurisdiction over FCC orders regarding
individual license applications, modifications, revocations, or suspensions.
47 U.S.C. 402(b) (1994 & Supp. V 1999).
6 There is not a square conflict between this case and Strawcutter because
this case involves the government's suit for an injunction and Strawcutter
involved a suit for forfeiture of radio equipment. In both cases, however,
the government was invoking statutorily-authorized remedies intended to
foreclose unlicensed broadcasting in violation of 47 U.S.C. 301. And Fried,
the decision on which the court of appeals relied in this case, was (like
Strawcutter) an appeal from an in rem forfeiture. See Pet. App. A13.
7 Indeed, it is precisely because the outcome on the merits of this sort
of case is so clear that the Second Circuit recently avoided resolving the
jurisdictional issue. Prayze FM v. FCC, 214 F.3d 245, 251 (2000). See Pet.
11 n.2. In Prayze, the Second Circuit affirmed the grant of a preliminary
injunction against an unlicensed low power broadcaster. The court declined
to "resolve the jurisdictional question" because, "even assuming"
that the district court would have jurisdiction to evaluate the constitutionality
of the low power regulations, the FCC had demonstrated that it would likely
prevail. See 214 F.3d at 251. Because the unlicensed broadcaster's attack
on the low power rules lacked merit, the Second Circuit saw no need to resolve
the disagreement identified by petitioner. Ibid.
8 Petitioner also contends (Pet. 16 n.5) that the Ninth Circuit case law
relating to the issue presented by this case is "unsettled." Petitioner
relies for that contention on Dunifer and on Dougan v. FCC, 21 F.3d 1488,
1491 (9th Cir. 1994), in which the court of appeals denied a petition to
review an FCC monetary forfeiture order on the ground that the district
court is the proper court to consider the validity of forfeiture orders.
The Ninth Circuit in Dunifer reiterated, however, that Dougan remains good
law "at least with respect to monetary forfeitures," 219 F.3d
at 1007 n.6. Thus, that circuit's case law is not unsettled. In any event,
any disagreement within the Ninth Circuit would not warrant review by this
Court. See Wisniewski v. United States, 353 U.S. 901, 902 (1957).