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Page 1 of 2
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0




  F

LISTED OTC OPTIONS BLOCK ALLOCATION TICKET	ORDER NO. q 2$
	..
(PLEASE VERIFY TERMS'OF ORDER VERSUS BLOCK DESK ENTRY)	TRADER. jtk
BUY/SELUSELL SHORT
S	QUANTITY
2.v,DOD	o CALL
0 PUT	OPEN
CLOSE	CU ST
Q FIRM '	0 CVRD
Q UNCVRD
SYMBOL/STRIKE/EXPIRATION Acvi;zd For Fit
For Option_ Spread ,or Combo Cli r~l, ~, r1 kes li
____ orders use tl,vo icketc. r 3 kit
DESCRIPTION	ACCOUNT r TRADE DISCLOSURE INDICATORS INDCATE

h Y_s'1	1 inAccougt .3.. BanIdBroker 5 Exch Conv Qpt/Wrts/R(ghts ' #BELOW
t Possessions 4. F r- t,) Lend 6, Short Sell Dlsclosure(see reverseside) ='
	s	:: ALLOCATIONS		3. _."	~
	ACCOUNT			CLIENT	QUANTITY	UNSOL	DIS
G/	DE/	RAILER	DISCL
gY5	NUMBER	TYPE	FA	. NAME			,
COMM	DNE		CODE
M	0 1 2-0			9 iLk		®.	CD.		~t i ~4 {	
						0			.	
						El			.	
	01102 6	'	0's			D				
										
										
										
										
	„ 1 v.?EXECU ~ IQ~l ,~ .				.:'E	-UTIN NS		-EXE -INS
Q	UANTITY	PRICE	EXCHG	QUANTITY	'PRICE	EXCHG	QUANTITY PRICE E	XCHG
ISbo		N	O0	8~-~14	N y	ado $23I)e	~y
-OOb	$3 al)~	n~	1000				
						
						

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1 OF : !. UP-Fr.ONT 'L # `: s r IC~~T I OE~I	1 1 102 /t.;;`=1•	
	ORDER NOTIFICATION		',..)
110200 110700	IE NAME:		
R ACT QUANTITY SYMBOL	STRIKE PRC E X E /R DR I E	TOT EXEC PRICE	

--
_
- _-
-	

_
----------		
S
21.It_It lE l --
5	N Hh's		
			
1S ORDER REQUIRED UPFRONT	ACCT -"S & SHARE ALLOCATION.	THIS INFORMATION	

BOULD NOW BE ENTERED ' I NTO	
THE TUBA SYSTEM. REFER TO COMPLIANCE BULLETIN	~
98-22 "• BRANCH ALERT	33/17-JUL.-9B FOR ADDITIONAL	INFORMATION	
			
		27768	
			





ETF-1858F-000044

:XH008-00614

GOVERNMENT
EXHIBIT
  2027
  Crim. No. H-04-25 (S-2)


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3E'a 1 OF I UP-FRONT BLOCK ALLOCATIONS " 0.2 , .
  .. .• I {{1 16:305.3
:DE DATE w 11/02/00 ALLOCATIONS ENTRY

_t.R ACT QUANTITY SYMBOL STRIKE- F_'RC EX E R B i -I E TOT -EXEC -PRICE
285 S 20000 E NE N HM --

3JL-. Y	DE/DNE.	O R. L99.	MISC.
3T/FIRM:	CVR /UNC :	OPEN/CLOSE.	DISC /CC3MM
ZUSTCMER	QUANTITY
_..__".	C /CCMM	DE/DIE MISCELLANEOUS
-.r ;~,2'::i,~-.1Er•N	Gt+s-r 20000	CD.06	
_-______._.._
RULE 144

	
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RAD =
DE	
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REF ,.	
65661	
	



			
	•		
			
E. I OF:	I UP-FRONT LOCF: ALLOCATION .+
•CCtiTltjia 11/02/00,
'		
	COMPLETED ORDER	"	
110200	S /D . 110700 I E NAME:		
ER ACT QUANTITY SYMBOL STRIKE F'RC' • EX E/R BR I E TOT EXEC
-- -----	PRICE	

5 g	-- -- -•-------


----- -N HM 20000
20000 ENE PX	-------
.

X2.3381	
			
	ORDER COMPLETED		
			
--QTY_-	_•_FIRICE_- EXCH ~?TY PRICE	EXCH	
1500
6000	83.5000 NY ---CO{-1{.1 € 3.562 -
82
06E5 MW	-NY-	' 9 7 g
"

1(--) o	.
8 1{ 1 82.2500
132. 0625 NY	NY	
'
4000	82.1875 NY,.^F ~.		
	c.		
			
	~ c~~		
	2 7 7		
	4		


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ETF-1858F-000045

EXH008-00615