Collateral Valuation - Suinnaary StocA Price Assumptions as oft j 5-Oci-Ol Enron $31.73 1 Com.mpaq $8.82 Eli Lilly S79.69 BA Chase Coni ass ~ FIJ Enron Tolal LTV 80.0% 80.0% Original LOC $40,000,000 $15,000,000 OuisIandlngIj~?A~J2OO~O0O I . - Current LTV Mkt Val Collateral Collateral Req. Excess (I)efmcit) 3.8% $5,205.57 I $250,000 $4,955,571 0.0% $2,915,461 $2,915,461 80.0% 75.0% $10,000,000 $4,000,000 I,259A11 I ~ I $4,OOq,OQO 20.9% $6,185,406 $3,148,325 660% $12,177,518 10.7 18.156 $1,459,361 n/a n/a mi/a Borrowing Poweri is~1i~1i06J J~7 lt.~J ~i.iiti~ir Oiiginal [OC t.h.tstamiding $1,000,000 $0 $1,000,000 $0 $500,000 $0 n/a n/a n/a nla Available Llne[ -~I.0fl0.0tifl L :"$l,00O,0~0 I 'q ~ ~ n/a' Li.iioim Comnpa~i Eli Lilly icw Other (Mug Acets] Allocation of Collateralfor Secured LOC BA Chase Coin ass FU 43.7/. 93.9% 70.3% 30.9% 56.1% 6.1% 0.0% 0.0% O 0% 0.0% 29.7% 6.8% 00% 0.0% 0.0% 12.8% 0.0% 0.0% 0.0% 49.5% 100.0% 100.0% 100.0% 100.0% $13,528,488 $26,483,955 $14,116,481 $2,500,000 $0 $l,~U0,Oq0 $1 1,749,800 $13,068,484 ($3.JOtl,tltlOl SI, * Compass IA)CI,as 80% L1J' on all liquid assets held as collateral. the except son as the Sanders'accouni Wiinh, (O,ISsjfS of ihliquad assets that Conupass offers the lesser of 31J%LlVor SImm 14W 011005 818/2002 BA -NFL Loam. 80.0% ~,000,000 66.1% SJ,5 68 .68 -I $6~250 000 1,318,684 lotal all NFL wI NFL lax due Oct IS oIlier lotal Available or- ~~ ow 0m 00 N' '4,-A .0 O ~ ~E. Cu- a c-i a 0~, -a ColIale,aI Vala,alio,s - Surnnaa,y Siock I',-ke Assu,,qnio,as as of- I 5-Oci-Ol EOli $20.98 Enroii $31.73 1(2W - Seleci $13.80 Coiiipaq $8.82 1(2W - Aggr. $9.72 Eli Lilly S19.69 1(2W - Small S14.83 BA Con, ass FIJ Tolal Banks A/P KLL/LI~L lolal all 80.0% 80.0% 75.0% $1,000,000 $2,000,000 $13,000,000 (Jutslamidlngt 5,013,009 I 520,000 I $I,84~,~44 I ('urre.~I LIV Mkt Val. Collateral Collateral Req. Excess (Delicil) 67.6% $1,419,328 $~.~250 $1,153,078 65.6% $793,250 $650 000 $143,250 63.0% $2,934,391 $469,271 $7,381,844 I 4,298,500 $1 1,6811,344 511,146,975 $~L18I 316 $1,765,599 llorrowla,g I'uwe. Oiigaimal LU'.. tiutstammlimng Arailable i.inel $922 *2 1,~ 4114,600 1 $~I,~4j I', c!.rr.;;,;BT . II $1,000,000 $500,000 n/a n/a n/a n/a $1,000,000 $500,IHIO ~lI,0l,ll $5OO~0OO . n/a , . n/a $500,000 - Total Available Enromi Eli Lilly Eon 1.Cw 011w, (tyIng Accls) 100.0% 100.0% 100.0% I.oc0, I0o~ 81t3120(J2 LIV (.Jiigimmal LOC $l0,000,00{) 0r oral on Ni N ft C .0 ~ C -, ft~ C--J U Allocaijon of (vllaieral BA Con, ass Hi 25.7% 100.0% 54.1% 13.4% 1)0% 00% 21.7% 0.0% 0.0% 1.4% 00% 0.0% 37.8% 0.0% 0.0% 0.0% 011% 45.9% PERSONAL Cypress TCW-Mid TCW.Seiect Fayez P A.RTNERSHTP Faycz Cypress TCW.Seiect TCW-Mid TCW-SmaU 26-Sep 5-Oct o/~ Ch~ 2,644,016 2.S21.959 6.7% 928,896 1,048.550 12.9% 476,721 512,923 7.6% 2,657,869 2,807,307 5.6% 26-Seo 5-Oct % Ch~ 869,563 912,682 5.1% 406,517 433.664 6.7% 1.688.881 1.817.984 7.6% 327.879 368.864 1.5% 547,187 615,223 12.4% ConfldCfltI~I ireament Requested under FOIA LAY-SEC-i 000000273 Collateral Valuation >Bank of America Outstanding Loan Balance S200.000 Collateral Pledged I Shares Value Enron Corp. 71,701 32.275,073 Compaq Computer 332.256 S2.930.498 Total Market Value of Collateral SS.205..571 Less: Collateral Required (80% LTV) 3.84% S250.000 Excess (Deficit) Collateral S4.955,571 Borrowing Power 53,964.457 Available to Borrow S3.964.457 Outstanding Loan Balance - S5~0i3.OO0 Collateral Pledged Shares Value Compaq 113,064 $997,224 Eli Lilly & Co. 20.220 31,611,332 EO'IT Energy Parmers 5,000 S 104,900 Enron Corp. 60.000 $1,903,800 TCW Galileo Select Equities 131,738 31,8 17,984 TCW Galileo Ag~essive Growth 37,949 3368,864 TCW Small Cap Growth 41,485 Total Market Value of Collateral $7,419,328 Less: Collateral Required (LTV 80%) 67.57% $6,266,250 Excess (Deficit) Collateral S1,153,078 Borrowing Power S922,462 Available to Borrow $922,462 (Zonridennal Treameut Requested under FOIA LAY-SEC-i 000000274 Stock Price assumptions 5-Oct.01 Enron $31.73 TOW- Select $13.80 Compaq $8.82 TCW - Age. $9.72 Eli Lilly $79.69 TOW - Small 514.83 EOTT $20.98 43.7% 56.3% 100.0% 13.4% 2 1.7% 1.4% 25.7% 24.5% 5.0% 8.3% 100.0% LOC..0 11005 8/8/2002 Collateral Valuation Bank of Amertca a Outstanding Loan Balance S5.OOO.OOO Collateral Pledged Shares I Value Enron Corp. 232,534 37.568.684 Total Market Value of Collateral 57.568,684 Less: Collateral Required (80% LTV) 66.1% S6.250.OOO Excess (Deficit) Collateral S1.318.684 Borrowing Power S1,054.947 Available to Borrow S1.054.947 confsdCfl~aI T reamelil I~equeSICd under VOIA LAYSEC I. LOQO2 1005 8/8/2002 Collateral Valuation Chase 5-Oct-01 Stock Price Assumptions I Enron S31.73 Comvac SS.82 S 15.0 Million Non Purpose Credit Line STOCK Symbol Certif. No. Shares Enron Corp (S17.7 ENE Chase AccI 3.936 Enron Corp (SI 1.7' ENE Chase Acct S2.388 Total ENE 86.324 Value S 124,S89 S 2.614.171 S 2,739,061 C?Q BB 125523 20.000 S 176 400 Persona] Total CPQ 20,000 S 176,400 61% Total Value of Collateral S 2.915.461 LTV 80% AVAILABLE BALANCE - 32,I8fi~59~ Funded S0~ REMAINING BALANCE.. S2,186.~9~2 WC.0 11005 8/8/2002 Compaq Ownership] Personal Personal 9390/* Conridenamal Treament Requested under POIA LAY-SEC-i 000000276 Collateral Valuation Compass 5-Oct-01 I Stock Price Assumption Enron S31.73 Eli Lii lv S79.69 $10.0 Million Non Purpose Credit Line r STOCK Symbol Certif. No. LLY FC24922 LLY CNY1B3SO Total LLY Shares Ownership 5,000 5.000 10,000 Personal Personal 796.900 Enron Corp Enron Corp Enron Corp Enron Corp-Split Enron Corp Enron Corp-Split Enron Corp Enron Corp ENE ENE ENE ENE ENE ENE ENE ENE HO 119322 HC119285 HC119286 HC164652 HC119359 HC1&4653 HC119360 HC1 27094 Total ENE 7,690 22.052 1.751 1,751 4,521 4,521 7,792 9 ~40 59.518 TOTAL LTV Personal Personal Personal Personal Personal Personal Personal Personal 1.888.506 2,685,406 80% AVAILABLE BALANCE S2.14&325 Funded :289)8~~ REMAINING BALANCE S858.454~ $ Additional Collateral Sanders Moms Hams (300/o LTV. caoped at S1 .000.000) Total $ 2,500,000 LTV 30% AVAILABLE BALANCE S 1,000,000 Funded ~ REMAINING BALANCE ~ si.ooo.qoO- Summary 70. 30/ Total Collateral S 6,185,406 Available Balance 5 3,148,325 Funded (51.289.871) Combined Balance (for all Assets) $1,858,454 20.9% LOCO 11005 8/8/2002 LAY -SEC~ 0000002.77 Eli Lilly Eli Lilly 29.7% ( infldcnta~iI Trcamcni Uc4uesIcd under I~OIA Collateral Valuation Compass Outstanding Loan Balance S520,OOO Collateral Pledaed Enron Corp Total Marker Value of Collateral Less: Collateral Required Shares Value 25,000 $793.250 S793.250 65.55% S650.OOO Confidential Treameng Requested under FOIA LAY~SEC...1 000000278 L.OCS11005 8/8/2002