============= Page 1 of 2 ============= FR U-1 OMB No. 7100-01 15 Approval expires July 31, 1998 BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Statement of Purpose for an Extension of Credit Secured by Margin Stock (Federal Reserve Form U-1) BANK OF AMERICA, N.A. Name of Bank This report is required by law 115 U.S.C. S 578g and 7Bw; 12 CFR 2211. date needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate, including suggestions for reducing this burden, to Secretary, Board of Governors of the Federal Reserve System. Public reporting burden for this collection of information is estimated to average 20th and C Streets, N.W., Washington, D.C. 20551; and to the Office of 4.2 minutes 10.07 hours) per response. including the time for reviewing Management end Budget. Paperwork Reduction Project (7100-01151, instructions, searching existing date sources, gathering nd maintaining the Washington, D.C. 20503. Instructions 1. This form must be completed when a bank extends credit in excess of $ 100,000 secured directly or indirectly, in whole or in part, by any margin stock. 2. The term 'margin stock' is defined in Regulation U (12 CFR 221) and includes, principally: (1) stocks that are registered on a national securities exchange or that are on the Federal Reserve Board's List of Marginable OTC Stocks; (2) debt securities (bonds) that are convertible into margin stocks; (3) any over-the-counter security designated as qualified for trading in the National Market System under a designation plan approved by the Securities and Exchange Commission (NMS security); and (4) shares of most mutual funds, unless 95 per cent of the assets of the fund are continuously invested in U.S. government, agency, state, or municipal obligations. 3. Please print or type (if space is inadequate, attach separate sheet). Part I To be completed by borrower(s) 1. What is the amount of the credit being extended? $10,000,000.00 2. Will 'any part of this credit be used to purchase or carry margin stock? 0 Yes ® No If the answer is 'nc.' describe the specific purpose of the credit. Business, commercial, investment or similar purposes, other than to purchase, refinance or otherwise carry margin stock or other securities. I (We) have read this form and certify that to the best of my (our) knowledge and belief the information given is true, accurate, and complete, and that the margin stock and any other securities collateralizing this credit are authentic, genuine, unaltered, and not stolen, forged, or counterfeit. KLL & LPL INVESTMENTS, LTD. Signe Signed: , q/2.7/0 0 Q D (~~ Swrwer's signature H "It Borrower's sig at r Detc ana Partner Linda P. Lay Managing, Partner Print or type name Print or type name This form should not be signed if blank. A borrower who falsely certifies the purpose of a credit on this form or otherwise willfully or intentionally evades the provisions of Regulation U will also violate Federal Reserve Regulation X, -Borrowers of Securities Credit". BOA/FBI/LAY: 08490 GOVERNMENT LBF001-01011 EXHIBIT 133 Crim. No. H-04-25 (S-2) ============= Page 2 of 2 ============= FR U-t Page 2 of 2 Pa.'t I I To be completed by bank only if the purpose of the credit is to purchase or carry margin securities (Part 1(2) answered "yes") List the margin stock securing this credit; do not include debt securities convertible into margin stock. The maximum loan value of margin stock is 50 per cent of its current market value under the current Supplement to Regulation U. Market price Date and source Total market No. of Issue per share of valuation value per issue shares (See note below) 2. List the debt securities convertible into margin stock securing this credit. The maximum loan value of such debt securities is 50 per cent of the current market value under the current Supplement to Regulation U. Date and source Total market Principal Issue Market price of valuation value per issue amount (See note below! 3. List other collateral including nonmargin stock securing this credit. Date and source Good faith Describe briefly Market price of valuation loan value (See note below) Note: Bank need not complete 'Date end source of valuation' If the market value was obtained from regularly published information in a journal of-,gasnerel circulation or on automated quotation system. Part III To be signed by a bank officer in all instances. I am a duly authorized representative of the bank and understand that this credit secured by margin stock may be subject to the credit restrictions of Regulation U. I have read this form and any attachments, and I have accepted the customer's statement in Part I in good faith as required by Regulation Ua; and I certify that to the best of my knowledge and belief, all the information given is true, accurate, and complete. I also certify that if any securities that directly secure the credit are not or will not be registered in the name of the borrower or its nominee, I have or will cause to have examined the written consent of the registered owner to pledge such securities. ('further certify that any securities that have been or will be physically delivered to the bank in connection with this credit have bean or will be examined, that all validation procedures required by bank policy and the Securities Exchange Act of 1934 (section 17(f). as amended) have been or will be performed, and that I am satisfied to the best of my knowledge and belief that such securities are genuine and not stolen or forged and their faces have not been altered. +., "2 27DU D onto Sc~%or vice R%U;JC-1,t" Tide Signed: "4))- - a k ' s n u qrr &e Print or type ns e To accept the customer's statement in good faith. the officer of the bank must be alert to the circumstances surrounding the credit and. it in possession of any information that would reuse a prudent person not to accept the statement without inouiry, must have investigated end be satisfied that the statement is truthful. Among the facts which would require such investigation we receipt of the statement through the mail or horn a third party, This form must be retained by the lender for three years after the credit is extinguished. BOA/FBI/LAY: 08491 LBF001-01012