============= Page 1 of 2 ============= REPORTING BURDEN FR U-i Public reporting burden for this collection of Intotmatlr '% estimated to average 1.98 minutes (0.071 houral p, O.M.B. No. 7100.0115 response, Including the time for reviewing Instructions, : hag existing data sources. gathering and malntainh Approval expires June 30, 1994 the data needed, and completing and reviewing to colle-...a of Inlonnation. Send comments regarding this burden estimate. Including suggestions for reducing this burden, to Secretary, Board of Governors of the Federal Reserve System. 20th and C Streets, N.W.. Washington, D.C. 20551; and to the Office of Management and Budget. Paperwork leduci/on Project (7100-0115). Washington, D.C. 20503. BOARD OF. GOVERNORS OF THE FEDERAL RESERVE SYSTEM Statement of Purpose for an Extension of Credit Secured by Margin Stock NATIONSBANK OF TEXAS, N.A. Name of Bank (Federal Reserve Form U-1) 4 This Corm Is required by law (15 U.S.C. §§78g and 78w; 12 CFR 221). i INSTRUCTIONS j 1. This form must be completed when a bank extends credit in ex- security designated as qualified for trading in the National Mar- cess of $100,000 secured directly or indirectly, in whole or in part, ket System under a designation plan approved by the Securities by any margin stock. and Exchange Commission (NMS security); and (4). Shares of mutu- al funds, unless 95 per cent of the assets of the fund are continu- The term "margin stock" is defined in Regulation U (12 CFR 221) ously invested in U.S. government, agency, state, or municipal and includes, principally: (1) stocks that are registered on a na- obligations. tional securities exchange or that are on the Federal Reserve ioard-s List of Marginable OTC Stocks; (2) debt securities (bonds) 3. Please print or type (if space is inadequate, attach separate sneet). that are convertible into margin stocks; (3) any over-the-counter PART 1. To be completed by borrower(s). What is the amount of the credit being extended? $1,000,000.00 f 2. Will any part of this credit be used to purchase or carry margin stock? $~ Yes [~ No the answer is "no," describe the specific purpose of the credit. I (we) have read this form and certify that to the best of my (our) Knowledge and belief the information given is true, accurate, and complete, and that the margin stock and any-other securities col- Signed: Y war's Signature / Date Kenneth L. Lay Print or Type Name lateralizing this credit are authentic, genuine, unaltered, and not sto- len, forged, or counterfeit. Signed: Borrower's Signature Print or Type Name This form should not be signed in blank. ,,~ ngta7 (a/opt A borrower who falsely certifies the purpose of a credit on this form or otherwise willfully or Intentionally evades the provisions of Regulation U will also violate Federal Reserve Regulation X, "Borrowers of Securities Credit." Date BOA./FBI/LAY: 29842 BF002-00147 GOVERNMENT EXHIBIT 181 Crim. No. H-04-25 (S-2) ============= Page 2 of 2 ============= 1 PART IL To be completed by bank only h a purpose of the credit is to purchase or carry.r..,Jrgin stock (Part 1(2) answered "yes ). ° 1. Ust the margin stock securing this credit; do not include debt securities convertible into margin stock. The maximum loan value of margin stock Is ._.- per cent of Its current market value under the current Supplement to Regulation U. , No. of ' Issue Market price Date and source I Total market shares per share of valuation value per issue (See note below) ~' . 3,898 COMPAQ COMPUTER CORPORATION `r( SS` 3 . 2,000 BAKER HUGHES INCORPORATED 7lg . 15 941 ENRON CORD. S 4 & U~t'tYi~ debt nargin stock securing'h`is cre'd?t. The maximum loan value of such current Supplement to Regulation U. per Principal Issue Market price Date and source Total market amount of valuation i value per issue (See note below) 9. list other collateral including nonmargin stock securing this credit. Describe briefly Market price Date and source Good taiin of valuation i loan value (See note below) I ~ef-~sf ~~t 7cr~1 Rs~a Pa~~,c o? Note: Bank need not complete "Gate and source of valuation" If the market value was ootained from regularly published information in a journal of general circulation. PART Ill. To be signed by a bank officer in all instances. I am a duly authorized officer of the bank and understand that this credit secured by margin stock may be subject to the credit restric- tions of Regulation U. I have read this form and any attachments. and I have accepted the customer's statement In part I In good faith as required by Regulation U', and I certify that to the best of my knowledge and belief, all the information given is true, accurate, and complete. I also certify that It any securities that directly secure the credit are not or will not be registered In the name of the borrower or its nominee, I have or will cause to have examined September 1 1993 Date Assistant Vice President Title the written consent of the registered owner to pledge such securi- ties. I further certify that any securities that have been or will be phys- ically deliveredd to the bank in connection with this credit have been or will be examined, that all validation procedures required by bank policy and the Securities Exchange Act of 1934 (section 17(t), as amended) have been or will be performed, and that I am satisfied to the best of my knowledge and belief that such securities are genuine and not stolen or forged and their faces have not been altered. . Signed Bank of cer's signature James H. Shelton Print or type name 'To accept the customer's statement in good faith, the officer of the bank must be alert to the circumstances surrounding the credit and. if in possession o' any information that would cause a prudent person not to accept the statement without inquiry, must have investtgateo and be satisfied trial the sisiemen: is truthful. Among the facts wnicn would require such Investigation are receipt of the statement through the mail or from a third party. This form must be retained by the bank for at least three years after the credit is extinguished. BOAJFBIILAY: 29843 Ra is, g5; 5-3,7S-0 j,>t S bc4 L a- I ! ~.rcnr,n 3F002-00148