============= Page 1 of 2 ============= REPORTING BURDEN FR U.1 Public reporting burden far this, collection r' `lontlelbn L estimated to average 1.88 minutes (0.031 epursl per O.M.B. No. 7100-0115 response. Including the time for rwlswing In. Along, searching existing data sources, gathering anQ - ntelning Approval expires June 30. 1994 In. data needed, and completing and reviewlnv the coeectfon of Information. Send comments regudinp s buroan estimate, including eu0peetiane tar reducing this burden. to Secretary. Boatel of Governors at the Federal Reserve System. 20th and C Streets, N.W.. Wasninglon, D.C. 20551; and to the Office of Management and Budget, Paperwork Reduction Project (7100-0115), Washington, D.C. 20503. BOARD OF. GOVERNORS OF THE FEDERAL RESERVE SYSTEM Statement of Purpose for an Extension of Credit Secured by Margin Stock November U, 1993 Name of Bank (Federal Reserve Form U-1) This form is required by law (15 U.S.C. §§780 and 78w; 12 CFR 221). INSTRUCTIONS 1. This form must be completed when a bank extends credit in ex- sacurity designated as quail under cess of 5100.000 secured directly or indirectly, in whole or in part, by any margin stock. cent unless invested 2. The term "margin stock" 13 defined In Regulation U (12 CFR 221) and includes, principally: (1) stocks that are registered on a na• tional securities exchange or that are on the Federal Reserve Please or Board's List of Marginable OTC Stocks; (2) debt securities (bonds) that are convertible Into margin stocks; (3) any over-the-Counter PART I. To be completed by borrower/s). What is the amount of the credit being extended? security destgnate4 as qualitied for trading in the National Mar- a designation plan approved by the Securities ket System al (NMS security); and (4) shares of mutu• and Exchange Commission of the assets of the fund are continu- 95 per funds, in U.S. government, agency, state, or r,iuntcioal oualy obligations. type (if space is inadequate, attach separate sneetl. print 3. $350,000.00 2. Will any part of this credit be used to purchase or carry margin stock? It me answer is "no," describe the specific purpose of the credit. I (we) have read this form and certify that to the best of my (our) knowledge and belief the information given is true, accurate, and complete, and that the margin stock and any other securities cot- ,1f Yea C No lateralizing this credit are authentic, genuine, unaltered, and not sto- len, forged, or counterfeit. Signed: Signed: B J;/ Ionature t. Borrower's Signature Date Kenneth L Lay Print or Type Name Print or Type Name This form should not be signed In blank. A borrower who falsely certifies the purpose of aa credit on this form or otherwise willfully or intentionally evades the provisions of Regulation U will also violate Federal Reserve Regulation X, "Borrowers of Securities Credit." 19tF7 r~ln7l BOAJFBI/LAY: 29901 002-00149 GOVERNMENT EXHIBIT 182 ============= Page 2 of 2 ============= PART It. To be completed by bank only If the purpose of the credit is to purchase or carry margin stock (Part 1(2) answered "yes"). t. List the margin stock securing this credit: do not Include debt securities convertible into margin stock. The maximum loan value of margin stock Is ..`?.Qper cent of Its current market value under the current Supplement to Regulation U. No. of I shares Issue Market price I Date and source Total market per share I of valuation I value per issue (See note belowl j 2000 Eli Lilly I ASS--7/g /l 1, DSO 8790 Compaq Computer Corporation (, 7- 3{ ' ˘f spa 1 (~ 2. List the debt securities convertible Into margin stock securing this credit. The maximum loan value of such dent securities is ...... per cent of the current market value under the current Supplement to Regulation U. Principal amount Issue Market price Date and source Total market of valuation value per issue (See note below) i i 3. List other collateral including nonmargln stock securing this credit. Describe briefly Market price, I Date and source Goof faith of valuation loan value (See note below) Nota: Bank need not complete "Data acid source of valuation- It the market value was obtained from regularly published information in a toumat of generei circulation. PART III. To be signed by a bank officer in all instances. I am a duty authorized officer of the bank and understand that this credit secured by margin stock may be subject to the credit restric. tions of Regulation U. I have read this form and any attachments, and I have accepted the customer's statement In part I In good faith as required by Regulation U', and I certify that to the beet of my knowledge and belief, all the Information given Is true, accurate, and complete. I also certify that If any securities that directly secure the credit are not or will not be registered in the name of the borrower or its nominee, I have or will cause to have examined the written consent of the registered owner to pledge such securi- ties. I further certify that any securities that have been or will be phyx. Ically delivered to the bank In connection with this credit have been or will be examined, that all validation procedures required by bank policy and the Securltles.Exdhange Act of 1934 (section 17)1), as amended) have been or will be performed. and that I am satisfied to the best of my knowledge and belief that such securities are genuine and not stolen or forged and their faces have not been altered. g' 93 I/-- Date Assistant Vice President Title Signed: Bank fl er's signature James H. Shelton Print or type name 'To acceot the customer's statement In good fallh, the officer of the bank must be alert to the efrcumstanees surrounding the credit and. it in possession ef any information that would cause a prudent person not to accept the Statement without Inquiry, must have investigated and be satisfied trial the statement u truthful. Among the facts which would require such Investigation are receipt of the statement through the mail or from a third party. This form must be retained by the bank for at least three years after the credit is extinguished. BOA/FBILAY: 29902 '~F002-00150