============= Page 1 of 2 ============= REPORTING BURDEN FR U-1 Public reporting burden tot this collection of information is estimated to average 1.86 minutes (0.031 hours) per O.M.8. No. 7100-0115 response, Including the time for reviewing Into- mna, searching existing data sources, gathering and r taining Approval expires June 30. 1994 the data needed; and completing and reviewing collection of information. Sand comments regarding burden ; estimate, Including suggestions lot reducing th,,; burden, to Secretary, Board of Governors of the Fe din,r rteaerve System, 20th and C Streets, N.W., Washington, D.C. 20551; and to the Office of Management and Budget, Paperwork Reduction Project (7100-0115), Washington, D.C. 20503. BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM Statement of Purpose for an Extension of Credit Secured by Margin Stock December 13,1993 Name of Bank (Federal Reserve Form U-1) This form Is required by law (15 U.S.C. §§?Bg and 78w; 12 CFR 221). INSTRUCTIONS 1. This form must be completed when a bank extends credit In ex- cess of $100,000 secured directly or Indirectly, in whole or in part, by any margin stock. 2. The term "margin stock" Is defined In Regulation U (12 CFR 221) and includes, principally: (1) stocks that are registered on a na- tional securities exchange or that are on the Federal Reserve Board's List of Marglnable OTC Stocks; (2) debt securities (bonds) that are convertible into margin stocks; (3) any over-the-counter PART I. To be completed by borrower(s). security designated as qualified for trading in the National Mar- ket System under a designation plan approved by the Securities and Exchange Commissioq (NMS security); and (4) shares of mutu- al funds, unless 95 per cant of the assets of the fund are continu- ously Invested in U.S'A government, agency, state, or municipal obligations. 3. Please print or type (It space is Inadequate, attach separate sheet). 1. What Is the amount of the credit being extended? $10,500,000.00 , 2. Will any part of this credit be used to purchase or carry margin' stock? $1 Yes 0 No It the answer Is "no," describe the specific purpose of the credit. 1 (we) have read this form and certify that to the best of my (our) knowledge and belief the information given Is true, accurate, and complete, and that the margin stock and any other securities col- t L. iateralizing this credit are authentig, genuine, unaltered, and not sto- len, forged, or counterfeit. Signed: . t Borrower's signature Print or Type Name Print gr Type Name This form should not be signed In blank. A borrower who falsely certifies the purpose of a credit on this form or otherwise willfully or Intentionally evades the provisions of Regulation U will also violate Federal Reserve Regulation X, "Borrowers of Securities Credit." BOAJFBI/ AY:29825 .BF002-00151 GOVERNMENT EXHIBIT 183 Crim. No. H-04-25 (S-2) ============= Page 2 of 2 ============= 1. List the margin stock securing this credit, ''o not Include debt securities convertible Into rr In stock. The maximum loan value of margin stock Is ...... pot cent of Its current marker` us under the current Supplement to Regulat;. U. No. of Issue Market price Date and source Total market shares per share of valuation value per Issue (See note below) See Attached Principal amount Issue Market price Date and source of valuation (See note below) Total market value per issue 2. List the debt securities convertible into margin stock securing this credit. The maximum loan value of such debt securities is ...... per cent of the current market value under the current Supplement to Regulation U. 3. List other collateral Including nonmargln stock securing this credit. Describe briefly Market price Date and source of valuation (See note below) Good faith loan value Note: Bank need not complete "Date and source of valuation" If the market value was obtained from regularly published Information In a journal of general circulation. PART 111. To be signed by a bank officer In all Instances. I am a duly authorized officer of the bank and understand that this credit secured by margin stock may be subject to the credit restric; lions of Regulation U. I have read this form and any attachments, and I have accepted the customer's statement In part I In good faith as required by Regulation U', and I certify that to the best of my knowledge and belief, all the Information given Is true, accurate, and complete. I also certify that If any securities that directly secure the credit are not or will not be registered In the name of the borrower or Its nominee, I have or will cause to have examined the written consent of the registered owner to pledge such securi- ties. I further certify that any securities that have been or will be phys- Ically delivered to the bank In connection with this credit have been or will be examined, that all validation procedures required by bank policy and the Securities Exchange Act of 1934 (section 17(f), as amended) have been or will be performed, and that I am satisfied to the best of my knowledge snd belief that such securities are genuine and not stolen or forged and their faces have not been altered. Signed: la/&'I1 ~ Ap-; ~ 4 0 1 ~__ Date Bank of ce a signature -4 V,s;d es ~u. SG~e~. &$T5 Title print or type name 'To accept the customer's statement In good faith, the officer of the bank must be alert to the circumstances surrounding the credit and, It In possession of any Information that would cause a prudent person not to accept the statement without Inquiry, must have Investigated and be satisfied that the statement Is truthful. Among the facts which would require such Investigation are receipt of the statement through the mall or from a third party. This form must be retained by the bank for at least three years after the credit Is extinguished. BOA/FBI/LAY: 29826 F002-00152