Antitrust Case Filings

Antitrust Case Filings

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View the list of NAICS and SIC industry codes used by the Division. To view all industry codes, visit Census.gov.

Displaying 1 - 10 of 13
Title Case Open Date Incident Date Case Type Federal Court Industry Code
U.S. v. American Stock Exchange, LLC, et al. September 11, 2000 Civil Non-Merger District of Columbia, District of Investment Banking and Securities Dealing, Security and Commodity Exchanges
U.S. v. Tom Alexander William Hayes and Roger Darin December 12, 2012 Criminal New York, Southern District Investment Banking and Securities Dealing
U.S. v. The Royal Bank of Scotland PLC April 12, 2013 Criminal Connecticut, District of Investment Banking and Securities Dealing
U.S. v. Deutsche Bank AG April 23, 2015 Criminal Connecticut, District of Investment Banking and Securities Dealing
U.S. v. Barclays PLC May 20, 2015 Criminal Connecticut, District of Investment Banking and Securities Dealing
U.S. v. Citicorp May 20, 2015 Criminal Connecticut, District of Investment Banking and Securities Dealing
U.S. v. JPMorgan Chase & Co. May 20, 2015 Criminal Connecticut, District of Investment Banking and Securities Dealing
U.S. v. The Royal Bank of Scotland PLC May 20, 2015 Criminal Connecticut, District of Investment Banking and Securities Dealing
U. S. v. Jason Katz January 4, 2017 Criminal New York, Southern District Investment Banking and Securities Dealing
U.S. v. Richard Usher, et al. January 10, 2017 Criminal New York, Southern District Investment Banking and Securities Dealing

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