Antitrust Case Filings

Antitrust Case Filings

To filter the list of cases, select desired options from the left navigation pane. 

View the list of NAICS and SIC industry codes used by the Division. To view all industry codes, visit Census.gov.

Displaying 1 - 7 of 7
Title Case Open Date Incident Date Case Type Federal Court Industry Code
U.S. v. Alex Brown & Sons (NASDAQ Market Makers) July 17, 1996 Civil Non-Merger New York, Southern District Security Brokers and Dealers
U.S. and Alex Brown & Sons, Inc., et al. v. Donald Bleznak, et al. July 17, 1996 Civil Non-Merger New York, Southern District Security Brokers and Dealers
U.S. v. Municipal Government Investment Associates, Inc. September 28, 1995 Criminal California, Northern District Security Brokers and Dealers
U.S. v. PHSG Holdings, Inc. September 27, 1996 Criminal California, Northern District Security Brokers and Dealers
U.S. v. Steinhardt Management Co., Inc. and Caxton Corp. December 16, 1994 Civil Non-Merger New York, Southern District Investment Banking and Securities Dealing, Security Brokers and Dealers
U.S. v. Salomon Brothers Inc. May 20, 1992 Civil Non-Merger New York, Southern District Security Brokers and Dealers
U.S. v. Chicago Board Options Exchange, Inc. April 26, 1973 Civil Non-Merger Illinois, Northern District Security Brokers and Dealers

Was this page helpful?

Was this page helpful?
Yes No