Antitrust Case Filings
Antitrust Case Filings
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View the list of NAICS and SIC industry codes used by the Division. To view all industry codes, visit Census.gov.
Displaying 1 - 10 of 33
| Title | Case Open Date | Incident Date | Case Type | Federal Court | Industry Code |
|---|---|---|---|---|---|
| U.S. v. Tom Alexander William Hayes and Roger Darin | December 12, 2012 | Criminal | New York, Southern District | Investment Banking and Securities Dealing | |
| U.S. v. The Royal Bank of Scotland PLC | April 12, 2013 | Criminal | Connecticut, District of | Investment Banking and Securities Dealing | |
| U.S. v. The Royal Bank of Scotland PLC | May 20, 2015 | Criminal | Connecticut, District of | Investment Banking and Securities Dealing | |
| U.S. v. Rubin/Chambers, et al. | October 29, 2009 | Criminal | New York, Southern District | Investment Banking and Securities Dealing | |
| U.S. v. Richard Usher, et al. | January 10, 2017 | Criminal | New York, Southern District | Investment Banking and Securities Dealing | |
| U.S. v. RBS Securities Japan Limited | April 12, 2013 | Criminal | Connecticut, District of | Investment Banking and Securities Dealing | |
| U.S. v. Phillip Dennis Murphy | July 19, 2012 | Criminal | North Carolina, Western District | Investment Banking and Securities Dealing | |
| U.S. v. Paul Robson, et al. | June 10, 2014 | Criminal | New York, Southern District | Investment Banking and Securities Dealing | |
| U.S. v. Matthew Connolly and Gavin Campbell Black | May 31, 2016 | Criminal | Investment Banking and Securities Dealing | ||
| U.S. v. Matthew Adam Rothman | March 11, 2010 | Criminal | New York, Southern District | Investment Banking and Securities Dealing |