Antitrust Case Filings

Antitrust Case Filings

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View the list of NAICS and SIC industry codes used by the Division. To view all industry codes, visit Census.gov.

Displaying 1 - 10 of 19
Title Case Open Date Incident Date Case Type Federal Court Industry Code
U.S. v. Tom Alexander William Hayes and Roger Darin December 12, 2012 Criminal New York, Southern District Investment Banking and Securities Dealing
U.S. v. The Royal Bank of Scotland PLC April 12, 2013 Criminal Connecticut, District of Investment Banking and Securities Dealing
U.S. v. Rubin/Chambers, et al. October 29, 2009 Criminal New York, Southern District Investment Banking and Securities Dealing
U.S. v. RBS Securities Japan Limited April 12, 2013 Criminal Connecticut, District of Investment Banking and Securities Dealing
U.S. v. Phillip Dennis Murphy July 19, 2012 Criminal North Carolina, Western District Investment Banking and Securities Dealing
U.S. v. Matthew Adam Rothman March 11, 2010 Criminal New York, Southern District Investment Banking and Securities Dealing
U.S. v. Martin Kanefsky August 12, 2010 Criminal New York, Southern District Investment Banking and Securities Dealing
U.S. v. Mark Zaino May 19, 2010 Criminal New York, Southern District Investment Banking and Securities Dealing
U.S. v. Lloyds Banking Group PLC July 28, 2014 Criminal Connecticut, District of Investment Banking and Securities Dealing
U.S. v. James L. Hertz November 30, 2010 Criminal New York, Southern District Investment Banking and Securities Dealing

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