UNITED STATES OF AMERICA, PETITIONER V. RAUL CHAVEZ-SANCHEZ No. 88-550 In the Supreme Court of the United States October Term, 1988 The Solicitor General, on behalf of the United States of America, petitions for a writ of certiorari to review the judgment of the United States Court of Appeals for the Ninth Circuit in this case. Petition For A Writ Of Certiorari To The United States Court Of Appeals For The Ninth Circuit PARTIES TO THE PROCEEDINGS The United States of America and Raul Chavez-Sanchez were parties in No. 88-5109 in the court of appeals. Jose Gubiensio-Ortiz and Al Kanahele, Warden, Metropolitan Correctional Center, San Diego, California, were parties in No. 88-5848 in the court of appeals. TABLE OF CONTENTS @@ Opinions below @@ Jurisdiction @@ Constitutional and statutory provisions involved @@ Statement @@ Reasons for granting the petition @@ Conclusion @@ Appendix A @@ Appendix B @@ Appendix C OPINIONS BELOW The amended opinion of the court of appeals (App., infra, 1a-86a) is not yet reported. The oral ruling of the district court (App., infra, 87a-89a) is unreported. JURISDICTION The judgment of the court of appeals was entered on August 23, 1988. The jurisdiction of this Court is invoked under 28 U.S.C. 1254(1). CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED Relevant provisions of Articles I, II, and III of the Constitution of the United States and of the Sentencing Reform Act of 1984, 18 U.S.C. (Supp. IV) 3551-3742 and 28 U.S.C. (Supp. IV) 991-998, are reproduced in the appendix to the petition (at 47a-85a) in United States v. Mistretta, cert. before judgment granted, No. 87-1904 (June 13, 1988). /1/ QUESTION PRESENTED The United States Sentencing Commission was established by the Sentencing Reform Act of 1984 as "an independent commission in the judicial branch of the United States." 28 U.S.C. (Supp. IV) 991(a). It is a permanent body with seven voting members, at least three of whom must be federal judges. The members are chosen by the President with the advice and consent of the Senate, and they are removable by the President for cause. The primary function of the Commission is to develop binding determinate sentencing guidelines for the federal courts. The question presented by this case is: Whether the sentencing guidelines are invalid because the Sentencing Commission is constituted in violation of separation of powers principles. STATEMENT 1. Respondent was indicted in the United States District Court for the Southern District of California on five counts of the transporation of illegal aliens, in violation of 8 U.S.C. (Supp. IV) 1324(a)(1)(B); illegal entry into the United States, in violation of 8 U.S.C. (Supp. IV) 1325; and making false statements to a federal official, in violation of 18 U.S.C. 1001. Respondent thereafter moved to have the Sentencing Reform Act of 1984, 18 U.S.C. (Supp. IV) 3551-3742 and 28 U.S.C. (Supp. IV) 991-998, held unconstitutional on the grounds that the Sentencing Commission was constituted in violation of separation of powers principles, and that Congress delegated excessive authority to the Sentencing Commission to establish binding and determinate sentencing guidelines. /2/ Subsequently, respondent entered a plea of guilty to one count of illegal entry into the United States. App., infra, 6a. /3/ At sentencing, the district court held that the Sentencing Reform Act violates separation of powers principles. The court orally incorporated and joined two opinions issued by other district judges in that district, United States v. Arnold, 678 F. Supp. 1463 (S.D. Cal. 1988), appeal pending (9th Cir.), and United States v. Lopez-Barron, 685 F. Supp. 725 (S.D. Cal. 1988). App., infra, 88a. In those cases, the courts held that, because the Sentencing Commission performs an inherently executive rulemaking function, the Act is unconstitutional since it places the Commission in the Judicial Branch. The courts also held that the service of Article III judges on the Sentencing Commission impairs the independence of the judiciary. Lastly, both courts declined to sever the language in the Act designating the Commission as an agency in the Judicial Branch, on the ground that doing so would frustrate congressional intent by transferring the Commission from one branch of government to another. United States v. Arnold, 678 F. Supp. at 1469-1472; United Stated v. Lopez-Barron, 685 F. Supp. at 727-731. After ruling that the sentencing guidelines are unconstitutional, the district court sentenced respondent to 18 months' imprisonment and a $50 special assessment. Judgment and Commitment Order, United States v. Chavez-Sanchez, No. 87-1333-JLI (entered Mar. 11, 1988). Although the term of imprisonment exceeded the maximum permitted under the applicable guidelines, the district court did not impose a period of supervised release, as required by the guidelines. Ibid. 2. The court of appeals affirmed by a divided vote. App., infra, 1a-86a. /4/ The court held that the function of adopting binding sentencing rules cannot be performed by an agency in the judicial branch. Id. at 12a-32a. The court also held that, even if the Sentencing Commission could be characterized as an executive or an independent agency federal judges cannot serve on the Commission, because Article III judges cannot serve on a substantive policymaking body, even in an extra-judicial capacity. Id, at 32a-45a. /5/ Judge Wiggins dissented. App., infra, 50a-86a. He believed that the Commission was properly located in the judicial branch. In his view, the function of promulgating sentencing rules is analogous to the role that the courts play in developing procedural rules, and that the allocation of that power does not undermine the ability of any other branch to carry out its constitutionally assigned duties. Id. at 58a-83a. Judge Wiggins also concluded that judges may participate in their individual capacities in the activities of the Commission. Id. at 72a-82a. /6/ 3. The government thereafter moved for a stay of the court of appeals' judgment invalidating the sentencing guidelines pending this Court's decision in United States v. Mistretta, cert. before judgment granted, Nos. 87-1904 and 87-7028 (to be argued Oct. 5, 1988). The court of appeals denied the motion without opinion. App., infra, 90a. REASONS FOR GRANTING THE PETITION The court of appeals held the sentencing guidelines invalid on separation of powers grounds. The validity of the guidelines is presently before the Court in United States v. Mistretta, supra. For the reasons given in our brief in that case, we believe that the court of appeals erred. The petition in this case should be held for dispositon in light of the Court's decision in Mistretta. CONCLUSION The petition for a writ of certiorari should be held and disposed of as appropriate in light of the Court's decision in United States v. Mistrette, cert. before judgment granted, Nos. 87-1904 and 87-7028 (to be argued Oct. 5, 1988). Respectfully submitted. CHARLES FRIED Solicitor General SEPTEMBER 1988 /1/ We have provided counsel for respondent with a copy of our petition and brief in Mistretta. /2/ The sentencing guidelines went into effect on November 1, 1987. Because the crimes charged against respondent occurred on or about November 19, 1987, the sentencing guidelines are applicable to this case. App., infra, 6a. /3/ The remaining counts in the indictment were eventually dismissed with prejudice on the government's motion. Judgment and Commitment Order, United States v. Chavez-Sanchez, No. 87-1333-JLI (entered Mar. 11, 1988). /4/ Respondent's case was consolidated in the courts of appeals with Gubiensio-Ortiz v. Kanahele, No. 88-5848, which was an appeal from the denial of a habeas corpus petition. In that case, a federal prisoner filed a habeas corpus petition claiming that the sentencing guidelines are invalid and that the provision of the Sentencing Reform Act modifying the pre-Act system of awarding "good time" credits to federal prisoners is not severable from the remainder of the Act and therefore must also be struck down. The district court held that the sentencing guidelines are unconstitutional, but that the modification to the "good time" laws was severable. The court of appeals reversed, holding that the provision in the Sentencing Reform Act modifying the award of "good time" credits is not severable from the remainder of the Act. App., infra, 5a, 46a-50a. We have not sought review of the judgment entered by the court of appeals insofar as it awarded relief to Gubiensio-Ortiz in No. 88-5848 because that case had become moot before the court of appeals issued its ruling. Gubiensio-Ortiz completed his sentence on July 24, 1988, almost one month before the court of appeals handed down its decision on August 23, 1988. In the government's motion for a stay of the court's ruling, we suggested that the court of appeals should vacate as moot that part of the judgment addressing the validity of the "good time" credit provision, because that issue was raised only in the context of the habeas corpus appeal. In denying the stay motion, the court of appeals did not address this mootness problem. App., infra, 90a. Nevertheless, because that case is indeed moot, our petition here is limited to the Chavez-Sanchez case, No. 88-5109 in the court of appeals. /5/ The court did not reach the question whether the Sentencing Reform Act unlawfully delegates legislative power to the Sentencing Commission. App., infra, 12a n.2. /6/ Judge Wiggins addressed respondent's delegation claim and concluded that the Act did not unlawfully delegate legislative power to the Sentencing Commission. App., infra, 53a-58a. APPENDIX