MARGARET DANEHY MAYNARD, PETITIONER V. UNITED STATES DISTRICT COURT FOR THE CENTRAL DISTRICT OF CALIFORNIA, ET AL. No. 90-1555 In The Supreme Court Of The United States October Term, 1990 On Petition For A Writ Of Certiorari To The United States Court Of Appeals For The Ninth Circuit Brief For The Federal Respondents (Except Judge A. Wallace Tashima) In Opposition TABLE OF CONTENTS Question presented Opinions below Jurisdiction Statement Argument Conclusion OPINIONS BELOW The opinion of the court of appeals (Pet. App. 4-6) is unreported, but the decision is noted at 915 F.2d 1581 (Table). The opinion of the court of appeals on rehearing (Pet. App. 7-8) is unreported. The opinion of the district court (Pet. App. 1-3) is unreported. The initial opinion of the district court dismissing petitioner's action with leave to amend is reported at 701 F. Supp. 738. /1/ JURISDICTION The judgment of the court of appeals was entered on October 3, 1990. The order of the court of appeals granting in part and denying in part a petition for rehearing was entered on January 9, 1991. Pet. App. 7-8. The petition for a writ of certiorari was filed on April 9, 1991. The jurisdiction of this Court is invoked under 28 U.S.C. 1254(1). QUESTION PRESENTED Whether Local Rule 2.2.1 of the United States District Court for the Central District of California, which requires attorneys seeking admission to practice before that court to be members in good standing of the California state bar, is constitutional as applied to petitioner. STATEMENT 1. Petitioner is an attorney and a California resident, maintaining a law office within the jurisdiction of the United States District Court for the Central District of California. She is a member of the Indiana bar, and is admitted to practice before the United States District Courts for the Northern and Southern Districts of Indiana. Petitioner is also admitted to practice before the United States District Court for the Northern District of California. Pet. App. 5; App., infra, 2a. In July 1987, petitioner applied for admission to the Bar of the Central District of California. The United States Magistrate denied petitioner's application on the ground that she was not licensed to practice law in California, as required by Local Rule 2.2.1 of the United States District Court for the Central District of California. App., infra, 2a. Rule 2.2.1 provides that (a)dmission to and continuing membership in the Bar of this Court is limited to persons of good moral character who are active members in good standing of the State Bar of California. C.D. Cal Local R. 2.2.1. /2/ 2. In November 1987, petitioner filed a federal court action against the federal respondents, namely, the United States District Court for the Central District of California and the judges of that court. /3/ Petitioner challenged the constitutionality of Local Rule 2.2.1, which limits bar membership to active members of the California state bar. Petitioner alleged that the local rule violates the Privileges and Immunities Clause, the Commerce Clause, the "Equal Protection Clauses of the Fifth and Fourteenth Amendments," and the Due Process Clause. App., infra, 2a. /4/ In September 1988, the district court dismissed each of petitioner's claims, with leave to amend her complaint. The court rejected the claim that the local rule violates the Privileges and Immunities Clause, because that rule "is a matter of federal law legitimately administered by a federal entity." App., infra, 4a. Petitioner's claim, the court held, "is thus deficient as a matter of law, as State discrimination is, by definition, not possible." Ibid. /5/ The court similarly dismissed petitioner's Commerce Clause challenge, since the local rule "is clearly based on federal law," id. at 6a and petitioner conceded that "the Federal Government cannot violate the Commerce Clause," id. at 5a. Turning to petitioner's challenge based on the equal protection component of the Fifth Amendment, the court determined that "the proper standard of review is the rational basis test." App., infra, 8a. Applying that standard, the court held that respondents "have made a sufficient showing of a legitimate government interest which bears a reasonable and nonarbitrary relation to the challenged rule." Id. at 9a. The court recognized, for example, that "membership in the State Bar of California is a reasonable method of ensuring that certain ethical standards are met and maintained," and that the requirement "ensures that attorneys practicing in the Central District are knowledgeable in California substantive law." Ibid. Finally, the court rejected petitioner's claim under the Due Process Clause. The court pointed out that petitioner "does not cite any rule, statute, or understanding that would support her claim of denial of a property right to practice law in the district court." App., infra, 11a. Moreover, the court concluded that (n)othing in Local Rule 2.2.1 implicates (petitioner's) good name, reputation, honor or integrity, or imposes any stigma or other disadvantage limiting (petitioner's) employment opportunities, as would be required to support a finding of deprivation of liberty under the Due Process Clause. Ibid. 3. Petitioner thereafter filed an amended complaint, alleging that Local Rule 2.2.1 violated the Due Process Clause, the Rules of Practice and Procedure of this Court, 28 U.S.C. 2071, /6/ and the Federal Rules of Civil Procedure. Pet. App. 2. In May 1989, after a hearing, the district court dismissed petitioner's claim. Pet. App. 1-3. The court held that Local Rule 2.2.1 does not violate any constitutional right of (petitioner), and is not inconsistent with the rules of the United States Supreme Court regarding admission of attorneys, nor is the rule otherwise violative of 28 U.S.C. Section 2071 or any Federal Rule of Civil Procedure. Pet. App. 2. 4. The court of appeals affirmed. Pet. App. 4-6. It concluded that the "issues raised by (petitioner) have been decisively resolved by this court in Giannini v. Real, (911 F.2d 354 (9th Cir.), cert. denied, 111 S. Ct. 580 (1990))." Pet. App. 4-5. In that case, the Ninth Circuit held (911 F.2d at 359-361) that Local Rule 2.2.1 does not violate the Due Process Clause, this Court's Rules of Practice and Procedure, or the "principles of the right and justice standard set forth in Frazier v. Heebe, 482 U.S. 641 (1987)." Pet. App. 5. 5. In January 1991, the court of appeals granted petitioner's request for rehearing limited to considering her claim that the court's summary disposition denied her right to oral argument in violation of 9th Cir. R. 34-4. Pet. App. 7. Treating the petition for hearing as a "statement of reasons why oral argument should be heard," ibid., the court rejected petitioner's contention that oral argument was needed to show that the court in Giannini failed to consider Zambrano v. City of Tustin, 885 F.2d 1473 (9th Cir. 1989). The court concluded, contrary to petitioner's submission, that "Zambrano does not require the invalidation of any rule that the district court could do without." Pet. App. 8. ARGUMENT Before this Court, petitioner renews her constitutional challenge to Local Rule 2.2.1, which limits bar membership to active members of the California state bar. Earlier this Term, however, the Court denied certiorari in a case raising an almost identical attack on that Local Rule. Giannini v. Real, 111 S. Ct. 580 (1990). Nothing has occurred since this Court denied certiorari in that case that would make review of this case appropriate. 1. Petitioner contends (Pet. 10-15) that Local Rule 2.2.1 violates the Due Process Clause, because the requirement of membership in the California state bar is arbitrary and irrational. That contention is without merit. For the reasons articulated by the district court, and endorsed by the court of appeals, see App., infra, 11a; Pet. App. 5, Local Rule 2.2.1 plainly bears a rational relationship to an attorney's fitness to practice before the federal respondents. See In re Roberts, 682 F.2d 105, 108 (3d Cir. 1987). Petitioner seeks to avoid this straightforward application of settled law by suggesting that the Due Process Clause imposes a more stringent standard of review. That suggestion is wide of the mark. As this Court has made plain, "the Constitution does not require that because a lawyer has been admitted to the bar of one State, he or she must be allowed to practice in another." Leis v. Flynt, 439 U.S. 438, 443 (1979). And federal courts have rejected the proposition that there is a fundamental right -- under the Due Process Clause -- to practice law. E.g., Lupert v. California State Bar, 761 F.2d 1325, 1327-1328 (9th Cir.), cert. denied, 474 U.S. 916 (1985). Accordingly, the district court correctly held that "the proper standard of review is the rational basis test." App., infra, 8a; accord Giannini v. Real, 911 F.2d at 360; In re Roberts, 682 F.2d at 108 (3d Cir. 1982). /7/ Petitioner's reliance (Pet. 11-12) on this Court's decisions invalidating residency requirements for admission to state or district court bars is mistaken. See Barnard v. Thorstenn, 489 U.S. 546 (1989); Supreme Court v. Friedman, 487 U.S. 59 (1988); Frazier v. Heebe, 482 U.S. 641 (1987); Supreme Court v. Piper, 470 U.S. 274 (1985). First, each of those cases involved a residency requirement that discriminated against out-of-state residents. This Court held that such requirements were invalid under either the Privileges and Immunities Clause or the Court's supervisory power over federal courts. Here, there is no such discrimination because the petitioner is a California resident; indeed, there is no residency requirement for membership in the bar of the Central District of California. Second, in each of those cases, the non-resident attorney who challenged the residency requirement had passed the state's bar examination or was otherwise eligible for admission to the bar. Barnard v. Thorstenn, 489 U.S. at 549-550; Supreme Court v. Friedman, 487 U.S. at 61-62; Frazier v. Heebe, 482 U.S. at 643, 646; Supreme Court v. Piper, 470 U.S. at 276. As an alternative to residency requirements, this Court relied on state bar examination and membership requirements as means to ensure satisfaction of the courts' legitimate interests in the regulation of the practice of law. Barnard v. Thorstenn, 489 U.S. at 555-556; Supreme Court v. Friedman, 487 U.S. at 68; Frazier v. Heebe, 482 U.S. at 647-648; Supreme Court v. Piper, 470 U.S. at 285, 287. Here, petitioner has not sought admission to practice law in the State of California (Pet. 6), and has not been admitted to the California state bar. App., infra, 2a. 2. Petitioner also contends (Pet. 22-24) that Local Rule 2.2.1 must be invalidated as inconsistent with Rule 5.1 of the Rules of this Court, which provides that "(i)t shall be a requisite for admission to the Bar of this Court that the applicant shall have been admitted to practice in the highest court of a State, Commonwealth, Territory or Possession, or of the District of Columbia." Sup. Ct. R. 5.1. That contention is frivolous, since Rule 5.1 governs admission to practice only before this Court. That rule, by its terms, does not prescribe requirements to practice before United States District Courts. See Giannini v. Real, 911 F.2d at 360; In re Roberts, 682 F.2d at 108-109. /8/ CONCLUSION The petition for writ of certiorari should be denied. Respectfully submitted. KENNETH W. STARR Solicitor General STUART M. GERSON Assistant Attorney General DOUGLAS N. LETTER D. BRUCE LA PIERRE Attorneys JUNE 1991 /1/ The appendix to the petition does not include the district court's initial opinion. We have accordingly included it as an appendix to this brief. /2/ The Local Rules of the United States District Courts for the Southern and Eastern Districts of California also require membership in the California state bar as a prerequisite to admission to practice. S.D. Cal. Local R. 110-3(a)(1); E.D. Cal. Local R. 180(a). By contrast, Local Rule 110-1 of the United States District Court for the Northern District of California does not require membership in the California state bar for admission to practice before that court. /3/ Respondent Judge A. Wallace Tashima is separately represented by private counsel. /4/ As petitioner is a private attorney, this case does not involve the effect of the statutory authority of the Attorney General to direct attorneys under the supervision of the Department of Justice to appear before federal courts. See 28 U.S.C. 509, 515-519, 533. For that reason, petitioner's references to federal government attorneys (Pet. 14-15) are beside the point. /5/ For that reason as well, the court rejected petitioner's claim based on the Equal Protection Clause of the Fourteenth Amendment. As the court recognized, "(b)ecause (petitioner) challenges a federal district court's rule, no state action is implicated, and any reliance on the Fourteenth Amendment is misplaced." App., infra, 6a. /6/ That statute grants rule-making power to this Court and "all courts established by Act of Congress." 28 U.S.C. 2071(a). /7/ For that reason, petitioner errs in contending that the local rule survives scrutiny under the Due Process Clause only if it is "absolutely necessary to the normal, routine and effective functioning of a United States District Court." Pet. 16; see id. at 16-21. Contrary to petitioner's suggestion (Pet. 9, 16), the court of appeals in Zambrano v. City of Tustin, 885 F.2d 1473 (9th Cir. 1989), had no occasion to consider the standard for reviewing the substantive validity of a local court rule. See id. at 1483 n.10. That case involved the standard for imposition of sanctions for an attorney's violation of a local court rule. See id. at 1480. /8/ Accordingly, there is no sound reason for the Court to accept petitioner's invitation (Pet. 22-24) to invalidate Local Rule 2.2.1 under its supervisory powers. See Frazier v. Heebe, 482 U.S. at 645. APPENDIX