IN RE DAVID BENTLEY, PETITIONER No. 90-5246 In The Supreme Court Of The United States October Term, 1990 On Petition For A Writ Of Mandamus To The United States Court Of Appeals For The Seventh Circuit Brief For The United States In Opposition OPINION BELOW The order of the court of appeals (App., infra) is not reported. JURISDICTION The petition for a writ of mandamus was filed on July 23, 1990. The jurisdiction of this Court is invoked under 28 U.S.C. 1651. QUESTION PRESENTED Whether the court of appeals has complied with its responsibility to process petitioner's appeal in light of its recent ruling denying his motion to proceed in forma pauperis for failure to comply with Fed. R. App. P. 24(a). STATEMENT 1. Following a jury trial in the United States District Court for the Northern District of Illinois, petitioner was convicted on 22 counts of wire fraud, in violation of 18 U.S.C. 1343. He was sentenced to a total of 12 years' imprisonment and ordered to pay $75,000 in restitution. 2. On August 23, 1989, petitioner filed a motion pursuant to 28 U.S.C. 2255 to vacate his sentence. The district court denied the motion, and petitioner noted an appeal. The appeal was docketed on February 6, 1990. On March 9, 1990, petitioner filed in the court of appeals a motion to proceed in forma pauperis. On June 4, 1990, in response to petitioner's status inquiry, the pro se clerk of the court of appeals informed him that his motion to proceed in forma pauperis was still pending before the court. Pet. App. 2. Petitioner then filed this petition for a writ of mandamus in this Court. Subsequently, on September 7, 1990, the court of appeals ruled on petitioner's motion to proceed in forma pauperis, denying it without prejudice. The court noted that under Fed. R. App. P. 24(a), /1/ applications to proceed on appeal in forma pauperis must be made in the first instance to the district court. Pet. 2; App., infra. ARGUMENT Petitioner contends (Pet. 1) that this Court should direct the court of appeals to process his appeal. Since the filing of the petition for a writ of mandamus, however, the court of appeals has acted on his motion to proceed in forma pauperis by denying it without prejudice for failure to comply with Fed. R. App. P. 24(a). That action temporarily disposes of the case in the court of appeals. Because the denial of in forma pauperis status was without prejudice, however, petitioner may now take steps to cure the defect in his application to proceed in forma pauperis. If he succeeds in curing that defect or if he pays the required filing fee, the court of appeals can then proceed to address the merits of his claims. The court of appeals was correct in denying petitioner's motion to proceed in forma pauperis. The record before the court of appeals contained no suggestion that petitioner had filed in the district court a motion to proceed in forma pauperis. Nor did petitioner's papers indicate that he had been permitted to proceed in the district court in forma pauperis or as a person financially unable to obtain adequate defense in a criminal case. See Fed. R. App. P. 24(a). The court of appeals therefore properly directed petitioner to cure those defects and to comply with the requirements of Rule 24 before the court would grant his motion to proceed in forma pauperis and address the merits of his appeal. /2/ Because the ruling of the court of appeals was without prejudice, petitioner may now seek in an orderly fashion to proceed on appeal in forma pauperis, either by filing a motion to so proceed in the district court or by informing the court of appeals if such leave has already been given. Issuing a writ of mandamus to the court of appeals would therefore be entirely inappropriate in this case. CONCLUSION The petition for a writ of mandamus should be denied. Respectfully submitted. KENNETH W. STARR Solicitor General ROBERT S. MUELLER, III Assistant Attorney General THOMAS M. GANNON Attorney NOVEMBER 1990 /1/ In pertinent part, Fed. R. App. P. 24 provides: (a) Leave to Proceed on Appeal in Forma Pauperis from District Court to Court of Appeals. A party to an action in a district court who desires to proceed on appeal in forma pauperis shall file in the district court a motion for leave so to proceed, together with an affidavit, showing * * * the party's inability to pay fees and costs or to give security therefor, the party's belief that that party is entitled to redress, and a statement of the issues which that party intends to present on appeal. * * * Notwithstanding the provisions of the preceding paragraph, a party who has been permitted to proceed in an action in the district court in forma pauperis, or who has been permitted to proceed there as one who is financially unable to obtain adequate defense in a criminal case, may proceed on appeal in forma pauperis without further authorization unless (there exist circumstances not present in the instant case). /2/ Although petitioner has alleged in this Court that he was given leave in the district court to proceed in forma pauperis, see Pet. Motion to Proceed in Forma Pauperis 1, he made no such allegation in his filings in the court of appeals. APPENDIX