UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
(WHITE PLAINS)
UNITED STATES OF AMERICA,
Plaintiff,
v.
AMERICAN SOCIETY OF COMPOSERS,
AUTHORS AND PUBLISHERS, et al.,
Defendant.
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Civ. Action No. 41-1395 (WCC)
SECOND AMENDED FINAL JUDGMENT
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Plaintiff having filed its complaint herein on February 26, 1941, the original defendants
having
appeared and filed their answer to the complaint denying the substantive allegations thereof, all
parties
having consented, without trial or adjudication of any issue of fact or law therein, to the entry of
a Civil
Decree and Judgment, filed March 4, 1941, to the entry of an Amended Final Judgment on
March 14,
1950, as subsequently amended and modified and to the entry of an Order thereunder issued on
January 7, 1960, as subsequently amended and modified;
The parties having moved the Court to amend the Amended Final Judgment,
NOW, THEREFORE, before the taking of any testimony, and without trial or
adjudication of
any issue of fact or law herein, without admission by the defendant American Society of
Composers,
Authors and Publishers with respect to any such issue, and upon consent of all remaining parties
hereto,
it is hereby
ORDERED, ADJUDGED, AND DECREED that the Amended Final Judgment be
amended
as follows:
I. Jurisdiction. This Court has jurisdiction of the subject matter
hereof and of all parties hereto. The
complaint states a claim upon which relief may be granted against ASCAP under Section 1 of
the
Sherman Act, 15 U.S.C. § 1.
II. Definitions. As used in this Second Amended Final Judgment:
- "ASCAP" means the American Society of Composers, Authors and Publishers;
- "ASCAP music" means any work in the ASCAP repertory;
- "ASCAP repertory" means those works the right of public performance of which
ASCAP has or hereafter shall have the right to license at the relevant point in time;
- "Background/foreground music service" means a person that transmits performances of
music to subscribers and that furnishes to those subscribers equipment not otherwise
available to the general public that enables subscribers to make the transmitted
performances on their premises. A background/foreground music service does not
include radio or television stations or networks, cable television networks or systems,
persons that transmit renditions of music to private homes, apartments, or hotel or motel
guest rooms, or persons that transmit renditions of music to subscribers that charge
admission;
- "Blanket License" means a non-exclusive license that authorizes a music user to
perform ASCAP music, the fee for which does not vary depending on the extent to
which the music user in fact performs ASCAP music;
- "Broadcaster" means any person who transmits audio or audio-visual programming
substantially similar to that transmitted by over-the-air or cable radio or television
stations or networks as they existed on the date of entry of this Second Amended Final
Judgment or that transmits the signal of another broadcaster: (1) over the air, (2) via
cable television or direct broadcast satellite, or (3) via other existing or yet-to-be-developed
transmission technologies, to audiences using radios, television sets,
computers, or other receiving or playing devices. For purposes of this Second
Amended Final Judgment, neither a background/foreground music service nor an on-line music
user is a broadcaster unless it is an on-line transmitter;
- "Music user" means any person that (1) owns or operates an establishment or
enterprise where copyrighted musical compositions are performed publicly, or (2) is
otherwise directly engaged in giving public performances of copyrighted musical
compositions;
- "On-line music user" means a person that publicly performs works in the ASCAP
repertory via the Internet or similar transmission facility including any succeeding
transmission technologies developed after entry of this Second Amended Final
Judgment;
- "On-line transmitter" means an on-line music user that transmits material that is
substantially similar to that transmitted by over-the-air or cable radio or television
stations or networks as they existed on the date of entry of this Second Amended Final
Judgment or that transmits the signal of a broadcaster;
- "Performing rights organization" means an association or corporation, such as ASCAP,
Broadcast Music, Inc., or SESAC, Inc., that collectively licenses rights of public
performance on behalf of numerous copyright owners;
- "Per-program license" means a non-exclusive license that authorizes a broadcaster to
perform ASCAP music in all of the broadcaster's programs, the fee for which varies
depending upon which programs contain ASCAP music not otherwise licensed for
public performance;
- "Per-segment license" means a non-exclusive license that authorizes a music user to
perform any or all works in the ASCAP repertory in all segments of the music user's
activities in a single industry, the fee for which varies depending upon which segments
contain ASCAP music not otherwise licensed for public performance;
- "Person" means an individual, partnership, firm, association, corporation or other
business or legal entity;
- "Program" means either a discrete program exhibited by a broadcaster or on-line
transmitter or, if such music user does not exhibit discrete programs, such other portion
of the transmissions made by the music user as shall be agreed to by ASCAP and the
music user or as shall be determined by the Court in a proceeding conducted under
Section IX of this Second Amended Final Judgment;
- "Public list" means such records that indicate the title, date of U.S. copyright
registration, if any, writer and current publisher or other copyright owner of all works in
the ASCAP repertory, including, but not limited to, the public electronic list;
- "Public electronic list" means separate databases of: (1) works in the ASCAP repertory
that have been registered with ASCAP since January 1, 1991, or identified in
ASCAP's surveys of performed works since January 1, 1978, that indicates the title,
writer, and current publisher or other copyright owner of each work; and (2) current
ASCAP members;
- "Representative music user" means a music user whose frequency, intensity and type of
music usage is typical of a group of similarly situated music users;
- "Right of public performance" means, and "perform" refers to, the right to perform a
work publicly in a nondramatic manner, sometimes referred to as the "small performing
right," and any equivalent rights under foreign copyright law, including, but not limited
to, rights known as the rights of transmission, retransmission, communication, diffusion
and rediffusion;
- "Similarly situated" means music users or licensees in the same industry that perform
ASCAP music and that operate similar businesses and use music in similar ways and
with similar frequency; factors relevant to determining whether music users or licensees
are similarly situated include, but are not limited to, the nature and frequency of musical
performances, ASCAP's cost of administering licenses, whether the music users or
licensees compete with one another, and the amount and source of the music users'
revenue;
- "Through-to-the-Audience License" means a license that authorizes the simultaneous or
so-called "delayed" performances of ASCAP music that are contained in programs
transmitted or delivered by a music user to another music user with whom the licensee
has an economic relationship relating to those programs;
- "Total license fee" means the sum of all fees paid by the music user in connection with
the license, including any fee for ambient or incidental uses but excluding the
administrative charges authorized by Section VII(B) of this Second Amended Final
Judgment;
- "Work" means any copyrighted musical composition; and
- "Writer" means a person who has written the music or lyrics of a work.
III. Applicability. The provisions of this Second Amended Final
Judgment shall apply to ASCAP, its
successors and assigns, and to each of its officers, directors, agents, employees, and to all other
persons in active concert or participation with any of them who shall have received actual notice
of this
Second Amended Final Judgment by personal service or otherwise. Except as provided in
Sections
IV(A) and (B) of this Second Amended Final Judgment, none of the injunctions or requirements
herein
imposed upon ASCAP shall apply to the acquisition or licensing of the right to perform musical
compositions publicly outside the United States of America, its territories or possessions.
IV. Prohibited Conduct. ASCAP is hereby enjoined and restrained
from:
- Holding, acquiring, licensing, enforcing, or negotiating concerning any foreign or
domestic rights in copyrighted musical compositions other than rights of public
performance on a non-exclusive basis; provided, however, that ASCAP may collect
and distribute royalties for home recording devices and media;
- Limiting, restricting, or interfering with the right of any member to issue, directly or
through an agent other than a performing rights organization, non-exclusive licenses to
music users for rights of public performance;
- Entering into, recognizing, enforcing or claiming any rights under any license for rights
of
public performance which discriminates in license fees or other terms and conditions
between licensees similarly situated;
- Granting any license to any music user for rights of public performance in excess of
five
years' duration;
- Granting to, enforcing against, collecting any monies from, or negotiating with any
motion picture theatre exhibitor concerning the right of public performance for music
synchronized with motion pictures;
- Asserting or exercising any right or power to restrict from public performance by any
licensee of ASCAP any work in order to exact additional consideration for the
performance thereof, or for the purpose of permitting the fixing or regulating of fees for
the recording or transcribing of such work; nothing in this Section IV(F) shall be
construed to prevent ASCAP, when so directed by the member in interest in respect of
a work, from restricting performances of a work in order reasonably to protect the
work against indiscriminate performances, or the value of the public performance rights
therein, or the dramatic or "grand" performing rights therein, or to prevent ASCAP
from restricting performances of a work so far as may be reasonably necessary in
connection with any claim or litigation involving the performing rights in any such work;
- Instituting, threatening to institute, maintaining, continuing, sponsoring, funding or
providing any legal services for any suit or proceeding against any motion picture
theater exhibitor for copyright infringement relating to the nondramatic public
performance of any work contained in a motion picture, provided, however, that
nothing in this Section IV(G) shall preclude ASCAP from pursuing its own bona
fide
independent interest in any such suit or proceeding; and
- Issuing to any broadcaster any license the fee for which is based upon a percentage of
the income received by the licensee from programs that include no ASCAP music
unless the broadcaster to whom such license shall be issued shall desire a license on
such a basis; provided, however, that this Section IV(H) shall not limit the discretion of
the Court in a proceeding conducted under Section IX of this Second Amended Final
Judgment to determine a license fee on any appropriate basis.
V. Through-to-the-Audience Licenses. ASCAP is hereby ordered and
directed to issue, upon
request, a through-to-the-audience license to a broadcaster, an on-line transmitter, a
background/foreground music service, and an operator of any yet-to-be-developed technology
that
transmits programs to other music users with whom it has an economic relationship relating to
those
programs; provided, however, that, in accordance with Section III of this Second Amended Final
Judgment, ASCAP shall not be required to issue a through-to-the-audience license to perform
ASCAP
music outside the United States. The fee for a through-to-the-audience license shall take into
account
the value of all performances made pursuant to the license.
VI. Licensing. ASCAP is hereby ordered and directed to grant to any
music user making a written
request therefor a non-exclusive license to perform all of the works in the ASCAP repertory;
provided,
however, that ASCAP shall not be required to issue a license to any music user that is in material
breach or default of any license agreement by failing to pay to ASCAP any license fee that is
indisputably owed to ASCAP. ASCAP shall not grant to any music user a license to perform
one or
more specified works in the ASCAP repertory, unless both the music user and member or
members in
interest shall have requested ASCAP in writing to do so, or unless ASCAP, at the written request
of
the prospective music user shall have sent a written notice of the prospective music user's request
for a
license to each such member at the member's last known address, and such member shall have
failed to
reply in thirty (30) days thereafter.
VII. Per-Program and Per-Segment Licenses.
- ASCAP is ordered and directed to offer, upon written request:
- To a broadcaster or an on-line transmitter, a per-program license that shall
cover ambient and incidental uses and shall not require any record-keeping or
monitoring of ambient and incidental uses; and
- To a background/foreground music service or to an on-line music user, other
than an on-line transmitter, a per-segment license if (a) the music user's
performances of music can be tracked and monitored to determine with
reasonable accuracy which segments of the music user's activity are subject to
an ASCAP license fee; (b) the music user's performances of music can be
attributed to segments commonly recognized within the music user's industry for
which a license fee can be assessed; and (c) administration of the license will
not impose an unreasonable burden on ASCAP.
- ASCAP may charge any music user that selects a per-program license or a per-segment
license a fee to recover its reasonable cost of administering the license.
- Nothing in this Second Amended Final Judgment shall prevent ASCAP and any music
user from agreeing on any other form of license.
- The fee for a per-program license shall be at the option of ASCAP either:
- Expressed in terms of dollars, requiring the payment of a specified amount for
each program that contains works in the ASCAP repertory not otherwise
licensed for public performance, or
- Expressed as a percentage of the music user's revenue attributable to each
program that contains works in the ASCAP repertory not otherwise licensed
for public performance.
VIII. Genuine Choice.
- ASCAP shall use its best efforts to avoid any discrimination among the various types
of
licenses offered to any group of similarly situated music users that would deprive those
music users of a genuine choice among the various types of licenses offered, or of the
benefits of any of those types of licenses.
- For a representative music user, the total license fee for a per-program or per-segment
license shall, at the time the license fee is established, approximate the fee for a blanket
license; for the purpose of making that approximation, it shall be assumed for the
purposes of this Section VIII(B) that all of the music user's programs or segments that
contain performances of ASCAP music are subject to an ASCAP fee.
- ASCAP shall maintain an up-to-date system for tracking music use by per-program
and per-segment licensees; ASCAP shall not be required to incur any unreasonable
costs in maintaining such system; ASCAP may require its members and such licensees
to provide ASCAP with all information reasonably necessary to administer the per-program or
per-segment license including, but not limited to:
- cue sheets or music logs;
- the date of performance of a work and identification of the program or other
segment of the music user's activities that contained the performance;
- the title of the work performed; and
- the writer, publisher or performing artist;
such requirements shall be designed to avoid unreasonable burdens on ASCAP,
ASCAP members and licensees.
- The terms and requirements of any license shall be designed to avoid imposing any
unreasonable burdens or costs on licensees or ASCAP.
IX. Determination of Reasonable Fees.
- ASCAP shall, upon receipt of a written request for a license for the right of public
performance of any, some or all of the works in the ASCAP repertory, advise the
music user in writing of the fee that it deems reasonable for the license requested or the
information that it reasonably requires in order to quote a reasonable fee. In the event
ASCAP requires such additional information, it shall so advise the music user in writing,
and shall advise the music user in writing of the fee that it deems reasonable within sixty
(60) days of receiving such information. If the parties are unable to reach agreement
within sixty (60) days from the date when the request for a license is received by
ASCAP, or within sixty (60) days of ASCAP's request for information, whichever is
later, the music user may apply to the Court for a determination of a reasonable fee
retroactive to the date of the written request for a license, and ASCAP shall, upon
receipt of notice of the filing of such request, promptly give notice of the filing to the
Assistant Attorney General in charge of the Antitrust Division. If the parties are unable
to agree upon a reasonable fee within ninety (90) days from the date when ASCAP
advises the music user of the fee that it deems reasonable or requests additional
information from the music user, and if the music user has not applied to the Court for a
determination of a reasonable fee, ASCAP may apply to the Court for the
determination of a reasonable fee retroactive to the date of a written request for a
license and ASCAP shall upon filing such application promptly give notice of the filing
to the Assistant Attorney General in charge of the Antitrust Division.
- In any such proceeding, the burden of proof shall be on ASCAP to establish the
reasonableness of the fee it seeks except that, where a music user seeks a per-segment
license, the music user shall have the burden of demonstrating that its performances of
music can be tracked and monitored to determine with reasonable accuracy which
segments of the music user's activity are subject to an ASCAP fee and of
demonstrating that the music user's performances of music can be attributed to
segments commonly recognized within the music user's industry for which a license fee
can be assessed.
- The fees negotiated by ASCAP and any music user during the first five years that
ASCAP licenses music users in that industry shall not be evidence of the
reasonableness of any fees (other than an interim fee as provided in Section IX(F) of
this Second Amended Final Judgment) for any license in any proceeding under this
Section IX.
- Should ASCAP not establish that the fee it requested is reasonable, then the Court shall
determine a reasonable fee based upon all the evidence.
- The parties shall have the matter ready for trial by the Court within one year of the
filing
of the application unless all parties request that the Court delay the trial for an additional
period not to exceed one year. No other delay shall be granted unless good cause is
shown for extending such schedule. Pending the completion of any such negotiations or
proceedings, the music user shall have the right to perform any, some or all of the
works in the ASCAP repertory to which its application pertains, without payment of
any fee or other compensation, but subject to the provisions of Section IX(F) of this
Second Amended Final Judgment, and to the final order or judgment entered by the
Court in such proceeding.
- When a music user has the right to perform works in the ASCAP repertory pending the
completion of any negotiations or pending proceedings provided for in Section IX(A) of
this Second Amended Final Judgment, either the music user or ASCAP may apply to
the Court to fix an interim fee pending final determination or negotiation of a reasonable
fee. The Court shall then fix an interim fee within ninety (90) days of such application
for an interim fee retroactive to the date of the written request for a license, allowing
only such limited discovery, if any, that the Court deems necessary to the fixing of such
interim fee. In fixing such interim fee, there shall be a presumption that the last existing
license (if any) between the music user and ASCAP, or between licensees similarly
situated to the music user and ASCAP, sets forth the appropriate interim fee. If the
Court fixes such interim fee, ASCAP shall then issue and the music user shall accept a
license providing for the payment of a fee at such interim rate from the date of the
request by such music user for a license pursuant to Section IX(A) of this Second
Amended Final Judgment. If the music user fails to accept such a license or fails to pay
the interim fee in accordance therewith, such failure shall be ground for the dismissal of
its application for a reasonable fee, if any.
- When a reasonable fee has been determined by the Court, ASCAP shall be required to
offer a license at a comparable fee to all other similarly situated music users who shall
thereafter request a license of ASCAP; provided, however, that any license agreement
which has been executed between ASCAP and another similarly situated music user
prior to such determination by the Court shall not be deemed to be in any way affected
or altered by such determination for the term of such license agreement.
- Nothing in this Section IX shall prevent any applicant or licensee from attacking in the
aforesaid proceedings or in any other controversy the validity of the copyright of any of
the compositions in the ASCAP repertory, nor shall this Second Amended Final
Judgment be construed as importing any validity or value to any of said copyrights.
- Pursuant to its responsibility to monitor and ensure compliance with this Second
Amended Final Judgment, the United States may participate fully in any proceeding
brought under this Section IX. Any order or agreement governing the confidentiality of
documents or other products of discovery in any such proceeding shall contain the
following provisions:
- The Department of Justice (the "Department") may make a written
request for copies of any documents, deposition transcripts or other
products of discovery ("products of discovery") produced in the
proceeding. If the Department makes such a request to a party other
than the party who produced the materials in the proceeding or to a
deponent ("the producing party"), the Department and the party to
whom it directed the request shall provide a copy of the request to the
producing party. The producing party must file any objection to the
request with the Court within thirty days of receiving the request; if the
producing party does not file such an objection, the person to whom
the Department directed its request shall provide the materials to the
Department promptly;
- Any party to the proceeding may provide the Department with copies
of any products of discovery produced in the proceeding. Any party
who provides the Department with copies of any product of discovery
shall inform the other parties to the proceeding within fifteen days of
providing such materials to the Department. The producing party must
file any objection to the production within fifteen days of receiving such
notice; and
- The Department shall not disclose any products of discovery that it
obtains under this order that have been designated as "confidential" in
good faith or as otherwise protectable under Fed. R. Civ. P. 26(c)(7)
to any third party without the consent of the producing party, except as
provided in the Antitrust Civil Process Act, 15 U.S.C. § 1313(c)-(d),
or as otherwise required by law.
X. Public Lists.
- Within 90 days of entry of this Second Amended Final Judgment, ASCAP shall, upon
written request from any music user or prospective music user:
- Inform that person whether any work identified by title and writer is in the
ASCAP repertory; or
- Make a good faith effort to do so if identifying information other than title and
writer is provided.
- Within 90 days of entry of this Second Amended Final Judgment, ASCAP shall:
- Make the public list available for inspection at ASCAP's offices during regular
business hours, maintain it thereafter, and update it annually;
and
- Make the public electronic list available through on-line computer access
(e.g.,
the Internet), update it weekly, make copies of it available in a machine-readable format
(e.g., CD-ROM) for the cost of reproduction, and update the
machine-readable copies semi-annually.
- Beginning 90 days after entry of this Second Amended Final Judgment, the first written
offer of a license that ASCAP makes to a music user or prospective music user shall
describe how to gain access to the public list and public electronic list and describe the
variety of works in the ASCAP repertory, including, but not limited to, a list of writers,
genres of music and works that illustrates that variety.
- After the date on which ASCAP makes the public electronic list available pursuant to
Section X(B)(2) of this Second Amended Final Judgment, ASCAP shall not institute or
threaten to institute, maintain, continue, sponsor, fund (wholly or partially, directly or
indirectly) or provide any legal services for, any suit or proceeding against any music
user for copyright infringement relating to the right of nondramatic public performance
of any work in the ASCAP repertory that is not, at the time of the alleged infringement,
identified on the public electronic list; provided, however, that nothing in this Section X
shall preclude ASCAP from pursuing its own bona fide independent interest in any
such suit or proceeding. This Section X(D) shall not apply to any such suit or
proceeding pending on the date of entry of this Second Amended Final Judgment.
XI. Membership.
- ASCAP is hereby ordered and directed to admit to membership, non-participating
or
otherwise:
- Any writer who shall have had at least one work regularly published, whether
or not performance of the work has been recorded in an ASCAP survey; or
- Any person actively engaged in the music publishing business, whose musical
publications have been used or distributed on a commercial scale for at least
one year, and who assumes the financial risk involved in the normal publication
of musical works.
-
- ASCAP shall distribute to its members the monies received by licensing rights
of public performance, less its costs, primarily on the basis of performances of
its members' works (excluding those works licensed by the member directly) as
indicated by objective surveys of performances periodically made by or for
ASCAP, provided, however, that ASCAP may make special awards of its
distributable revenues to writers and publishers whose works have a unique
prestige value, or which make a significant contribution to the ASCAP
repertory. Distribution of ASCAP's distributable revenue based on such
objective surveys shall reflect the value to ASCAP of performances in the
various media, and the method or formula for such distribution shall be fully and
clearly disclosed to all members. Upon written request of any member,
ASCAP shall disclose information sufficient for that member to determine
exactly how that member's payment was calculated by ASCAP.
- Where feasible, ASCAP shall conduct, or cause to have conducted, a census
or a scientific, randomly selected sample of the performances of the works of
its members. Such census or sample shall be designed to reflect accurately the
number and identification of performances and the revenue attributable to those
performances, made in accordance with a design made and periodically
reviewed by an independent and qualified person or firm.
- ASCAP shall not restrict the right of any member to withdraw from
membership in ASCAP at the end of any calendar year upon giving three
months' advance written notice to ASCAP; provided, however, that any writer
or publisher member who resigns from ASCAP and whose works continue to
be licensed by ASCAP by reason of the continued membership of a co-writer,
writer or publisher of any such works, may elect to continue receiving
distribution for such works on the same basis and with the same elections as a
member would have, so long as the resigning member does not license the
works to any other performing rights licensing organization for performance in
the United States. ASCAP may require a written acknowledgment from such
resigning member that the works have not been so licensed.
- A resigning member shall receive distribution from ASCAP for
performances occurring through the last day of the member's
membership in ASCAP, regardless of the date the revenues are
received.
- ASCAP shall not, in connection with any member's resignation, change
the valuation of that member's works or the basis on which distribution
is made to that member, unless such changes are part of similar changes
applicable to all members in the resigning member's classification.
- Notwithstanding the foregoing, for any member who resigns from
ASCAP, ASCAP is enjoined and restrained from requiring that
member to agree that the withdrawal of such works be subject to any
rights or obligations existing between ASCAP and its licensees,
provided, however, that ASCAP may make withdrawal of any works
from the ASCAP repertory subject to any license agreement between
ASCAP and any licensee that is in effect on the date that this provision
becomes effective.
- Each provision of Section XI(B) of this Second Amended Final Judgment shall
only be
effective upon entry of an order in United States v. Broadcast Music, Inc., No. 64 Civ.
3787 (S.D.N.Y.), that contains a substantially identical provision. Until the provisions
of Section XI(B)(3) of this Second Amended Final Judgment become effective,
ASCAP shall not enter into any contract with a writer or publisher requiring such writer
or publisher to grant to ASCAP performing rights for a period in excess of five years.
- Notwithstanding the provisions of Section XI (B)(3) of this Second Amended
Final
Judgment, a member who requests and receives an advance from ASCAP shall remain
a member of ASCAP and shall not be entitled to exercise any right to resign until the
advance has been fully recouped or repaid.
XII. Plaintiff's Access.
- For the purposes of determining or securing compliance with this Second Amended
Final Judgment or determining whether this Second Amended Final Judgment should be
modified or terminated, and subject to any legally recognized privilege, authorized
representatives of the Antitrust Division of the United States Department of Justice,
shall upon written request of the Assistant Attorney General in charge of the Antitrust
Division and on reasonable notice to ASCAP, be permitted:
- Access during regular business hours to inspect and copy all records and
documents in the possession, custody, or under the control of ASCAP, which
may have counsel present, relating to any matters contained in this Second
Amended Final Judgment;
- To interview ASCAP's members, officers, directors, employees, agents, and
representatives, who may have counsel present, concerning such matters; and
- To obtain written reports from ASCAP, under oath if requested, relating to any
matters contained in this Second Amended Final Judgment.
- ASCAP shall have the right to be represented by counsel in any process under this
Section.
- No information or documents obtained by the means provided in this Section shall be
divulged by the plaintiff to any person other than duly authorized representatives of the
Executive Branch of the United States, except in the course of legal proceedings to
which the United States is a party (including grand jury proceedings), or for the purpose
of securing compliance with this Second Amended Final Judgment, or as otherwise
required by law.
- If, at the time information or documents are furnished by defendant to plaintiff,
ASCAP
represents and identifies, in writing, the material in any such information or documents
to which a claim of protection may be asserted under Rule 26(c)(7) of the Federal
Rules of Civil Procedure, and ASCAP will mark each pertinent page of such material,
"subject to claim of protection under Rule 26(c)(7) of the Federal Rules of Civil
Procedure," then 10-days notice shall be given by plaintiff to ASCAP prior to divulging
such material in any legal proceeding (other than a grand jury proceeding) to which
ASCAP is not a party.
XIII. Dismissal of Individual Defendants. This action is dismissed
with respect to Gene Buck,
George Meyer and Gustave Schirmer and their estates.
XIV. Retention of Jurisdiction. Jurisdiction of this cause is retained
for the purpose of enabling
any of the parties to this Second Amended Final Judgment to make application to the Court for
such
further orders and directions as may be necessary or appropriate in relation to the construction of
or
carrying out of this Second Amended Final Judgment, for the modification thereof, for the
enforcement
of compliance therewith and for the punishment of violations thereof. It is expressly understood,
in
addition to the foregoing, that:
- The plaintiff may at any time after entry of this Second Amended Final Judgment,
upon
reasonable notice, apply to the Court for the vacation of said Judgment, or its
modification in any respect, including the dissolution of ASCAP; and
- If, at any time after the entry of this Second Amended Final Judgment, a stipulated
amended final judgment is entered in United States v. Broadcast Music, Inc., No. 64
Civ. 3787 (S.D.N.Y.), ASCAP may move the Court, and the Court shall grant such
motion, to substitute the relevant terms of that stipulated amended final judgment for
those of this Second Amended Final Judgment.
XV. Effective Date. This Second Amended Final Judgment shall
become effective three months
from the date of entry hereof whereupon the Amended Final Judgment entered on March 14,
1950, all
modifications or amendments thereto, the Order entered thereunder on January 7, 1960, and all
modifications and amendments thereto (collectively the "Amended Final Judgment") and the
Final
Judgment in United States v. American Society of Composers, Authors and Publishers,
Civ. No. 42-245 (S.D.N.Y.) entered on March 14, 1950 and all modifications and amendments
thereto (the
"Foreign Decree") shall be vacated. This Second Amended Final Judgment shall not be
construed to
make proper or lawful or sanction any acts which occurred prior to the date hereof which were
enjoined, restrained or prohibited by the Amended Final Judgment or the Foreign Decree.
Dated:
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United States District Judge
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