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Brief

Gonzales v. Planned Parenthood Fed'n of Am., Inc. - Petition

Docket Number
No. 05-1382
Supreme Court Term
2005 Term
Type
Petition for Writ of Certiorari
Court Level
Supreme Court


No. 05-1382

In the Supreme Court of the United States

ALBERTO R. GONZALES, ATTORNEY GENERAL, PETITIONER

v.

PLANNED PARENTHOOD FEDERATION
OF AMERICA, INC., ET AL.

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

PETITION FOR A WRIT OF CERTIORARI

PAUL D. CLEMENT
Solicitor General
Counsel of Record

PETER D. KEISLER
Assistant Attorney General

GREGORY G. GARRE
Deputy Solicitor General

GREGORY G. KATSAS
Deputy Assistant Attorney
General

KANNON K. SHANMUGAM
Assistant to the Solicitor
General

MARLEIGH D. DOVER
CATHERINE Y. HANCOCK
TEAL LUTHY MILLER
Attorneys
Department of Justice
Washington, D.C. 20530-0001
(202) 514-2217

QUESTION PRESENTED

The Partial-Birth Abortion Ban Act of 2003 (the Act), Pub. L. No. 108-105, 117 Stat. 1201 (to be codified at 18 U.S.C. 1531), prohibits a physician from knowingly per forming a "partial-birth abortion" (as defined in the statute) in or affecting interstate commerce. § 3, 117 Stat. 1206-1207. The Act contains an exception for cases in which the abortion is necessary to preserve the life of the mother, but no corresponding exception for the health of the mother. Congress, however, made exten sive factual findings, including a finding that "partial- birth abortion is never medically indicated to preserve the health of the mother." § 2(14)(O), 117 Stat. 1206. The question presented is as follows:

Whether, notwithstanding Congress's determination that a health exception was unnecessary to preserve the health of the mother, the Partial-Birth Abortion Ban Act of 2003 is invalid because it lacks a health exception or is otherwise unconstitutional on its face.

PARTIES TO THE PROCEEDING

Petitioner is Alberto R. Gonzales, Attorney General of the United States. Respondents are Planned Parent hood Federation of America, Inc.; Planned Parenthood Golden Gate; and the City and County of San Francisco.

In the Supreme Court of the United States

No. 05-1382

ALBERTO R. GONZALES, ATTORNEY GENERAL, PETITIONER

v.

PLANNED PARENTHOOD FEDERATION
OF AMERICA, INC., ET AL.

ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT

PETITION FOR A WRIT OF CERTIORARI

The Solicitor General, on behalf of the Attorney Gen eral of the United States, respectfully petitions for a writ of certiorari to review the judgment of the United States Court of Appeals for the Ninth Circuit in this case.

OPINIONS BELOW

The opinion of the court of appeals (Pet. App. 1a-54a) is reported at 435 F.3d 1163. The order of the district court (Pet. App. 55a-218a) is reported at 320 F. Supp. 2d 957.

JURISDICTION

The judgment of the court of appeals was entered on January 31, 2006. The jurisdiction of this Court is in voked under 28 U.S.C. 1254(1).

STATEMENT

This case presents a facial challenge to the constitu tionality of the federal Partial-Birth Abortion Ban Act of 2003 (the Act), Pub. L. No. 108-105, 117 Stat. 1201 (to be codified at 18 U.S.C. 1531). On February 21, 2006, the Court granted certiorari in Gonzales v. Carhart, No. 05-380, to resolve the constitutionality of the same Act. This petition for certiorari therefore should be held pending the decision in Carhart and disposed of accord ingly.

1. The factual background to Congress's enactment of the Act is set forth in greater detail in the statement of the government's petition for certiorari in Carhart. The phrase "partial-birth abortion" is commonly used to describe a late-term abortion procedure known inter changeably as dilation and extraction (D&X) or intact dilation and evacuation (intact D&E), in which a physi cian partially delivers the fetus intact (i.e., without first dismembering it) and then kills the fetus, typically by puncturing its skull and vacuuming out its brain. After years of hearings and debates, Congress passed, and the President signed, the Partial-Birth Abortion Ban Act of 2003. In drafting the Act, Congress deliberately sought to remedy the deficiencies identified by this Court in the state partial-birth abortion statute that the Court invali dated in Stenberg v. Carhart, 530 U.S. 914 (2000).

First, the federal Act contains a more precise defini tion of the phrase "partial-birth abortion" than the stat ute at issue in Stenberg. Specifically, it defines a "partial-birth abortion" as:

an abortion in which the person performing the abortion-(A) deliberately and intentionally vagi nally delivers a living fetus until, in the case of a head-first presentation, the entire fetal head is out side the body of the mother, or, in the case of breech presentation, any part of the fetal trunk past the na vel is outside the body of the mother, for the purpose of performing an overt act that the person knows will kill the partially delivered living fetus; and (B) per forms the overt act, other than completion of deliv ery, that kills the partially delivered living fetus.

Act § 3, 117 Stat. 1206-1207 (to be codified at 18 U.S.C. 1531(b)(1)). The Act imposes criminal and civil sanctions only on a physician who "knowingly" performs such an abortion. § 3, 117 Stat. 1206 (to be codified at 18 U.S.C. 1531(a)). Like the statute at issue in Stenberg, the Act includes an exception for any cases in which a partial- birth abortion is necessary to preserve the life of the mother. Ibid.

Second, based on "the testimony received during extensive legislative hearings during the 104th, 105th, 107th, and 108th Congresses," Act § 2(14), 117 Stat. 1204, the Act contains extensive factual findings con cerning the medical necessity of partial-birth abortion, culminating in the ultimate finding that "partial-birth abortion is never medically indicated to preserve the health of the mother," § 2(14)(O), 117 Stat. 1206. Among its subsidiary findings, Congress determined that "[t]here is no credible medical evidence that partial- birth abortions are safe or are safer than other abortion procedures," § 2(14)(B), 117 Stat. 1204, and that "[p]artial-birth abortion poses serious risks to the health of a woman undergoing the procedure," § 2(14)(A), 117 Stat. 1204. Although Congress acknowledged that the district court in Stenberg had made contrary factual findings, Congress noted that much of the evidence on which it was relying in making its own findings was not contained in the Stenberg record. § 2(5)-(8), 117 Stat. 1202.

2. Respondents brought suit against the Attorney General, seeking a declaration that the Act is unconsti tutional on its face and a permanent injunction against enforcement of the Act. Respondents contended that the Act was facially invalid under the Fifth Amendment because (1) it lacked a health exception; (2) it otherwise imposed an undue burden on a woman's access to an abortion because it prohibited not only D&X abortions, but also other types of abortions; and (3) it was unconsti tutionally vague in various respects.

After a bench trial, the district court granted judg ment to respondents and entered a permanent injunc tion. Pet. App. 55a-218a. The district court agreed with respondents that the Act was facially invalid on all three asserted grounds. Most significantly, the court held that the Act was facially invalid because it lacked a health exception. Id. at 96a-217a. The court rejected the government's argument that Congress's factual find ings concerning the medical necessity of partial-birth abortion were entitled to deference on the ground that, under Stenberg, the relevant question was whether "sig nificant medical authority supports the proposition that in some circumstances, [intact D&E] is the safest proce dure." Id. at 214a (citation omitted). The court deter mined, inter alia, that "there continues to be a division of opinion among highly qualified experts regarding the necessity or safety of intact D&E," id. at 215a, and on that basis refused to defer to Congress's ultimate find ing that partial-birth abortion was never medically indi cated to preserve the health of the mother, id. at 212a. The district court also held that the Act was facially in valid on the ground that it imposed an undue burden on a woman's access to an abortion by reaching "several second trimester abortion procedures in addition to in tact D&E," id. at 85a; see id. at 73a-89a, and on the ground that it was unconstitutionally vague because it "fail[ed] to clearly define the prohibited medical proce dures and d[id] not use terminology that is recognized in the medical community," id. at 89a; see id. at 89a-96a. The district court thus permanently enjoined the gov ernment from enforcing the Act against respondents and their employees. Id. at 218a.

3. The court of appeals affirmed. Pet. App. 1a-54a.

The court of appeals first held that the Act was fa cially invalid because it lacked a health exception. Pet. App. 14a-22a. The court construed this Court's decision in Stenberg as holding that "an abortion regulation that fails to contain a health exception is unconstitutional except when there is a medical consensus that no cir cumstance exists in which the procedure would be neces sary to preserve a woman's health." Id. at 15a. The court of appeals acknowledged that Congress had made various factual findings concerning the necessity of a health exception. Id. at 17a. Nevertheless, it held that, "[u]nder even the most deferential level of review," Con gress's threshold finding that "[a] moral, medical, and ethical consensus exists that the practice of performing a partial-birth abortion * * * is never medically neces sary," Act § 2(1), 117 Stat. 1201, would not be entitled to deference. Pet. App. 19a. The court thus rejected the government's submission that the relevant question was whether deference was owed to Congress's ultimate finding that "partial-birth abortion is never medically indicated to preserve the health of the mother," Act § 2(14)(O), 117 Stat. 1206. Pet. App. 21a-22a.

Although the court of appeals' ruling that "Con gress's failure to include a health exception in the stat ute renders the Act unconstitutional," Pet. App. 22a, was a sufficient basis to affirm the district court, the court went on to hold that the Act was facially invalid on the alternative grounds that it imposed an undue burden on a woman's access to an abortion (because it reached some other types of abortions besides D&X abortions) and that it was unconstitutionally vague (because it con tained ambiguous language that arguably reached some other types of abortions). Id. at 23a-40a.

The court of appeals further held that the Act should be enjoined in its entirety. Pet. App. 40a-54a. As a pre liminary matter, the court hypothesized that, if the Act were facially invalid solely because it lacked a health exception, the court "might have been able to draft a more 'finely drawn' injunction." Id. at 41a. The court nevertheless reasoned, however, that a narrower injunc tion would not have been appropriate even in that in stance, because such an injunction would be inconsistent with Congress's intent in promulgating the Act. Ibid. The court explained that, in its view, the Act's sponsors believed that the Act would have little force or effect if it contained a health exception. Id. at 44a.

The court of appeals concluded, however, that "we need not rest our decision as to the appropriate remedy solely on the omission of a health exception" because the Act was also unconstitutional on other grounds. Pet. App. 47a. To remedy all the asserted constitutional defi ciencies, the court contended, it would "in effect have to strike the principal substantive provision that is now in the Act," leaving a statute that was substantially differ ent from (and narrower than) the one that Congress enacted. Ibid. The court of appeals therefore concluded that "the appropriate remedy" was "to enjoin the en forcement of the statute in its entirety." Id. at 54a.

REASONS FOR GRANTING THE PETITION

The Ninth Circuit held that the Partial-Birth Abor tion Ban Act of 2003 was facially invalid and perma nently enjoined the government from enforcing the Act. The Court has already recognized the importance of the issues raised by such a ruling by granting certiorari in Gonzales v. Carhart, No. 05-380, to resolve the constitu tionality of the Act. The court of appeals in Carhart held that the Act was facially invalid because it lacked a health exception-the primary ground on which the Act was challenged below-and therefore did not address the other arguments raised to challenge the Act's consti tutionality. As the government explained in its supple mental brief in support of certiorari in Carhart (at 8-9 & n.2), however, Carhart would permit the Court to ad dress both the necessity of a health exception and the other principal challenges to the Act-including the al ternative grounds on which the Ninth Circuit relied below-if the Court chose to do so, because the Carhart plaintiffs have preserved those arguments. Likewise, as explained in the government's supplemental brief in Carhart (at 9-10), the Court could exercise its discretion to reach the remedial question in Carhart if it holds the Act unconstitutional in any respect.

Because Carhart presents a suitable vehicle for the Court to resolve the primary facial challenges that have been made to the constitutionality of the Act, and be cause the merits briefing is already underway in Car hart (the government's opening brief is due May 22, 2006), the petition for a writ of certiorari in this case should be held pending the Court's decision in Carhart, and then disposed of as appropriate in light of that deci sion. If the Court were to determine, however, that ple nary review would be appropriate in this case as well as in Carhart, the cases should be consolidated for oral argument.

6. CONCLUSION

The petition for a writ of certiorari should be held pending this Court's decision in Gonzales v. Carhart, No. 05-380, and then disposed of accordingly.

Respectfully submitted.

PAUL D. CLEMENT
Solicitor General

PETER D. KEISLER
Assistant Attorney General

GREGORY G. GARRE
Deputy Solicitor General

GREGORY G. KATSAS
Deputy Assistant Attorney
General

KANNON K. SHANMUGAM
Assistant to the Solicitor
General

MARLEIGH D. DOVER
CATHERINE Y. HANCOCK
TEAL LUTHY MILLER
Attorneys

MAY 2006


Brief
Updated October 21, 2014