Due to the lapse in appropriations, Department of Justice websites will not be regularly updated. The Department’s essential law enforcement and national security functions will continue. Please refer to the Department of Justice’s contingency plan for more information.

Financial Institution Fraud

State Street Corp.

U.S. v. State Street Corporation: Docket No. 1:17-cr-10008-IT-1

U.S. v. Ross McLellan: Docket No. 1:16-cr-10094-LTS-1

U.S. v. Edward Pennings: Docket No. 1:16-cr-10094-LTS-2

U.S. v. Richard Boomgaardt: Docket No. 1:17-cr-10167-DJC-1


HSBC Holdings PLC

U.S. v. HSBC Holdings PLC: Docket No. 1:18-cr-00030-NGG-1

U.S. v. Mark Johnson: Docket No. 1:16-cr-00457-NGG-1

U.S. v. Stuart Scott: Docket No. 1:16-cr-00457-NGG-2

Barclays PLC

U.S. v. Barclays PLC: Docket No. 3:15-cr-00077-SRU-1

U.S. v. Robert Bogucki: Docket No. 5:18-cr-00021-EJD-1


U.S. v. CITICORP: Docket No. 3:15-cr-00078-SRU-1

JPMorgan Chase & Co.,

U.S. v. JPMorgan Chase & Co.: Docket No. 3:15-cr-00079-SRU-1


U.S. v. The Royal Bank of Scotland, PLC.: Docket No. 3:15-cr-00080-SRU-1



U.S. v. UBS, AG: Docket No. N/A

U.S. v. UBS, AG: Docket No. 3:15-cr-00076-SRU-1

U.S. v. UBS Securities Japan Co., Ltd.: Docket No. 3:12-cr-00268-RNC-1

U.S. v. Tom Alexander William Hayes: Docket No. 1:17-cr-00750-ALC-1

U.S. v. Roger Darin: Docket No. 1:17-cr-00750-ALC-2


U.S. v. The Royal Bank of Scotland, PLC.: Docket No. 3:13-cr-00074-MPS-1

U.S. v. The Royal Bank of Scotland Securities Japan Limited: Docket No. 3:13-CR-73-MPS


U.S. v. Paul Robson: Docket No. 1:14-cr-00272-JSR-1

U.S. v. Paul Thompson: Docket No. 1:14-cr-00272-JSR-2

U.S. v. Tetsuya Motomura: Docket No. 1:14-cr-00272-JSR-3

U.S. v. Takayuki Yagami: Docket No. 1:14-cr-00272-JSR-4

U.S. v. Anthony Allen: Docket No. 1:14-cr-00272-JSR-5

U.S. v. Anthony Conti: Docket No. 1:14-cr-00272-JSR-6

U.S. v. Lee Stewart : Docket No. 1:14-cr-00272-JSR-7

U.S. v. Coöperatieve Centrale Raiffeisen-Boerenleenbank B.A.: Docket No. 3:13-CR-200AWT

Deutsche Bank AG

U.S. v. Deutsche Bank AG: Docket No. 3:15-cr-00061-RNC-1

U.S. v. Matthew Connolly: Docket No. 1:16-cr-00370-CM-1

U.S. v. Gavin Campbell Black: Docket No. 1:16-cr-00370-CM-2

U.S. v. Michael Ross Curtler: Docket No. 1:15-cr-00670-VSB-1

U.S. v. Timothy Parietti : Docket No. 1:16-cr-00373-PAE-1

DB Group Services

U.S. v. DB Group Services (U.K.) Ltd.: Docket No. 3:15-cr-00062-RNC-1

Lloyd's Banking Group

U.S. v. Lloyd's Banking Group: Docket No. 3:14-cr-00165-AWT-1

Barclays PLC

U.S. v. Barclays PLC: Docket No. N/A

Société Générale

U.S. v. Danielle Sindzingre: Docket No. 2:17-CR-00464-JS-1

U.S. v. Muriel Bescond: Docket No. 2:17-CR-00464-JS-2

Updated July 18, 2018

Was this page helpful?

Was this page helpful?
Yes No