Attachment D (text-only Version)

Attachment D

Organizational Chart Under The Litigating States ("LS") Final Judgment

This diagram contains the following boxes:

• Board of Directors: The bottom left corner of this box is entitled Antitrust Compliance Committee (ACC).
• CEO
• General Counsel
• Office of Legal Compliance (OLC): The bottom left corner of this box is entitled Compliance Officer. This portion of the box contains the following items:
  • Sits administratively in the Office of Legal Compliance, part of the Office of General Counsel
  • Reports to CEO and ACC
  • Duty under Final Judgment for design and supervision of overall compliance
    • Specified duties including assessments, reporting, ensuring remediation, record-keeping, planning & logistics for training
• LCA Antitrust Group: This box contains the following items:
  • Responsible for administration of compliance programs, including:
    • Training content, legal advice, reviews, development of any remediation, reports, records

The relationships between the boxes are depicted as follows:

• From Office of Legal Compliance: Arrows point up to the following:
  • Board of Directors/Antitrust Compliance Committee
  • CEO
  • General Counsel
• From CEO: Arrow points up to Board of Directors/Antitrust Compliance Committee
• From General Counsel: Arrow points up to CEO
• From LCA Antitrust Group: Arrow points up to General Counsel
• Between Office of Legal Compliance and LCA Antitrust Group: A dotted line connects the two boxes.

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