|This document is available in two formats: this web page (for browsing content) and PDF (comparable to original document formatting). To view the PDF you will need Acrobat Reader, which may be downloaded from the Adobe site. For an official signed copy, please contact the Antitrust Documents Group.|
PHILLIP H. WARREN
Attorneys for the United States
UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF CALIFORNIA
The United States of America, acting through its attorneys, charges:I. DESCRIPTION OF THE OFFENSE
1. F. HOFFMANN-LA ROCHE, LTD. and UDO HAAS are made defendants on the charge stated below.
2. Beginning in or about July 1991 until June 27, 1995, the defendants and co-conspirators entered into and engaged in a combination and conspiracy to suppress and eliminate competition by fixing the price and allocating the sales volumes of citric acid offered for sale to customers in the United States and elsewhere. The combination and conspiracy, engaged in by the defendants and co-conspirators, was in unreasonable restraint of interstate trade and commerce in violation of Section 1 of the Sherman Act (15 U.S.C. § 1).
3. The charged combination and conspiracy consisted of a continuing agreement, understanding, and concert of action among the conspirators, the substantial terms of which were:
4. For the purpose of forming and carrying out the charged combination and conspiracy, the defendants and co-conspirators did those things that they combined and conspired to do, including, among other things:
5. F. HOFFMANN-LA ROCHE, LTD. ("HOFFMANN-LA ROCHE") is a corporation organized and existing under the laws of Switzerland. UDO HAAS is a current employee of HOFFMANN-LA ROCHE and the former Managing Director of SA Citrique Belge NV, HOFFMANN-LA ROCHE's citric acid-producing subsidiary. HOFFMANN-LA ROCHE produces citric acid at its subsidiary, SA Citrique Belge NV, located in Tienen, Belgium. During the period covered by this Information, HOFFMANN-LA ROCHE and UDO HAAS were engaged in the business of producing, selling, and distributing citric acid to customers in the United States and elsewhere.
6. Various corporations and individuals, not made defendants in this Information, participated as co-conspirators in the offense charged herein and performed acts and made statements in furtherance of it.
7. Whenever in this Information reference is made to any act, deed, or transaction of any corporation, the allegation means that the corporation engaged in the act, deed, or transaction by or through its officers, directors, employees, agents, or other representatives while they were actively engaged in the management, direction, control, or transaction of its business or affairs.
III.TRADE AND COMMERCE
8. Citric acid is an organic acid used in various food products and beverages, cosmetics, medicine, detergents, chemicals and textiles.
9. During the period covered by this Information, the defendants and co-conspirators sold and distributed citric acid in a continuous and uninterrupted flow of interstate commerce to customers located in states other than the states or countries in which the defendants and co-conspirators produced citric acid.
10. The business activities of the defendants and co-conspirators that are the subject of this Information were within the flow of, and substantially affected, interstate trade and commerce.IV. JURISDICTION AND VENUE
11. The combination and conspiracy charged in this Information was carried out, in part, in the Northern District of California, within the five years preceding the filing of this Information. ALL IN VIOLATION OF TITLE 15, UNITED STATES CODE, SECTION 1.