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Case

U.S. v. Alex Brown & Sons (NASDAQ Market Makers)

Case Open Date
Case Name
United States v. Alex. Brown & Sons, et. al (Nasdaq Market Makers)
Case Type
Civil Non Merger
Case Violation(s)
  • Other Restraint of Trade
  • Price Fixing - Horizontal
Industry Code(s)
  • Security Brokers and Dealers
Component
Antitrust Division
Case Documents
Opinion August 6, 1998   [PDF, ]
Opinion Number 7763   [PDF, ]
Memorandum in Opposition to Motion of Plaintiffs in the In re Nasdaq Market-Makers Antitrust Litigation To Intervene or To Appear as Amicus Curiae   [PDF, ]
Competitive Impact Statement   [PDF, ]
Stipulation and Order   [PDF, ]
Complaint in US v. Nasdaq Market Makers   [PDF, ]
Updated July 9, 2015