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U.S. v. Alex Brown & Sons (NASDAQ Market Makers)

Case Open Date
Case Name
United States v. Alex. Brown & Sons, et. al (Nasdaq Market Makers)
Case Type
Civil Non Merger
Case Violation(s)
  • Other Restraint of Trade
  • Price Fixing - Horizontal
Industry Code(s)
  • Security Brokers and Dealers
Updated July 9, 2015