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U.S. v. American Stock Exchange, LLC, et al.

Case Open Date
Case Name
United States v. American Stock Exchange, LLC, Chicago Board Options Exchange, Inc., Pacific Exchange, Inc. and Philadelphia Stock Exchange, Inc.
Case Type
Civil Non Merger
Case Violation(s)
  • Customer, Territorial or Market Allocation - Horizontal
  • Price Fixing - Horizontal
Industry Code(s)
  • Investment Banking and Securities Dealing
  • Security and Commodity Exchanges
Updated July 9, 2015