Skip to main content
Case

U.S. v. American Stock Exchange, LLC, et al.

Case Open Date
Case Name
United States v. American Stock Exchange, LLC, Chicago Board Options Exchange, Inc., Pacific Exchange, Inc. and Philadelphia Stock Exchange, Inc.
Case Type
Civil Non Merger
Case Violation(s)
  • Customer, Territorial or Market Allocation - Horizontal
  • Price Fixing - Horizontal
Industry Code(s)
  • Investment Banking and Securities Dealing
  • Security and Commodity Exchanges
Component
Antitrust Division
Case Documents
Final Judgment   [PDF, ]
Motion for Entry of Final Judgment   [PDF, ]
Certificate of Compliance with Provisions of the Antitrust Procedures and PenaltiesAct   [PDF, ]
Stipulation   [PDF, ]
[Proposed] Final Judgment   [PDF, ]
Complaint   [PDF, ]
Memorandum of United States of America as Amicus Curiae in Opposition toMotion of Options Exchange Defendants to Dismiss Consolidated Antitrust Class ActionComplaint   [PDF, ]
Updated July 9, 2015