Chapter 11 Operating Reports

Chapter 11 Operating Reports

On June 21, 2021, the United States Trustee Program’s rule entitled Uniform Periodic Reports in Cases Filed Under Chapter 11 of Title 11, published at 28 C.F.R. § 58.8 (the “Final Rule”) became effective. The Final Rule requires that chapter 11 debtors-in-possession and trustees, other than in small business and subchapter V cases, file monthly operating reports and post-confirmation reports using streamlined, data-embedded, uniform forms in every judicial district where the U.S. Trustee Program operates.

Small business and subchapter V debtors are not subject to the Final Rule and must use Official Form 425C available on the U.S. Courts' website for periodic reporting in cases in which a plan has not been confirmed. These debtors should consult the Office of the U.S. Trustee in the district in which the case is pending for post-confirmation reporting requirements.

Important Notice

USTP Posts Updated UST Form 11-MORs and UST Form 11-PCRs For Immediate Use

November 30, 2021

The United States Trustee Program has posted on its website updated versions of the UST Form 11-MOR, Monthly Operating Reports (“MOR”) and UST Form 11-PCR, Post-confirmation Reports (“PCR”), that should be used for all reports filed after November 30, 2021. Designed to improve the overall user experience, the updates streamline the process of embedding data on the forms by using standard PDF bar-code technology. The updates do not impact the information required to be reported on the MORs and PCRs.

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Email Updates Subscribe to Chapter 11 Operating Reports Email Updates

Click here to download the guide for opening the MOR/PCR Forms

Forms (Effective November 30, 2021)

Title Description Date Modified
UST Form 11-MOR – Monthly Operating Report

For Mac Users Only:
UST Form 11-MOR – Monthly Operating Report

If you receive a “Please Wait” message or need help downloading the form, please review the Guide here.
Monthly Operating Report form (Effective November 30, 2021) December 1, 2021

Prior version of the form will not be accepted after December 31, 2021
UST Form 11-PCR – Post-confirmation Report

For Mac Users Only:
UST Form 11-PCR – Post-confirmation Report

If you receive a “Please Wait” message or need help downloading the form, please review the Guide here.
Post-confirmation Report form (Effective November 30, 2021) December 1, 2021

Prior version of the form will not be accepted after December 31, 2021
Instructions (Effective December 7, 2022)
Title Description Date Modified
UST Form 11-MOR – Monthly Operating Report Instructions General information and instructions for the completion of the MOR Form. December 7, 2022
UST Form 11-PCR – Post-confirmation Report Instructions General information and instructions for the completion of the PCR Form. December 7, 2022
Complete Data Dictionary (Effective November 10, 2021)
Title Description Date Modified
Complete Data Dictionary For software developers: This is the schema that identifies the field names and values in the MOR and PCR forms. November 10, 2021
Sample XML Approach (Effective November 10, 2021)
Title Description Date Modified
UST Form 11-MOR – Schema XML Schema of the data-enabled MOR form. November 10, 2021
UST Form 11-PCR – Schema XML Schema of the data-enabled PCR form. November 10, 2021

Troubleshooting

Having technical problems? Please review our Troubleshooting Tips page, which includes:

  1. Minimum system requirements for the forms; and
  2. Assistance with problems:
    1. downloading the forms;
    2. opening the forms; 
    3. using the forms on a Mac;
    4. finalizing the forms for court filing; and
    5. "Error: Nothing Done" or "An error occurred during the submit process"; and
    6. Why are blank rows and barcodes added to the MOR or PCR forms?

Contact Information

If you encounter technical problems or questions concerning the MOR or PCR forms after following the Troubleshooting steps, please contact us by E-mail: USTMORHelp.

 

If you have questions concerning the use or completion of the MOR or PCR forms, please contact the U.S. Trustee’s Office in the district in which the debtor's case is pending.

Developer Resources

For more details about technical implementation, please click here.

Background

For further background information concerning the Final Rule and its implementation, please click here.

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