Chapter 11 Operating Reports
Chapter 11 Operating Reports
On June 21, 2021, the United States Trustee Program’s rule entitled Uniform Periodic Reports in Cases Filed Under Chapter 11 of Title 11, published at 28 C.F.R. § 58.8 (the “Final Rule”) became effective. The Final Rule requires that chapter 11 debtors-in-possession and trustees, other than in small business and subchapter V cases, file monthly operating reports and post-confirmation reports using streamlined, data-embedded, uniform forms in every judicial district where the U.S. Trustee Program operates.
| Small business and subchapter V debtors are not subject to the Final Rule and must use Official Form 425C available on the U.S. Courts' website for periodic reporting in cases in which a plan has not been confirmed. These debtors should consult the Office of the U.S. Trustee in the district in which the case is pending for post-confirmation reporting requirements. |
Important Notice
USTP Posts Updated UST Form 11-MORs and UST Form 11-PCRs For Immediate Use
November 30, 2021
The United States Trustee Program has posted on its website updated versions of the UST Form 11-MOR, Monthly Operating Reports (“MOR”) and UST Form 11-PCR, Post-confirmation Reports (“PCR”), that should be used for all reports filed after November 30, 2021. Designed to improve the overall user experience, the updates streamline the process of embedding data on the forms by using standard PDF bar-code technology. The updates do not impact the information required to be reported on the MORs and PCRs.
Subscribe to Chapter 11 Operating Reports Email Updates|
Click here to download the guide for opening the MOR/PCR Forms Forms (Effective November 30, 2021) |
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| Title | Description | Date Modified |
| UST Form 11-MOR – Monthly Operating Report For Mac Users Only: UST Form 11-MOR – Monthly Operating Report If you receive a “Please Wait” message or need help downloading the form, please review the Guide here. |
Monthly Operating Report form (Effective November 30, 2021) | December 1, 2021 Prior version of the form will not be accepted after December 31, 2021 |
| UST Form 11-PCR – Post-confirmation Report For Mac Users Only: UST Form 11-PCR – Post-confirmation Report If you receive a “Please Wait” message or need help downloading the form, please review the Guide here. |
Post-confirmation Report form (Effective November 30, 2021) | December 1, 2021 Prior version of the form will not be accepted after December 31, 2021 |
| Instructions (Effective December 7, 2022) | ||
| Title | Description | Date Modified |
| UST Form 11-MOR – Monthly Operating Report Instructions | General information and instructions for the completion of the MOR Form. | December 7, 2022 |
| UST Form 11-PCR – Post-confirmation Report Instructions | General information and instructions for the completion of the PCR Form. | December 7, 2022 |
| Complete Data Dictionary (Effective November 10, 2021) | ||
| Title | Description | Date Modified |
| Complete Data Dictionary | For software developers: This is the schema that identifies the field names and values in the MOR and PCR forms. | November 10, 2021 |
| Sample XML Approach (Effective November 10, 2021) | ||
| Title | Description | Date Modified |
| UST Form 11-MOR – Schema | XML Schema of the data-enabled MOR form. | November 10, 2021 |
| UST Form 11-PCR – Schema | XML Schema of the data-enabled PCR form. | November 10, 2021 |
Troubleshooting
Having technical problems? Please review our Troubleshooting Tips page, which includes:
- Minimum system requirements for the forms; and
- Assistance with problems:
- downloading the forms;
- opening the forms;
- using the forms on a Mac;
- finalizing the forms for court filing; and
- "Error: Nothing Done" or "An error occurred during the submit process"; and
- Why are blank rows and barcodes added to the MOR or PCR forms?
Contact Information
If you encounter technical problems or questions concerning the MOR or PCR forms after following the Troubleshooting steps, please contact us by E-mail: USTMORHelp.
If you have questions concerning the use or completion of the MOR or PCR forms, please contact the U.S. Trustee’s Office in the district in which the debtor's case is pending.
Developer Resources
For more details about technical implementation, please click here.
Background
For further background information concerning the Final Rule and its implementation, please click here.